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Chapter VI: Part II: His Music (2)

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The middle part of this E minor study recalls Thalberg. Von Bulow cautions the student against "the accenting of the first note with the thumb--right hand--as it does not form part of the melody, but only comes in as an unimportant passing note." This refers to the melody in E. He also writes that the addition of the third in the left hand, Klindworth edition, needs no special justification. I discovered one marked difference in the Klindworth edition. The leap in the left hand--first variant of the theme, tenth bar from beginning--is preceded by an appoggiatura, E natural. The jump is to F sharp, instead of G, as in the Mikuli, Kullak and Riemann editions. Von Bulow uses the F sharp, but without the ninth below. Riemann phrases the piece so as to get the top melody, B, E and G, and his stems are below instead of above, as in Mikuli and Von Bulow. Kullak dots the eighth note. Riemann uses a sixteenth, thus:

[Musical score excerpt]

Kullak writes that the figure 184 is not found on the older metronomes. This is not too fast for the capriccio, with its pretty and ingenious rhythmical transformations. As regards the execution of the 130th bar, Von Bulow says: "The acciaccature--prefixes--are to be struck simultaneously with the other parts, as also the shake in bar 134 and following bars; this must begin with the upper auxiliary note." These details are important. Kullak concludes his notes thus:

Despite all the little transformations of the motive member
which forms the kernel, its recognizability remains
essentially unimpaired. Meanwhile out of these little
metamorphoses there is developed a rich rhythmic life, which
the performer must bring out with great precision. If in
addition, he possesses a fine feeling for what is graceful,
coquettish, or agreeably capricious, he will understand how to
heighten still further the charm of the chief part, which, as
far as its character is concerned, reminds one of Etude, op.
25, No. 3.

The secondary part, in major, begins. Its kernel is formed of
a beautiful broad melody, which, if soulfully conceived and
delivered, will sing its way deep into the heart of the
listener. For the accompaniment in the right hand we find
chord arpeggiations in triplets, afterward in sixteenths,
calmly ascending and descending, and surrounding the melody as
with a veil. They are to be played almost without
accentuation.

It was Louis Ehlert who wrote of the celebrated study in G sharp minor op. 25, No. 6: "Chopin not only versifies an exercise in thirds; he transforms it into such a work of art that in studying it one could sooner fancy himself on Parnassus than at a lesson. He deprives every passage of all mechanical appearance by promoting it to become the embodiment of a beautiful thought, which in turn finds graceful expression in its motion."

And indeed in the piano literature no more remarkable merging of matter and manner exists. The means justifies the end, and the means employed by the composer are beautiful, there is no other word to describe the style and architectonics of this noble study. It is seldom played in public because of its difficulty. With the Schumann Toccata, the G sharp minor study stands at the portals of the delectable land of Double Notes. Both compositions have a common ancestry in the Czerny Toccata, and both are the parents of such a sensational offspring as Balakirew's "Islamey." In reading through the double note studies for the instrument it is in the nature of a miracle to come upon Chopin's transfiguration of such a barren subject. This study is first music, then a technical problem. Where two or three pianists are gathered together in the name of Chopin, the conversation is bound to formulate itself thus: "How do you finger the double chromatic thirds in the G sharp minor study?" That question answered, your digital politics are known. You are classified, ranged. If you are heterodox you are eagerly questioned; if you follow Von Bulow and stand by the Czerny fingering, you are regarded as a curiosity. As the interpretation of the study is not taxing, let us examine the various fingerings. First, a fingering given by Leopold Godowsky. It is for double chromatic thirds:

[Musical score excerpt]

You will now be presented with a battalion of authorities, so that you may see at a glance the various efforts to climb those slippery chromatic heights. Here is Mikuli:

[Musical score excerpt]

Kullak's is exactly the same as above. It is the so-called Chopin fingering, as contrasted with the so-called Czerny fingering--though in reality Clementi's, as Mr. John Kautz contends. "In the latter the third and fifth fingers fall upon C sharp and E and F sharp and A in the right hand, and upon C and E flat and G and B flat in the left." Klindworth also employs the Chopin fingering. Von Bulow makes this statement: "As the peculiar fingering adopted by Chopin for chromatic scales in thirds appears to us to render their performance in legatissimo utterly unattainable on our modern instruments, we have exchanged it, where necessary, for the older method of Hummel. Two of the greatest executive artists of modern times, Alexander Dreyschock and Carl Tausig, were, theoretically and practically, of the same opinion. It is to be conjectured that Chopin was influenced in his method of fingering by the piano of his favorite makers, Pleyel and Wolff, of Paris--who, before they adopted the double echappement, certainly produced instruments with the most pliant touch possible--and therefore regarded the use of the thumb in the ascending scale on two white keys in succession--the semitones EF and BC--as practicable. On the grand piano of the present day we regard it as irreconcilable with conditions of crescendo legato." This Chopin fingering in reality derives directly from Hummel. See his "Piano School."

So he gives this fingering:

[Musical score excerpt]

He also suggests the following phrasing for the left hand. This is excellent:

[Musical score excerpt]

Riemann not only adopts new fingering for the double note scale, but also begins the study with the trill on first and third, second and fourth, instead of the usual first and fourth, second and fifth fingers, adopted by the rest. This is his notion of the run in chromatic thirds:

[Musical score excerpt]

For the rest the study must be played like the wind, or, as Kullak says: "Apart from a few places and some accents, the Etude is to be played almost throughout in that Chopin whisper. The right hand must play its thirds, especially the diatonic and chromatic scales, with such equality that no angularity of motion shall be noticeable where the fingers pass under or over each other. The left hand, too, must receive careful attention and special study. The chord passages and all similar ones must be executed discreetly and legatissimo. Notes with double stems must be distinguished from notes with single stems by means of stronger shadings, for they are mutually interconnected."

