Chapter IX (1)
The stars were paling over Etna, white and ghostly, as I came out to depart. In the dark street I met a woman with a young boy clinging to her side. Her black hair fell down over her shoulders, and her bosom was scantily clothed by the poor garment that fell to her ankles and her feet. She was still young, and from her dark, sad face her eyes met mine with that fixed look of the hopeless poor, now grown familiar; the child, half naked, gazed up at me as he held his mother's hand. What brought her there at that hour, alone with her child? She seemed the epitome of the human life I was leaving behind, come forth to bid farewell; and she passed on under the shadows of the dawn. The last star faded as I went down the hollow between the spurs. Etna gleamed white and vast over the shoulder of the ravine, and, as I dipped down, was gone.
A NEW DEFENCE OF POETRY
There was an old cry, Return to Nature! Let us rather return unto the soul. Nature is great, and her science marvellous; but it is man who knows it. In what he knows it is partial and subsidiary. Know thyself, was the first command of reason; and wisdom was an ancient thing when the sweet influences of the Pleiades and the path of Arcturus with his sons were young in human thought. These late conquests of the mind in the material infinities of the universe, its exploring of stellar space, its exhuming of secular time, its harnessing of invisible forces, this new mortal knowledge, its sudden burst, its brilliancy and amplitude of achievement, thought winnowing the world as with a fan; the vivid spectacle of vast and beneficent changes wrought by this means in human welfare, the sense of the increase of man's power springing from unsuspected and illimitable resources,--all this has made us forgetful of truth that is the oldest heirloom of the race. In the balances of thought the soul of man outweighs the mass that gravitation measures. Man only is of prime interest to men; and man as a spirit, a creature but made in the likeness of something divine. The lapse of aeons touches us as little as the reach of space; even the building of our planet, and man's infancy, have the faint and distant reality of cradle records. Science may reconstruct the inchoate body of animal man, the clay of our mould, and piece together the primitive skeleton of the physical being we now wear; but the mind steadily refuses to recognize a human past without some discipline in the arts, some exercise in rude virtue, and some proverbial lore handed down from sire to son. The tree of knowledge is of equal date with the tree of life; nor were even the tamer of horses, the worker in metals, or the sower, elder than those twin guardians of the soul,--the poet and the priest. Conscience and imagination were the pioneers who made earth habitable for the human spirit; they are still its lawgivers and where they have lodged their treasures, there is wisdom. I desire to renew the long discussion of the nature and method of idealism by engaging in a new defence of poetry, or the imaginative art in any of its kinds, as the means by which this wisdom, which is the soul's knowledge of itself, is stored up for the race in its most manifest, enduring, and vital forms. It is, by literary tradition and association, a proud task. May I not take counsel of Spenser and be bold at the first door? Sidney and Shelley pleaded this cause. Because they spoke, must we be dumb? or shall not a noble example be put to its best use in trying what truth can now do on younger lips? The old hunt is up in the Muses' bower; and I would fain speak for that learning which has to me been light. I use this preface not unwillingly in open loyalty to studies on which my youth was nourished, and the masters I then loved whom the natural thoughts of youth made eloquent; my hope is to continue their finer breath, as they before drank from old fountains; but chiefly I name them as a reminder that the main argument is age-long; it does not harden into accepted dogma; and it is thus ceaselessly tossed because it belongs in that sphere of our warring nature where conflict is perpetual. It goes on in the lives as well as on the lips of men. It is a question how to live as well as how to express life. Each race uses its own tongue, each age its dialect; but, change the language as man may, he ever remains the questioner of his few great thoughts.
The defenders of the soul inherit an old cause that links them together in a long descent; but the battle is always to a present age. Continually something is becoming superfluous, inapplicable, or wanting in the work of the past. Victory itself makes arms useless, and consigns them to dark closets. New times, new weapons, is the history of all warfare. The doubt of the validity of the ideal, never absent from any intellectual period, is active on all sides, and in more than one quarter passes into denial. Literature and the other arts of expression suffer throughout the world. To that point is it come that those of the old stock who believe that the imagination exercises man's faculty at its highest pitch, and that the method of idealism is its law, are bid step down, while others more newly grounded in what belongs to literature possess the city; but seeing the shrines interdicted, the obliteration of ancient names, the heroes' statues thrown down, shall we learn what our predecessors never knew--to abdicate and abandon? I hear in the temples the footsteps of the departing gods--
Di quibus imperium hoc steterat;
but no; for our opponents are worse off than those of whom it was said that though one rose from the dead they would not believe,--Plato, being dead, yet speaks, Shakspere treads our boards, and (why should I hesitate?) Tennyson yet breathes among us though already immortal. That which convinced the master minds of antiquity and many in later ages is still convincing, if it be attended to; the old tradition is yet unbroken; therefore, because I was bred in this faith, I will try to set forth anew in the phrases of our time the eternal ground of reason on which idealism rests.
