Chapter VIII: Part II: Historical Materialism (4)
The products of the _first_ and of the _second stage_, in consequence of the interests which they create, the habits which they engender, the persons whom they group and whose spirit and inclinations they specify, tend to fix themselves and isolate themselves as independent entities; and thence comes that empirical view, according to which different independent factors, having an efficacy and a rhythmic movement of their own, contribute to form the historic _processus_ and the social configurations which successively result from it. It is the social classes, in so far as they consist in differentiations of interests, which unfold in definite ways and in forms of opposition (--whence come the friction, the movement, the process and the progress--), which have been the factors--if it was ever necessary to employ this expression:--the real, proper and positive factors of history, from the disappearance of primitive communism until to-day.
The variations of the underlying (economic) structure of society which, at first sight, show themselves intuitively in the agitation of the passions, develop consciously in the struggles against law and for law, and become realized in the shaking and in the ruin of a definite political organization, have in reality their adequate expression only in the change in the relations which exist between the different social classes. And these relations change with the change of the relations which previously existed between the productivity of labor and the (legal-political) conditions of co-ordination of those who co-operate in production.
And finally, these connections between the productivity of labor and the co-ordination of those who co-operate in it are changed with the changing of the instruments--in the broad sense of the word--necessary to production. The _processes_ and the progress of technique, as they are the index, are also the condition of all the other _processus_ and of all progress.
Society is for us a fact, which we cannot solve, unless it be by that analysis which reduces the complex forms to the simpler forms, the modern forms to the older forms: but that is to remain always, nevertheless, in a society which exists. History is but the history of society--that is to say, the history of the variations of human co-operation, from the primitive horde down to the modern State, from the immediate struggle against nature, by the means of a few very simple tools, down to the present economic structure, which reduces itself to these two poles; accumulated labor (capital) and living labor (proletarians). To resolve the social _complexus_ into simple individuals, and to reconstruct it afterwards by the acts of free and voluntary thought; to construct, in fine, society with its reasons, is to misunderstand the objective nature and the immanence of the historic _processus_.
Revolutions, in the broadest sense of the word, and in the specific sense of the destruction of a political organization, mark the real and proper dates of historic epochs. Seen from afar, in their elements, in their preparation and their effects, at long range, they may appear to us as moments of a constant evolution, with minute variations; but considered in themselves, they are definite and precise catastrophes, and it is only as catastrophes that they are historic events.
X.
Ethics, art, religion, science, are they then but products of economic conditions?--expositions of the categories of these very conditions?--effluvia, ornaments, emanations and mirages of material interests?
Affirmations of this sort, announced with this nudity and crudity, have already for some time passed from mouth to mouth, and they are a convenient assistance to the adversaries of materialism, who use them as a bugbear. The slothful, whose number is great even among the intellectuals, willingly fit themselves to this clumsy acceptance of such declarations. What a delight for all careless persons to possess, once for all, summed up in a few propositions, the whole of knowledge, and to be able with one single key to penetrate all the secrets of life! All the problems of ethics, aesthetics, philology, critical history and philosophy reduced to one single problem and freed thus from all difficulties!
In this way the simpletons might reduce the whole of history to commercial arithmetic; and finally a new and authentic interpretation of Dante might give us the Divine Comedy illustrated with the process of manufacturing pieces of cloth which the wily Florentine merchants sold for their greater profit!
The truth is that the declarations which involve problems are converted very easily into vulgar paradoxes in the heads of those who are not accustomed to triumph over the difficulties of thought by the methodical use of appropriate means. I shall speak here, in general terms, of these problems, but, as it were, by aphorisms; and certainly I do not propose to write an encyclopedia in this short essay.
And first of all, ethics.
I do not mean systems and catechisms, religious or philosophic. Both of these have been and are above the ordinary and profane course of human events in most cases, as Utopias are above things. Neither do I speak of those formal analyses of ethical relations, which have been elaborated from the Sophists down to Herbart. This is science and not life. And it is formal science, like logic, geometry and grammar. The one who latest and with so much profundity defined these ethical relations (Herbart), knew well that ideas, that is to say, the formal points of view of the moral judgment, are in themselves powerless. Therefore he put into the circumstances of life and into the pedagogic formation of character the reality of ethics. He might have been taken for Owen if he had not been a retrograde.
I am speaking of that ethics which exists prosaically and in an empirical and current fashion, in the inclinations, the habits, the customs, the counsels, the judgments and the appreciations of ordinary mortals. I am speaking of that ethics which as suggestion, as impulse and as bridle, appears in different degrees of development, and more or less unmistakably, although in a fragmentary fashion, among all men; by the very fact of association because each occupies a definite position in the association, they naturally and necessarily reflect upon their own works and the works of others, and they conceive obligations and appreciations and all the first elements of general precepts.