Von Bulow calls the seventh study, the one in C sharp minor, a nocturne--a duo for 'cello and flute. He ingeniously smooths out the unequal rhythmic differences of the two hands, and justly says the piece does not work out any special technical matter. This study is the most lauded of all. Yet I cannot help agreeing with Niecks, who writes of it--he oddly enough places it in the key of E: "A duet between a He and a She, of whom the former shows himself more talkative and emphatic than the latter, is, indeed, very sweet, but, perhaps, also somewhat tiresomely monotonous, as such tete-a-tetes naturally are to third parties."

For Chopin's contemporaries this was one of his greatest efforts. Heller wrote: "It engenders the sweetest sadness, the most enviable torments, and if in playing it one feels oneself insensibly drawn toward mournful and melancholy ideas, it is a disposition of the soul which I prefer to all others. Alas! how I love these sombre and mysterious dreams, and Chopin is the god who creates them." In this etude Kleczynski thinks there are traces of weariness of life, and quotes Orlowski, Chopin's friend, "He is only afflicted with homesickness." Willeby calls this study the most beautiful of them all. For me it is both morbid and elegiac. There is nostalgia in it, the nostalgia of a sick, lacerated soul. It contains in solution all the most objectionable and most endearing qualities of the master. Perhaps we have heard its sweet, highly perfumed measures too often. Its interpretation is a matter of taste. Kullak has written the most ambitious programme for it. Here is a quotation from Albert R. Parsons' translation in Schirmer's edition of Kullak.

Throughout the entire piece an elegiac mood prevails. The
composer paints with psychologic truthfulness a fragment out
of the life of a deeply clouded soul. He lets a broken heart,
filled with grief, proclaim its sorrow in a language of pain
which is incapable of being misunderstood. The heart has
lost--not something, but everything. The tones, however, do not
always bear the impress of a quiet, melancholy resignation.
More passionate impulses awaken, and the still plaint becomes
a complaint against cruel fate. It seeks the conflict, and
tries through force of will to burst the fetters of pain, or
at least to alleviate it through absorption in a happy past.
But in vain! The heart has not lost something--it has lost
everything. The musical poem divides into three, or if one
views the little episode in B major as a special part, into
four parts (strophes), of which the last is an elaborated
repetition of the first with a brief closing part appended.
The whole piece is a song, or, better still, an aria, in which
two principal voices are to be brought out; the upper one is
in imitation of a human voice, while the lower one must bear
the character throughout of an obligato violoncello. It is
well known that Chopin was very fond of the violoncello and
that in his piano compositions he imitated the style of
passages peculiar to that instrument. The two voices
correspond closely, supplementing and imitating each other
reciprocally. Between the two a third element exists: an
accompaniment of eighths in uniform succession without any
significance beyond that of filling out the harmony. This
third element is to be kept wholly subordinate. The little,
one-voiced introduction in recitative style which precedes the
aria reminds one vividly of the beginning of the Ballade in G
minor, op. 23.

The D flat study, No. 8, is called by Von Bulow "the most useful exercise in the whole range of etude literature. It might truly be called 'l'indispensable du pianiste,' if the term, through misuse, had not fallen into disrepute. As a remedy for stiff fingers and preparatory to performing in public, playing it six times through is recommended, even to the most expert pianist." Only six times! The separate study of the left hand is recommended. Kullak finds this study "surprisingly euphonious, but devoid of depth of content." It is an admirable study for the cultivation of double sixths. It contains a remarkable passage of consecutive fifths that set the theorists by the ears. Riemann manages to get some new editorial comment upon it.

The nimble study, No. 9, which bears the title of "The Butterfly," is in G flat Von Bulow transposes it enharmonically to F sharp, avoiding numerous double flats. The change is not laudable. He holds anything but an elevated opinion of the piece, classing it with a composition of the Charles Mayer order. This is unjust; the study if not deep is graceful and certainly very effective. It has lately become the stamping ground for the display of piano athletics. Nearly all modern virtuosi pull to pieces the wings of this gay little butterfly. They smash it, they bang it, and, adding insult to cruelty, they finish it with three chords, mounting an octave each time, thus giving a conventional character to the close--the very thing the composer avoids. Much distorted phrasing is also indulged in. The Tellefsen's edition and Klindworth's give these differences:

[Musical score excerpt]

Mikuli, Von Bulow and Kullak place the legato bow over the first three notes of the group. Riemann, of course, is different:

[Musical score excerpt]

The metronomic markings are about the same in all editions.

Asiatic wildness, according to Von Bulow, pervades the B minor study, op. 25, No. 10, although Willeby claims it to be only a study in octaves "for the left hand"! Von Bulow furthermore compares it, because of its monophonic character, to the Chorus of Dervishes in Beethoven's "Ruins of Athens." Niecks says it is "a real pandemonium; for a while holier sounds intervene, but finally hell prevails." The study is for Kullak "somewhat far fetched and forced in invention, and leaves one cold, although it plunges on wildly to the end." Von Bulow has made the most complete edition. Klindworth strengthens the first and the seventh eighth notes of the fifth bar before the last by filling in the harmonics of the left hand. This etude is an important one, technically; because many pianists make little of it that does not abate its musical significance, and I am almost inclined to group it with the last two studies of this opus. The opening is portentous and soon becomes a driving whirlwind of tone. Chopin has never penned a lovelier melody than the one in B--the middle section of this etude--it is only to be compared to the one in the same key in the B minor Scherzo, while the return to the first subject is managed as consummately as in the E flat minor Scherzo, from op. 35. I confess to being stirred by this B minor study, with its tempo at a forced draught and with its precipitous close. There is a lushness about the octave melody; the tune may be a little overripe, but it is sweet, sensuous music, and about it hovers the hush of a rich evening in early autumn.

