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Chapter XIII: Preface (13)

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A kindred difficulty must be added. The change of verbal meaning from which the myth is said to arise, is a change opposite in kind to that which prevails in the earlier stages of linguistic development. It implies a derivation of the concrete from the abstract; whereas at first abstracts are derived only from concretes: the concrete of abstracts being a subsequent process. In the words of Prof. Max Müller, there are "dialects spoken at the present day which have no abstract nouns, and the more we go back in the history of languages, the smaller we find the number of these useful expressions" (_Chips_, vol. ii., p. 54); or, as he says more recently--"Ancient words and ancient thoughts, for both go together, have not yet arrived at that stage of abstraction in which, for instance, active powers, whether natural or supernatural, can be represented in any but a personal and more or less human form." (_Fraser's Magazine_, April, 1870.) Here the concrete is represented as original, and the abstract as derivative. Immediately afterward, however, Prof. Max Müller, having given as examples of abstract nouns, "day and night, spring and winter, dawn and twilight, storm and thunder," goes on to argue that, "as long as people thought in language, it was simply impossible to speak of morning or evening, of spring and winter, without giving to these conceptions something of an individual, active, sexual, and at last, personal character." (_Chips_, vol. ii., p. 55.) Here the concrete is derived from the abstract--the personal conception is represented as coming _after_ the impersonal conception; and through such transformation of the impersonal into the personal, Prof. Max Müller considers ancient myths to have arisen. How are these propositions reconcilable? One of two things must be said:--If originally there were none of these abstract nouns, then the earliest statements respecting the daily course of Nature were made in concrete terms--the personal elements of the myth were the primitive elements, and the impersonal expressions which are their equivalents came later. If this is not admitted, then it must be held that, until after there arose these abstract nouns, there were no current statements at all respecting these most conspicuous objects and changes which the heavens and the earth present; and that the abstract nouns having been somehow formed, and rightly formed, and used without personal meanings, afterward became personalized--a process the reverse of that which characterizes early linguistic progress.

No such contradictions occur if we interpret myths after the manner that has been indicated. Nay, besides escaping contradictions, we meet with unexpected solutions. The moment we try it, the key unlocks for us with ease what seems a quite inexplicable fact, which the current hypothesis takes as one of its postulates. Speaking of such words as sky and earth, dew and rain, rivers and mountains, as well as of the abstract nouns above named, Prof. Max Müller says--"Now in ancient languages every one of these words had necessarily a termination expressive of gender, and this naturally produced in the mind the corresponding idea of sex, so that these names received not only an individual, but a sexual character. There was no substantive which was not either masculine or feminine; neuters being of later growth, and distinguishable chiefly in the nominative." (_Chips_, vol. ii., p. 55.) And this alleged necessity for a masculine or feminine implication is assigned as a part of the reason why these abstract nouns and collective nouns became personalized. But should not a true theory of these first steps in the evolution of thought and language show us how it happened that men acquired the seemingly-strange habit of so framing their words for sky, earth, dew, rain, etc., as to make them indicative of sex? Or, at any rate, must it not be admitted that an interpretation which, instead of assuming this habit to be "necessary," shows us how it results, thereby acquires an additional claim to acceptance? The interpretation I have indicated does this. If men and women are habitually nicknamed, and if defects of language lead their descendants to regard themselves as descendants of the things from which the names were taken, then masculine or feminine genders will be ascribed to these things according as the ancestors named after them were men or women. If a beautiful maiden known metaphorically as "the Dawn," afterwards becomes the mother of some distinguished chief called "the North Wind," it will result that when, in course of time, the two have been mistaken for the actual dawn and the actual north wind, these will, by implication, be respectively considered as male and female.