There is the _factum_; and what is most important is that this _factum_ appears to us varied and multiple in the different conditions of life, and variable through history. This _factum_ is the _datum_ of research. Facts are neither true nor false, as Aristotle already knew. Systems, on the contrary, theologic or rational, may be true or false because they aim to comprehend, explain and complete the fact, by bringing that fact to another fact, or integrating it with another.
Some points of preliminary theory are henceforth settled, in all that concerns the interpretation of this _factum_.
The will does not choose of itself, as was supposed by the inventors of _free will_, that product of the impotency of the psychological analysis not yet arrived at maturity. Volitions, in so far as they are facts of consciousness, are particular expressions of the psychic mechanism. They are a result, first of necessities, and then, of all that precedes them up to the very elementary organic impulse.
Ethics does not place itself nor does it engender itself. There is no such universal foundation of the ethical relations varied and variable, as that spiritual entity which has been called the _moral conscience_, one and unique for all men. This abstract entity has been eliminated by criticism like all other such entities, that is to say, like all the faculties of the soul. What a beautiful explanation of the fact, in truth, to assume the generalization of the fact itself as a means of explanation. People reasoned thus: the sensations, the perceptions, the intuitions at a certain moment are found imagined, that is to say, changed in their form, therefore the imagination has transformed them. To this class of inventions belongs the _moral conscience_, which was accepted as a postulate of the ethical estimates, which are always conditioned. The moral conscience which really exists is an empirical fact; it is an index or a summary of the relative ethical formation of each individual. If there can be in it material for science, this cannot explain the ethical relations by means of the conscience, but the very thing it needs is to understand how that conscience is formed.
If volitions are derived, and if morality results from the conditions of life, ethics, in its completeness, is but a formation; its problem is altogether pedagogic.
There is a pedagogy which I will call individualistic and subjective, which, granted the generic conditions of human perfectibility, constructs abstract rules by which men, who are still in a period of formation, may be led to be strong, courageous, truthful, just, benevolent, and so on through the entire extent of the cardinal or secondary virtues. But again, can subjective pedagogy construct of itself a social background upon which all these beautiful things ought to be realized? If it constructs it, it simply elaborates a Utopia.
And, in truth, the human race, in the rigid course of its development, never had time nor occasion to go to the school of Plato or of Owen, of Pestalozzi or Herbart. It has done as it has been forced to do. Considered in an abstract manner, all men can be educated and all are perfectible; as a matter of fact, they have always been perfected and instructed as much as and in the measure that they could, granted the conditions of life in which they were obliged to develop. It is here precisely that the word environment is not a metaphor, and that the use of the word compact is not metaphorical. Real morality always presents itself as something conditioned and limited, which the imagination has sought to outgrow, by constructing Utopias, and by creating a supernatural pedagogue, or a miraculous redemption.
Why should the slave have had the ways of seeing and the passions and the sentiments of the master whom he feared? How could the peasant relieve himself of his invincible superstitions, to which he was condemned by his immediate dependence upon nature and his mediate dependence upon a social mechanism unknown to him, and by his blind faith in the priest, who stands to him as a magician and sorcerer. In what fashion could the modern proletarian of the great industrial cities, exposed continuously to the alternatives of misery or subjection, how could he realize that way of living, regulated and monotonous, which was the one suited to the members of the trade guilds, whose existence seemed imbedded in a providential plan? From what intuitive elements of experience could the hog merchant of Chicago, who furnishes Europe with so many products at a cheap rate, extract the conditions of serenity and intellectual elevation which gave to the Athenian the qualities of the noble and good man, and to the Roman citizen, the dignity of heroism? What power of docile Christian persuasion will extract from the souls of the modern proletarians their natural reasons of hate against their determined or undetermined oppressors? If they wish that justice be done, they must appeal to violence; and before the love of one's neighbor as a universal law can appear possible to them, they must imagine a life very different from the present life, which makes a necessity of hatred. In this society of differentiations, hatred, pride, hypocrisy, falsehood, baseness, injustice and all the catechism of the cardinal vices and their accessories make a sad appendage to the morality, equal for all, upon which they constitute the satire.
Ethics then reduces itself for us to the historical study of the subjective and objective conditions of how morality develops or meets obstacles to its development. In this only, that is to say, within these limits, we can recognize some value in the affirmation that morality corresponds to the social situations, and, _in the last analysis_, to the economic conditions. Only an idiot could believe that the individual morality of each one is proportionate to his individual economic situation. That is not only empirically false, but intrinsically irrational. Granted the natural elasticity of the psychic mechanism, and also the fact that no one lives so shut up in his own class that he does not undergo the influence of other classes, of the common environment and of the interlacing traditions, it is never possible to reduce the development of each individual to the abstract and generic type of his class and his social status. We are dealing there with the phenomena of the mass, of those phenomena which form, or should form, the objects of _moral statistics_: the discipline which has thus far remained incomplete, because it has taken for the objects of its combinations groups which it creates of itself by the addition of numbers of cases (for example, adulteries, thefts, homicides) and not the groups which, as classes, conditions, or situations exist really, that is to say, socially.
