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Chapter IV: Part 4

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As against the conception of hypotheses as "free," "winged," constructions of a psychical, beholding, gossiping mind we may well take our stand with those who would exclude such hypotheses from science. And this doubtless was the sort of mind and sort of hypotheses Newton meant when he said "_Hypotheses non fingo_."[28] But had Newton's mind really been of the character which he, as a physicist, had learned from philosophers to suppose it to be, and had he really waited to find his hypotheses ready-made in the facts, there never would have been any dispute about who discovered the calculus, and we should never have been interested in what Newton said about hypotheses or anything else. What Newton did is a much better source of information on the part hypotheses play in scientific method than what he said about them. The former speaks for itself; the latter is the pious repetition of a metaphysical creed made necessary by the very separation of mind from things expressed in the statement quoted.

Logically there is little to choose between hypotheses found ready-made in the facts and those which are the "winged" constructions of a purely psychical mind. Both are equally useless in logic and in science. One makes logic and science "trifling," the other makes them "miraculous." But if hypotheses be conceived not as the output of a cloistered psychical entity but as the joint product of all the beings and operations involved in the specific situation in which logical inquiry originates, and more particularly in all those involved in the operations of the inquiry itself (including all the experimental material and apparatus which the inquiry may require), we shall have sufficient continuity between hypotheses and things to do away with miracle, and sufficient reconstruction to avoid inference that is trifling.

It is, however, the second contribution of analytic logic that is the basis of the enthusiasm over its prospective value for other sciences. This is the discovery that terms and propositions, sense-data, and universals, are not only elements of logical operation but are the simple, neutral elements at large which science is supposed to have been seeking. "As the botanist analyzes the structures of the vegetable organism and finds chemical compounds of which they are built so the ordinary chemist analyzes these compounds into their elements, but does not analyze these. The physical chemist analyzes these elemental atoms, as now appears, into minuter components _which he in turn must leave to the mathematicians and logicians further to analyze_."[29]

Again it is worth noting that this mutation of logical into ontological elements seems to differ only "in position" from the universal logicism of absolute idealism.

What are these simple elements into which the mathematician and logician are to analyze the crude elements of the laboratory? And how are these elements to be put into operation in the laboratory? Let us picture an analytic logician meeting a physical scientist at a moment when the latter is distressed over the unmanageable complexity of his elements. Will the logician say to the scientist: "Your difficulty is that you are trusting too much to your mundane apparatus. The kingdom of truth cometh not with such things. Forsake your microscopes, test tubes, refractors and resonators, and follow me, and you shall behold the truly simple elements of which you have dreamed."? And when the moment of revelation arrives and the expectant scientist is solemnly told that the "simple elements" which he has sought so long are "terms and propositions," sense-data and universals, is it surprising that he does not seem impressed? Will he not ask: "What am I to do with these in the specific difficulties of my laboratory? Shall I say to the crude and complex elements of my laboratory operations: 'Be ye resolved into terms and propositions, sense-data and universals'; and will they forthwith obey this incantation and fall apart so that I may locate and remove the hidden source of my difficulty? Are you not mocking me and deceiving yourself with the old ontological argument? Your 'simple' elements--are they anything but the hypostatized process by which elements may be found?"[30]

The expounders as well as the critics of analytic logic have agreed that it reaches its most critical junction when it faces the problem of truth and error. There is no doubt that the logic of objective idealism, in other respects so similar to analytic logic, has at this point an advantage; for it retains just enough of the finite operation of knowing--an "infinitesimal" part will answer--to furnish the culture germs of error. But analytic logic having completely sterilized itself against this source of infection is in serious difficulty.

Here again it is Professor Holt who has the courage to follow--or shall we say "behold"?--his theory as it "generates" the doctrine that error is a given objective opposition of forces entirely independent of any such thing as a process of inquiry and all that such a process presupposes. "All collisions between bodies, all inference between energies, all process of warming and cooling, of starting and stopping, of combining and separating, all counterbalancings, as in cantilevers and gothic vaultings, are contradictory forces which can be stated only in propositions that manifestly contradict each other."[31] But the argument proves too much. For in the world of forces to which we have here appealed there is no force which is not opposed by others and no particle which is not the center of opposing forces. Hence error is ubiquitous. In making error objective we have made all objectivity erroneous. We find ourselves obliged to say that the choir of Westminster Abbey, the Brooklyn bridge, the heads on our shoulders are all supported by logical errors!

Following these illustrations of ontological contradictions there is indeed this interesting statement: "Nature is so full of these mutually negative processes that we are moved to admiration when a few forces cooeperate long enough to form what we call an organism."[32] The implication is, apparently, that as an "opposition" of forces is error, "cooeperation" of forces is truth. But what is to distinguish "opposition" from "cooeperation"? In the illustration it is clear that opposing forces--error--do not interfere with cooeperative forces--truth. Where should we find more counterbalancing, more starting and stopping, warming and cooling, combining and separating than in an organism? And if these processes can be stated only in propositions that are "manifestly contradictory," are we to understand that truth has errors for its constituent elements? Such paradoxes have always delighted the soul of absolute idealism. But, as we have seen, only the veil of an infinitesimal finitude intervenes between the logic of the objective universal of absolute idealism and the objective logic of analytic realism.