Looking, now, at the ancient myths in general, their seemingly most inexplicable trait is the habitual combination of alleged human ancestry and adventures, with the possession of personalities otherwise figuring in the heavens and on the earth, with totally non-human attributes. This enormous incongruity, not the exception but the rule, the current theory fails to explain. Suppose it to be granted that the great terrestrial and celestial objects and agents naturally become personalized; it does not follow that each of them shall have a specific human biography. To say of some star that he was the son of this king or that hero, was born in a particular place, and when grown up carried off the wife of a neighbouring chief, is a gratuitous multiplication of incongruities already sufficiently great; and is not accounted for by the alleged necessary personalization of abstract and collective nouns. As looked at from our present stand-point, however, such traditions become quite natural--nay, it is clear that they will necessarily arise. When a nickname has become a tribal name, it thereby ceases to be individually distinctive; and, as already said, the process of nicknaming inevitably continues. It commences afresh with each child; and the nickname of each child is both an individual name and a potential tribal name, which may become an actual tribal name if the individual is sufficiently celebrated. Usually, then, there is a double set of distinctions; under one of which the individual is known by his ancestral name, and under the other of which he is known by a name suggestive of something peculiar to himself: just as we have seen happens among the Scotch clans. Consider, now, what will result when language has reached a stage of development such that it can convey the notion of naming, and is able, therefore, to preserve traditions of human ancestry. It will result that the individual will be known both as the son of such and such a man by a mother whose name was so and so, and also as "the Crab", or "the Bear", or "the Whirlwind"--supposing one of these to be his nickname. Such joint use of nicknames and proper names occurs in every school. Now, clearly, in advancing from the early state in which ancestors become identified with the objects they are nicknamed after, to the state in which there are proper names that have lost their metaphorical meanings, there must be passed through a state in which proper names, partially settled only, may or may not be preserved, and in which the new nicknames are still liable to be mistaken for actual names. Under such conditions there will arise (especially in the case of a distinguished man) this seemingly-impossible combination of human parentage with the possession of the non-human, or superhuman, attributes of the thing which gave the nickname. Another anomaly simultaneously disappears. The warrior may have, and often will have, a variety of complimentary nicknames--"the powerful one," "the destroyer," etc. Supposing his leading nickname has been "the Sun"; then when he comes to be identified by tradition with the sun, it will happen that the sun will acquire his alternative descriptive titles--the swift one, the lion, the wolf--titles not obviously appropriate to the sun, but quite appropriate to the warrior. Then there comes, too, an explanation of the remaining trait of such myths. When this identification of conspicuous persons, male and female, with conspicuous natural agents, has become settled, there will in due course arise interpretations of the actions of these agents in anthropomorphic terms. Suppose, for instance, that Endymion and Selene, metaphorically named, the one after the setting sun, the other after the moon, have had their human individualities merged in those of the sun and moon, through misinterpretation of metaphors; what will happen? The legend of their loves having to be reconciled with their celestial appearances and motions, these will be spoken of as results of feeling and will; so that when the sun is going down in the west, while the moon in mid-heaven is following him, the fact will be expressed by saying: "Selene loves and watches Endymion." Thus we obtain a consistent explanation of the myth without distorting it; and without assuming that it contains gratuitous fictions. We are enabled to accept the biographical part of it, if not as literal fact, still as having had fact for its root. We are helped to see how, by an inevitable misinterpretation, there grew out of a more or less true tradition, this strange identification of its personages, with objects and powers totally non-human in their aspects. And then we are shown how, from the attempt to reconcile in thought these contradictory elements of the myth, there arose the habit of ascribing the actions of these non-human things to human motives.

One further verification may be drawn from facts which are obstacles to the converse hypothesis. These objects and powers, celestial and terrestrial, which force themselves most on men's attention, have some of them several proper names, identified with those of different individuals, born at different places, and having different sets of adventures. Thus we have the sun variously known as Apollo, Endymion, Helios, Tithonos, etc.--personages having irreconcilable genealogies. Such anomalies Prof. Max Müller apparently ascribes to the untrustworthiness of traditions, which are "careless about contradictions, or ready to solve them sometimes by the most atrocious expedients." (_Chips_, vol. ii., p. 84.) But if the evolution of the myth has been that above indicated, there exists no anomalies to be got rid of: these diverse genealogies become parts of the evidence. For we have abundant proof that the same objects furnish metaphorical names of men in different tribes. There are Duck tribes in Australia, in South America, in North America. The eagle is still a totem among the North Americans, as Mr. McLennan shows reason to conclude that it was among the Egyptians, among the Jews, and among the Romans. Obviously, for reasons already assigned, it naturally happened in the early stages of the ancient races, that complimentary comparisons of their heroes to the Sun were frequently made. What resulted? The Sun having furnished names for sundry chiefs and early founders of tribes, and local traditions having severally identified them with the Sun, these tribes, when they grew, spread, conquered, or came otherwise into partial union, originated a combined mythology, which necessarily contained conflicting stories about the Sun-god, as about its other leading personages. If the North-American tribes, among several of which there are traditions of a Sun-god, had developed a combined civilization, there would similarly have arisen among them a mythology which ascribed to the Sun several different proper names and genealogies.

* * * * *

Let me briefly set down the leading characters of this hypothesis which give it probability.

True interpretations of all the natural processes, organic and inorganic, that have gone on in past times, habitually trace them to causes still in action. It is thus in Geology; it is thus in Biology; it is thus in Philology. Here we find this characteristic repeated. Nicknaming, the inheritance of nicknames, and to some extent, the misinterpretation of nicknames, go on among us still; and were surnames absent, language imperfect, and knowledge as rudimentary as of old, it is tolerably manifest that results would arise like those we have contemplated.

A further characteristic of a true cause is that it accounts not only for the particular group of phenomena to be interpreted, but also for other groups. The cause here alleged does this. It equally well explains the worship of animals, of plants, of mountains, of winds, of celestial bodies, and even of appearances too vague to be considered entities. It gives us an intelligible genesis of fetichistic conceptions in general. It furnishes us with a reason for the practice, otherwise so unaccountable, of moulding the words applied to inanimate objects in such ways as to imply masculine and feminine genders. It shows us how there naturally arose the worship of compound animals, and of monsters half man, half brute. And it shows us why the worship of purely anthropomorphic deities came later, when language had so far developed that it could preserve in tradition the distinction between proper names and nicknames.

A further verification of this view is, that it conforms to the general law of evolution: showing us how, out of one simple, vague, aboriginal form of belief, there have arisen, by continuous differentiations, the many heterogeneous forms of belief which have existed and do exist. The desire to propitiate the other self of the dead ancestor, displayed among savage tribes, dominantly manifested by the early historic races, by the Peruvians and Mexicans, by the Chinese at the present time, and to a considerable degree by ourselves (for what else is the wish to do that which a lately-deceased parent was known to have desired?) has been the universal first form of religious belief; and from it have grown up the many divergent beliefs which have been referred to.