To recommend morality to men while assuming or ignoring their conditions, this was hitherto the object and the class of argument of all the catechists. To recognize that these are given by the social environment, that is what the communists oppose to the utopia and the hypocrisy of the preachers of morality. And as they see in morality not a privilege of the elect, nor a gift of nature, but a result of experience and education, they admit human perfectibility through reasons and arguments which are, in my opinion, more moral and more ideal than those which have been given by the ideologists.
In other words, man develops, or produces himself, not as an entity generically provided with certain attributes, which repeat themselves, or develop themselves, according to a rational rhythm, but he produces and develops himself as at once cause and effect, as author and consequence, of certain definite conditions, in which are engendered also definite currents of ideas, of opinions, of beliefs, of imaginations, of expectations, of maxims. Thence arise ideologies of every sort, as also the generalization of morality in catechisms, in canons and in systems. We must not be surprised if these ideologies, once arisen, are afterwards cultivated alone by themselves, if they finally appear, as it were, detached from the living field whence they took their birth, nor if they hold themselves above man as imperative rules and models.
The priests and the doctrinaires of every sort have given themselves for centuries to this labor of abstraction, and have forced themselves to maintain the resulting illusions. Now that the positive sources of all ideologies have been found in the mechanism of life itself, we must explain realistically their mode of generation. And as that is true of all ideologies, it is true also and, in particular of those which consist in projecting ethical estimates beyond their natural and direct limits, making of them anticipations of divine announcements or presuppositions of universal suggestions of conscience.
Therein lies the object of the special historic problems. We cannot always find the tie which unites certain ethical ideas to practical definite conditions. The concrete social psychology of past times often remains impenetrable to us. Often the commonest things remain for us unintelligible, for example, the animals considered as unclean, or the origin for the repugnance at marriage between persons of remote degrees of relationship. A prudent course of study leads us to conclude that the motives of many details will remain always concealed. Ignorance, superstition, singular illusions, symbolisms, these with many others are causes of that unconscious element, often found in customs, which now constitutes for us the unknown and the unknowable.
The principal cause of all difficulty is precisely in the tardy appearance of what we call reason, so that the traces of the proximate motives of ideas have been lost or have remained enveloped in the ideas themselves.
On the subject of science we can be much more brief.
For a long time history has been made in an artless fashion. Granted and admitted that the different sciences have their statements in manuals and encyclopedias, it seemed sufficient to work out chronologically the appearance of the different formulas, resolving the total of the systematic summary into the elements which have successively served to compose it. The general presupposition was simple enough; underneath this chronology is the rational conception which develops and progresses.
This method, if so it could be called, had within itself a certain disadvantage; it permitted us at best to understand how, one stage of science being granted, another stage of science may be derived from it by reason, but it did not permit us to discern by what condition of facts men were driven to discover science for the first time, that is to say, to reduce considered experience into a new and definite form. The question was, then, to find why there is an actual history of science, to find the origin of the scientific necessity, and what unites in a genetic fashion that necessity to our necessities in the continuity of the social _processus_.
The great progress of modern technique, which really constitutes the intellectual substance of the bourgeois epoch, has worked, among other miracles, this one also, of revealing to us for the first time the practical origin of the _scientific attitude_. (We can never forget the Florentine Academy, which produced this phrase, when Italy was in the twilight of its past grandeur and when modern society was in the dawn of the great industry.) Henceforth we are in a position to take up the guiding thread of what, by abstraction, is called the scientific spirit; and no one is any longer astonished at finding that everything in scientific discoveries has come about, as was the case in other primitive times, when the clumsy elementary geometry of the Egyptians arose from the necessity of measuring the fields exposed to the annual inundations of the Nile, and when the periodicity of these inundations suggested, in Egypt and in Babylon, the discovery of the rudiments of the astronomical movements.
It is certainly true that when science is once created and partially ripened, as had already happened in the Hellenic period, the work of abstraction, of deduction and of combination continues among scientists in such a way that it possibly obliterates the consciousness of the social causes of the first production of science itself. But if we examine in their main features the epochs of the development of science, and if we confront the periods which the ideologists would characterize as periods of progress and of retrogression of intelligence, we perceive clearly the social reason for the impulses, sometimes increasing, sometimes decreasing, toward scientific activity. What need had the feudal society of Western Europe for this ancient science, which the Byzantines preserved, at least materially, while the Arabs, free agriculturists, industrious artisans, or skillful merchants, had succeeded in increasing it a little. What is the Renaissance, if not the joining of the initiatory movement of the bourgeoisie to the traditions of ancient learning, which had become usable? What is all the accelerated movement of scientific knowledge, since the seventeenth century, but the series of acts accomplished by intelligence, refined by experience, to assure human labor, in the forms of an improved technique, the dominion over natural forces and conditions? Thence arises the war against darkness, superstition, the Church, religion; thence arise naturalism, atheism, materialism; thence the installation of the domain of reason. The bourgeois epoch is the epoch of minds in full play. (Vico.) It is worth remembering that this government of the Directory, which was the prototype and the compendium of all liberal corruption, was the first to introduce in the University and at the Academy in a formal and solemn fashion the science of free inquiry with Lamark! This science, which the bourgeois epoch has, through its inherent conditions, stimulated and made to grow like a giant, is the only heritage of past centuries which communism accepts and adopts without reserve.