The specific question concerns literature and its method, but its import is not mainly literary. Life is the matter of literature; and thence it comes that all leading inquiries to which literature gives rise probe for their premises to the roots of our being and expand in their issues to the unknown limits of human fate. It is an error to think of idealism as a thing remote, fantastic, and unsubstantial. It enters intimately into the lives of all men, however humble and unlearned, if they live at all except in their bodies. What is here proposed is neither speculative, technical, nor abstruse; it is practical in matter, universal in interest, and touches upon those things which men most should heed. I fear rather to incur the reproach of uttering truisms than paradoxes. But he does ill who is scornful of the trite. To be learned in commonplaces is no mean education. They make up the great body of the people's knowledge. They are the living words upon the lips of men from generation to generation; the real winged words; the matter of the unceasing reiteration of families, schools, pulpits, libraries; the tradition of mankind. Proverb, text, homily,--happy the youth whose purse is stored with these broad pieces, current, in every country and for every good, like fairy gifts of which the occasion only when it arises shows the use. It is with truth as with beauty,--familiarity endears and makes it more precious. What is common is for that very reason in danger of neglect, and from it often flashes that divine surprise which most enkindles the soul. Why must Prometheus bring fire from heaven to savage man? Did it not sleep in the flint at his feet? How often, at the master stroke of life, has some text of Holy Scripture, which lay in the mind from childhood almost like the debris of memory, illuminated the remorseful darkness of the mind, or interpreted the sweetness of God's sunshine in the happy heart! Common as light is love, sang Shelley; and equally common with beauty and truth and love is all that is most vital to the soul, all that feeds it and gives it power; if aught be lacking, it is the eye to see and the heart to understand. Grain, fruit and vegetable, wool, silk and cotton, gold, silver and iron, steam and electricity,--were not all, like the spark, within arm's reach of savage man? The slow material progress of mankind through ages is paralleled by the slow growth of the individual soul in laying hold of and putting to use the resources of spiritual strength that are nigh unto it. The service of man to man in the ways of the spirit is, in truth, an act as simple as the giving of a cup of cold water to him who is athirst.
Can there be any surprise when I say that the method of idealism is that of all thought? that in its intellectual process the art of the poet, so far from being a sort of incantation, is the same as belongs to the logician, the chemist, the statesman? It is no more than to say that in creating literature the mind acts; the action of the mind is thought; and there are no more two ways of thinking than there are two kinds of gravitation. Experience is the matter of all knowledge. It is given to the mind as a complex of particular facts, a series, ever continuing, of impressions outward and inward. It is stored in the memory, and were memory the only mental faculty, no other knowledge than this of particular facts in their temporal sequence could be acquired; the sole method of obtaining knowledge would be by observation. All literature would then be merely annals of the contents of successive moments in their order. Reason, however, intervenes. Its process is well known. In every object of perception, as it exists in the physical world and is given by sensation to our consciousness, there is both in itself and in its relations a likeness to other objects and relations, and this likeness the mind takes notice of; it thus analyzes the complex of experience, discerns the common element, and by this means classifies particular facts, thereby condensing them into mental conceptions,-- abstract ideas, formulas, laws. The mind arrives at these in the course of its normal operation. As soon as we think at all, we speak of white and black, of bird and beast, of distance and size,--of uniformities in the behaviour of nature, or laws; by such classification of qualities, objects, and various relations, not merely in the sensuous but in every sphere of our consciousness, the mind simplifies its experience, compacts its knowledge, and economizes its energies. To this work it brings, also, the method of experiment. It then interferes arbitrarily with the natural occurrence of facts, and brings that to pass which otherwise would not have been; and this method it uses to investigate, to illustrate what was previously known, and to confirm what was surmised. Its end, whether through observation or experiment, is to reach general truth as opposed to matter-of-fact, universals more or less embracing as opposed to particulars, the units of thought as opposed to the units of phenomena. The body of these constitutes rational knowledge.