It is, of course, this predicament regarding objective truth and error that has driven most analytic logicians to recall the exiled psychological, "mental" act of knowing. It had to be recalled to provide some basis of distinction between truth and error, but, this act having already been conceived as incurably "subjective," the result is only an exchange of dilemmas. For the reinstatement of this act _ipso facto_ reinstates the epistemological predicament to get rid of which it was first banished from logic.

Earnest efforts to escape this outcome have been made by attaching the act of knowing to the nervous system, and this is a move in the right direction. But so far the effort has been fruitless because no connection has been made between the knowing function of the nervous system and its other functions. The result is that the cognitive operation of the nervous system, as of the "psychical" mind, is that of a mere spectator; and the epistemological problem abides. An onlooking nervous system has no advantage over an "onlooking" mind. Onlooking, beholding may indeed be a part of a genuine act of knowing. But in that act it is always a stimulus or response to other acts. It is one of them;--never a mere spectator of them. It is when the act of knowing is cut off from its connection with other acts and finds itself adrift that it seeks metaphysical lodgings. And this it may find either in an empty psychical mind or in an equally empty body.[33]

If, in reinstating the act of knowing as a function of the nervous system, neo-realism had recognized the logical significance of the fact that the nervous system of which knowing is a function is the same nervous system of which loving and hating, desiring and striving are functions and that the transition from these to the operations of inquiry and knowing is not a capricious jump but a transition motived by the loving and hating, desiring and striving--if this had been recognized the logic of neo-realism would have been spared its embarrassments over the distinction of truth and error. It would have seen that the passage from loving and hating, desiring and striving to inquiry and knowing is made in order to renew and reform specific desires and strivings which, through conflict and consequent equivocation, have become fruitless and vain; and it must have seen that the results of the inquiry are true or false as they succeed or fail in this reformation and renewal.

But once more, it must steadily be kept in view that while the loving and hating, desiring and striving, which the logical operations are reforming and renewing, are functions of the nervous system, they are not functions of the nervous system alone, else the door of subjectivism again closes upon us. Loving and hating, desiring and striving have their "objects." Hence any reformation of these functions involves no less a reformation of their objects. When therefore we say that truth and error are relevant to desires and strivings, this means relevant to them as including their objects, not as entitized processes (such are the pitfalls of language) inclosed in a nervous system or mind. With this before us the relevance of truth and error to desires and strivings can never be made the basis for the charge of subjectivism. The conception of desires as peculiarly individual and subjective is a survival of the very isolation which is the source of the difficulty with truth and error. Hence the appeal to this isolation, made alike by idealism and realism, in charging instrumental logic with subjectivism is an elementary _petitio_.

Doubtless it will be urged again that the act of knowing is motived by an independent desire and striving of its own. This is of course consonant with the neo-realistic atomism, however inconsonant it may be with the conception of implication which it employs. If we take a small enough, isolated segment of experience we can find meaning for this notion, as we may for the idea that the earth is flat and that the sun moves around the earth. But as consequences accrue we find as great difficulties with the one as with the other. If the course of events did not bring us to book, if we could get off with a mere definition of truth and error we might go on piling up subsistential definitional logics world without end. But sublime adventurers, logically unregenerate and uninitiated, will go on sailing westward to the confusion and confounding of all definitional systems that leave them out of account.

The conclusion is plain. If logic is to have room in its household for both truth and error, if it is to avoid the old predicament of knowledge that is trifling or miraculous, tautologous or false, if it is to have no fear of the challenge of other sciences or of practical life, it must be content to take for its subject-matter the operations of intelligence conceived as real acts on the same metaphysical plane and in strictest continuity with other acts. Such a logic will not fear the challenge of science, for it is precisely this continuity that makes possible experimentation, which is the fundamental characteristic of scientific procedure. Science without experiment is indeed a strange apparition. It is a [Greek: logos] with no [Greek: legein], a science with no _scire_; and this spells dogmatism. How necessary such continuity is to experimentation is apparent when we recall that there is no limit to the range of operations of every sort which scientific experiment calls into play; and that unless there be thoroughgoing continuity between the logical demand of the experiment and all the materials and devices employed in the process of the experiment, the operations of the latter in the experiment will be either miraculous or ruinous.

Finally, if this continuity of the operations of intelligence with other operations be essential to science, its relation to "practical" life is _ipso facto_ established. For science is "practical" life aware of its problems and aware of the part that experimental--i.e., creative--intelligence plays in the solution of those problems.

INTELLIGENCE AND MATHEMATICS

HAROLD CHAPMAN BROWN

Herbart is said to have given the deathblow to faculty psychology. Man no longer appears endowed with volition, passion, desire, and reason; and logic, deprived of its hereditary right to elucidate the operations of inherent intelligence, has the new problem of investigating forms of intelligence in the making. This is no inconsequential task. "If man originally possesses only capacities which after a given amount of education will produce ideas and judgments" (Thorndike, _Educational Psychology_, Vol. I, p. 198), and if these ideas and judgments are to be substituted for a mythical intelligence it follows that tracing their development and observing their functioning renders clearer our conception of their nature and value and brings us nearer that exact knowledge of what we are talking about in which the philosopher at least aspires to equal the scientist, however much he may fall below his ideal.