It would not be useful to stop here for the discussion of the so-called antithesis between science and philosophy. If we accept those fashions of philosophizing which are confounded with mysticism and theology, philosophy never means a science or doctrine separate from its appropriate and particular things, but it is simply a degree, a form, a stage of thought with relation to the things which enter into the domain of experience. Philosophy is, then, either a generic anticipation of the problems which science has still to elaborate specifically, or a summary and a conceptual elaboration of the results at which the sciences have already arrived. As for those who, that they may not appear behind the times, talk now of scientific philosophy, if we do not wish to stop over the humorous element that there is in that expression, it will suffice to say that they are simply fools.
I said some pages back, in my statement of formulas, that the economic structure determines in the second place the direction, and in great part and indirectly, the objects of imagination and of thought in the production of art, of religion and of science. To express this otherwise, or to go further, would be to put one's self voluntarily on the road toward the absurd.
Before all else, in this formula, we are opposing the fantastic opinion, that art, religion and science are subjective developments and historical developments of a pretended artistic, religious or scientific spirit, which would go on manifesting itself successively through its own rhythm of evolution, favored or retarded on this side or that by material conditions. By this formula, it is desired to assert, moreover, the necessary connection, through which every fact of art and of religion is the exponent, sentimental, fantastic and thus derived, of definite social conditions. If I say _in the second place_, it is to distinguish these products from the facts of legal-political order which are a true and proper projection of economic conditions. And if I say _in great part and indirectly the objects_ of these activities, it is to indicate two things: that in artistic or religious production the mediation from the conditions to the products is very complicated, and again that men, while living in society, do not thereby cease to live alone by themselves in nature, and to receive from it occasion and material for curiosity and for imagination.
After all, this is all reduced to a more general formula; man does not make several histories at the same time, but all these alleged different histories (art, religion, etc.) make up one alone. And it is not possible to take account of that clearly except at the characteristic and significant moment of the production of new things, that is to say in the periods which I will call revolutionary. Later, the acceptance of the things that have been produced, and the traditional repetition of a definite type, obliterated the sense of the origins of things.
Try, if you will, to detach the ideology of the _fables_ which are at the foundation of the Homeric poems, from that moment of historic evolution where we find the dawn of Aryan civilization in the basin of the Mediterranean, that is to say, from that phase of the higher barbarism in which arises, in Greece and elsewhere, the epic. Or try to imagine the birth and the development of Christianity elsewhere than in Roman cosmopolitanism, and otherwise than by the work of those proletarians, those slaves, those unfortunates, those desperate ones, who had need of the redemption of the Apocalypse and of the promise of the Kingdom of God. Find, if you will, the ground for supposing that in the beautiful environment of the Renaissance the romanticism should begin to appear, which scarcely appeared in the decadent Torquato Tasso; or that one might attribute to Richardson or to Diderot the novels of Balzac, in whom appears, as a contemporary of the first generation of socialism and sociology, the _psychology of classes_. Far back, farther, farther, at the first origins of the mythical conceptions, it is evident that Zeus did not assume the characters of father of gods and men until the power of the _patria potestas_ was already established, and that series of _processus_ began which culminated in the State. Zeus thus ceases to be what was at first the simple _divus_ (brilliant) or the Thunderer. And it is to be observed that at an opposite point of historic evolution, a great number of thinkers of the past century reduced to a single abstract God, who is a simple regent of the world, all that variegated image of the unknown and transcendental type, developed in so great a wealth of mythological, Christian or pagan creations. Man felt himself more at home in nature, thanks to experience, but felt himself better able to penetrate the gearing of society, the knowledge of which he possessed in part. The miraculous dissolved in his mind, to the point where materialism and criticism could afterwards eliminate that poor remnant of transcendentalism, without taking up war against the gods.
There is certainly a history of ideas; but this does not consist in the vicious circle of ideas that explain themselves. It lies in rising from things to the idea. There is a problem; still more, there is a multitude of problems, so varied, multiple, multiform and mingled are the projections which men have made of themselves and of their economic-social conditions, and thus of their hopes and their fears, of their desires and their deceptions, in their artistic and religious concepts. The method is found, but the particular execution is not easy. We must above all guard against the scholastic temptation of arriving by deduction at the products of historic activity which are displayed in art and in religion. We must hope that philosophers like Krug, who explained the pen with which he wrote by a process of dialectic deduction, have remained forever buried in the notes of Hegel's logic.