Nature then becomes known, not as a series of impressions on the retina of sense merely, but as a system seized by the eye of reason; for the senses show man the aspect worn by the world as it is at the moment, but reason opens to him the order obtaining in the world as it must be at every moment; and the instrument by which man rises from the phenomenal plane of experience to the necessary sphere of truth is the generalizing faculty whose operation has just been described. The office of the reason in the exercise of this faculty is to find organic form in that experience which memory preserves in the mass,--to penetrate, that is, to that mould of necessity in the world which phenomena, when they arise, must put on. The species once perceived, the mind no longer cares for the individual; the law once known, the mind no longer cares for the facts; for in these universals all particular instances, past, present, and to come, are contained in their significance. All sciences are advanced in proportion as they have thus organized their appropriate matter in abstract conceptions and laws, and are backward in proportion as there remains much in their provinces not yet so coordinated and systematized; and in their hierarchy, from astronomical physics downward, each takes rank according to the nature of the universals it deals with, as these are more or less embracing.
The matter of literature--that part of total experience which it deals with--is life; and, to confine attention to imaginative literature where alone the question of idealism arises, the matter with which imaginative literature deals is the inward and spiritual order in man's breast as distinguished from the outward and physical order with which science deals. The reason as here exercised organizes man's experience in this great tract of emotion, will, and meditation, and so possesses man of true knowledge of himself, just as in the realm of science it possesses him of true knowledge of the physical world, or, in psychology and metaphysics, of the constitution and processes of the mind itself. Such knowledge is, without need of argument, of the highest consequence to mankind. It exceeds, indeed, in dignity and value all other knowledge; for to penetrate this inward or spiritual order, to grasp it with the mind and conform to it with the will, is not, as is the case with every other sort of knowledge, the special and partial effort of selected minds, but the daily business of all men in their lives. The method of the mind here is and must be the same with that by which it accomplishes its work elsewhere, its only method. Here, too, its concern is with the universal; its end is to know life--the life with which literature deals--not empirically in its facts, but scientifically in its necessary order, not phenomenally in the senses but rationally in the mind, not without relation in its mere procession but organically in its laws; and its instrument here, as through the whole gamut of the physical sciences and of philosophy itself, is the generalizing faculty.
One difference there is between scientific and imaginative truth,--a difference in the mode of statement. Science and also philosophy formulate truth and end in the formula; literature, as the saying is, clothes truth in a tale. Imagination is brought in, and by its aid the mind projects a world of its own, whose principle of being is that it reembodies general or abstract truth and presents it concretely to the eye of the mind, and in some arts gives it physical form. So, to draw an example from science itself, when Leverrier projected in imagination the planet Uranus, he incarnated in matter a whole group of universal qualities and relations, all that go to make up a world, and in so doing he created as the poet creates; there was as much of truth, too, in his imagined world before he found the actual planet as there was of reality in the planet itself after it swam into his ken. This creation of the concrete world of art is the joint act of the imagination and the reason working in unison; and hence the faculty to which this act is ascribed is sometimes called the creative reason, or shaping power of the mind, in distinction from the scientific intellect which merely knows. The term is intended to convey at once the double phase, under one aspect of which the reason controls imagination, and under the other aspect the imagination formulates the reason; it is meant to free the idea, on the one hand, from that suggestion of abstraction implied by the reason, and to disembarrass it, on the other, of any connection with the irrational fancy; for the world of art so conceived is necessarily both concrete, correspondent to the realities of experience, and truthful, subject to the laws of the universe; it cannot contain the impossible, it cannot amalgamate the actual with the unreal, it cannot in any way lie and retain its own nature. The use of this rational imagination is not confined to the world of art. It is only by its aid that we build up the horizons of our earthly life and fill them with objects and events beyond the reach of our senses. To it we are indebted for our knowledge of the greater part of others' lives, for our idea of the earth's surface and the doings of foreign nations, of all past history and its scene, and the events of primaeval nature which were even before man was. So far as we realize the world at all beyond the limit of our private experience of it, we do so by the power of the imagination acting on the lines of reason. It fills space and time for us through all their compass. Nor is it less operative in the practical pursuits of men. The scientist lights his way with it; the statesman forecasts reform by it, building in thought the state which he afterward realizes in fact; the entire future lives to us--and it is the most important part of life--only by its incantation. The poet acts no otherwise in employing it than the inventor and the speculator even, save that he uses it for the ends of reason instead of for his private interest. In some parts of this field there is, or was once, or will be, a physical parallel, an actuality, containing the verification of the imagined state of things; but so, for the poet, there is a parallel, a conception of the reason just as normal, which is not the less real because it is a tissue of abstract thought. In art this governance of the imagination by the reason is fundamental, and gives to the office of the latter a seeming primacy; and therefore emphasis is rightly placed on the universal element, the truth, as the substance of the artistic form. But in the light of this preliminary description of the mental processes involved, let us take a nearer view of their particular employment in literature.