Let me add, as a further reason for adopting this view, that it immensely diminishes the apparently-great contrast between early modes of thought and our own mode of thought. Doubtless the aboriginal man differs considerably from us, both in intellect and feeling. But such an interpretation of the facts as helps us to bridge over the gap, derives additional likelihood from doing this. The hypothesis I have sketched out enables us to see that primitive ideas are not so gratuitously absurd as we suppose, and also enables us to rehabilitate the ancient myth with far less distortion than at first sight appears possible.

These views I hope to develop in the first part of _The Principles of Sociology_. The large mass of evidence which I shall be able to give in support of the hypothesis, joined with the solutions it will be shown to yield of many minor problems which I have passed over, will, I think, then give to it a still greater probability than it seems now to have.

FOOTNOTES:

[Footnote 29: A critical reader may raise an objection. If animal-worship is to be rationally interpreted, how can the interpretation set out by assuming a belief in the spirits of dead ancestors--a belief which just as much requires explanation? Doubtless there is here a wide gap in the argument. I hope eventually to fill it up. Here, out of many experiences which conspire to generate this belief, I can but briefly indicate the leading ones: 1. It is not impossible that his shadow, following him everywhere, and moving as he moves, may have some small share in giving to the savage a vague idea of his duality. It needs but to watch a child's interest in the movements of its shadow, and to remember that at first a shadow cannot be interpreted as a negation of light, but is looked upon as an entity, to perceive that the savage may very possibly consider it as a specific something which forms part of him. 2. A much more decided suggestion of the same kind is likely to result from the reflection of his face and figure in water: imitating him as it does in his form, colours, motions, grimaces. When we remember that not unfrequently a savage objects to have his portrait taken, because he thinks whoever carries away a representation of him carries away some part of his being, we see how probable it is that he thinks his double in the water is a reality in some way belonging to him. 3. Echoes must greatly tend to confirm the idea of duality otherwise arrived at. Incapable as he is of understanding their natural origin, the primitive man necessarily ascribes them to living beings--beings who mock him and elude his search. 4. The suggestions resulting from these and other physical phenomena are, however, secondary in importance. The root of this belief in another self lies in the experience of dreams. The distinction so easily made by us between our life in dreams and our real life, is one which the savage recognizes in but a vague way; and he cannot express even that distinction which he perceives. When he awakes, and to those who have seen him lying quietly asleep, describes where he has been, and what he has done, his rude language fails to state the difference between seeing and dreaming that he saw, doing and dreaming that he did. From this inadequacy of his language it not only results that he cannot truly represent this difference to others, but also that he cannot truly represent it to himself. Hence, in the absence of an alternative interpretation, his belief, and that of those to whom he tells his adventures, is that his other self has been away, and came back when he awoke. And this belief, which we find among various existing savage tribes, we equally find in the traditions of the early civilized races. 5. The conception of another self capable of going away and returning, receives what to the savage must seem conclusive verifications from the abnormal suspensions of consciousness, and derangements of consciousness, that occasionally occur in members of his tribe. One who has fainted, and cannot be immediately brought back to himself (note the significance of our own phrases "returning to himself," etc.) as a sleeper can, shows him a state in which the other self has been away for a time beyond recall. Still more is this prolonged absence of the other self shown him in cases of apoplexy, catalepsy, and other forms of suspended animation. Here for hours the other self persists in remaining away, and on returning refuses to say where he has been. Further verification is afforded by every epileptic subject, into whose body, during the absence of the other self, some enemy has entered; for how else does it happen that the other self, on returning, denies all knowledge of what his body has been doing? And this supposition that the body has been "possessed" by some other being, is confirmed by the phenomena of somnambulism and insanity. 6. What, then, is the interpretation inevitably put upon death? The other self has habitually returned after sleep, which simulates death. It has returned, too, after fainting, which simulates death much more. It has even returned after the rigid state of catalepsy, which simulates death very greatly. Will it not return also after this still more prolonged quiescence and rigidity? Clearly it is quite possible--quite probable even. The dead man's other self is gone away for a long time, but it still exists somewhere, far or near, and may at any moment come back to do all he said he would do. Hence the various burial-rites--the placing of weapons and valuables along with the body, the daily bringing of food to it, etc. I hope hereafter to show that, with such knowledge of the facts as he has, this interpretation is the most reasonable the savage can arrive at. Let me here, however, by way of showing how clearly the facts bear out this view, give one illustration out of many. "The ceremonies with which they [the Veddahs] invoke them [the shades of the dead] are few as they are simple. The most common is the following. An arrow is fixed upright in the ground, and the Veddah dances slowly round it, chanting this invocation, which is almost musical in its rhythm:"

"Mâ miya, mâ miy, mâ deyâ,
Topang koyihetti mittigan yandâh?"

"My departed one, my departed one, my God!
Where art thou wandering?"