Here I must state certain difficulties.
Before attempting to reduce secondary products (for example, art and religion) to the social conditions which they idealize, one must first acquire a long experience of specified social psychology, in which the transformation is realized. Therein consists the justification of that sum of relations, which is designated in another form of language, under the name of Egyptian _world_, Greek _consciousness_, _spirit_ of the Renaissance, _dominant ideas_, _psychology of nations_, of society or of classes. When these relations are established, and men have become accustomed to certain conceptions and certain modes of belief or of imagination, the ideas transmitted by tradition tend to become crystallized. Thus they appear as a force which resists new formations; and as this resistance shows itself through the spoken word, through writing, through intolerance, through polemics, through persecution, so the struggle between the new and the old social conditions takes on the form of a struggle between ideas.
In the second place, through the centuries of history properly so-called, and as a consequence of the heredity of the pre-history of savagery and of the conditions of subjection and those of inferiority in which the majority of men were and are placed, resulted acquiescence in what is traditional, and the ancient tendencies are perpetuated as obstinate survivals.
In the third place, as I have said, men living socially, do not cease to live also in nature. They are not, of course, bound to nature as animals are, because they live on an artificial groundwork. Every one understands, moreover, that a house is not a cave, that agriculture is not natural pasturage, and that pharmacy is not exorcism. But nature is always the immediate subsoil of the artificial groundwork, and it is the environment which contains us. The industrial arts have put between us social animals, and nature, certain intermediaries which modify, set aside or remove the natural influences; but it has not for all that destroyed the efficacy of these, and we continually feel their effects. And even as we are born men or women, as we die almost always in spite of ourselves, and as we are dominated by the instinct of generation, so we also bear in our temperament certain special conditions which education in the broad sense of the word, or social compact, can modify, it is true, within certain limits, but which they can never suppress. These conditions of temperament, repeated in infinite cases throughout the centuries, constitute what is called the race. For all these reasons, our dependence upon nature, although it has diminished since prehistoric times, continues in our social life, just as the food which the sight of nature affords to the curiosity and the imagination continues also in our social life. Now these effects of nature, and the sentiments immediate or mediate which result from it, although they have been perceived, since history began, only on the visual angle which is given us by the conditions of society, never fail to reflect themselves in the products of art and of religion, and that adds to the difficulties of a realistic and complete interpretation of both.
XI.
In employing this doctrine as a new principle of research, as a precise means of defining our position, and as a visual angle, will it really be possible finally to arrive at a new narrative history? It is not possible to make an affirmative answer in general to this generic demand. Because, in fact, if we assume that the critical communist, the sociologist of economic materialism, or as he is commonly called, the Marxist, has the necessary critical preparation, the habit of historical study, and also the gift required for an orderly and vivacious narration, there is no reason for affirming that he cannot write history, as heretofore the partisans of all other political schools have written it.
We have the example of Marx, and there is an argument from fact which admits of no reply. But he was the first and the principal author of the decisive concepts of this doctrine, reducing it at once into an instrument of political orientation, in his character of an incomparable publicist, during the revolutionary period of 1848 to 1850. And then he applied it with the greatest precision in that essay entitled Eighteenth Brumaire of Louis Bonaparte, of which it may be said today, at a great distance, and after so many publications, if we except certain infinitesimal details and certain false forecasts, that it would be possible to make neither corrections nor important complements. I will not repeat, since I am not writing a bibliography, the list of the different writings of Marx or Engels--of which we have so many attempts from the Peasants' War (1850) down to his posthumous writings on The Present Unity of Germany--which are an application of the doctrine, nor those of their successors and of the popularizers of scientific socialism. Even in the socialist press we may read, from time to time, valuable attempts at explanation of certain political events, in which is found, precisely by reason of historic materialism, a clearness of vision which would be sought in vain among the writers and the disputants who have not yet torn away the fantastic veils and ideological envelopes of history.
Here is not the place to take up the defense of an abstract thesis, as an advocate would do. It is evident, nevertheless, in all the histories which have been written up to the present time, that there is always at bottom, if not in the explicit intentions of the writers, certainly in their spirit, a tendency, a principle, a general view of life; and so this doctrine, which has enabled us to study the social structure in an objective manner, must finally direct with precision the researches of history, and must end in a narrative complete, transparent and integral.
Helps are not lacking.
_Economics_, which, as everyone sees it today, had its birth and development as the science of bourgeois production, after being puffed up with the illusion of representing the absolute laws of all forms of production, has through the dear school of experience entered since, as everyone knows, upon a period of self-criticism. Just as this self-criticism gave birth, on one side, to critical communism, so on the other side it has given birth, through the labor of the calmest, the wisest and the most prudent of the academic tradition, to the _historical school of economic phenomena_. Thanks to this school, and through the effect of the application of the descriptive and comparative methods, we are henceforth in possession of a vast sum of knowledge on the different historical forms of _economics_, from the most complex facts and those best specified through essential differences of types, down to the special domain of a cloister or a trade guild of the Middle Ages. The same thing has taken place with _statistics_, which, by the indefinite combination of its sources, succeeds now in throwing light, with a sufficient approximation, upon the movement of population in past centuries.
