Chapter III: Part 3
True, it has been eagerly pointed out how much the Greeks could find and learn abroad, in the Orient, and how many different things they may easily have brought from there. Of course an odd spectacle resulted, when certain scholars brought together the alleged masters from the Orient and the possible disciples from Greece, and exhibited Zarathustra near Heraclitus, the Hindoos near the Eleates, the Egyptians near Empedocles, or even Anaxagoras among the Jews and Pythagoras among the Chinese. In detail little has been determined; but we should in no way object to the general idea, if people did not burden us with the conclusion that therefore Philosophy had only been imported into Greece and was not indigenous to the soil, yea, that she, as something foreign, had possibly ruined rather than improved the Greek. Nothing is more foolish than to swear by the fact that the Greeks had an aboriginal culture; no, they rather absorbed all the culture flourishing among other nations, and they advanced so far, just because they understood how to hurl the spear further from the very spot where another nation had let it rest. They were admirable in the art of learning productively, and so, like them, we _ought_ to learn from our neighbours, with a view to Life not to pedantic knowledge, using everything learnt as a foothold whence to leap high and still higher than our neighbour. The questions as to the beginning of philosophy are quite negligible, for everywhere in the beginning there is the crude, the unformed, the empty and the ugly; and in all things only the higher stages come into consideration. He who in the place of Greek philosophy prefers to concern himself with that of Egypt and Persia, because the latter are perhaps more "original" and certainly older, proceeds just as ill-advisedly as those who cannot be at ease before they have traced back the Greek mythology, so grand and profound, to such physical trivialities as sun, lightning, weather and fog, as its prime origins, and who fondly imagine they have rediscovered for instance in the restricted worship of the one celestial vault among the other Indo-Germans a purer form of religion than the poly-theistic worship of the Greek had been. The road towards the beginning always leads into barbarism, and he who is concerned with the Greeks ought always to keep in mind the fact that the unsubdued thirst for knowledge in itself always barbarises just as much as the hatred of knowledge, and that the Greeks have subdued their inherently insatiable thirst for knowledge by their regard for Life, by an ideal need of Life,--since they wished to live immediately that which they learnt. The Greeks also philosophised as men of culture and with the aims of culture, and therefore saved themselves the trouble of inventing once again the elements of philosophy and knowledge out of some autochthonous conceit, and with a will they at once set themselves to fill out, enhance, raise and purify these elements they had taken over in such a way, that only now in a higher sense and in a purer sphere they became inventors. For they discovered the _typical philosopher's genius,_ and the inventions of all posterity have added nothing essential.
Every nation is put to shame if one points out such a wonderfully idealised company of philosophers as that of the early Greek masters, Thales, Anaximander, Heraclitus, Parmenides, Anaxagoras, Empedocles, Democritus and Socrates. All those men are integral, entire and self-contained,[1] and hewn out of one stone. Severe necessity exists between their thinking and their character. They are not bound by any convention, because at that time no professional class of philosophers and scholars existed. They all stand before us in magnificent solitude as the only ones who then devoted their life exclusively to knowledge. They all possess the virtuous energy of the Ancients, whereby they excel all the later philosophers in finding their own form and in perfecting it by metamorphosis in its most minute details and general aspect. For they were met by no helpful and facilitating fashion. Thus together they form what Schopenhauer, in opposition to the Republic of Scholars, has called a Republic of Geniuses; one giant calls to another across the arid intervals of ages, and, undisturbed by a wanton, noisy race of dwarfs, creeping about beneath them, the sublime intercourse of spirits continues.
Of this sublime intercourse of spirits I have resolved to relate those items which our modern hardness of hearing might perhaps hear and understand; that means certainly the least of all. It seems to me that those old sages from Thales to Socrates have discussed in that intercourse, although in its most general aspect, everything that constitutes for our contemplation the peculiarly Hellenic. In their intercourse, as already in their personalities, they express distinctly the great features of Greek genius of which the whole of Greek history is a shadowy impression, a hazy copy, which consequently speaks less clearly. If we could rightly interpret the total life of the Greek nation, we should ever find reflected only that picture which in her highest geniuses shines with more resplendent colours. Even the first experience of philosophy on Greek soil, the sanction of the Seven Sages is a distinct and unforgettable line in the picture of the Hellenic. Other nations have their Saints, the Greeks have Sages. Rightly it has been said that a nation is characterised not only by her great men but rather by the manner in which she recognises and honours them. In other ages the philosopher is an accidental solitary wanderer in the most hostile environment, either slinking through or pushing himself through with clenched fists. With the Greek however the philosopher is not accidental; when in the Sixth and Fifth centuries amidst the most frightful dangers and seductions of secularisation he appears and as it were steps forth from the cave of Trophonios into the very midst of luxuriance, the discoverers' happiness, the wealth and the sensuousness of the Greek colonies, then we divine that he comes as a noble warner for the same purpose for which in those centuries Tragedy was born and which the Orphic mysteries in their grotesque hieroglyphics give us to understand. The opinion of those philosophers on Life and Existence altogether means so much more than a modern opinion because they had before themselves Life in a luxuriant perfection, and because with them, unlike us, the sense of the thinker was not muddled by the disunion engendered by the wish for freedom, beauty, fulness of life and the love for truth that only asks: What is the good of Life at all? The mission which the philosopher has to discharge within a real Culture, fashioned in a homogeneous style, cannot be clearly conjectured out of our circumstances and experiences for the simple reason that we have no such culture. No, it is only a Culture like the Greek which can answer the question as to that task of the philosopher, only such a Culture can, as I said before, justify philosophy at all; because such a Culture alone knows and can demonstrate why and how the philosopher is _not_ an accidental, chance wanderer driven now hither, now thither. There is a steely necessity which fetters the philosopher to a true Culture: but what if this Culture does not exist? Then the philosopher is an incalculable and therefore terror-inspiring comet, whereas in the favourable case, he shines as the central star in the solar-system of culture. It is for this reason that the Greeks justify the philosopher, because with them he is no comet.