And now the "Winter Wind"--the study in A minor, op. 25, No. 11. Here even Von Bulow becomes enthusiastic:

"It must be mentioned as a particular merit of this, the longest and, in every respect, the grandest of Chopin's studies, that, while producing the greatest fulness of sound imaginable, it keeps itself so entirely and utterly unorchestral, and represents piano music in the most accurate sense of the word. To Chopin is due the honor and credit of having set fast the boundary between piano and orchestral music, which through other composers of the romantic school, especially Robert Schumann, has been defaced and blotted out, to the prejudice and damage of both species."

Kullak is equally as warm in his praise of it:

One of the grandest and most ingenious of Chopin's etudes, and
a companion piece to op. 10, No. 12, which perhaps it even
surpasses. It is a bravura study of the highest order; and is
captivating through the boldness and originality of its
passages, whose rising and falling waves, full of agitation,
overflow the entire keyboard; captivating through its harmonic
and modulatory shadings; and captivating, finally, through a
wonderfully invented little theme which is drawn like a "red
thread" through all the flashing and glittering waves of tone,
and which, as it were, prevents them from scattering to all
quarters of the heavens. This little theme, strictly speaking
only a phrase of two measures, is, in a certain sense, the
motto which serves as a superscription for the etude,
appearing first one voiced, and immediately afterward four
voiced. The slow time (Lento) shows the great importance which
is to be attached to it. They who have followed thus far and
agree with what has been said cannot be in doubt concerning
the proper artistic delivery. To execute the passages quite in
the rapid time prescribed one must possess a finished
technique. Great facility, lightness of touch, equality,
strength and endurance in the forte passages, together with
the clearest distinctness in the piano and pianissimo--all of
this must have been already achieved, for the interpreter must
devote his whole attention to the poetic contents of the
composition, especially to the delivery of the march-like
rhythms, which possess a life of their own, appearing now calm
and circumspect, and anon bold and challenging. The march-like
element naturally requires strict playing in time.

This study is magnificent, and moreover it is music.

In bar fifteen Von Bulow makes B natural the second note of the last group, although all other editions, except Klindworth, use a B flat. Von Bulow has common sense on his side. The B flat is a misprint. The same authority recommends slow staccato practice, with the lid of the piano closed. Then the hurly-burly of tone will not intoxicate the player and submerge his critical faculty.

Each editor has his notion of the phrasing of the initial sixteenths. Thus Mikuli's--which is normal:

[Musical score excerpt]

Klindworth fingers this passage more ingeniously, but phrases it about the same, omitting the sextolet mark. Kullak retains it. Von Bulow makes his phrase run in this fashion:

[Musical score excerpt]

As regards grouping, Riemann follows Von Bulow, but places his accents differently.

The canvas is Chopin's largest--for the idea and its treatment are on a vastly grander scale than any contained in the two concertos. The latter are after all miniatures, precious ones if you will, joined and built with cunning artifice; in neither work is there the resistless overflow of this etude, which has been compared to the screaming of the winter blasts. Ah, how Chopin puts to flight those modern men who scheme out a big decorative pattern and then have nothing wherewith to fill it! He never relaxes his theme, and its fluctuating surprises are many. The end is notable for the fact that scales appear. Chopin very seldom uses scale figures in his studies. From Hummel to Thalberg and Herz the keyboard had glittered with spangled scales. Chopin must have been sick of them, as sick of them as of the left-hand melody with arpeggiated accompaniment in the right, a la Thalberg. Scales had been used too much, hence Chopin's sparing employment of them. In the first C sharp minor study, op. 10, there is a run for the left hand in the coda. In the seventh study, same key, op. 25, there are more. The second study of op. 10, in A minor, is a chromatic scale study; but there are no other specimens of the form until the mighty run at the conclusion of this A minor study.

It takes prodigious power and endurance to play this work, prodigious power, passion and no little poetry. It is open air music, storm music, and at times moves in processional splendor. Small souled men, no matter how agile their fingers, should avoid it.

The prime technical difficulty is the management of the thumb. Kullak has made a variant at the end for concert performance. It is effective. The average metronomic marking is sixty-nine to the half.

Kullak thinks the twelfth and last study of op. 25 in C minor "a grand, magnificent composition for practice in broken chord passages for both hands, which requires no comment." I differ from this worthy teacher. Rather is Niecks more to my taste: "No. 12, C minor, in which the emotions rise not less high than the waves of arpeggios which symbolize them."

Von Bulow is didactic:

The requisite strength for this grandiose bravura study can
only be attained by the utmost clearness, and thus only by a
gradually increasing speed. It is therefore most desirable to
practise it piano also by way of variety, for otherwise the
strength of tone might easily degenerate into hardness, and in
the poetic striving after a realistic portrayal of a storm on
the piano the instrument, as well as the piece, would come to
grief.

The pedal is needful to give the requisite effect, and must
change with every new harmony; but it should only be used in
the latter stages of study, when the difficulties are nearly
mastered.