"This invocation appears to be used on all occasions when the intervention of the guardian spirits is required, in sickness, preparatory to hunting, etc. Sometimes, in the latter case, a portion of the flesh of the game is promised as a votive offering, in the event of the chase being successful; and they believe that the spirits will appear to them in dreams and tell them where to hunt. Sometimes they cook food and place it in the dry bed of a river, or some other secluded spot, and then call on their deceased ancestors by name. 'Come and partake of this! Give us maintenance as you did when living! Come, wheresoever you may be; on a tree, on a rock, in the forest, come!' And they dance round the food, half chanting, half shouting, the invocation."--Bailey, in _Transactions of the Ethnological Society_, London, N. S., ii., p. 301-2.]

[Footnote 30: Since the foregoing pages were written, my attention has been drawn by Sir John Lubbock to a passage in the appendix to the second edition of _Prehistoric Times_, in which he has indicated this derivation of tribal names. He says: "In endeavouring to account for the worship of animals, we must remember that names are very frequently taken from them. The children and followers of a man called the Bear or the Lion would make that a tribal name. Hence the animal itself would be first respected, at last worshipped." Of the genesis of this worship, however, Sir John Lubbock does not give any specific explanation. Apparently he inclines to the belief, tacitly adopted also by Mr. McLennan, that animal-worship is derived from an original Fetichism, of which it is a more developed form. As will shortly be seen, I take a different view of its origin.]

[Footnote 31: _Proceedings of the Royal Society of Tasmania_, iii., p. 280-81.]

[Footnote 32: I have since found, however, that the name Dawn, which occurs in various places, seems more frequently a birth-name, given because the birth took place at dawn.]

MORALS AND MORAL SENTIMENTS.

[_First published in_ The Fortnightly Review _for April,_ 1871.]

If a writer who discusses unsettled questions takes up every gauntlet thrown down to him, polemical writing will absorb much of his energy. Having a power of work which unfortunately does not suffice for executing with anything like due rapidity the task I have undertaken, I have made it a policy to avoid controversy as much as possible, even at the cost of being seriously misunderstood. Hence it resulted that when in _Macmillan's Magazine_, for July, 1869, Mr. Richard Hutton published, under the title "A Questionable Parentage for Morals," a criticism on a doctrine of mine, I decided to let his misrepresentations pass unnoticed until, in the course of my work, I arrived at the stage where, by a full exposition of this doctrine, they would be set aside. It did not occur to me that, in the meantime, these erroneous statements, accepted as true statements, would be repeated by other writers, and my views commented upon as untenable. This, however, has happened. In more periodicals than one, I have seen it asserted that Mr. Hutton has effectually disposed of my hypothesis. Supposing that this hypothesis has been rightly expressed by Mr. Hutton, Sir John Lubbock, in his _Origin of Civilisation_, &c., has been led to express a partial dissent; which I think he would not have expressed had my own exposition been before him. Mr. Mivart, too, in his recent _Genesis of Species_, has been similarly betrayed into misapprehensions. And now Sir Alexander Grant, following the same lead, has conveyed to the readers of the _Fortnightly Review_ another of these conceptions, which is but very partially true. Thus I find myself compelled to say as much as will serve to prevent further spread of the mischief.

* * * * *

If a general doctrine concerning a highly-involved class of phenomena could be adequately presented in a single paragraph of a letter, the writing of books would be superfluous. In the brief exposition of certain ethical doctrines held by me, which is given in Professor Bain's _Mental and Moral Science_, it is stated that they are--

"as yet, nowhere fully expressed. They form part of the more
general doctrine of Evolution which he is engaged in working out;
and they are at present to be gathered only from scattered
passages. It is true that, in his first work, _Social Statics_, he
presented what he then regarded as a tolerably complete view of one
division of Morals. But without abandoning this view, he now
regards it as inadequate--more especially in respect of its basis."

Mr. Hutton, however, taking the bare enunciation of one part of this basis, deals with it critically; and, in the absence of any exposition by me, sets forth what he supposes to be my grounds for it, and proceeds to show that they are unsatisfactory.

If, in his anxiety to suppress what he doubtless regards as a pernicious doctrine, Mr. Hutton could not wait until I had explained myself, it might have been expected that he would use whatever information was to be had concerning it. So far from seeking out such information, however, he has, in a way for which I cannot account, ignored the information immediately before him.

The title which Mr. Hutton has chosen for his criticism is, "A Questionable Parentage for Morals." Now he has ample means of knowing that I allege a primary basis of Morals, quite independent of that which he describes and rejects. I do not refer merely to the fact that having, when he reviewed _Social Statics_,[33] expressed his very decided dissent from this primary basis, he must have been aware that I alleged it; for he may say that in the many years which have since elapsed he had forgotten all about it. But I refer to the distinct enunciation of this primary basis in that letter to Mr. Mill from which he quotes. In a preceding paragraph of the letter, I have explained that, while I accept utilitarianism in the abstract, I do not accept that current utilitarianism which recognizes for the guidance of conduct nothing beyond empirical generalizations; and I have contended that--

"Morality, properly so-called--the science of right conduct--has
for its object to determine _how_ and _why_ certain modes of
conduct are detrimental, and certain other modes beneficial. These
good and bad results cannot be accidental, but must be necessary
consequences of the constitution of things; and I conceive it to be
the business of Moral Science to deduce, from the laws of life and
the conditions of existence, what kinds of action necessarily tend
to produce happiness, and what kinds to produce unhappiness. Having
done this, its deductions are to be recognised as laws of conduct;
and are to be conformed to irrespective of a direct estimation of
happiness or misery."