[1] _Cf._ Napoleon's word about Goethe: "Voilà un homme!"--TR.
2
After such contemplations it will be accepted without offence if I speak of the pre-Platonic philosophers as of a homogeneous company, and devote this paper to them exclusively. Something quite new begins with Plato; or it might be said with equal justice that in comparison with that Republic of Geniuses from Thales to Socrates, the philosophers since Plato lack something essential.
Whoever wants to express himself unfavourably about those older masters may call them one-sided, and their _Epigones,_ with Plato as head, many-sided. Yet it would be more just and unbiassed to conceive of the latter as philosophic hybrid-characters, of the former as the pure types. Plato himself is the first magnificent hybrid-character, and as such finds expression as well in his philosophy as in his personality. In his ideology are united Socratian, Pythagorean, and Heraclitean elements, and for this reason it is no typically pure phenomenon. As man, too, Plato mingles the features of the royally secluded, all-sufficing Heraclitus, of the melancholy-compassionate and legislatory Pythagoras and of the psycho-expert dialectician Socrates. All later philosophers are such hybrid-characters; wherever something one-sided does come into prominence with them as in the case of the Cynics, it is not type but caricature. Much more important however is the fact that they are founders of sects and that the sects founded by them are all institutions in direct opposition to the Hellenic culture and the unity of its style prevailing up to that time. In their way they seek a redemption, but only for the individuals or at the best for groups of friends and disciples closely connected with them. The activity of the older philosophers tends, although they were unconscious of it, towards a cure and purification on a large scale; the mighty course of Greek culture is not to be stopped; awful dangers are to be removed out of the way of its current; the philosopher protects and defends his native country. Now, since Plato, he is in exile and conspires against his fatherland.
It is a real misfortune that so very little of those older philosophic masters has come down to us and that all complete works of theirs are withheld from us. Involuntarily, on account of that loss, we measure them according to wrong standards and allow ourselves to be influenced unfavourably towards them by the mere accidental fact that Plato and Aristotle never lacked appreciators and copyists. Some people presuppose a special providence for books, a _fatum libellorum;_ such a providence however would at any rate be a very malicious one if it deemed it wise to withhold from us the works of Heraclitus, Empedocles' wonderful poem, and the writings of Democritus, whom the ancients put on a par with Plato, whom he even excels as far as ingenuity goes, and as a substitute put into our hand Stoics, Epicureans and Cicero. Probably the most sublime part of Greek thought and its expression in words is lost to us; a fate which will not surprise the man who remembers the misfortunes of Scotus Erigena or of Pascal, and who considers that even in this enlightened century the first edition of Schopenhauer's "_The World As Will And Idea_" became waste-paper. If somebody will presuppose a special fatalistic power with respect to such things he may do so and say with Goethe: "Let no one complain about and grumble at things vile and mean, they _are_ the real rulers,--however much this be gainsaid!" In particular they are more powerful than the power of truth. Mankind very rarely produces a good book in which with daring freedom is intonated the battle-song of truth, the song of philosophic heroism; and yet whether it is to live a century longer or to crumble and moulder into dust and ashes, depends on the most miserable accidents, on the sudden mental eclipse of men's heads, on superstitious convulsions and antipathies, finally on fingers not too fond of writing or even on eroding bookworms and rainy weather. But we will not lament but rather take the advice of the reproving and consolatory words which Hamann addresses to scholars who lament over lost works. "Would not the artist who succeeded in throwing a lentil through the eye of a needle have sufficient, with a bushel of lentils, to practise his acquired skill? One would like to put this question to all scholars who do not know how to use the works of the Ancients any better than that man used his lentils." It might be added in our case that not one more word, anecdote, or date needed to be transmitted to us than has been transmitted, indeed that even much less might have been preserved for us and yet we should have been able to establish the general doctrine that the Greeks justify philosophy.