We have our preferences. Mine in op. 25 is the C minor study, which, like the prelude in D minor, is "full of the sound of great guns." Willeby thinks otherwise. On page 81 in his life of Chopin he has the courage to write: "Had Professor Niecks applied the term monotonous to No. 12 we should have been more ready to indorse his opinion, as, although great power is manifested, the very 'sameness' of the form of the arpeggio figure causes a certain amount of monotony to be felt." The C minor study is, in a degree, a return to the first study in C. While the idea in the former is infinitely nobler, more dramatic and tangible, there is in the latter naked, primeval simplicity, the larger eloquence, the elemental puissance. Monotonous? A thousand times no! Monotonous as is the thunder and spray of the sea when it tumbles and roars on some sullen, savage shore. Beethov-ian, in its ruggedness, the Chopin of this C minor study is as far removed from the musical dandyisms of the Parisian drawing rooms as is Beethoven himself. It is orchestral in intention and a true epic of the piano.

Riemann places half notes at the beginning of each measure, as a reminder of the necessary clinging of the thumbs. I like Von Bulow's version the best of all. His directions are most minute. He gives the Liszt method of working up the climax in octave triplets. How Liszt must have thundered through this tumultuous work! Before it all criticism should be silenced that fails to allow Chopin a place among the greatest creative musicians. We are here in the presence of Chopin the musician, not Chopin the composer for piano.

III

In 1840, Trois Nouvelles Etudes, by Frederic Chopin, appeared in the "Methode des Methodes pour le piano," by F. J. Fetis and I. Moscheles. It was odd company for the Polish composer. "Internal evidence seems to show," writes Niecks, "that these weakest of the master's studies--which, however, are by no means uninteresting and certainly very characteristic--may be regarded more than op. 25 as the outcome of a gleaning."

The last decade has added much to the artistic stature of these three supplementary studies. They have something of the concision of the Preludes. The first is a masterpiece. In F minor the theme in triplet quarters, broad, sonorous and passionate, is unequally pitted against four-eight notes in the bass. The technical difficulty to be overcome is purely rhythmic, and Kullak takes pains to show how it may be overcome. It is the musical, the emotional content of the study that fascinates. The worthy editor calls it a companion piece to the F minor study in op. 25. The comparison is not an apt one. Far deeper is this new study, and although the doors never swing quite open, we divine the tragic issues concealed.

Beautiful in a different way is the A flat study which follows. Again the problem is a rhythmical one, and again the composer demonstrates his exhaustless invention and his power of evoking a single mood, viewing all its lovely contours and letting it melt away like dream magic. Full of gentle sprightliness and lingering sweetness is this study. Chopin has the hypnotic quality more than any composer of the century, Richard Wagner excepted. After you have enjoyed playing this study read Kullak and his "triplicity in biplicity." It may do you good, and it will not harm the music.

In all the editions save one that I have seen the third study in D flat begins on A flat, like the famous Valse in D flat. The exception is Klindworth, who starts with B flat, the note above. The study is full of sunny, good humor, spiritualized humor, and leaves the most cheering impression after its performance. Its technical object is a simultaneous legato and staccato. The result is an idealized Valse in allegretto tempo, the very incarnation of joy, tempered by aristocratic reserve. Chopin never romps, but he jests wittily, and always in supremely good taste. This study fitly closes his extraordinary labors in this form, and it is as if he had signed it "F. Chopin, et ego in Arcady."

Among the various editions let me recommend Klindworth for daily usage, while frequent reference to Von Bulow, Riemann and Kullak cannot fail to prove valuable, curious and interesting.

Of the making of Chopin editions there is seemingly no end. In 1894 I saw in manuscript some remarkable versions of the Chopin Studies by Leopold Godowsky. The study in G sharp minor was the first one published and played in public by this young pianist Unlike the Brahms derangements, they are musical but immensely difficult. Topsy-turvied as are the figures, a Chopin, even if lop-sided, hovers about, sometimes with eye-brows uplifted, sometimes with angry, knitted forehead and not seldom amused to the point of smiling. You see his narrow shoulders, shrugged in the Polish fashion as he examines the study in double-thirds transposed to the left hand! Curiously enough this transcription, difficult as it is, does not tax the fingers as much as a bedevilment of the A minor, op. 25, No. 4, which is extremely difficult, demanding color discrimination and individuality of finger.

More breath-catching, and a piece at which one must cry out: "Hats off, gentlemen! A tornado!" is the caprice called "Badinage." But if it is meant to badinage, it is no sport for the pianist of everyday technical attainments. This is formed of two studies. In the right hand is the G flat study, op. 25, No. 9, and in the left the black key study, op. 10, No. 5. The two go laughing through the world like old friends; brother and sister they are tonally, trailing behind them a cloud of iridescent glory. Godowsky has cleverly combined the two, following their melodic curves as nearly as is possible. In some places he has thickened the harmonies and shifted the "black key" figures to the right hand. It is the work of a remarkable pianist. This is the way it looks on paper at the beginning:

[Musical llustration]