Nor is this the only enunciation of what I conceive to be the primary basis of morals, contained in this same letter. A subsequent paragraph separated by four lines only from that which Mr. Hutton extracts, commences thus:--

"Progressing civilization, which is of necessity a succession of
compromises between old and new, requires a perpetual re-adjustment
of the compromise between the ideal and the practicable in social
arrangements: to which end, both elements of the compromise must be
kept in view. If it is true that pure rectitude prescribes a system
of things far too good for men as they are, it is not less true that
mere expediency does not of itself tend to establish a system of
things any better than that which exists. While absolute morality
owes to expediency the checks which prevent it from rushing into
Utopian absurdities, expediency is indebted to absolute morality for
all stimulus to improvement. Granted that we are chiefly interested
in ascertaining what is _relatively right_, it still follows that we
must first consider what is _absolutely right_; since the one
conception presupposes the other."

I do not see how there could well be a more emphatic assertion that there exists a primary basis of morals independent of, and in a sense antecedent to, that which is furnished by experiences of utility; and consequently, independent of, and, in a sense antecedent to, those moral sentiments which I conceive to be generated by such experiences. Yet no one could gather from Mr. Hutton's article that I assert this; or would even find reasons for a faint suspicion that I do so. From the reference made to my further views, he would infer my acceptance of that empirical utilitarianism which I have expressly repudiated. And the title which Mr. Hutton gives to his paper clearly asserts, by implication, that I recognize no "parentage for morals" beyond that of the accumulation and organization of the effects of experience. I cannot believe that Mr. Hutton intended to convey this erroneous impression. He was, I suppose, too much absorbed in contemplating the proposition he combats to observe, or, at least, to attach any weight to, the propositions which accompany it. But I am sorry he did not perceive the mischief he was likely to do me by spreading this one-sided statement.

* * * * *

I pass now to the particular question at issue--not the "parentage for morals," but the parentage of moral sentiments. In describing my view on this more special doctrine, Mr. Hutton has similarly, I regret to say, neglected the data which would have helped him to draw an approximately true outline of it. It cannot well be that the existence of such data was unknown to him. They are contained in the _Principles of Psychology_; and Mr. Hutton reviewed that work when it was first published.[34] In a chapter on the Feelings, which occurs near the end of it, there is sketched out a process of evolution by no means like that which Mr. Hutton indicates; and had he turned to that chapter he would have seen that his description of the genesis of moral sentiments out of organized experiences is not such a one as I should have given. Let me quote a passage from that chapter.

"Not only are those emotions which form the immediate stimuli to
actions, thus explicable; but the like explanation applies to the
emotions that leave the subject of them comparatively passive: as,
for instance, the emotion produced by beautiful scenery. The
gradually increasing complexity in the groups of sensations and
ideas co-ordinated, ends in the co-ordination of those vast
aggregations of them which a grand landscape excites and suggests.
The infant taken into the midst of mountains, is totally unaffected
by them; but is delighted with the small group of attributes and
relations presented in a toy. The child can appreciate, and be
pleased with, the more complicated relations of household objects
and localities, the garden, the field, and the street. But it is
only in youth and mature age, when individual things and small
assemblages of them have become familiar and automatically
cognizable, that those immense assemblages which landscapes present
can be adequately grasped, and the highly aggregated states of
consciousness produced by them, experienced. Then, however, the
various minor groups of states that have been in earlier days
severally produced by trees, by fields, by streams, by cascades, by
rocks, by precipices, by mountains, by clouds, are aroused
together. Along with the sensations immediately received, there are
partially excited the myriads of sensations that have been in times
past received from objects such as those presented; further, there
are partially excited the various incidental feelings that were
experienced on all these countless past occasions; and there are
probably also excited certain deeper, but now vague combinations of
states, that were organized in the race during barbarous times,
when its pleasurable activities were chiefly among the woods and
waters. And out of all these excitations, some of them actual but
most of them nascent, is composed the emotion which a fine
landscape produces in us."