A time which suffers from the so-called "general education" but has no culture and no unity of style in her life hardly knows what to do with philosophy, even if the latter were proclaimed by the very Genius of Truth in the streets and market-places. She rather remains at such a time the learned monologue of the solitary rambler, the accidental booty of the individual, the hidden closet-secret or the innocuous chatter between academic senility and childhood. Nobody dare venture to fulfil in himself the law of philosophy, nobody lives philosophically, with that simple manly faith which compelled an Ancient, wherever he was, whatever he did, to deport himself as a Stoic, when he had once pledged his faith to the Stoa. All modern philosophising is limited politically and regulated by the police to learned semblance. Thanks to governments, churches, academies, customs, fashions, and the cowardice of man, it never gets beyond the sigh: "If only!..." or beyond the knowledge: "Once upon a time there was..." Philosophy is without rights; therefore modern man, if he were at all courageous and conscientious, ought to condemn her and perhaps banish her with words similar to those by which Plato banished the tragic poets from his State. Of course there would be left a reply for her, as there remained to those poets against Plato. If one once compelled her to speak out she might say perhaps: "Miserable Nation! Is it my fault if among you I am on the tramp, like a fortune teller through the land, and must hide and disguise myself, as if I were a great sinner and ye my judges? Just look at my sister, Art! It is with her as with me; we have been cast adrift among the Barbarians and no longer know how to save ourselves. Here we are lacking, it is true, every good right; but the judges before whom we find justice judge you also and will tell you: First acquire a culture; then you shall experience what Philosophy can and will do."--
3.
Greek philosophy seems to begin with a preposterous fancy, with the proposition that _water_ is the origin and mother-womb of all things. Is it really necessary to stop there and become serious? Yes, and for three reasons: Firstly, because the proposition does enunciate something about the origin of things; secondly, because it does so without figure and fable; thirdly and lastly, because in it is contained, although only in the chrysalis state, the idea: Everything is one. The first mentioned reason leaves Thales still in the company of religious and superstitious people, the second however takes him out of this company and shows him to us as a natural philosopher, but by virtue of the third, Thales becomes the first Greek philosopher. If he had said: "Out of water earth is evolved," we should only have a scientific hypothesis; a false one, though nevertheless difficult to refute. But he went beyond the scientific. In his presentation of this concept of unity through the hypothesis of water, Thales has not surmounted the low level of the physical discernments of his time, but at the best overleapt them. The deficient and unorganised observations of an empiric nature which Thales had made as to the occurrence and transformations of water, or to be more exact, of the Moist, would not in the least have made possible or even suggested such an immense generalisation. That which drove him to this generalisation was a metaphysical dogma, which had its origin in a mystic intuition and which together with the ever renewed endeavours to express it better, we find in all philosophies,--the proposition: _Everything is one!_
How despotically such a faith deals with all empiricism is worthy of note; with Thales especially one can learn how Philosophy has behaved at all times, when she wanted to get beyond the hedges of experience to her magically attracting goal. On light supports she leaps in advance; hope and divination wing her feet. Calculating reason too, clumsily pants after her and seeks better supports in its attempt to reach that alluring goal, at which its divine companion has already arrived. One sees in imagination two wanderers by a wild forest-stream which carries with it rolling stones; the one, light-footed, leaps over it using the stones and swinging himself upon them ever further and further, though they precipitously sink into the depths behind him. The other stands helpless there most of the time; he has first to build a pathway which will bear his heavy, weary step; sometimes that cannot be done and then no god will help him across the stream. What therefore carries philosophical thinking so quickly to its goal? Does it distinguish itself from calculating and measuring thought only by its more rapid flight through large spaces? No, for a strange illogical power wings the foot of philosophical thinking; and this power is Fancy. Lifted by the latter, philosophical thinking leaps from possibility to possibility, and these for the time being are taken as certainties; and now and then even whilst on the wing it gets hold of certainties. An ingenious presentiment shows them to the flier; demonstrable certainties are divined at a distance to be at this point. Especially powerful is the strength of Fancy in the lightning-like seizing and illuminating of similarities; afterwards reflection applies its standards and models and seeks to substitute the similarities by equalities, that which was seen side by side by causalities. But though this should never be possible, even in the case of Thales the indemonstrable philosophising has yet its value; although all supports are broken when Logic and the rigidity of Empiricism want to get across to the proposition: Everything is water; yet still there is always, after the demolition of the scientific edifice, a remainder, and in this very remainder lies a moving force and as it were the hope of future fertility.