Human life, as represented in literature, consists of two main branches, character and action. Of these, character, which is the realm of personality, is generalized by means of type, which is ideal character; action, which is the realm of experience, by plot, which is ideal action. It is convenient to examine the nature of these separately. A type, the example of a class, contains the characteristic qualities which make an individual one of that class; it does not differ in this elementary form from the bare idea of the species. The traits of a tree, for instance, exist in every actual tree, however stunted or imperfect; and in the type which condenses into itself what is common in all specimens of the class, these traits only exist; they constitute the type. Comic types, in literature, are often simple abstractions of some single human quality, and hence easily afford illustrations. The braggart, the miser, the hypocrite, contain that one trait which is common to the class; and in their portrayal this characteristic only is shown. In proportion as the traits are many in any character, the type becomes complex. In simple types attention is directed to some one vice, passion, or virtue, capable of absorbing a human life in to itself. This is the method of Jonson, and, in tragedy, of Marlowe. As human energy displays itself more variously in a life, in complex types, the mind contemplates human nature in a more catholic way, with a less exclusive identification of character with specific trait, a more free conception of personality as only partially exhibited; thus, in becoming complex, types gather breadth and depth, and share more in the mystery of humanity as something incompletely known to us at the best. Such are the characters of Shakspere.
The manner in which types are arrived at and made recognizable in other arts opens the subject more fully and throws light upon their nature. The sculptor observes in a group of athletes that certain physical habits result in certain moulds of the body; and taking such characteristics as are common to all of one class, and neglecting such as are peculiar to individuals, he carves a statue. So permanent are the physical facts he relies upon that, centuries after, when the statue is dug up, men say without hesitation--here is the Greek runner, there the wrestler. The habit of each in life produces a bodily form which if it exists implies that habit; the reality here results from the operation of physical laws and can be physically rendered; the type is constituted of permanent physical fact. There are habits of the soul which similarly impress an outward stamp upon the face and form so certainly that expression, attitude, and shape authentically declare the presence of the soul that so reveals itself. In the Phidian Zeus was all awe; in the Praxitelean Hermes all grace, sweetness, tenderness; in the Pallas Athene of her people who carved or minted her image in statue, bas-relief, or coin, was all serene and grave wisdom; or, in the glowing and chastened colours of the later artistic time, the Virgin mother shines out, in Fra Angelico all adoration, in Bellini all beatitude, in Raphael all motherhood. The sculptor and the painter are restricted to the bodily signs of the soul's presence; but the poet passes into another and wider range of interpretation. He finds the soul stamped in its characteristic moods, words, actions. He then creates for the mind's eye Achilles, Aeneas, Arthur; and in his verse are beheld their spirits rather than their bodies.
These several sorts of types make an ascending series from the predominantly physical to the predominantly spiritual; but, from the present point of view, the arts which embody their creations in a material form should not be opposed to literature which employs the least interrelation of sensation, as if the former had a physical and the last a spiritual content. All types have one common element, they express personality; they have for the mind a spiritual meaning, what they contain of human character; they differ here only in fulness of representation. The most purely physical types imply spiritual qualities, choice, will, command,--all the life which was a condition precedent to the bodily perfection that was its flower; and, though the eye rests on the beautiful form, it may discern through it the human soul of the athlete as in life; and, moreover, the figure may be represented in some significant act, or mood even, but this last is rare. The more plainly spiritual types, physically rendered, are most often shown in some such mood or act expressive in itself of the soul whose habit lives in the form it has moulded. It is not that the plastic and pictorial arts cannot spiritualize the stone and the canvas as well as humanize it bodily; equally with the poetic art they reveal character, but within narrower bounds. The limitation of these arts in embodying personality is one of scope, not of intention; and though it springs out of their use of material forms, it does so in a peculiar way. It is not the employment of a physical medium of communication that differentiates them, for a physical medium of some sort is the only means of exchange between mind and mind; neither is it the employment of a physical basis, for all art, being concrete, rests on a physical basis--the world of imagination is exhaled from things that are. The physical basis of a drama, for instance, is manifest when it is enacted on the stage; but it is substantially the same whether beheld in thought or ocularly.