It is, I think, amply manifest that the processes here indicated are not to be taken as intellectual processes--not as processes in which recognized relations between pleasures and their antecedents, or intelligent adaptations of means to ends, form the dominant elements. The state of mind produced by an aggregate of picturesque objects is not one resolvable into propositions. The sentiment does not contain within itself any consciousness of causes and consequences of happiness. The vague recollections of other beautiful scenes and other delightful days which it dimly rouses, are not aroused because of any rational co-ordinations of ideas that have been formed in bygone years. Mr. Hutton, however, assumes that in speaking of the genesis of moral feelings as due to inherited experiences of the pleasures and pains caused by certain modes of conduct, I am speaking of reasoned-out experiences--experiences consciously accumulated and generalized. He overlooks the fact that the genesis of emotions is distinguished from the genesis of ideas in this; that whereas the ideas are composed of elements that are simple, definitely related, and (in the case of general ideas) constantly related, emotions are composed of enormously complex aggregates of elements that are never twice alike, and which stand in relations that are never twice alike. The difference in the resulting modes of consciousness is this:--In the genesis of an idea the successive experiences, be they of sounds, colours, touches, tastes, or be they of the special objects which combine many of these into groups, have so much in common that each, when it occurs, can be definitely thought of as like those which preceded it. But in the genesis of an emotion the successive experiences so far differ that each of them, when it occurs, suggests past experiences which are not specifically similar, but have only a general similarity; and, at the same time, it suggests benefits or evils in past experience which likewise are various in their special natures, though they have a certain community in general nature. Hence it results that the consciousness aroused is a multitudinous, confused consciousness, in which, along with a certain kind of combination among the impressions received from without, there is a vague cloud of ideal combinations akin to them, and a vague mass of ideal feelings of pleasure or pain which were associated with these. We have abundant proof that feelings grow up without reference to recognized causes and consequences, and without the possessor of them being able to say why they have grown up; though analysis, nevertheless, shows that they have been formed out of connected experiences. The familiar fact that a kind of jam which was, during childhood, repeatedly taken after medicine, may become, by simple association of sensations, so nauseous that it cannot be tolerated in after-life, illustrates clearly the way in which repugnances may be established by habitual association of feelings, without any belief in causal connexion; or rather, in spite of the knowledge that there is no causal connexion. Similarly with pleasurable emotions. The cawing of rooks is not in itself an agreeable sound: musically considered, it is very much the contrary. Yet the cawing of rooks usually produces in people feelings of a grateful kind--feelings which most of them suppose to result from the quality of the sound itself. Only the few who are given to self-analysis are aware that the cawing of rooks is agreeable to them because it has been connected with countless of their greatest gratifications--with the gathering of wild flowers in childhood; with Saturday-afternoon excursions in school-boy days; with midsummer holidays in the country, when books were thrown aside and lessons were replaced by games and adventures in the fields; with fresh, sunny mornings in after-years, when a walking excursion was an immense relief from toil. As it is, this sound, though not causally related to all these multitudinous and varied past delights, but only often associated with them, can no more be heard without rousing a dim consciousness of these delights, than the voice of an old friend unexpectedly coming into the house can be heard without suddenly raising a wave of that feeling that has resulted from the pleasures of past companionship. If we are to understand the genesis of emotions, either in the individual or in the race, we must take account of this all-important process. Mr. Hutton, however, apparently overlooking it, and not having reminded himself, by referring to the _Principles of Psychology_, that I insist upon it, represents my hypothesis to be that a certain sentiment results from the consolidation of intellectual conclusions! He speaks of me as believing that "what seems to us now the 'necessary' intuitions and _a priori_ assumptions of human nature, are likely to prove, when scientifically analysed, nothing but a similar conglomeration of our ancestors' _best observations and most useful empirical rules_." He supposes me to think that men having, in past times, come to _see_ that truthfulness was useful, "the habit of approving truth-speaking and fidelity to engagements, which was first based on this ground of utility, became so rooted, that the utilitarian ground of it was forgotten, and _we_ find ourselves springing to the belief in truth-speaking and fidelity to engagements from an inherited tendency." Similarly throughout, Mr. Hutton has so used the word "utility," and so interpreted it on my behalf, as to make me appear to mean that moral sentiment is formed out of _conscious generalizations_ respecting what is beneficial and what detrimental. Were such my hypothesis, his criticisms would be very much to the point; but as such is not my hypothesis, they fall to the ground. The experiences of utility I refer to are those which become registered, not as distinctly recognized connexions between certain kinds of acts and certain kinds of remote results, but those which become registered in the shape of associations between groups of feelings that have often recurred together, though the relation between them has not been consciously generalized--associations the origin of which may be as little perceived as is the origin of the pleasure given by the sounds of a rookery; but which, nevertheless, have arisen in the course of daily converse with things, and serve as incentives or deterrents.

In the paragraph which Mr. Hutton has extracted from my letter to Mr. Mill, I have indicated an analogy between those effects of emotional experiences out of which I believe moral sentiments have been developed, and those effects of intellectual experiences out of which I believe space-intuitions have been developed. Rightly considering that the first of these hypotheses cannot stand if the last is disproved, Mr. Hutton has directed part of his attack against this last. But would it not have been well if he had referred to the _Principles of Psychology_, where this last hypothesis is set forth at length, before criticising it? Would it not have been well to give an abstract of my own description of the process, instead of substituting what he _supposes_ my description must be? Any one who turns to the _Principles of Psychology_ (first edition, pp. 218-245), and reads the two chapters, "The Perception of Body as presenting Statical Attributes", and "The Perception of Space", will find that Mr. Hutton's account of my view on this matter has given him no notion of the view as it is expressed by me; and will, perhaps, be less inclined to smile than he was when he read Mr. Hutton's account. I cannot here do more than thus imply the invalidity of such part of Mr. Hutton's argument as proceeds upon this incorrect representation. The pages which would be required for properly explaining the doctrine that space-intuitions result from organized experiences may be better used for explaining this analogous doctrine at present before us. This I will now endeavour to do; not indirectly by correcting misapprehensions, but directly by an exposition which shall be as brief as the extremely involved nature of the process allows.