For contemporary thought concerning the mathematical sciences this altered point of view generates peculiarly pressing problems. Mathematicians have weighed the old logic and found it wanting. They have builded themselves a new logic more adequate to their ends. But they have not whole-heartedly recognized the change that has come about in psychology; hence they have retained the faculty of intelligence knit into certain indefinables such as implication, relation, class, term, and the like, and have transported the faculty from the human soul to a mysterious realm of subsistence whence it radiates its ghostly light upon the realm of existence below. But while they reproach the old logic, often bitterly, their new logic merely furnishes a more adequate show-case in which already attained knowledge may be arranged to set off its charms for the observer in the same way that specimens in a museum are displayed before an admiring world. This statement is not a sweeping condemnation, however, for such a setting forth is not useless. It resembles the classificatory stage of science which, although not itself in the highest sense creative, often leads to higher stages by bringing under observation relations and facts that might otherwise have escaped notice. And in the realm of pure mathematics, the new logic has undoubtedly contributed in this manner to such discoveries. Danger appears when the logician attains Cartesian intoxication with the beauty of logico-mathematical form and tries to infer from the form itself the real nature of the formed material. The realm of subsistence too often has armed Indefinables with metaphysical myths whose attack is valiant when the doors of reflection are opened. It may be possible, however, to arrive at an understanding of mathematics without entering the kingdom of these warriors.

It is the essence of science to make prediction possible. The value of prediction lies in the fact that through this function man can control his environment, or, at worst, fortify himself to meet its vagaries. To attain such predictions, however, the world need not be grasped in its full concreteness. Hence arise processes of abstraction. While all other symptoms remain unnoticed, the temperature and pulse may mark a disease, or a barometer-reading the weather. The physicist may work only in terms of quantity in a world which is equally truly qualitative. All that is necessary is to select the elements which are most effective for prediction and control. Such selection gives the principle that dominates all abstractions. Progress is movement from the less abstract to the more abstract, but it is progress only because the more abstract is as genuinely an aspect of the concrete starting-point as anything is. Moreover, the outcome of progress of this sort cannot be definitely foreseen at the beginnings. The simple activities of primitive men have to be spontaneously performed before their value becomes evident. Only afterwards can they be cultivated for the sake of their value, and then only can the self-conscious cultivation of a science begin. The process remains full not only of perplexities, but of surprises; men's activities lead to goals far other than those which appear at the start. These goals, however, never deny the method by which the start is made. Developed intelligence is nothing but skill in using a set of concepts generated in this manner. In this sense the histories of all human endeavors run parallel.

Where the empirical bases of a science are continually in the foreground, as in physics or chemistry, the foregoing formulation of procedure is intelligible and acceptable to most men. Mathematics seem, however, to stand peculiarly apart. Many, with Descartes, have delighted in them "on account of the certitude and evidence of their reasonings" and recognized their contribution to the advancement of mechanical arts. But since the days of Kant even this value has become a problem, and many a young philosophic student has the question laid before him as to why it is that mathematics, "a purely conceptual science," can tell us anything about the character of a world which is, apparently at least, free from the idiosyncrasies of individual mind. It may be that mathematics began in empirical practice, such philosophers admit, but they add that, somehow, in its later career, it has escaped its lowly origin. Now it moves in the higher circles of postulated relations and arbitrarily defined entities to which its humble progenitors and relatives are denied the entree. Parvenus, however, usually bear with them the mark of history, and in the case of this one, at least, we may hope that the history will be sufficient to drag it from the affectations of its newly acquired set and reinstate it in its proper place in the workaday world. For the sake of this hope, we shall take the risk of being tedious by citing certain striking moments of mathematical progress; and then we shall try to interpret its genuine status in the world of working truths.

I

BEGINNINGS OF ARITHMETIC AND GEOMETRY

The most primitive mathematical activity of man is counting, but here his first efforts are lost in the obscurity of the past. The lower races, however, yield us evidence that is not without value. Although the savage mind is not identical with the mind of primitive man, there is much in the activities of undeveloped races that can throw light upon the behavior of peoples more advanced. We must be careful in our inferences, however. Among the Australians and South Americans there are peoples whose numerical systems go little, or not at all, beyond the first two or three numbers. "It has been inferred from this," writes Professor Boas (_Mind of Primitive Man_, pp. 152-53), "that the people speaking these languages are not capable of forming the concept of higher numbers.... People like the South American Indians, ... or like the Esquimo ... are presumably not in need of higher numerical expressions, because there are not many objects that they have to count. On the other hand, just as soon as these same people find themselves in contact with civilization, and when they acquire standards of value that have to be counted, they adopt with perfect ease higher numerals from other languages, and develop a more or less perfect system of counting.... It must be borne in mind that counting does not become necessary until objects are considered in such generalized form that their individualities are entirely lost sight of. For this reason it is possible that even a person who owns a herd of domesticated animals may know them by name and by their characteristics, without even desiring to count them."

And there is one other false interpretation to be avoided. Man does not feel the need of counting and then develop a system of numerals to meet the need. Such an assumption is as ridiculous as to assume prehistoric man thinking to himself: "I must speak," and then inventing voice culture and grammar to make speaking pleasant and possible. Rather, when powers of communication are once attained, presumably in their beginnings also without forethought, man being still more animal than man, there were gradually dissociated communications of a kind approaching what numbers mean to us. But the number is not yet a symbol apart from that of the things numbered. Picture writing, re-representing the things meant, preceded developmentally any kind of symbolization representing the number by mere one-one correspondence with non-particularized symbols. It is plausible, although I have no anthropological authority for the statement, that the prevalence of finger words as number symbols (cf. infra) is originally a consequence of the fact that our organization makes the hand the natural instrument of pointing.