These studies, certainly, are not made in the interest of our doctrine, and oftener than not they are made in a spirit hostile to socialism; something not observed, we may say in passing, by those foolish readers of printed papers who so often confuse _economic history_, _historical economics_, and _historical materialism_. But these studies, apart from the materials which they gather, are remarkable in that they witness the progress which is in course of making the _internal history_ which, little by little, is taking the place of the _external history_ with which, for centuries, the men of letters and artists were occupied.
A good part of these materials that have been gathered must always be submitted to new corrections, as for that matter happens in every domain of empirical knowledge, which oscillates continually between what is held for certain and what is simply probable, and what must, later, be integrated or eliminated.
The deductions and the combinations of the historians of economics, or of those who relate history in general, availing themselves of the guiding thread of economic phenomena, are not always so plausible or so conclusive, that one does not feel the need of saying to them: All this must be taken back and worked over. But that which is undoubted is the fact that in this present time all writing of history tends to become a science, or, better, a social discipline; and when that movement, now uncertain and multiform, shall be accomplished, the efforts of the scholars and inquirers will lead inevitably to the acceptance of economic materialism. By this incidence of efforts and of scientific labors, which start from points so opposite, the materialistic conception of all history will end by penetrating men's minds as a definite conquest of thought; and this will finally take away from partisans and adversaries the attempt to speak _pro_ and _con_ as for partisan theses.
Apart from the direct helps just enumerated, our doctrine has many indirect helps, so that it can profitably employ the results of many disciplines, in which by reason of the greater simplicity of the relations, it has been possible more easily to make the application of the genetic method. The typical case is furnished by glottology, and in a more special fashion by the study which has for its object the ancient languages.
The application of historical materialism is certainly, hitherto, very far from that evidence and that clearness of _processus_ of analysis and of reconstruction. It would be consequently a vain attempt to try, at this moment, to write a summary of universal history, which should propose to develop all the varied forms of production in order to deduce from them afterwards all the rest of human activity, in a particular and circumstantial fashion. In the present state of knowledge, he who should try to give this _compendium_ of a new _Kulturgeschichte_ would do nothing but translate into economic phraseology the points of general orientation which, in other books, for example, in Hellwald, give it in Darwinian phraseology.
It is a long step from the acceptance of the principle to its complete and particular application to the whole of a vast province of facts, or to a great succession of phenomena.
So the application of our doctrine must be kept for a moment to the exposition and the study of definite parts of history. The modern forms are clear to all. The economic developments of the bourgeoisie, the manifest knowledge of the different obstacles which it has had to overcome in the different countries, and, consequently, the development of the different revolutions, taking this word in its broadest sense, contribute to make our understanding of it easy. To our eyes the pre-history of the bourgeoisie, at the moment of the decline of the Middle Ages, is equally clear, and it would not be difficult to find, for example, in the development of the city of Florence, an attested series of developments, in which the economic and statistical movement finds a perfect correspondence in the political relations and a sufficient illustration in the contemporary development of intelligence already reduced into prose and stripped, in great part, of ideological illusions. Nor would it be impossible to reduce, now, under the definite visual angle of materialism, the whole of ancient Roman history. But for that, and particularly, for the primitive period, there are no direct sources; they are, on the contrary, abundant in Greece, from popular tradition, the epic, and the authentic juridical inscriptions, down to the pragmatic studies of the historical social relations. At Rome, on the other hand, the struggles for political rights carry with them almost always the economic reasons upon which they rest. Thus, the decline of definite classes, the formation of new classes, the movement of conquest, the change of the laws and of the forms of political array, appear to us with perfect clearness. This Roman history is hard and prosaic; it was never clad with these ideological complements which were suited to Greek life. The rigid prose of conquest, of planned colonization, of institutions and of the forms of law, conquered and devised for solving the problems arising from definite frictions and contrasts, makes all Roman history a chain of events which follow each other in a sequence which is grossly evident.