Of course I do not mean that the thought in any restriction or attenuation, or as allegory, still retains some kind of "truth"; as if, for instance, one might imagine the creating artist standing near a waterfall, and seeing in the forms which leap towards him, an artistically prefiguring game of the water with human and animal bodies, masks, plants, rocks, nymphs, griffins, and with all existing types in general, so that to him the proposition: Everything is water, is confirmed. The thought of Thales has rather its value--even after the perception of its indemonstrableness--in the very fact, that it was meant unmythically and unallegorically. The Greeks among whom Thales became so suddenly conspicuous were the anti-type of all realists by only believing essentially in the reality of men and gods, and by contemplating the whole of nature as if it were only a disguise, masquerade and metamorphosis of these god-men. Man was to them the truth, and essence of things; everything else mere phenomenon and deceiving play. For that very reason they experienced incredible difficulty in conceiving of ideas as ideas. Whilst with the moderns the most personal item sublimates itself into abstractions, with them the most abstract notions became personified. Thales, however, said, "Not man but water is the reality of things "; he began to believe in nature, in so far that he at least believed in water. As a mathematician and astronomer he had grown cold towards everything mythical and allegorical, and even if he did not succeed in becoming disillusioned as to the pure abstraction, Everything is one, and although he left off at a physical expression he was nevertheless among the Greeks of his time a surprising rarity. Perhaps the exceedingly conspicuous _Orpheans_ possessed in a still higher degree than he the faculty of conceiving abstractions and of thinking unplastically; only they did not succeed in expressing these abstractions except in the form of the allegory. Also Pherecydes of Syrus who is a contemporary of Thales and akin to him in many physical conceptions hovers with the expression of the latter in that middle region where Allegory is wedded to Mythos, so that he dares, for example, to compare the earth with a winged oak, which hangs in the air with spread pinions and which Zeus bedecks, after the defeat of Kronos, with a magnificent robe of honour, into which with his own hands Zeus embroiders lands, water and rivers. In contrast with such gloomy allegorical philosophising scarcely to be translated into the realm of the comprehensible, Thales' are the works of a creative master who began to look into Nature's depths without fantastic fabling. If as it is true he used Science and the demonstrable but soon out-leapt them, then this likewise is a typical characteristic of the philosophical genius. The Greek word which designates the Sage belongs etymologically to _sapio,_ I taste, _sapiens,_ the tasting one, _sisyphos,_ the man of the most delicate taste; the peculiar art of the philosopher therefore consists, according to the opinion of the people, in a delicate selective judgment by taste, by discernment, by significant differentiation. He is not prudent, if one calls _him_ prudent, who in his own affairs finds out the good; Aristotle rightly says: "That which Thales and Anaxagoras know, people will call unusual, astounding, difficult, divine but--useless, since human possessions were of no concern to those two." Through thus selecting and precipitating the unusual, astounding, difficult, and divine, Philosophy marks the boundary-lines dividing her from Science in the same way as she does it from Prudence by the emphasising of the useless. Science without thus selecting, without such delicate taste, pounces upon everything knowable, in the blind covetousness to know all at any price; philosophical thinking however is always on the track of the things worth knowing, on the track of the great and most important discernments. Now the idea of greatness is changeable, as well in the moral as in the æsthetic realm, thus Philosophy begins with a legislation with respect to greatness, she becomes a Nomenclator. "That is great," she says, and therewith she raises man above the blind, untamed covetousness of his thirst for knowledge. By the idea of greatness she assuages this thirst: and it is chiefly by this, that she contemplates the greatest discernment, that of the essence and kernel of things, as attainable and attained. When Thales says, "Everything is water," man is startled up out of his worm-like mauling of and crawling about among the individual sciences; he divines the last solution of things and masters through this divination the common perplexity of the lower grades of knowledge. The philosopher tries to make the total-chord of the universe re-echo within himself and then to project it into ideas outside himself: whilst he is contemplative like the creating artist, sympathetic like the religionist, looking out for ends and causalities like the scientific man, whilst he feels himself swell up to the macrocosm, he still retains the circumspection to contemplate himself coldly as the reflex of the world; he retains that cool-headedness, which the dramatic artist possesses, when he transforms himself into other bodies, speaks out of them, and yet knows how to project this transformation outside himself into written verses. What the verse is to the poet, dialectic thinking is to the philosopher; he snatches at it in order to hold fast his enchantment, in order to petrify it. And just as words and verse to the dramatist are only stammerings in a foreign language, to tell in it what he lived, what he saw, and what he can directly promulgate by gesture and music only, thus the expression of every deep philosophical intuition by means of dialectics and scientific reflection is, it is true, on the one hand the only means to communicate what has been seen, but on the other hand it is a paltry means, and at the bottom a metaphorical, absolutely inexact translation into a different sphere and language. Thus Thales saw the Unity of the "Existent," and when he wanted to communicate this idea he talked of water.
4
Whilst the general type of the philosopher in the picture of Thales is set off rather hazily, the picture of his great successor already speaks much more distinctly to us. _Anaximander_ of Milet, the first philosophical author of the Ancients, writes in the very way that the typical philosopher will always write as long as he is not alienated from ingenuousness and _naïveté_ by odd claims: in a grand lapidarian style of writing, sentence for sentence ... a witness of a new inspiration, and an expression of the sojourning in sublime contemplations. The thought and its form are milestones on the path towards the highest wisdom. With such a lapidarian emphasis Anaximander once said: "Whence things originated, thither, according to necessity, they must return and perish; for they must pay penalty and be judged for their injustices according to the order of time." Enigmatical utterance of a true pessimist, oracular inscription on the boundary-stone of Greek philosophy, how shall we explain thee?