The fact is that the limitation of sculpture and painting and their kindred arts results from their use of the physical basis of life only partially, and not as a whole as literature uses it. They set forth their works in the single element of space; they exclude the changes that take place in time. The types they show are arrested, each in its moment; or if a story is told by a series of representations, it is a succession of such moments of arrested life. The method is that of the camera; what is given is a fixed state. But literature renders life in movement; it revolves life through its moments as rapidly as on the retina of sense; its method is that of the kinetoscope. It holds under its command change, growth, the entire energy of life in action; it can chase mood with mood, link act to act. It alone can speak the word, which is the most powerful instrument of man. Hence the types it shows by presenting moods, words, and acts with the least obstruction of matter and the slightest obligation to the active senses, are the most complete. They have broken the bonds of the flesh, of moment and place. They exhibit themselves in actions; they speak, and in dialogue and soliloquy set forth their states of mind lying before, or accompanying, or following their actions, thus interpreting these more fully. Action by itself reveals character; speech illumines it, and casts upon the action also a forward and a backward light. The lapse of time, binding all together, adds the continuous life of the soul. This large compass, which is the greatest reached by any art, rests on the wider command and more flexible control which literature exercises over that physical basis which is the common foundation of all the arts. Hence it abounds in complex types, just as other arts present simple types with more frequency. All types, however, in so far as they appeal to the mind and interpret the inward world, under which aspect alone they are now considered, have their physical nature, materially or imaginatively, even though it be solely visible beauty, in order to express personality.
The type, in the usage of literature, must be further distinguished from the bare idea of the species as it has thus far been defined. It is more than this. It is not only an example; it is an example in a high state of development, if not perfect. The best possible tree, for instance, does not exist in nature, owing to a confused environment which does not permit its formation. In literature a type is made a high type either by intensity, if it be simple, or by richness of nature, if it be complex. Miserliness, braggadocio, hypocrisy, in their extremes, are the characters of comedy; a rich nature, such as Hamlet, showing variety of faculty and depth of experience, is the hero of more profound drama. This truth, the necessity of high development in the type, underlay the old canon that the characters of tragedy should be of lofty rank, great place, and consequence in the world's affairs, preferably even of historic fame. The canon erred in mistaking one means of securing credible intensity or richness for the many which are possible. The end in view is to represent human qualities at their acme. In other times as a matter of fact persons highly placed were most likely to exhibit such development; birth, station, and their opportunities for unrestrained and conspicuous action made them examples of the compass of human energy, passion, and fate. New ages brought other conditions. Shakspere recognized the truth of the matter, and laid the emphasis where it belongs, upon the humanity of the king, not on the kingly office of the man. Said Henry V: "I think the king is but a man as I am; the violet smells to him as it doth to me; the element shows to him as it doth to me; all his senses have but human conditions; his ceremonies laid by, in his nakedness he appears but a man; and though his appetites are higher mounted than ours, yet, when they stoop, they stoop with like wing." Such, too, was Lear in the tempest. And from the other end of the scale hear Shylock: "Hath not a Jew eyes? hath not a Jew hands, organs, dimensions, senses, appetites, passions? fed with the same food, hurt with the same weapons, subject to the same diseases, healed by the same means, warmed and cooled by the same winter and summer as a Christian is? If you prick us, do we not bleed? if you tickle us, do we not laugh? if you poison us, do we not die? and if you wrong us, shall we not revenge?" Rank and race are accidents; the essential thing is that the type be highly human, let the means of giving it this intensity and richness be what they may.
It is true that the type may seem defective in the point that it is at best but a fragment of humanity, an abstraction or a combination of abstracted qualities. There was never such an athlete as our Greek sculptor's, never a pagan god nor Virgin Mother, nor a hero equal to Homer's thought, so beautiful, brave, and courteous, so terrible to his foe, so loving to his friend. And yet is it not thus that life is known to us actually? does not this typical rendering of character fall in with the natural habit of life? What man, what friend, is known to us except by fragments of his spirit? Only one life, our own, is known to us as a continuous existence. Just as when we see an orange, we supply the further side and think of it as round, so with men we supply from ourselves the unseen side that makes the man completely and continuously human. Moreover, it is a matter of common experience that men, we ourselves, may live only in one part, and the best, of our nature at one moment, and yet for the moment be absorbed in that activity both in consciousness and energy; for that moment we are only living so; now, if a character were shown to us only in the moments in which he was living so, at his best and in his characteristic state as the soldier, the priest, the lover, then the ideal abstraction of literature would not differ from the actuality of our experience. In this selfsame way we habitually build for ourselves ideal characters out of dead and living men, by dwelling on that part of their career which we most admire or love as showing their characteristic selves. Napoleon is the conqueror, St. Francis the priest, Washington the great citizen, only by this method. They are not thereby de-humanized; neither do the ideal types of imagination fail of humanization because they are thus fragmentarily, but consistently, presented.