The same study G flat, op. 10, No. 5, is also treated separately, the melody being transferred to the treble. The Butterfly octaves, in another study, are made to hop nimbly along in the left hand, and the C major study, op. 10, No. 7, Chopin's Toccata, is arranged for the left hand, and seems very practical and valuable. Here the adapter has displayed great taste and skill, especially on the third page. The pretty musical idea is not destroyed, but viewed from other points of vantage. Op. 10, No. 2, is treated like a left hand study, as it should be. Chopin did not always give enough work to the left hand, and the first study of this opus in C is planned on brilliant lines for both hands. Ingenious is the manipulation of the seldom played op. 25, No. 5, in E minor. As a study in rhythms and double notes it is very welcome. The F minor study, op. 25, No. 2, as considered by the ambidextrous Godowsky, is put in the bass, where it whirrs along to the melodic encouragement of a theme of the paraphraser's own, in the right. This study has suffered the most of all, for Brahms, in his heavy, Teutonic way, set it grinding double sixths, while Isidor Philipp, in his "Studies for the Left Hand," has harnessed it to sullen octaves. This Frenchman, by the way, has also arranged for left hand alone the G sharp minor, the D flat double sixths, the A minor--"Winter Wind"--studies, the B flat minor prelude, and, terrible to relate, the last movement of the Chopin B flat minor Sonata.

Are the Godowsky transcriptions available? Certainly. In ten years--so rapid is the technical standard advancing--they will be used in the curriculum of students. Whether he has treated Chopin with reverence I leave my betters to determine. What has reverence to do with the case, anyhow? Plato is parsed in the schoolroom, and Beethoven taught in conservatories! Therefore why worry over the question of Godowsky's attitude! Besides, he is writing for the next generation--presumably a generation of Rosenthals.

And now, having passed over the salt and stubbly domain of pedagogics, what is the dominant impression gleaned from the twenty-seven Chopin studies? Is it not one of admiration, tinged with wonder at such a prodigal display of thematic and technical invention? Their variety is great, the aesthetic side is nowhere neglected for the purely mechanical, and in the most poetic of them stuff may be found for delicate fingers. Astounding, canorous, enchanting, alembicated and dramatic, the Chopin studies are exemplary essays in emotion and manner. In them is mirrored all of Chopin, the planetary as well as the secular Chopin. When most of his piano music has gone the way of all things fashioned by mortal hands, these studies will endure, will stand for the nineteenth century as Beethoven crystallized the eighteenth, Bach the seventeenth centuries in piano music. Chopin is a classic.

VII. MOODS IN MINIATURE:--THE PRELUDES.

The Preludes bear the opus number 28 and are dedicated to J. C. Kessler, a composer of well-known piano studies. It is only the German edition that bears his name, the French and English being inscribed by Chopin "a son ami Pleyel." As Pleyel advanced the pianist 2,000 francs for the Preludes he had a right to say: "These are my Preludes." Niecks is authority for Chopin's remark: "I sold the Preludes to Pleyel because he liked them." This was in 1838, when Chopin's health demanded a change of climate. He wished to go to Majorca with Madame Sand and her children, and had applied for money to the piano maker and publisher, Camille Pleyel. He received but five hundred francs in advance, the balance being paid on delivery of the manuscript.

The Preludes were published in 1839, yet there is internal evidence which proves that most of them had been composed before the trip to the Balearic Islands. This will upset the very pretty legend of music making at the monastery of Valdemosa. Have we not all read with sweet credulity the eloquent pages in George Sand in which the storm is described that overtook the novelist and her son Maurice? After terrible trials, dangers and delays, they reached their home and found Chopin at the piano. Uttering a cry, he arose and stared at the pair. "Ah! I knew well that you were dead." It was the sixth prelude, the one in B minor, that he played, and dreaming, as Sand writes, that "he saw himself drowned in a lake; heavy, ice cold drops of water fell at regular intervals upon his breast; and when I called his attention to those drops of water which were actually falling upon the roof, he denied having heard them. He was even vexed at what I translated by the term, imitative harmony. He protested with all his might, and he was right, against the puerility of these imitations for the ear. His genius was full of mysterious harmonies of nature."

Yet this prelude was composed previous to the Majorcan episode. "The Preludes," says Niecks, "consist--to a great extent, at least--of pickings from the composer's portfolios, of pieces, sketches and memoranda written at various times and kept to be utilized when occasion might offer."

Gutmann, Chopin's pupil, who nursed him to the last, declared the Preludes to have been composed before he went away with Madame Sand, and to Niecks personally he maintained that he had copied all of them. Niecks does not credit him altogether, for there are letters in which several of the Preludes are mentioned as being sent to Paris, so he reaches the conclusion that "Chopin's labors at Majorca on the Preludes were confined to selecting, filing and polishing." This seems to be a sensible solution.

Robert Schumann wrote of these Preludes: "I must signalize them as most remarkable. I will confess I expected something quite different, carried out in the grand style of his studies. It is almost the contrary here; these are sketches, the beginning of studies, or, if you will, ruins, eagles' feathers, all strangely intermingled. But in every piece we find in his own hand, 'Frederic Chopin wrote it.' One recognizes him in his pauses, in his impetuous respiration. He is the boldest, the proudest poet soul of his time. To be sure the book also contains some morbid, feverish, repellant traits; but let everyone look in it for something that will enchant him. Philistines, however, must keep away."

It was in these Preludes that Ignaz Moscheles first comprehended Chopin and his methods of execution. The German pianist had found his music harsh and dilettantish in modulation, but Chopin's originality of performance--"he glides lightly over the keys in a fairy-like way with his delicate fingers"--quite reconciled the elder man to this strange music.

To Liszt the Preludes seem modestly named, but "are not the less types of perfection in a mode created by himself, and stamped like all his other works with the high impress of his poetic genius. Written in the commencement of his career, they are characterized by a youthful vigor not to be found in some of his subsequent works, even when more elaborate, finished and richer in combinations; a vigor which is entirely lost in his latest productions, marked by an overexcited sensibility, a morbid irritability, and giving painful intimations of his own state of suffering and exhaustion."