An infant in arms, when old enough to gaze at objects around with some vague recognition, smiles in response to the laughing face and soft caressing voice of its mother. Let there come some one who, with an angry face, speaks to it in loud, harsh tones. The smile disappears, the features contract into an expression of pain, and, beginning to cry, it turns away its head, and makes such movements of escape as are possible. What is the meaning of these facts? Why does not the frown make it smile, and the mother's laugh make it weep? There is but one answer. Already in its developing brain there is coming into play the structure through which one cluster of visual and auditory impressions excites pleasurable feelings, and the structure through which another cluster of visual and auditory impressions excites painful feelings. The infant knows no more about the relation existing between a ferocious expression of face, and the evils which may follow perception of it, than the young bird just out of its nest knows of the possible pain and death which may be inflicted by a man coming towards it; and as certainly in the one case as in the other, the alarm felt is due to a partially-established nervous structure. Why does this partially-established nervous structure betray its presence thus early in the human being? Simply because, in the past experiences of the human race, smiles and gentle tones in those around have been the habitual accompaniments of pleasurable feelings; while pains of many kinds, immediate and more or less remote, have been continually associated with the impressions received from knit brows, and set teeth, and grating voice. Much deeper down than the history of the human race must we go to find the beginnings of these connexions. The appearances and sounds which excite in the infant a vague dread, indicate danger; and do so because they are the physiological accompaniments of destructive action--some of them common to man and inferior mammals, and consequently understood by inferior mammals, as every puppy shows us. What we call the natural language of anger, is due to a partial contraction of those muscles which actual combat would call into play; and all marks of irritation, down to that passing shade over the brow which accompanies slight annoyance, are incipient stages of these same contractions. Conversely with the natural language of pleasure, and of that state of mind which we call amicable feeling: this, too, has a physiological interpretation.[35]

Let us pass now from the infant in arms to the children in the nursery. What have the experiences of each been doing in aid of the emotional development we are considering? While its limbs have been growing more agile by exercise, its manipulative skill increasing by practice, its perceptions of objects growing by use quicker, more accurate, more comprehensive; the associations between these two sets of impressions received from those around, and the pleasures and pains received along with them, or after them, have been by frequent repetition made stronger, and their adjustments better. The dim sense of pain and the vague glow of delight which the infant felt, have, in the urchin, severally taken shapes that are more definite. The angry voice of a nursemaid no longer arouses only a formless feeling of dread, but also a specific idea of the slap that may follow. The frown on the face of a bigger brother, along with the primitive, indefinable sense of ill, brings the ideas of ills that are definable as kicks, and cuffs, and pullings of hair, and losses of toys. The faces of parents, looking now sunny, now gloomy, have grown to be respectively associated with multitudinous forms of gratification and multitudinous forms of discomfort or privation. Hence these appearances and sounds, which imply amity or enmity in those around, become symbolic of happiness and misery; so that eventually, perception of the one set or the other can scarcely occur without raising a wave of pleasurable feeling or of painful feeling. The body of this wave is still substantially of the same nature as it was at first; for though in each of these multitudinous experiences a special set of facial and vocal signs has been connected with a special set of pleasures or pains; yet since these pleasures or pains have been immensely varied in their kinds and combinations, and since the signs that preceded them were in no two cases quite alike, it results that even to the end the consciousness produced remains as vague as it is voluminous. The thousands of partially-aroused ideas resulting from past experiences are massed together and superposed, so as to form an aggregate in which nothing is distinct, but which has the character of being pleasurable or painful according to the nature of its original components: the chief difference between this developed feeling and the feeling aroused in the infant being, that on bright or dark background forming the body of it, may now be sketched out in thought the particular pleasures or pains which the particular circumstances suggest as likely.

What must be the working of this process under the conditions of aboriginal life? The emotions given to the young savage by the natural language of love and hate in the members of his tribe, gain first a partial definiteness in respect to his intercourse with his family and playmates; and he learns by experience the utility, in so far as his own ends are concerned, of avoiding courses which call from others manifestations of anger, and taking courses which call from them manifestations of pleasure. Not that he consciously generalizes. He does not at that age, probably not at any age, formulate his experiences in the general principle that it is well for him to do things which bring smiles, and to avoid doing things which bring frowns. What happens is that having, in the way shown, inherited this connexion between the perception of anger in others and the feeling of dread, and having discovered that certain acts of his bring on this anger, he cannot subsequently think of committing one of these acts without thinking of the resulting anger, and feeling more or less of the resulting dread. He has no thought of the utility or inutility of the act itself: the deterrent is the mainly vague, but partially definite, fear of evil that may follow. So understood, the deterring emotion is one which has grown out of experiences of utility, using that word in its ethical sense; and if we ask why this dreaded anger is called forth from others, we shall habitually find that it is because the forbidden act entails pain somewhere--is negatived by utility. On passing from domestic injunctions to injunctions current in the tribe, we see no less clearly how these emotions produced by approbation and reprobation come to be connected in experience with actions which are beneficial to the tribe, and actions which are detrimental to the tribe; and how there consequently grow up incentives to the one class of actions and prejudices against the other class. From early boyhood the young savage hears recounted the daring deeds of his chief--hears them in words of praise, and sees all faces glowing with admiration. From time to time also he listens while some one's cowardice is described in tones of scorn, and with contemptuous metaphors, and sees him meet with derision and insult whenever he appears. That is to say, one of the things that come to be associated in his mind with smiling faces, which are symbolical of pleasures in general, is courage; and one of the things that come to be associated in his mind with frowns and other marks of enmity, which form his symbol of unhappiness, is cowardice. These feelings are not formed in him because he has reasoned his way to the truth that courage is useful to the tribe, and, by implication, to himself, or to the truth that cowardice is a cause of evil. In adult life he may perhaps see this; but he certainly does not see it at the time when bravery is thus joined in his consciousness with all that is good, and cowardice with all that is bad. Similarly there are produced in him feelings of inclination or repugnance towards other lines of conduct that have become established or interdicted, because they are beneficial or injurious to the tribe; though neither the young nor the adults know why they have become established or interdicted. Instance the praiseworthiness of wife-stealing, and the viciousness of marrying within the tribe.