The true problem consists, indeed, not in substituting sociology for history, as if the latter had been an appearance which conceals behind it a secret reality, but in understanding history as a whole, in all its intuitive manifestations, and in understanding it through the aid of economic sociology. It is not a question of separating the accident from the substance, the appearance from the reality, the phenomenon from the intrinsic kernel, or applying any other formula used by the partisans of any species of scholasticism, but of explaining the connection and the _complexus_ precisely in so far as it is a connection and a _complexus_. It is not merely a question of discovering and determining the social groundwork, and then of making men appear upon it like so many marionettes, whose threads are held and moved, no longer by Providence but by economic categories. These categories have themselves developed and are developing, like all the rest--because men change as to the capacity and the art of vanquishing, subduing, transforming and utilizing natural conditions; because men change in spirit and attitude through the reaction of their tools upon themselves; because men change in their respective and co-associated relations; and therefore as individuals depending in various degrees upon one another. We have, in fine, to do with history, and not with its skeleton. We are dealing with narration and not with abstraction, with the explaining and treating of the whole, and not merely with resolving and analyzing it; we have to do, in a word, now, as always, with an art.
It may be that the sociologist who follows the principles of economic materialism proposes to keep himself simply to the analysis, for example, of what the classes were at the moment when the French Revolution broke out, and to pass then to the classes that result from the Revolution and survive it. In that case the titles, the indications and the classifications of the materials to analyze are definite; they are, for example, the city and the country, the artisan and the laborer, the nobles and the serfs, the land which is freed from feudal charges, and the small proprietors who came into being, commerce which frees itself from so many restrictions, money which accumulates, industry which prospers, etc. There is nothing to object to in the choice of this method, which, because it follows the track of embryonic origins, was indispensable to the preparation of historical research according to the direction of the new doctrine.[29]
But we know that the study of embryonic origins does not suffice to make us understand animal life, which is not a scheme, but is composed of living beings which struggle, and in their struggle employ forces, instincts and passions. And it is the same, _mutatis mutandis_, with men also, in so far as they live historically. These particular men, moved by certain passions, urged by certain circumstances, with such and such designs, such intentions, acting in such an attempt with such an illusion of their own, or with such a deception, of another, who, martyrs of themselves or of others, enter on harsh contests and reciprocal suppressions of each other--there is the real history of the French Revolution. If, however, it is true that all history is but the unfolding of definite economic conditions, it is equally true that it develops only in definite forms of human activity,--whether the latter be passionate or reflective, fortunate or unsuccessful, blindly instinctive or deliberately heroic.
To understand the interlacings and the _complexus_ in its inner connection and its outer manifestations; to descend from the surface to the foundation, and then to return from the foundation to the surface; to analyze the passions and the intentions, in their motives, from the closest to the most remote, and then to bring back the data of the passions and of the intentions and of their causes to the most remote elements of a definite economic situation; there is the difficult art which the materialistic conception must realize.
And as we must not imitate that teacher who on the bank taught his pupils to swim by the definition of swimming, I beg the reader to await the examples which I shall give in other essays in a real historical narration, working over into a book which for some time I have already been doing in my teaching.
In this way certain secondary and derivative questions are once for all cleared up.
What, for example, is the meaning of the lives of the great men?
In these later times, answers have been given, which, in one sense or another, have an extreme character. On the one side, there are the extreme sociologists, on the other side the individualists who, after the fashion of Carlyle, put the heroes into the first rank of their history. According to some it is sufficient to show what were the reasons, for example, of Caesarism, and Caesar matters little. According to others, there are no objective reasons of classes and social interests which suffice to explain anything; it is the great minds which give the impulse to the whole historic movement; and history has, so to speak, its lords and its monarchs. The empiricists of narration extract themselves from embarrassment in a very simple fashion, putting together at hazard men and things, objective necessities of fact and subjective influences.
Historical materialism goes beyond the antithetical views of the sociologists and the individualists, and at the same time it eliminates the eclecticism of the empirical narrators.
First of all the _factum_.
Let this particular Caesar, as Napoleon was, be born in such a year, let him follow such a career, and find himself ready for the Eighteenth Brumaire. All this is completely accidental with relation to the general course of things which was pushing the new class, mistress of the field, to save from the Revolution that which appeared to it necessary to save, and that necessitated the creation of a bureaucratico-military government. It was, however, necessary to find the man, or the men. But what actually happened came about in the fashion that we know. It depended on this fact, that it was Napoleon who directed the enterprise and not a pitiable Monk, or a ridiculous Boulanger. And from that moment the accident ceases to be accident, precisely because it is this definite person who gives his imprint and physiognomy to the events, determining the fashion or the manner in which they have unfolded.
The very fact that all history rests upon antitheses, contrasts, struggles and wars, explains the decisive influence of certain men in definite occasions. These men are neither a negligible accident of the social mechanism, nor miraculous creators of what society, without them, could have made in no other fashion. It is the very interlacings of the antithetic conditions, which causes the fact that definite individuals, generous, heroic, fortunate, mischievous, are called at critical moments to say the decisive word. As long as the particular interests of the different social groups are in such a state of tension, that all the parties in the struggle reciprocally paralyze each other, then to make the political gearing move, there is need of the individual consciousness of a definite individual.