The only serious moralist of our century in the Parergis (Vol. ii., chap. 12, "Additional Remarks on The Doctrine about the Suffering in the World, Appendix of Corresponding Passages") urges on us a similar contemplation: "The right standard by which to judge every human being is that he really is a being who ought not to exist at all, but who is expiating his existence by manifold forms of suffering and death:--What can one expect from such a being? Are we not all sinners condemned to death? We expiate our birth firstly by our life and secondly by our death." He who in the physiognomy of our universal human lot reads this doctrine and already recognises the fundamental bad quality of every human life, in the fact that none can stand a very close and careful contemplation--although our time, accustomed to the biographical epidemic, seems to think otherwise and more loftily about the dignity of man; he who, like Schopenhauer, on "the heights of the Indian breezes" has heard the sacred word about the moral value of existence, will be kept with difficulty from making an extremely anthropomorphic metaphor and from generalizing that melancholy doctrine--at first only limited to human life--and applying it by transmission to the general character of all existence. It may not be very logical, it is however at any rate very human and moreover quite in harmony with the philosophical leaping described above, now with Anaximander to consider all Becoming as a punishable emancipation from eternal "Being," as a wrong that is to be atoned for by destruction. Everything that has once come into existence also perishes, whether we think of human life or of water or of heat and cold; everywhere where definite qualities are to be noticed, we are allowed to prophesy the extinction of these qualities--according to the all-embracing proof of experience. Thus a being that possesses definite qualities and consists of them, can never be the origin and principle of things; the veritable _ens,_ the "Existent," Anaximander concluded, cannot possess any definite qualities, otherwise, like all other things, it would necessarily have originated and perished. In order that Becoming may not cease, the Primordial-being must be indefinite. The immortality and eternity of the Primordial-being lies not in an infiniteness and inexhaustibility--as usually the expounders of Anaximander presuppose--but in this, that it lacks the definite qualities which lead to destruction, for which reason it bears also its name: The Indefinite. The thus labelled Primordial-being is superior to all Becoming and for this very reason it guarantees the eternity and unimpeded course of Becoming. This last unity in that Indefinite, the mother-womb of all things, can, it is true, be designated only negatively by man, as something to which no predicate out of the existing world of Becoming can be allotted, and might be considered a peer to the Kantian "Thing-in-itself."
Of course he who is able to wrangle persistently with others as to what kind of thing that primordial substance really was, whether perhaps an intermediate thing between air and water, or perhaps between air and fire, has not understood our philosopher at all; this is likewise to be said about those, who seriously ask themselves, whether Anaximander had thought of his primordial substance as a mixture of all existing substances. Rather we must direct our gaze to the place where we can learn that Anaximander no longer treated the question of the origin of the world as purely physical; we must direct our gaze towards that first stated lapidarian proposition. When on the contrary he saw a sum of wrongs to be expiated in the plurality of things that have become, then he, as the first Greek, with daring grasp caught up the tangle of the most profound ethical problem. How can anything perish that has a right to exist? Whence that restless Becoming and giving-birth, whence that expression of painful distortion on the face of Nature, whence the never-ending dirge in all realms of existence? Out of this world of injustice, of audacious apostasy from the primordial-unity of things Anaximander flees into a metaphysical castle, leaning out of which he turns his gaze far and wide in order at last, after a pensive silence, to address to all beings this question: "What is your existence worth? And if it is worth nothing why are you there? By your guilt, I observe, you sojourn in this world. You will have to expiate it by death. Look how your earth fades; the seas decrease and dry up, the marine-shell on the mountain shows you how much already they have dried up; fire destroys your world even now, finally it will end in smoke and ashes. But again and again such a world of transitoriness will ever build itself up; who shall redeem you from the curse of Becoming?"
Not every kind of life may have been welcome to a man who put such questions, whose upward-soaring thinking continually broke the empiric ropes, in order to take at once to the highest, superlunary flight. Willingly we believe tradition, that he walked along in especially dignified attire and showed a truly tragic hauteur in his gestures and habits of life. He lived as he wrote; he spoke as solemnly as he dressed himself, he raised his hand and placed his foot as if this existence was a tragedy, and he had been born in order to co-operate in that tragedy by playing the _rôle_ of hero. In all that he was the great model of Empedocles. His fellow-citizens elected him the leader of an emigrating colony--perhaps they were pleased at being able to honour him and at the same time to get rid of him. His thought also emigrated and founded colonies; in Ephesus and in Elea they could not get rid of him; and if they could not resolve upon staying at the spot where he stood, they nevertheless knew that they had been led there by him, whence they now prepared to proceed without him.