The difficulty of passing from concrete representations to abstract symbols has been keenly stated by Conant (_The Number Concept_, pp. 72-73), although his terminology is that of an old psychology and the limitations implied for the primitive mind are limitations of practice rather than of capacity as Mr. Conant seems to believe. "An abstract conception is something quite foreign to the essentially primitive mind, as missionaries and explorers have found to their chagrin. The savage can form no mental concept of what civilized man means by such a word as _soul_; nor would his idea of the abstract number 5 be much clearer. When he says _five_, he uses, in many cases at least, the same word that serves him when he wishes to say _hand_; and his mental concept when he says _five_ is a hand. The concrete idea of a closed fist, of an open hand with outstretched fingers, is what is uppermost in his mind. He knows no more and cares no more about the pure number 5 than he does about the law of conservation of energy. He sees in his mental picture only the real, material image, and his only comprehension of the number is, "these objects are as many as the fingers on my hand." Then, in the lapse of the long interval of centuries which intervene between lowest barbarism and highest civilization, the abstract and concrete become slowly dissociated, the one from the other. First the actual hand picture fades away, and the number is recognized without the original assistance furnished by the derivation of the word. But the number is still for a long time a certain number _of objects_, and not an independent concept."

An excellent fur trader's story, reported to me by Mr. Dewey, suggests a further impulse to count besides that given by the need of keeping a tally, namely, the need of making one thing correspond to another in a business transaction. The Indian laid down one skin and the trader two dollars; if he proposed to count several skins at once and pay for all together, the former replied "too much cheatem." The result, however, demanded a tally either by the fingers, a pebble, or a mark made in the sand, and as the magnitude of such transactions grows the need of a specific number symbol becomes ever more acute.

The first obstacle, then, to overcome--and it has already been successfully passed by many primitive peoples--is the need of fortuitous attainment of a numerical symbol, which is not the mere repeated symbol of the things numbered. Significantly, this symbol is usually derived from the hand, suggesting gestures of tallying, and not from the words of already developed language. Consequently, number words relate themselves for the most part to the hand, and written number symbols, which are among the earliest writings of most peoples, tend to depict it as soon as they have passed beyond the stage mentioned above of merely repeating the symbol of the things numbered. W. C. Eells, in writing of the Number Systems of the North American Indians (_Am. Math. Mo._, Nov., 1913; pp. 263-72), finds clear linguistic evidence for a digital origin in about 40% of the languages examined. Of the non-digital instances, 1 was sometimes connected with the first personal pronoun, 2 with roots meaning separation, 3, rarely, meaning more, or plural as distinguished from the dual, just as the Greek uses a plural as well as a dual in nouns and verbs, 4 is often the perfect, complete right. It is often a sacred number and the base of a quarternary system. Conant (_loc. cit._ p. 98) also gives a classification of the meanings of simple number words for more advanced languages; and even in them the hand is constantly in evidence, as in 5, the hand; 10, two hands, half a man, when fingers and toes are both considered, or a man, when the hands alone are considered; 20, one man, two feet. The other meanings hang upon the ideas of existence, piece, group, beginning, for 1; and repetition, division, and collection for higher numerals.

A peculiar difficulty lies in the fact that when once numbering has become a self-conscious effort, the collection of things to be numbered frequently tends to exceed the number of names that have become available. Sometimes the difficulty is met by using a second man when the fingers and toes of the first are used up, sometimes by a method of repetition with the record of the number of the repetition itself added to the numerical significance of the whole process. Hence arise the various systems of bases that occur in developed mathematics. But the inertia to be overcome in the recognition of the base idea is nowhere more obvious than in the retention by the comparatively developed Babylonian system of a second base of 60 to supplement the decimal one for smaller numbers. Among the American Indians (Eells, _loc. cit._) the system of bases used varies from the cumbersome binary scale, that exercised such a fascination over Leibniz (_Opera_, _III_, p. 346), through the rare ternary, and the more common quarternary to the "natural" quinary, decimal, and vigesimal systems derived from the use of the fingers and toes in counting. The achievement of a number base and number words, however, does not always open the way to further mathematical development. Only too often a complexity of expression is involved that almost immediately cuts off further progress. Thus the Youcos of the Amazon cannot get beyond the number three, for the simplest expression for the idea in their language is "pzettarrarorincoaroac" (Conant, _loc. cit._, pp. 145, 83, 53). Such names as "99, tongo solo manani nun solo manani" (i.e., 10, understood, 5 plus 4 times, and 5 plus 4) of the Soussous of Sierra Leone; "399, caxtolli onnauh poalli ipan caxtolli onnaui" (15 plus 4 times 20 plus 15 plus 4) of the Aztec; "29, wick a chimen ne nompah sam pah nep e chu wink a" (Sioux), make it easy to understand the proverb of the Yorubas of Abeokuta, "You may be very clever, but you can't tell 9 times 9."