The type must make this human appeal under all circumstances. Its whole meaning and virtue lie in what it contains of our common humanity, in the clearness and brilliancy with which it interprets the man in us, in the force with which it identifies us with human nature. If it is separated from us by a too high royalty or a too base villany, it loses intelligibility, it forfeits sympathy, it becomes more and more an object of simple curiosity, and removes into the region of the unknown. Even if the type passes into the supernatural, into fairyland or the angelic or demoniac world, it must not leave humanity behind. These spheres are in fact fragments of humanity itself, projections of its sense of wonder, its goodness, and its evil, in extreme abstraction though concretely felt. Fairy, angel, and devil cease to be conceivable except as they are human in trait, however the conditions of their nature may be fancied; for we have no other materials to build with save those of our life on earth, though we may combine them in ways not justified by reason. In so far as these worlds are in the limits of rational imagination, they are derived from humanity, partial interpretations of some of its moods, portions of itself; and the beings who inhabit them are impaired for the purposes of art in the degree to which their abstract nature is felt as stripping them of complete humanity. For this reason in dealing with such simple types, being natures all of one strain, it has been found best in practice to import into them individually some quality widely common to men in addition to that limited quality they possess by their conception. Some touch of weakness in an angel, some touch of pity in a devil, some unmerited misfortune in an Ariel, bring them home to our bosoms; just as the frailty of the hero, however great he be, humanizes him at a stroke. Thus these abstract fragments also are reunited with humanity, with the whole of life in ourselves.
Types, then, whether simple or complex, whether apparently physical or purely spiritual, whether given fragmentary or as wholes of personality, express human character in its essential traits. They may be narrow or broad generalizations; but if to know ourselves be our aim, those types, which show man his common and enduring nature, are the most valuable, and rank first in importance; in proportion as they are specialized, they are less widely interpretative; in proportion as they escape from time and place, race, culture, and religion, and present man eternal and universal in his primary actions, moods, and passions, they appeal to a greater number and with more permanence; they become immortal in becoming universal. To preserve this universality is the essence of the type, and the degree of universality it reaches is its measure of value to men. It is immaterial whether it be simple as Ajax or complex as Hamlet, whether it be the work of imagination solely as in Hercules, or have a historical basis as in Agamemnon; its exemplary rendering of man in general is its substance and constitutor its ideality.
Action, the second great branch of life, is generalized by plot. It lies, as has been said, in the region of experience. Character, though it may be conceived as latent, can be presented only energetically as it finds outward expression. It cannot be shown in a vacuum. It embodies or reveals itself in an act; form and feature, as expressive of character, are the record of past acts. This act is the link that binds type to plot. By means of it character enters the external world, determining the course of events and being passively affected by them. Plot takes account of this interplay and sets forth its laws. It is, therefore, more deeply engaged with the environment, as type is more concerned with the man in himself. It is, initially, a thing of the outward as type is a thing of the inward world. How, then, does literature, through plot, reduce the environment in its human relations to organic form?
The course of events, taken as a whole, is in part a process of nature independent of man, in part the product of his will. It is a continuous stream of phenomena in great multiplicity, and proceeding in a temporal sequence. Science deals with that portion of the whole which is independent of man, and may be called natural events, and by discerning causal relations in them arrives at the conception of law as a principle of unchanging and necessary order in nature. Science seeks to reduce the multiplicity and heterogeneity of facts as they occur to these simple formulas of law. Science does not begin in reality until facts end; facts, ten or ten thousand, are indifferent to her after the law which contains them is found, and are a burden to her until it is found. Literature, in its turn, deals with human events; and, in the same way as science, by attending to causal relations, arrives at the conception of spiritual law as a similarly permanent principle in the order of the soul. This causal unity is the cardinal idea of plot which by definition is a series of events causally related and conceived as a unit, technically called the action. Plot is thus analogous to an illustrative experiment in science; it is a concrete example of law,--it is law operating.