Liszt, as usual, erred on the sentimental side. Chopin, being essentially a man of moods, like many great men, and not necessarily feminine in this respect, cannot always be pinned down to any particular period. Several of the Preludes are very morbid--I purposely use this word--as is some of his early music, while he seems quite gay just before his death.

"The Preludes follow out no technical idea, are free creations on a small basis, and exhibit the musician in all his versatility," says Louis Ehlert. "No work of Chopin's portrays his inner organization so faithfully and completely. Much is embryonic. It is as though he turned the leaves of his fancy without completely reading any page. Still, one finds in them the thundering power of the Scherzi, the half satirical, half coquettish elegance of the Mazurkas, and the southern, luxuriously fragrant breath of the Nocturnes. Often it is as though they were small falling stars dissolved into tones as they fall."

Jean Kleczynski, who is credited with understanding Chopin, himself a Pole and a pianist, thinks that "people have gone too far in seeking in the Preludes for traces of that misanthropy, of that weariness of life to which he was prey during his stay in the Island of Majorca...Very few of the Preludes present this character of ennui, and that which is the most marked, the second one, must have been written, according to Count Tarnowski, a long time before he went to Majorca. ... What is there to say concerning the other Preludes, full of good humor and gaiety--No. 18, in E flat; No. 21, in B flat; No. 23, in F, or the last, in D minor? Is it not strong and energetic, concluding, as it does, with three cannon shots?"

Willeby in his "Frederic Francois Chopin" considers at length the Preludes. He agrees in the main with Niecks, that certain of these compositions were written at Valdemosa--Nos. 4, 6, 9, 13, 20 and 21--and that "Chopin, having sketches of others with him, completed the whole there, and published them under one opus number. ... The atmosphere of those I have named is morbid and azotic; to them there clings a faint flavor of disease, a something which is overripe in its lusciousness and febrile in its passion. This in itself inclines me to believe they were written at the time named."

This is all very well, but Chopin was faint and febrile in his music before he went to Majorca, and the plain facts adduced by Gutmann and Niecks cannot be passed over. Henry James, an old admirer of Madame Sand, admits her utter unreliability, and so we may look upon her evidence as romantic but by no means infallible. The case now stands: Chopin may have written a few of the Preludes at Majorca, filed them, finished them, but the majority of them were in his portfolio in 1837 and 1838. Op. 45, a separate Prelude in C sharp minor, was published in December, 1841. It was composed at Nohant in August of that year. It is dedicated to Mme. la Princesse Elizabeth Czernicheff, whose name, as Chopin confesses in a letter, he knows not how to spell.

II

Theodore Kullak is curt and pedagogic in his preface to the Preludes. He writes:

Chopin's genius nowhere reveals itself more charmingly than
within narrowly bounded musical forms. The Preludes are, in
their aphoristic brevity, masterpieces of the first rank. Some
of them appear like briefly sketched mood pictures related to
the nocturne style, and offer no technical hindrance even to
the less advanced player. I mean Nos. 4, 6, 7, 9, 15 and 20.
More difficult are Nos. 17, 25 and 11, without, however,
demanding eminent virtuosity. The other Preludes belong to a
species of character-etude. Despite their brevity of outline
they are on a par with the great collections op. 10 and op.
25. In so far as it is practicable--special cases of
individual endowments not being taken into consideration--I
would propose the following order of succession: Begin with
Nos. 1, 14, 10, 22, 23, 3 and 18. Very great bravura is
demanded by Nos. 12, 8, 16 and 24. The difficulty of the other
Preludes, Nos. 2, 5, 13, 19 and 21, lies in the delicate piano
and legato technique, which, on account of the extended
positions, leaps and double notes, presupposes a high degree
of development.

This is eminently a common sense grouping. The first prelude, which, like the first etude, begins in C, has all the characteristics of an impromptu. We know the wonderful Bach Preludes, which grew out of a free improvisation to the collection of dance forms called a suite, and the preludes which precede his fugues. In the latter Bach sometimes exhibits all the objectivity of the study or toccata, and often wears his heart in full view. Chopin's Preludes--the only preludes to be compared to Bach's--are largely personal, subjective, and intimate. This first one is not Bach-ian, yet it could have been written by no one but a devout Bach student. The pulsating, passionate, agitated, feverish, hasty qualities of the piece are modern; so is the changeful modulation. It is a beautiful composition, rising to no dramatic heights, but questioning and full of life. Klindworth writes in triplet groups, Kullak in quintolets. Breitkopf & Hartel do not. Dr. Hugo Riemann, who has edited a few of the Preludes, phrases the first bars thus:

Desperate and exasperating to the nerves is the second prelude in A minor. It is an asymmetric tune. Chopin seldom wrote ugly music, but is this not ugly, forlorn, despairing, almost grotesque, and discordant? It indicates the deepest depression in its sluggish, snake-like progression. Willeby finds a resemblance to the theme of the first nocturne. And such a theme! The tonality is vague, beginning in E minor. Chopin's method of thematic parallelism is here very clear. A small figure is repeated in descending keys until hopeless gloom and depraved melancholy are reached in the closing chords. Chopin now is morbid, here are all his most antipathetic qualities. There is aversion to life--in this music he is a true lycanthrope. A self-induced hypnosis, a mental, an emotional atrophy are all present.