Almost contemporaneously with the beginnings of counting various auxiliary devices were introduced to help out the difficult task. In place of many men, notched sticks, knotted strings, pebbles, or finger pantomime were used. In the best form, these devices resulted in the abacus; indeed, it was not until after the introduction of arabic numerals and well into the Renaissance period that instrumental arithmetic gave way to graphical in Europe (D. E. Smith, _Rara Arithmetica_, under "Counters"). "In eastern Europe," say Smith and Mikami (_Japanese Mathematics_, pp. 18-19), "it"--the abacus--"has never been replaced, for the tschotue is used everywhere in Russia to-day, and when one passes over into Persia the same type of abacus is common in all the bazaars. In China the swan-pan is universally used for the purposes of computation, and in Japan the soroban is as strongly entrenched as it was before the invasion of western ideas."

Given, then, the idea of counting, and a mechanical device to aid computation, it still remains necessary to obtain some notation in which to record results. At the early dawn of history the Egyptians seem to have been already possessed of number signs (cf. Cantor, _Gesch. de. Math._, p. 44) and the Phoenicians either wrote out their number words or used a few simple signs, vertical, horizontal, and oblique lines, a process which the Arabians perpetuated up to the beginning of the eleventh century (Fink, p. 15); the Greeks, as early as 600 B. C., used the initial letters of words for numbers. But speaking generally, historical beginnings of European number signs are too obscure to furnish us good material.

Our Indians have few number symbols other than words, but when they occur (cf. Eells, _loc. cit._) they usually take the form of pictorial presentation of some counting device such as strokes, lines dotted to suggest a knotted cord, etc. Indeed, the smaller Roman numerals were probably but a pictorial representation of finger symbols. However, a beautiful concrete instance is furnished us in the Japanese mathematics (cf. Smith and Mikami, Ch. III). The earliest instrument of reckoning in Japan seems to have been the rod, Ch'eou, adapted from the Chinese under the name of Chikusaku (bamboo rods) about 600 A. D. At first relatively large (measuring rods?), they became reduced to about 12 cm., but from their tendency to roll were quickly replaced by the sangi (square prisms, about 7 mm. thick and 5 cm. long) and the number symbols were evidently derived from the use of these rods:

_ __ ___ ____
|, ||, |||, ||||, |||||, |, ||, |||, ||||.

For the sake of clearness, tens, hundreds, etc., were expressed in the even place by horizontal instead of vertical lines and vice versa; thus 1267 would be formed

__
- || | ||.
-

The rods were arranged on a sort of chessboard called the swan-pan. Much later the lines were transferred to paper, and a circle used to denote the vacant square. The use of squares, however, rendered it unnecessary to arrange the even places differently from the odd, so numbers like 38057 came to be written

+-------+-------+-------+-------+------+
| | ___ | | | __ |
| ||| | ||| | | ||||| | || |
| | | | | |
+-------+-------+-------+-------+------+

instead of

+-------+-------+-------+-------+------+
| | | | | |
| | | | - | |
| | | | | - | __ |
| ||| | - | | - | || |
| | - | | - | |
| | - | | - | |
| | | | | |
+-------+-------+-------+-------+------+

as in the earlier notation.

Somewhere in the course of these early mathematical activities the process has changed from the more or less spontaneous operating that led primitive man to the first enunciation of arithmetical ideas, and has become a self-conscious striving for the solution of problems. This change had already taken place before the historical origins of arithmetic are met. Thus, the treatise of Ahmes (2000 B. C.) contains the curious problem: 7 persons each have 7 cats; each cat eats 7 mice; each mouse eats 7 ears of barley; from each ear 7 measures of corn may grow; how much grain has been saved? Such problems are, however, half play, as appears in a Leonardo of Pisa version some 3000 years later: 7 old women go to Rome; each woman has 7 mules; each mule, 7 sacks; each sack contains 7 loaves; with each loaf are 7 knives; each knife is in 7 sheaths. Similarly in Diophantus' epitaph (330 A. D.): "Diophantus passed 1/6 of his life in childhood, 1/12 in youth, and 1/7 more as a bachelor; 5 years after his marriage, was born a son who died 4 years before his father at 1/2 his age." Often among peoples such puzzles were a favorite social amusement. Thus Braymagupta (628 A. D.) reads, "These problems are proposed simply for pleasure; the wise man can invent a thousand others, or he can solve the problems of others by the rules given here. As the sun eclipses the stars by its brilliancy, so the man of knowledge will eclipse the fame of others in assemblies of the people if he proposes algebraic problems, and still more if he solves them" (Cajori, _Hist. of Math._, p. 92).

The limitation of these early methods is that the notation merely records and does not aid computation. And this is true even of such a highly developed system as was in use among the Romans. If the reader is unconvinced, let him attempt some such problem as the multiplication of CCCXVI by CCCCLXVIII, expressing it and carrying it through in Roman numerals, and he will long for the abacus to assist his labors. It was the positional arithmetic of the Arabians, of which the origins are obscure, that made possible the development of modern technique. Of this discovery, or rediscovery from the Hindoos, together with the zero symbol, Cajori (_Hist. of Math._, p. 11) has said "of all mathematical discoveries, no one has contributed more to the general progress of intelligence than this." The notation no longer merely records results, but now assists in performing operations.