The course of events again, so far as they stand in direct connection with human life, may be thought of as the expression of the individual's own will, or of that of his environment. The will of the environment may be divided into three varieties, the will of nature, the will of other men, and the will of God. In each case it is will embodied in events. If these ideas be all merged in the conception of the world as a totality whose course is the unfolding of one Divine will operant throughout it and called Fate or Providence, then the individual will, through which, as through nature also, the Divine will works, is only its servant. Action so conceived, the march of events under some heavenly power working through the mass of human will which it overrules in conjunction with its own more comprehensive purposes, is epic action; in it characters are subordinate to the main progress of the action, they are only terms in the action; however free they may be apparently, considered by themselves, that freedom is within such limits as to allow entire certainty of result, its mutations are included in the calculation of the Divine will. The action of the Aeneid is of this nature: a grand series of destined events worked out through human agency to fulfil the plan of the ruler of all things in heaven and earth. On the other hand, if the course of events be more narrowly attended to within the limits of the individual's own activity, as the expression primarily and significantly of his personal will, then the successive acts are subordinate to the character; they are terms of the character which is thereby exhibited; they externalize the soul. Action, so conceived, is dramatic action. If in the course of events there arises a conflict between the will of the individual and that of his environment, whether nature, man, or God, then the seed of tragedy, specifically, is present; this conflict is the essential idea of tragedy. In all these varieties of action, the scene is the external world; plot lies in that world, and sets forth the order, the causal principle, obtaining in it.
It is necessary, however, to refine upon this statement of the matter. The course of external events, in so far as it affects one person, whether as proceeding from or reacting upon him, reveals character, and has meaning as an interpretation of inward life. It is a series outward indeed, but parallel with the states of will, intellect, and emotion which make up the consciousness of the character; and it is interesting humanly only as a mirror of them. It is not the murderous blow, but the depraved will; not the pale victim, but the shocked conscience; not the muttered prayer, the frantic penance, the suicide, but remorse working itself out, that hold our attention. Plot here manifests the law of character outwardly; but the human reality lies within, and to be seen requires the illumination which only our own hearts can give. All fiction is such a shadowing forth of the soul. The constancy, the intimacy, the profundity with which Shakspere felt this, from the earliest syllables of his art, and the frequency with which he dwells upon it, mark a characteristic of genius. Says Richard II:--
"'Tis very true, my grief lies all within;
And those external manners of lament
Are merely shadows to the unseen grief
That swells in silence in the tortured soul;
There lies the substance."
So Theseus, of the play of the rude artisans of Athens, excusing all art: "The best in this kind are but shadows." So Hamlet; so Prospero.
Action is vital in us, and has a double order of phenomena; so far as these are physical, their law is one of the physical world, and interests us no more than other physical laws; so far as they belong in the inward world of self-consciousness, their law is spiritual, and has human interest as being operant in a soul like our own. The external fact is seized by the eye as a part of nature; the internal fact is of the unseen world, and is beheld only in the light which is within our own bosoms--it is spiritually discerned. On the stage plainly this is the case. So far as the actions are for the eye of sense alone they are merely spectacular; so far as they express desires and energies, they are dramatic, and these we do not see but feel according as our experience permits us so to comprehend them. We contemplate a world of emotion there in connection with the active energy of the will, a world of character in operation in man; we feed it from our life, interpret it therefrom, build it up in ourselves, suffering the illusion till absorbed in what is arising in our consciousness under the actor's genius we become ourselves the character. The greatest actor is he who makes the spectator play the part. So far is the drama from the scene that it goes on in our own bosoms; there is the stage without any illusion whatsoever; the play in vital for the moment in ourselves.
And what is true of the stage is true of life. It is only through our own hearts that we look into the hearts of others. We interpret the external signs of sense in terms of personality and experience known only within us; the life of will, head, and heart that we ascribe to our nearest and dearest friends is something imagined, something never seen any more than our own personality. Thus our knowledge of them is not only fragmentary, as has been said; it is imaginative even within its limits. It is, in reality as well as in art, a shadow-world we live in, believing that within its sensuous films a spirit like unto ourselves abides,--the human soul, though never seen face to face. To enter this substantial world behind the phenomena of human life as sensibly shown in imagination, to know the invisible things of personality and experience, and to set them forth as a spiritual order, is the main end of ideal art. Though in plot the outward order is brought into the fullest prominence, and may seem to occupy the field, yet it is significantly only the shadow of that order within.