We may now ascend a stage to an order of incentives and restraints derived from these. The primitive belief is that every dead man becomes a demon, who is often somewhere at hand, may at any moment return, may give aid or do mischief, and has to be continually propitiated. Hence among other agents whose approbation or reprobation are contemplated by the savage as consequences of his conduct, are the spirits of his ancestors. When a child he is told of their deeds, now in triumphant tones, now in whispers of horror; and the instilled belief that they may inflict some vaguely-imagined but fearful evil, or give some great help, becomes a powerful incentive or deterrent. Especially does this happen when the story is of a chief, distinguished for his strength, his ferocity, his persistence in that revenge on enemies which the experiences of the savage make him regard as beneficial and virtuous. The consciousness that such a chief, dreaded by neighbouring tribes, and dreaded, too, by members of his own tribe, may reappear and punish those who have disregarded his injunctions, becomes a powerful motive. But it is clear, in the first place, that the imagined anger and the imagined satisfaction of this deified chief, are simply transfigured forms of the anger and satisfaction displayed by those around; and that the feelings accompanying such imaginations have the same original root in the experiences which have associated an average of painful results with the manifestation of another's anger, and an average of pleasurable results with the manifestation of another's satisfaction. And it is clear, in the second place, that the actions thus forbidden and encouraged must be mostly actions that are respectively detrimental and beneficial to the tribe; since the successful chief is usually a better judge than the rest, and has the preservation of the tribe at heart. Hence experiences of utility, consciously or unconsciously organized, underlie his injunctions; and the sentiments which prompt obedience are, though very indirectly and without the knowledge of those who feel them, referable to experiences of utility.

This transfigured form of restraint, differing at first but little from the original form, admits of immense development. Accumulating traditions, growing in grandeur as they are repeated from generation to generation, make more and more superhuman the early-recorded hero of the race. His powers of inflicting punishment and giving happiness become ever greater, more multitudinous, and more varied; so that the dread of divine displeasure, and the desire to obtain divine approbation, acquire a certain largeness and generality. Still the conceptions remain anthropomorphic. The revengeful deity continues to be thought of in terms of human emotions, and continues to be represented as displaying these emotions in human ways. Moreover, the sentiments of right and duty, so far as they have become developed, refer mainly to divine commands and interdicts; and have little reference to the natures of the acts commanded or interdicted. In the intended offering-up of Isaac, in the sacrifice of Jephthah's daughter, and in the hewing to pieces of Agag, as much as in the countless atrocities committed from religious motives by various early historic races, as by some existing savage races, we see that the morality and immorality of actions, as we understand them, are at first little recognized; and that the feelings, chiefly of dread, which serve in place of them, are feelings felt towards the unseen beings supposed to issue the commands and interdicts.

Here it will be said that, as just admitted, these are not the moral sentiments properly so called. They are simply sentiments that precede and make possible those highest sentiments which do not refer either to personal benefits or evils to be expected from men, or to more remote rewards and punishments. Several comments are, however, called forth by this criticism. One is, that if we glance back at past beliefs and their correlative feelings, as shown in Dante's poem, in the mystery-plays of the middle ages, in St. Bartholomew massacres, in burnings for heresy, we get proof that in comparatively modern times right and wrong meant little else than subordination or insubordination--to a divine ruler primarily, and under him to a human ruler. Another is, that down to our own day this conception largely prevails, and is even embodied in elaborate ethical works--instance the _Essays on the Principles of Morality_, by Jonathan Dymond, which recognizes no ground of moral obligation save the will of God as expressed in the current creed. And yet a further is, that while in sermons the torments of the damned and the joys of the blessed are set forth as the dominant deterrents and incentives, and while we have prepared for us printed instructions "how to make the best of both worlds," it cannot be denied that the feelings which impel and restrain men are still largely composed of elements like those operative on the savage: the dread, partly vague, partly specific, associated with the idea of reprobation, human and divine, and the sense of satisfaction, partly vague, partly specific, associated with the idea of approbation, human and divine.

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Essays: Scientific, Political, & Speculative; Vol. 1 of 3Chapter XIII: Preface (13)

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