The origins of geometry are even more obscure than those of arithmetic. Not only is geometry as highly developed as arithmetic when it first appears in occidental civilization, but, in addition, the problems of primitive peoples seem to have been such that they have developed no geometrical formulae striking enough to be recorded by investigators, so far as I have been able to discover. But just as the commercial life of the Phoenicians early forced them self-consciously to develop arithmetical calculation, so environmental conditions seem to have forced upon the Egyptians a need for geometrical considerations.

It is almost platitudinous to quote Herodotus' remark that the invention of geometry was necessary because of the floods of the Nile, which washed away the boundaries and changed the contours of the fields. And as Proclus Diadochus adds (_Procli Diadochi, in primum Euclidis elementorum librum commentarii_--quoted Cantor, I, p. 125): "It is not surprising that the discovery of this as well as other sciences has sprung from need, because everything in the process of beginning proceeds from the incomplete to the complete. There takes place a suitable transition from sensible perception to thoughtful consideration and rational knowledge. Just as with the Phoenicians, for the sake of business and commerce, an exact knowledge of numbers had its beginning, so with the Egyptians, for the above-mentioned reasons, was geometry contrived."

The earliest Egyptian mathematical writing that we know is that of Ahmes (2000 B. C.), but long before this the mural decorations of the temple wall involved many figures, the construction of which involved a certain amount of working knowledge of such operations as may be performed with the aid of a ruler and compass. The fact that these operations did not earlier lead to geometry, as ruler and compass work seems to have done in Japan in the nineteenth century (Smith and Mikami, index, "Geometry"), is probably due to the stage at which the development of Egyptian intelligence had arrived, feebly advanced on the road to higher abstract thinking. It is everywhere characteristic of Egyptian genius that little purely intellectual curiosity is shown. Even astronomical knowledge was limited to those determinations which had religious or magically practical significance, and its arithmetic and geometry never escaped these bounds as with the more imaginative Pythagoreans, where mystical interpretation seems to have been a consequence of rather than a stimulus to investigation. An old Egyptian treatise reads (Cantor, p. 63): "I hold the wooden pin (Nebi) and the handle of the mallet (semes), I hold the line in concurrence with the Goddess S[a.]fech. My glance follows the course of the stars. When my eye comes to the constellation of the great bear and the time of the number of the hour determined by me is fulfilled, I place the corner of the temple." This incantation method could hardly advance intelligence; but the methods of practical measuring were more effective. Here the rather happy device of using knotted cords, carried about by the Harpedonapts, or cord stretchers, was of some moment. Especially, the fact that the lengths 3, 4, and 5, brought into triangular form, served for an interesting connection between arithmetic and the right triangle, was not a little gain, later making possible the discovery of the Pythagorean theorem, although in Egypt the theoretical properties of the triangle were never developed. The triangle obviously must have been practically considered by the decorators of the temple and its builders, but the cord stretchers rendered clear its arithmetical significance. However, Ahmes' "Rules for attaining the knowledge of all dark things ... all secrets that are contained in objects" (Cantor, _loc. cit._, p. 22) contains merely a mixture of all sorts of mathematical information of a practical nature,--"rules for making a round fruit house," "rules for measuring fields," "rules for making an ornament," etc., but hardly a word of arithmetical and geometrical processes in themselves, unless it be certain devices for writing fractions and the like.

II

THE PROGRESS OF SELF-CONSCIOUS THEORY

A characteristic of Greek social life is responsible both for the next phase of the development of mathematical thought and for the misapprehension of its nature by so many moderns. "When Archytas and Menaechmus employed mechanical instruments for solving certain geometrical problems, 'Plato,' says Plutarch, 'inveighed against them with great indignation and persistence as destroying and perverting all the good that there is in geometry; for the method absconds from incorporeal and intellectual or sensible things, and besides employs again such bodies as require much vulgar handicraft: in this way mechanics was dissimilated and expelled from geometry, and being for a long time looked down upon by philosophy, became one of the arts of war.' In fact, manual labor was looked down upon by the Greeks, and a sharp distinction was drawn between the slaves who performed bodily work and really observed nature, and the leisured upper classes who speculated, and often only knew nature by hearsay. This explains much of the naive dreamy and hazy character of ancient natural science. Only seldom did the impulse to make experiments for oneself break through; but when it did, a great progress resulted, as was the case of Archytas and Archimedes. Archimedes, like Plato, held that it was undesirable for a philosopher to seek to apply the results of science to any practical use; but, whatever might have been his view of what ought to be in the case, he did actually introduce a large number of new inventions" (Jourdain, _The Nature of Mathematics_, pp. 18-19). Following the Greek lead, certain empirically minded modern thinkers construe geometry wholly from an intellectual point of view. History is read by them as establishing indubitably the proposition that mathematics is a matter of purely intellectual operations. But by so construing it, they have, in geometry, remembered solely the measuring and forgotten the land, and, in arithmetic, remembered the counting and forgotten the things counted.

Arithmetic experienced little immediate gain from its new association with geometry, which was destined to be of momentous import in its latter history, beyond the discovery of irrationals (which, however, were for centuries not accepted as numbers), and the establishment of the problem of root-taking by its association with the square, and interest in negative numbers.