Kullak divides the accompaniment, difficult for small hands, between the two. Riemann detaches the eighth notes of the bass figures, as is his wont, for greater clearness. Like Klindworth, he accents heavily the final chords. He marks his metronome 50 to the half note. All the editions are lento with alla breve.

That the Preludes are a sheaf of moods, loosely held together by the rather vague title, is demonstrated by the third, in the key of G. The rippling, rain-like figure for the left hand is in the nature of a study. The melody is delicate in sentiment, Gallic in its esprit. A true salon piece, this prelude has no hint of artificiality. It is a precise antithesis to the mood of the previous one. Graceful and gay, the G major prelude is a fair reflex of Chopin's sensitive and naturally buoyant nature. It requires a light hand and nimble fingers. The melodic idea requires no special comment. Kullak phrases it differently from Riemann and Klindworth. The latter is the preferable. Klindworth gives 72 to the half note as his metronomic marking, Riemann only 60--which is too slow--while Klindworth contents himself by marking a simple Vivace. Regarding the fingering one may say that all tastes are pleased in these three editions. Klindworth's is the easiest. Riemann breaks up the phrase in the bass figure, but I cannot see the gain on the musical side.

Niecks truthfully calls the fourth prelude in E minor "a little poem, the exquisitely sweet, languid pensiveness of which defies description. The composer seems to be absorbed in the narrow sphere of his ego, from which the wide, noisy world is for the time shut out." Willeby finds this prelude to be "one of the most beautiful of these spontaneous sketches; for they are no more than sketches. The melody seems literally to wail, and reaches its greatest pitch of intensity at the stretto." For Karasowski it is a "real gem, and alone would immortalize the name of Chopin as a poet." It must have been this number that impelled Rubinstein to assert that the Preludes were the pearls of his works. In the Klindworth edition, fifth bar from the last, the editor has filled in the harmonies to the first six notes of the left hand, added thirds, which is not reprehensible, although uncalled for. Kullak makes some new dynamic markings and several enharmonic changes. He also gives as metronome 69 to the quarter. This tiny prelude contains wonderful music. The grave reiteration of the theme may have suggested to Peter Cornelius his song "Ein Ton." Chopin expands a melodic unit, and one singularly pathetic. The whole is like some canvas by Rembrandt, Rembrandt who first dramatized the shadow in which a single motif is powerfully handled; some sombre effect of echoing light in the profound of a Dutch interior. For background Chopin has substituted his soul; no one in art, except Bach or Rembrandt, could paint as Chopin did in this composition. Its despair has the antique flavor, and there is a breadth, nobility and proud submission quite free from the tortured, whimpering complaint of the second prelude. The picture is small, but the subject looms large in meanings.

The fifth prelude in D is Chopin at his happiest. Its arabesque pattern conveys a most charming content; and there is a dewy freshness, a joy in life, that puts to flight much of the morbid tittle-tattle about Chopin's sickly soul. The few bars of this prelude, so seldom heard in public, reveal musicianship of the highest order. The harmonic scheme is intricate; Klindworth phrases the first four bars so as to bring out the alternate B and B flat. It is Chopin spinning his finest, his most iridescent web.

The next prelude, the sixth, in B minor, is doleful, pessimistic. As George Sand says: "It precipitates the soul into frightful depression." It is the most frequently played--and oh! how meaninglessly--prelude of the set; this and the one in D flat. Classical is its repression of feeling, its pure contour. The echo effect is skilfully managed, monotony being artfully avoided. Klindworth rightfully slurs the duple group of eighths; Kullak tries for the same effect by different means. The duality of the voices should be clearly expressed. The tempo, marked in both editions, lento assai, is fast. To be precise, Klindworth gives 66 to the quarter.

The plaintive little mazurka of two lines, the seventh prelude, is a mere silhouette of the national dance. Yet in its measures is compressed all Mazovia. Klindworth makes a variant in the fourth bar from the last, a G sharp instead of an F sharp. It is a more piquant climax, perhaps not admissible to the Chopin purist. In the F sharp minor prelude No. 7, Chopin gives us a taste of his grand manner. For Niecks the piece is jerky and agitated, and doubtless suggests a mental condition bordering on anxiety; but if frenzy there is, it is kept well in check by the exemplary taste of the composer. The sadness is rather elegiac, remote, and less poignant than in the E minor prelude. Harmonic heights are reached on the second page--surely Wagner knew these bars when he wrote "Tristan and Isolde"--while the ingenuity of the figure and avoidance of a rhythmical monotone are evidences of Chopin's feeling for the decorative. It is a masterly prelude. Klindworth accents the first of the bass triplets, and makes an unnecessary enharmonic change at the sixth and seventh lines.

There is a measure of grave content in the ninth prelude in E. It is rather gnomic, and contains hints of both Brahms and Beethoven. It has an ethical quality, but that may be because of its churchly rhythm and color.

The C sharp minor prelude, No. 10, must be the "eagle wings" of Schumann's critique. There is a flash of steel gray, deepening into black, and then the vision vanishes as though some huge bird aloft had plunged down through blazing sunlight, leaving a color-echo in the void as it passed to its quarry. Or, to be less figurative, this prelude is a study in arpeggio, with double notes interspersed, and is too short to make more than a vivid impression.

No. II in B is all too brief. It is vivacious, dolce indeed, and most cleverly constructed. Klindworth gives a more binding character to the first double notes. Another gleam of the Chopin sunshine.