Thales shows the need of simplifying the empire of plurality, and of reducing it to a mere expansion or disguise of the _one single_ existing quality, water. Anaximander goes beyond him with two steps. Firstly he puts the question to himself: How, if there exists an eternal Unity at all, is that Plurality possible? and he takes the answer out of the contradictory, self-devouring and denying character of this Plurality. The existence of this Plurality becomes a moral phenomenon to him; it is not justified, it expiates itself continually through destruction. But then the questions occur to him: Yet why has not everything that has become perished long ago, since, indeed, quite an eternity of time has already gone by? Whence the ceaseless current of the River of Becoming? He can save himself from these questions only by mystic possibilities: the eternal Becoming can have its origin only in the eternal "Being," the conditions for that apostasy from that eternal "Being" to a Becoming in injustice are ever the same, the constellation of things cannot help itself being thus fashioned, that no end is to be seen of that stepping forth of the individual being out of the lap of the "Indefinite." At this Anaximander stayed; that is, he remained within the deep shadows which like gigantic spectres were lying on the mountain range of such a world-perception. The more one wanted to approach the problem of solving how out of the Indefinite the Definite, out of the Eternal the Temporal, out of the Just the Unjust could by secession ever originate, the darker the night became.----
5
Towards the midst of this mystic night, in which Anaximander's problem of the Becoming was wrapped up, Heraclitus of Ephesus approached and illuminated it by a divine flash of lightning. "I contemplate the Becoming," he exclaimed,--"and nobody has so attentively watched this eternal wave-surging and rhythm of things. And what do I behold? Lawfulness, infallible certainty, ever equal paths of Justice, condemning Erinyes behind all transgressions of the laws, the whole world the spectacle of a governing justice and of demoniacally omnipresent natural forces subject to justice's sway. I do not behold the punishment of that which has become, but the justification of Becoming. When has sacrilege, when has apostasy manifested itself in inviolable forms, in laws esteemed sacred? Where injustice sways, there is caprice, disorder, irregularity, contradiction; where however Law and Zeus' daughter, Dike, rule alone, as in this world, how could the sphere of guilt, of expiation, of judgment, and as it were the place of execution of all condemned ones be there?"
From this intuition Heraclitus took two coherent negations, which are put into the right light only by a comparison with the propositions of his predecessor. Firstly, he denied the duality of two quite diverse worlds, into the assumption of which Anaximander had been pushed; he no longer distinguished a physical world from a metaphysical, a realm of definite qualities from a realm of indefinable indefiniteness. Now after this first step he could neither be kept back any longer from a still greater audacity of denying: he denied "Being" altogether. For this one world which was left to him,--shielded all round by eternal, unwritten laws, flowing up and down in the brazen beat of rhythm,--shows nowhere persistence, indestructibility, a bulwark in the stream. Louder than Anaximander, Heraclitus exclaimed: "I see nothing but Becoming. Be not deceived! It is the fault of your limited outlook and not the fault of the essence of things if you believe that you see firm land anywhere in the ocean of Becoming and Passing. You need names for things, just as if they had a rigid permanence, but the very river in which you bathe a second time is no longer the same one which you entered before."
Heraclitus has as his royal property the highest power of intuitive conception, whereas towards the other mode of conception which is consummated by ideas and logical combinations, that is towards reason, he shows himself cool, apathetic, even hostile, and he seems to derive a pleasure when he is able to contradict reason by means of a truth gained intuitively, and this he does in such propositions as: "Everything has always its opposite within itself," so fearlessly that Aristotle before the tribunal of Reason accuses him of the highest crime, of having sinned against the law of opposition. Intuitive representation however embraces two things: firstly, the present, motley, changing world, pressing on us in all experiences, secondly, the conditions by means of which alone any experience of this world becomes possible: time and space. For these are able to be intuitively apprehended, purely in themselves and independent of any experience; _i.e.,_ they can be perceived, although they are without definite contents. If now Heraclitus considered time in this fashion, dissociated from all experiences, he had in it the most instructive monogram of all that which falls within the realm of intuitive conception. Just as he conceived of time, so also for instance did Schopenhauer, who repeatedly says of it: that in it every instant exists only in so far as it has annihilated the preceding one, its father, in order to be itself effaced equally quickly; that past and future are as unreal as any dream; that the present is only the dimensionless and unstable boundary between the two; that however, like time, so space, and again like the latter, so also everything that is simultaneously in space and time, has only a relative existence, only through and for the sake of a something else, of the same kind as itself, _i.e.,_ existing only under the same limitations. This truth is in the highest degree self-evident, accessible to everyone, and just for that very reason, abstractly and rationally, it is only attained with great difficulty. Whoever has this truth before his eyes must however also proceed at once to the next Heraclitean consequence and say that the whole essence of actuality is in fact activity, and that for actuality there is no other kind of existence and reality, as Schopenhauer has likewise expounded ("The World As Will And Idea," Vol. I., Bk. I, sec. 4): "Only as active does it fill space and time: its action upon the immediate object determines the perception in which alone it exists: the effect of the action of any material object upon any other, is known only in so far as the latter acts upon the immediate object in a different way from that in which it acted before; it consists in this alone. Cause and effect thus constitute the whole nature of matter; its true being _is_ its action. The totality of everything material is therefore very appropriately called in German _Wirklichkeit_ (actuality)--a word which is far more expressive than _Realität_ (reality).[2] That upon which actuality acts is always matter; actuality's whole 'Being' and essence therefore consist only in the orderly change, which _one_ part of it causes in another, and is therefore wholly relative, according to a relation which is valid only within the boundary of actuality, as in the case of time and space."