The Greeks had only subtracted smaller numbers from larger, but the Arabs began to generalize the process and had some acquaintance with negative results, but it was difficult for them to see that these results might really have significance. N. Chuquet, in the fifteenth century, seems to have been the first to interpret the negative numbers, but he remained a long time without imitators. Michael Stifel, in the sixteenth century, still calls them "Numeri absurdi" as over against the "Numeri veri." However, their geometrical interpretation was not difficult, and they soon won their way into good standing. But the case of the imaginary is more striking. The need for it was first felt when it was seen that negative numbers have no square roots. Chuquet had dealt with second-degree equations involving the roots of negative numbers in 1484, but says these numbers are "impossible," and Descartes (_Geom._, 1637) first uses the word "imaginary" to denote them. Their introduction is due to the Italian algebrists of the sixteenth century. They knew that the real roots of certain algebraic equations of the third degree are represented as results of operations effected upon "impossible" numbers of the form _a_ + _b_ sqrt{-1} (where _a_ and _b_ are real numbers) without it being possible in general to find an algebraic expression for the roots containing only real numbers. Cardan calculated with these "impossibles," using them to get real results [(5 + sqrt{-15}) (5 - sqrt{-15}) = 25 - (-15) = 40], but adds that it is a "quantitas quae vere est sophistica" and that the calculus itself "adeo est subtilis ut est inutilis." In 1629, Girard announced the theorem that every complete algebraic equation admits of as many roots, real or imaginary, as there are units in its degree, but Gauss first proved this in 1799, and finally, in his _Theory of Complex Quantity_, in 1831.

Geometry, however, among the Greeks passed into a stage of abstraction in which lines, planes, etc., in the sense in which they are understood in our elementary texts, took the place of actually measured surfaces, and also took on the deductive form of presentation that has served as a model for all mathematical presentation since Euclid. Mensuration smacked too much of the exchange, and before the time of Archimedes is practically wholly absent. Even such theorems as "that the area of a triangle equals half the product of its base and its altitude" is foreign to Euclid (cf. Cajori, p. 39). Lines were merely directions, and points limitations from which one worked. But there was still dependence upon the things that one measures. Euclid's elements, "when examined in the light of strict mathematical logic, ... has been pronounced by C. S. Peirce to be 'Riddled with fallacies'" (Cajori, p. 37). Not logic, but observation of the figures drawn, that is, concrete symbolization of the processes indicated, saves Euclid from error.

Roman practical geometry seems to have come from the Etruscans, but the Roman here is as little inventive as in his arithmetical ventures, although the latter were stimulated somewhat by problems of inheritance and interest reckoning. Indeed, before the entrance of Arabic learning into Europe and the translation of Euclid from the Arabic in 1120, there is little or no advance over the Egyptian geometry of 600 B. C. Even the universities neglected mathematics. At Paris "in 1336 a rule was introduced that no student should take a degree without attending lectures on mathematics, and from a commentary on the first six books of Euclid, dated 1536, it appears that candidates for the degree of A. M. had to give an oath that they had attended lectures on these books. Examinations, when held at all, probably did not extend beyond the first book, as is shown by the nickname 'magister matheseos' applied to the _Theorem of Pythagoras_, the last in the first book.... At Oxford, in the middle of the fifteenth century, the first two books of Euclid were read" (Cajori, _loc. cit._, p. 136). But later geometry dropped out and not till 1619 was a professorship of geometry instituted at Oxford. Roger Bacon speaks of Euclid's fifth proposition as "elefuga," and it also gets the name of "pons asinorum" from its point of transition to higher learning. As late as the fourteenth century an English manuscript begins "Nowe sues here a Tretis of Geometri whereby you may knowe the hegte, depnes, and the brede of most what erthely thynges."

The first significant turning-point lies in the geometry of Descartes. Viete (1540-1603) and others had already applied algebra to geometry, but Descartes, by means of cooerdinate representation, established the idea of motion in geometry in a fashion destined to react most fruitfully on algebra, and through this, on arithmetic, as well as enormously to increase the scope of geometry. These discoveries are not, however, of first moment for our problem, for the ideas of mathematical entities remain throughout them the generalized processes that had appeared in Greece. It is worth noting, however, that in England mechanics has always been taught as an experimental science, while on the Continent it has been expanded deductively, as a development of _a priori_ principles.

III

CONTEMPORARY THOUGHT IN ARITHMETIC AND GEOMETRY

To develop the complete history of arithmetic and geometry would be a task quite beyond the limits of this paper, and of the writer's knowledge. In arithmetic we were able to observe a stage in which spontaneous behavior led to the invention of number names and methods of counting. Then, by certain speculative and "play" impulses, there arose elementary arithmetical problems which began to be of interest in themselves. Geometry here also comes into consideration, and, in connection with positional number symbols, begin those interactions between arithmetic and geometry that result in the forms of our contemporary mathematics. The complex quantities represented by number symbols are no longer merely the necessary results of analyzing commercial relations or practical measurements, and geometry is no longer directly based upon the intuitively given line, point, and plane. If number relations are to be expressed in terms of empirical spatial positions, it is necessary to construct many imaginary surfaces, as is done by Riemann in his theory of functions, a construction representing the type of imagination which Poincare has called the intuitional in contradistinction to the logical (_Value of Science_, Ch. I). And geometry has not only been led to the construction of many non-Euclidian spaces, but has even, with Peano and his school, been freed from the bonds of any necessary spatial interpretation whatsoever.