The social antitheses, which make of every human community an unstable organization, give to history, especially when it is seen and examined rapidly and in its main features, the character of a drama. This drama in all its relations is repeated from community to community, from nation to nation, from state to state, because the inner inequalities concurring with the external differentiations, have produced and produce the whole movement of wars, conquests, treaties, colonizations, etc. In this drama have always appeared, in the role of leaders of society, the men who are characterized as eminent, as great, and empiricism has concluded from their presence that they were the principal authors of history. To carry back the explanation of their appearance to the general causes and the common conditions of the social structure, is a thing which harmonizes perfectly with the data of our doctrine; but to try to eliminate them, as certain affected objectivists of sociology would willingly do, is pure capriciousness.
And to conclude, the partisan of historical materialism who sets himself the task of explaining, or relating, cannot do it through schemes.
History has always received a definite form, with an infinite number of accidents and variations. It has a certain grouping, it has a certain perspective.
It is not enough to have eliminated preventively the hypothesis of factors, because the narrator constantly finds himself in the presence of things which seem incongruous, independent, and self-directing. To present the whole as a whole, and to discover in it the continuous relations of the events which border on each other, there is the difficulty.
The sum of events narrowly consecutive and precise gives the whole of history; and this is equivalent to saying that it is all that we know of our being, in so far as we are social beings and not simply natural beings.
XII.
In the successive whole, and in the continuous necessity of all historical events, is there, then, some ask, any meaning, any significance? This question, whether it comes from the camp of the idealists, or whether it comes to us from the mouth of the most circumspect critics, certainly, and in all cases, demands our attention, and requires an adequate answer.
In fact, if we stop at the premises, intuitive or intellectual, from which is derived the conception of _progress_ as an idea which incloses and embraces the total of the human _processus_, it is seen that these presumptions all rest upon the mental need, which is in us, of attributing to one or more series of events a certain sense and a certain signification. The conception of progress, for whoever examines it carefully in its specific nature, always implies judgments of estimation, and therefore, there is no one who can confuse it with the crude and bare notion of simple development, which does not contain that increment of clue which makes us say of a thing that it is progressing.
I have already said, and, it seems to me, at sufficient length, how it is that progress does not exist as something imperative or regulative over the natural and immediate succession of the generations of men. That is as intuitive as is the actual coexistence of peoples, of nations and of states, which find themselves, at the same time, in a different stage of development; so undeniable is the actual condition of relative superiority and inferiority of nation as compared with nation; and again so certain is the partial and relative retrogression which has been produced several times in history, as Italy has exemplified for centuries. Still more, if there is a convincing proof of how progress must be understood in the sense of immediate law, and, to use a strong expression, of a physical and inevitable law, it is precisely this fact,--that social development by the very reasons of the _processus_ which are inherent in it, often leads to retrogression. It is evident, on the other hand, that the faculty of progressing, like the possibility of retrogressing, does not constitute, to begin with, an immediate privilege, or an innate defect of a race, nor is either one the direct consequence of geographical conditions. And, in fact, the primitive centers of civilization were multiple, those centers have been removed in the course of centuries, and finally the means, the discoveries, the results and the impulses of a definite civilization, already developed, are, within certain limits, communicable to all men indefinitely. In a word, progress and retrogression are inherent in the conditions and the rhythm of social development.
Now then, the faith in the universality of progress, which appeared with so much violence in the eighteenth century, rests upon this first positive fact, that men, when they do not find obstacles in external conditions, or do not find them in those which result from their own work in their social environment, are all capable of progress.
Moreover, at the bottom of this supposed or imagined unity of history, in consequence of which the _processus_ of the different societies would form one single series of progress, there is another fact, which has offered motive and occasion for so many fantastic ideologies. If all nations have not progressed equally, still more, if some have stopped and have followed a backward route, if the _processus_ of social development has not always, in every place and in all times, the same rhythm and the same intensity, it is nevertheless certain that, with the passage of the decisive activity from one people to another people in the course of history, the useful products, already acquired by those who were in decadence, have been transmitted to those who were growing and rising. That is not so true of the products of sentiment and imagination, which nevertheless are themselves preserved and perpetuated in literary tradition, as of the results of thought, and especially of the discovery and of the production of technical means, which, once found, are communicated and transmitted directly.
Need we remind the reader that writing was never lost, although the peoples who invented it have disappeared from historic continuity? Need we recall again that we all have in our pockets, engraved on our watches, the Babylonian dial, and that we make use of algebra, which was introduced by those Arabs, whose historical activity has since been dispersed like the sands of the desert? It is useless to multiply these examples, because it is sufficient to think of technology and the history of discoveries in the broad sense of the word, for which the almost continuous transmission of the instruments of labor and production is evident.
And after all, the provisional summaries which are called universal histories, although they always reveal, in their aim and in their execution, something forced and artificial, would never have been attempted if human events had not offered to the empiricism of the narrators a certain thread, even though subtle, of continuity.
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Essays on the Materialistic Conception of HistoryChapter VIII: Part II: Historical Materialism (4)
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