The eternal and exclusive Becoming, the total instability of all reality and actuality, which continually works and becomes and never _is,_ as Heraclitus teaches--is an awful and appalling conception, and in its effects most nearly related to that sensation, by which during an earthquake one loses confidence in the firmly-grounded earth. It required an astonishing strength to translate this effect into its opposite, into the sublime, into happy astonishment. Heraclitus accomplished this through an observation of the proper course of all Becoming and Passing, which he conceived of under the form of polarity, as the divergence of a force into two qualitatively different, opposite actions, striving after reunion. A quality is set continually at variance with itself and separates itself into its opposites: these opposites continually strive again one towards another. The common people of course think to recognise something rigid, completed, consistent; but the fact of the matter is that at any instant, bright and dark, sour and sweet are side by side and attached to one another like two wrestlers of whom sometimes the one succeeds, sometimes the other. According to Heraclitus honey is at the same time sweet and bitter, and the world itself an amphora whose contents constantly need stirring up. Out of the war of the opposites all Becoming originates; the definite and to us seemingly persistent qualities express only the momentary predominance of the one fighter, but with that the war is not at an end; the wrestling continues to all eternity. Everything happens according to this struggle, and this very struggle manifests eternal justice. It is a wonderful conception, drawn from the purest source of Hellenism, which considers the struggle as the continual sway of a homogeneous, severe justice bound by eternal laws. Only a Greek was able to consider this conception as the fundament of a _Cosmodicy;_ it is Hesiod's good Eris transfigured into the cosmic principle, it is the idea of a contest, an idea held by individual Greeks and by their State, and translated out of the gymnasia and palæstra, out of the artistic agonistics, out of the struggle of the political parties and of the towns into the most general principle, so that the machinery of the universe is regulated by it. Just as every Greek fought as though he alone were in the right, and as though an absolutely sure standard of judicial opinion could at any instant decide whither victory is inclining, thus the qualities wrestle one with another, according to inviolable laws and standards which are inherent in the struggle. The Things themselves in the permanency of which the limited intellect of man and animal believes, do not "exist" at all; they are as the fierce flashing and fiery sparkling of drawn swords, as the stars of Victory rising with a radiant resplendence in the battle of the opposite qualities.
That struggle which is peculiar to all Becoming, that eternal interchange of victory is again described by Schopenhauer: ("The World As Will And Idea," Vol. I., Bk. 2, sec. 27) "The permanent matter must constantly change its form; for under the guidance of causality, mechanical, physical, chemical, and organic phenomena, eagerly striving to appear, wrest the matter from each other, for each desires to reveal its own Idea. This strife may be followed up through the whole of nature; indeed nature exists only through it." The following pages give the most noteworthy illustrations of this struggle, only that the prevailing tone of this description ever remains other than that of Heraclitus in so far as to Schopenhauer the struggle is a proof of the Will to Life falling out with itself; it is to him a feasting on itself on the part of this dismal, dull impulse, as a phenomenon on the whole horrible and not at all making for happiness. The arena and the object of this struggle is Matter,--which some natural forces alternately endeavour to disintegrate and build up again at the expense of other natural forces,--as also Space and Time, the union of which through causality _is_ this very matter.
[2] Mira in quibusdam rebus verborum proprietas est, et consuetudo sermonis antiqui quædam efficacissimis notis signat (Seneca, Epist. 81).--TR.
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Whilst the imagination of Heraclitus measured the restlessly moving universe, the "actuality" (_Wirklichkeit_), with the eye of the happy spectator, who sees innumerable pairs wrestling in joyous combat entrusted to the superintendence of severe umpires, a still higher presentiment seized him, he no longer could contemplate the wrestling pairs and the umpires, separated one from another; the very umpires seemed to fight, and the fighters seemed to be their own judges--yea, since at the bottom he conceived only of the one Justice eternally swaying, he dared to exclaim: "The contest of The Many is itself pure justice. And after all: The One is The Many. For what are all those qualities according to their nature? Are they immortal gods? Are they separate beings working for themselves from the beginning and without end? And if the world which we see knows only Becoming and Passing but no Permanence, should perhaps those qualities constitute a differently fashioned metaphysical world, true, not a world of unity as Anaximander sought behind the fluttering veil of plurality, but a world of eternal and essential pluralities?" Is it possible that however violently he had denied such duality, Heraclitus has after all by a round-about way accidentally got into the dual cosmic order, an order with an Olympus of numerous immortal gods and demons,--viz., _many_ realities,--and with a human world, which sees only the dust-cloud of the Olympic struggle and the flashing of divine spears,--_i.e.,_ only a Becoming? Anaximander had fled just from these definite qualities into the lap of the metaphysical "Indefinite"; because the former _became_ and passed, he had denied them a true and essential existence; however should it not seem now as if the Becoming is only the looming-into-view of a struggle of eternal qualities? When we speak of the Becoming, should not the original cause of this be sought in the peculiar feebleness of human cognition--whereas in the nature of things there is perhaps no Becoming, but only a co-existing of many true increate indestructible realities?