To trace in concrete detail the attainment of modern refinements of number theory would likewise exhibit nothing new in the building up of mathematical intelligence. We should find, here, a process carried out without thought of the consequences, there, an analogy suggesting an operation that might lead us beyond a difficulty that had blocked progress; here, a play interest leading to a combination of symbols out of which a new idea has sprung; there, a painstaking and methodical effort to overcome a difficulty recognized from the start. It is rather for us now to ask what it is that has been attained by these means, to inquire finally what are those things called "number" and "line" in the broad sense in which the terms are now used.

In so far as the cardinal number at least is concerned, the answer generally accepted by Dedekind, Peano, Russell, and such writers is this: the number is a "class of similar classes" (Whitehead and Russell, _Prin. Math._, Vol. II, p. 4). To the interpretation of this answer, Mr. Russell, the most self-consciously philosophical of these mathematicians, has devoted his full dialectic skill. The definition has at least the merit of being free from certain arbitrary psychologizing that has vitiated many earlier attempts at the problem. Mr. Russell claims for it "(1) that the formal properties which we expect cardinal numbers to have result from it; (2) that unless we adopt this definition or some more complicated and practically equivalent definition, it is necessary to regard the cardinal number of a class as indefinable" (_loc. cit._, p. 4). That the definition's terms, however, are not without obscurity appears in Mr. Russell's struggles with the zigzag theory, the no-class theory, etc., and finally in his taking refuge in the theory of "logical types" (_loc. cit._, Vol. III, Part V. E.), whereby the contradiction that subverted Frege and drove Mr. Russell from the standpoint of the _Principles of Mathematics_ is finally overcome.

The second of Mr. Russell's claims for his definition adds nothing to the first, for it merely asserts that unless we adopt some definition of the cardinal number from which its formal properties result, number is undefined. Any such definition would be, _ipso facto_, a practical equivalent of the first. We need only consider whether or not the formal properties of numbers clearly follow from this definition.

Mr. Russell's own experience makes us hesitate. When he first adopted this definition from Frege, he was led to make the inference that the class of all possible classes might furnish a type for a greatest cardinal number. But this led to nothing but paradox and contradiction. The obvious conclusion was that something was wrong with the concept of class, and the obvious way out was to deny the possibility of any such all-inclusive class. Just why there should be such limitation, except that it enables one to escape the contradiction, is not clear from Mr. Russell's analysis (cf. Brown, "The Logic of Mr. Russell," _Journ. of Phil., Psych., and Sci. Meth._, Vol. VIII, No. 4, pp. 85-89). Furthermore, to pass to the theory of types on this ground is to give up the value of the first claim for the definition (quoted above), since the formal properties of numbers now merely follow from the definition because the terms of the definition are reinterpreted from the properties of number, so that these properties will follow from it. The definition has become circular.

The real difficulty lies in the concept of the class. Dogmatic realism is prone to find here an entity for which, as it is obviously not a physical thing, a home must be provided in some region of "being." Hence arises the realm of subsistence, as for Plato the world of facts duplicated itself in a world of ideas. But the subsistent realm of the mathematician is even more astounding than the ideal realm of Plato, for the latter world is a prototype of the world of things, while the world of the mathematician is peopled by all sorts of entities that never were on land or sea. The transfinite numbers of Cantor have, without doubt, a definite mathematical meaning, but they have no known representatives in the world of things, nor in the imagination of man, and in spite of the efforts of philosophers it may even be doubted whether an entity correlative to the mathematical infinite has ever been or can ever be specified.

Mr. Russell now teaches that "classes are merely symbolic" (_Sci. Meth. in Phil._, p. 208), but this expression still needs elucidation. It does, to be sure, avoid the earlier difficulty of admitting "new and mysterious metaphysical entities" (_loc. cit._, p. 204), but the "feeling of oddity" that accompanies it seems not without significance. What can be meant by a merely symbolic class of similar classes themselves merely symbolical? I do not know, unless it is that we are to throw overboard the effort aimed at arbitrary and creative definition and proceed in simple inductive and interpretative fashion. With classes as entities abandoned, we are left, until we have passed to a new point of view as to arithmetical entities, in the position of the intelligent ignoramus who defined a stock market operation as buying what you can't get with money you never had, and selling what you never owned for more than it was ever worth.

The situation seems to be that we are now face to face with new generalizations. Just as number symbols arose to denote operations gone through in counting things when attention is diverted from the particular characteristics of the things counted, and remained a symbol for those operations with things, so now we are becoming self-conscious of the character of the operations we have been performing and are developing new symbols to express possible operations with operations. The infinity of the number series expresses the fact that it is possible to continue the enumerating process indefinitely, and when we are asked by certain mathematicians to practise ourselves in such thoughts as that for infinite series a proper part can be the equal of the whole, where equality is defined through the establishment of one-one correspondence, we are really merely informed that among the group of symbols used to denote the concrete steps of an ever open counting process are groups of symbols that can be used to indicate operations that are of the same type as the given one in so far as the characteristic of being an open series is concerned. If there were anywhere an infinity of things to count, an unintelligible supposition, it would by no means be true that any selection of things from that series would be the equivalent of all things in the series, except in so far as equivalence meant that they could be arranged in the same type of series as that from which they were drawn.

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Creative Intelligence: Essays in the Pragmatic AttitudeChapter IV: Part 4

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