Storm clouds gather in the G sharp minor, the twelfth prelude, so unwittingly imitated by Grieg in his Menuetto of the same key, and in its driving presto we feel the passionate clench of Chopin's hand. It is convulsed with woe, but the intellectual grip, the self-command are never lost in these two pages of perfect writing. The figure is suggestive, and there is a well defined technical problem, as well as a psychical character. Disputed territory is here: the editors do not agree about the twelfth and eleventh bars from the last. According to Breitkopf & Hartel the bass octaves are E both times. Mikuli gives G sharp the first time instead of E; Klindworth, G sharp the second time; Riemann, E, and also Kullak. The G sharp seems more various.

In the thirteenth prelude, F sharp major, here is lovely atmosphere, pure and peaceful. The composer has found mental rest. Exquisitely poised are his pinions for flight, and in the piu lento he wheels significantly and majestically about in the blue. The return to earth is the signal for some strange modulatory tactics. It is an impressive close. Then, almost without pause, the blood begins to boil in this fragile man's veins. His pulse beat increases, and with stifled rage he rushes into the battle. It is the fourteenth prelude in the sinister key of E flat minor, and its heavy, sullen-arched triplets recalls for Niecks the last movement of the B flat minor Sonata; but there is less interrogation in the prelude, less sophistication, and the heat of conflict over it all. There is not a break in the clouds until the beginning of the fifteenth, the familiar prelude in D flat.

This must be George Sand's: "Some of them create such vivid impressions that the shades of dead monks seem to rise and pass before the hearer in solemn and gloomy funereal pomp." The work needs no programme. Its serene beginning, lugubrious interlude, with the dominant pedal never ceasing, a basso ostinato, gives color to Kleczynski's contention that the prelude in B minor is a mere sketch of the idea fully elaborated in No. 15. "The foundation of the picture is the drops of rain falling at regular intervals"--the echo principle again--"which by their continual patter bring the mind to a state of sadness; a melody full of tears is heard through the rush of the rain; then passing to the key of C sharp minor, it rises from the depths of the bass to a prodigious crescendo, indicative of the terror which nature in its deathly aspect excites in the heart of man. Here again the form does not allow the ideas to become too sombre; notwithstanding the melancholy which seizes you, a feeling of tranquil grandeur revives you." To Niecks, the C sharp minor portion affects one as in an oppressive dream: "The re-entrance of the opening D flat, which dispels the dreadful nightmare, comes upon one with the smiling freshness of dear, familiar nature."

The prelude has a nocturnal character. It has become slightly banal from frequent repetition, likewise the C sharp minor study in opus 25. But of its beauty, balance and exceeding chastity there can be no doubt. The architecture is at once Greek and Gothic.

The sixteenth prelude in the relative key of B flat minor is the boldest of the set. Its scale figures, seldom employed by Chopin, boil and glitter, the thematic thread of the idea never being quite submerged. Fascinating, full of perilous acclivities and sudden treacherous descents, this most brilliant of preludes is Chopin in riotous spirits. He plays with the keyboard: it is an avalanche, anon a cascade, then a swift stream, which finally, after mounting to the skies, descends to an abyss. Full of imaginative lift, caprice and stormy dynamics, this prelude is the darling of the virtuoso. Its pregnant introduction is like a madly jutting rock from which the eagle spirit of the composer precipitates itself.

In the twenty-third bar there is curious editorial discrepancy. Klindworth uses an A natural in the first of the four groups of sixteenths, Kullak a B natural; Riemann follows Kullak. Nor is this all. Kullak in the second group, right hand, has an E flat, Klindworth a D natural. Which is correct? Klindworth's texture is more closely chromatic and it sounds better, the chromatic parallelism being more carefully preserved. Yet I fancy that Kullak has tradition on his side.

The seventeenth prelude Niecks finds Mendelssohn-ian. I do not. It is suave, sweet, well developed, yet Chopin to the core, and its harmonic life surprisingly rich and novel. The mood is one of tranquillity. The soul loses itself in early autumnal revery while there is yet splendor on earth and in the skies. Full of tonal contrasts, this highly finished composition is grateful to the touch. The eleven booming A flats on the last page are historical. Klindworth uses a B flat instead of a G at the beginning of the melody. It is logical, but is it Chopin?

The fiery recitatives of No. 18 in F minor are a glimpse of Chopin, muscular and not hectic. In these editions you will find three different groupings of the cadenzas. It is Riemann's opportunity for pedagogic editing, and he does not miss it. In the first long breathed group of twenty-two sixteenth notes he phrases as shown on the following page.

It may be noticed that Riemann even changes the arrangement of the bars. This prelude is dramatic almost to an operatic degree. Sonorous, rather grandiloquent, it is a study in declamation, the declamation of the slow movement in the F minor concerto. Schumann may have had the first phrase in his mind when he wrote his Aufschwung. This page of Chopin's, the torso of a larger idea, is nobly rhetorical.

[Musical score excerpt]

What piano music is the nineteenth prelude in E flat! Its widely dispersed harmonies, its murmuring grace and June-like beauty, are they not Chopin, the Chopin we best love? He is ever the necromancer, ever invoking phantoms, but with its whirring melody and furtive caprice this particular shape is an alluring one. And difficult it is to interpret with all its plangent lyric freedom.

No. 20 in C minor contains in its thirteen bars the sorrows of a nation. It is without doubt a sketch for a funeral march, and of it George Sand must have been thinking when she wrote that one prelude of Chopin contained more music than all the trumpetings of Meyerbeer.

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Chopin : the Man and His MusicChapter VI: Part II: His Music (2)

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