These are Heraclitean loop-holes and labyrinths; he exclaims once again: "The 'One' is the 'Many'." The many perceptible qualities are neither eternal entities, nor phantasmata of our senses (Anaxagoras conceives them later on as the former, Parmenides as the latter), they are neither rigid, sovereign "Being" nor fleeting Appearance hovering in human minds. The third possibility which alone was left to Heraclitus nobody will be able to divine with dialectic sagacity and as it were by calculation, for what he invented here is a rarity even in the realm of mystic incredibilities and unexpected cosmic metaphors.--The world is the _Game_ of Zeus, or expressed more physically, the game of fire with itself, the "One" is only in this sense at the same time the "Many."--
In order to elucidate in the first place the introduction of fire as a world-shaping force, I recall how Anaximander had further developed the theory of water as the origin of things. Placing confidence in the essential part of Thales' theory, and strengthening and adding to the latter's observations, Anaximander however was not to be convinced that before the water and, as it were, after the water there was no further stage of quality: no, to him out of the Warm and the Cold the Moist seemed to form itself, and the Warm and the Cold therefore were supposed to be the preliminary stages, the still more original qualities. With their issuing forth from the primordial existence of the "Indefinite," Becoming begins. Heraclitus who as physicist subordinated himself to the importance of Anaximander, explains to himself this Anaximandrian "Warm" as the respiration, the warm breath, the dry vapours, in short as the fiery element: about this fire he now enunciates the same as Thales and Anaximander had enunciated about the water: that in innumerable metamorphoses it was passing along the path of Becoming, especially in the three chief aggregate stages as something Warm, Moist, and Firm. For water in descending is transformed into earth, in ascending into fire: or as Heraclitus appears to have expressed himself more exactly: from the sea ascend only the pure vapours which serve as food to the divine fire of the stars, from the earth only the dark, foggy ones, from which the Moist derives its nourishment. The pure vapours are the transitional stage in the passing of sea into fire, the impure the transitional stage in the passing of earth into water. Thus the two paths of metamorphosis of the fire run continuously side by side, upwards and downwards, to and fro, from fire to water, from water to earth, from earth back again to water, from water to fire. Whereas Heraclitus is a follower of Anaximander in the most important of these conceptions, _e.g.,_ that the fire is kept up by the evaporations, or herein, that out of the water is dissolved partly earth, partly fire; he is on the other hand quite independent and in opposition to Anaximander in excluding the "Cold" from the physical process, whilst Anaximander had put it side by side with the "Warm" as having the same rights, so as to let the "Moist" originate out of both. To do so, was of course a necessity to Heraclitus, for if everything is to be fire, then, however many possibilities of its transformation might be assumed, nothing can exist that would be the absolute antithesis to fire; he has, therefore, probably interpreted only as a degree of the "Warm" that which is called the "Cold," and he could justify this interpretation without difficulty. Much more important than this deviation from the doctrine of Anaximander is a further agreement; he, like the latter, believes in an end of the world periodically repeating itself and in an ever-renewed emerging of another world out of the all-destroying world-fire. The period during which the world hastens towards that world-fire and the dissolution into pure fire is characterised by him most strikingly as a demand and a need; the state of being completely swallowed up by the fire as satiety; and now to us remains the question as to how he understood and named the newly awakening impulse for world-creation, the pouring-out-of-itself into the forms of plurality. The Greek proverb seems to come to our assistance with the thought that "satiety gives birth to crime" (the Hybris) and one may indeed ask oneself for a minute whether perhaps Heraclitus has derived that return to plurality out of the Hybris. Let us just take this thought seriously: in its light the face of Heraclitus changes before our eyes, the proud gleam of his eyes dies out, a wrinkled expression of painful resignation, of impotence becomes distinct, it seems that we know why later antiquity called him the "weeping philosopher." Is not the whole world-process now an act of punishment of the Hybris? The plurality the result of a crime? The transformation of the pure into the impure, the consequence of injustice? Is not the guilt now shifted into the essence of the things and indeed, the world of Becoming and of individuals accordingly exonerated from guilt; yet at the same time are they not condemned for ever and ever to bear the consequences of guilt?
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That dangerous word, Hybris, is indeed the touchstone for every Heraclitean; here he may show whether he has understood or mistaken his master. Is there in this world: Guilt, injustice, contradiction, suffering?
Yes, exclaims Heraclitus, but only for the limited human being, who sees divergently and not convergently, not for the contuitive god; to him everything opposing converges into one harmony, invisible it is true to the common human eye, yet comprehensible to him who like Heraclitus resembles the contemplative god. Before his fiery eye no drop of injustice is left in the world poured out around him, and even that cardinal obstacle--how pure fire can take up its quarters in forms so impure--he masters by means of a sublime simile. A Becoming and Passing, a building and destroying, without any moral bias, in perpetual innocence is in this world only the play of the artist and of the child. And similarly, just as the child and the artist play, the eternally living fire plays, builds up and destroys, in innocence--and this game the _Æon_ plays with himself. Transforming himself into water and earth, like a child he piles heaps of sand by the sea, piles up and demolishes; from time to time he recommences the game. A moment of satiety, then again desire seizes him, as desire compels the artist to create. Not wantonness, but the ever newly awakening impulse to play, calls into life other worlds. The child throws away his toys; but soon he starts again in an innocent frame of mind. As soon however as the child builds he connects, joins and forms lawfully and according to an innate sense of order.
Thus only is the world contemplated by the æsthetic man, who has learned from the artist and the genesis of the latter's work, how the struggle of plurality can yet bear within itself law and justice, how the artist stands contemplative above, and working within the work of art, how necessity and play, antagonism and harmony must pair themselves for the procreation of the work of art.
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Early Greek Philosophy & Other EssaysChapter III: Part 3
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