In thus presenting plot as the means by which the history of a single soul is externalized, one important element has been excluded from consideration. The causal chain of events, which constitutes plot, has a double unity, answering to the double order of phenomena in action as a state of mind and a state of external fact. Under one aspect, so much of the action as is included in any single life and is there a linked sequence of mental states, has its unity in the personality of that individual. Under the other aspect, the entire action which sets forth the relations of all the characters involved, of their several courses of experience as elements in the working out of the joint result, has its unity in the constitution of the universe,--the impersonal order, that structure of being itself, which is independent of man's will, which is imposed upon him as a condition of existence, and which he must accept without appeal. This necessity, to give it the best name, to which man is exposed without and subjected within, is in its broadest conception the power that increases life, and all things are under its sway. Its sphere is above man's will; he knows it as immutable law in himself as it is in nature; it is the highest object of his thoughts. Its workings are submitted to his observation and experiment as a part of the world of knowledge; he sees its operation in individuals, social groups, and nations, and sets it forth in the action of the lyric, the drama, and the epic as the law of life. In its sphere is the higher unity of plot by virtue of which it integrates many lives in one main action. Such, then, is the nature of plot as intermediary between man and his environment, but deeply engaged in the latter, and not to be freed from it even by a purely spiritualistic philosophy; for though we say that, as under one aspect plot shadows forth the unseen world of the soul's life, so under the other it shadows forth the invisible will of God, we do not escape from the outward world. Sense is still the medium by which only man knows his brother man and God also as through a glass darkly,--
"The painted veil which those who live call life."
It separates all spirits, the beautiful but dense element in which the pure soul is submerged.
It is necessary only to summarize the characteristics of plot which are merely parallel to those of type already illustrated. Plot may be simple or complex; it may be more or less involved in physical conditions in proportion as it lays stress on its machinery or its psychology; it must be important, as the type must be high, but important by virtue of its essential human meaning and not of its accidents; it is a fragment of destiny only, but in this falls in with the way life in others is known to us; if it passes into the superhuman world, it must retain human significance and be brought back to man's life by devices similar to those used in the type for the same purpose; it rises in value in proportion to the universality it contains, and gains depth and permanence as it is interpretative of common human fate at all times and among all men; it may be purely imaginary or founded on actual incidents; and its exemplary interpretation of man's life is its substance, and constitutes its ideality.
In the discussion of type and plot, the concrete nature of the world of art, which was originally stated to be the characteristic work of the creative reason, or imagination acting in conformity with truth, has been assumed; but no reason has been given for it, because it seemed best to develop first with some fulness the nature of that inward order which is thus projected in the forms of art. It belongs to the frailty of man that he seizes with difficulty and holds with feebleness the pure ideas of the intellect, the more in proportion as they are removed from sense; and he seeks to support himself against this weakness by framing sensible representations of the abstract in which the mind can rest. Thus in all lands and among savage tribes, as well as in the most civilized nations, symbols have been used immemorially. The flag of a nation has all its meaning because it is taken as a physical token of national honour, almost of national life itself. The Moslem crescent, the Christian cross, have only a similar significance, a bringing near to the eye of what exists in reality only for the mind and heart. A symbol, however, is an arbitrary fiction, and stands to the idea as a metaphor does to the thing itself. In literature the parable of the mustard seed to which the kingdom of heaven was likened, exemplifies symbolical or metaphorical method; but the tale of the court of Arthur's knights, ideal method; between them, and sharing something of both, lies allegorical method. Idolatry is the religion of symbolism, for the image is not the god; Christianity is the religion of idealism, for Christ is God incarnate. Idealism presents the reality itself, the universal truth made manifest in the concrete type, and there present and embodied in its characteristics as they are, not merely arbitrarily by a fiction of thought, symbolically or allegorically.
The way in which type concretes truth is sufficiently plain; but it may be useful, with respect to plot, to draw out more in detail the analogy which has been said to exist between it and an illustrative scientific experiment. If scientific law is declared experimentally, the course of nature is modified by intent; certain conditions are secured, certain others eliminated; a selected train of phenomena is then set in motion to the end that the law may be illustrated, and nothing else. In a perfect experiment the law is in full operation. In plot there is a like selection of persons, situations, and incidents so arranged as to disclose the working of that order which obtains in man's life. The law may be simple and shown by means of few persons and incidents in a brief way, as in ancient drama, or complex and exhibited with many characters in an abundance of action over a wide scene as in Shakspere; in either case equally there is a selection from the whole mass of man's life of what shall illustrate the causal union in its order and show it in action. The process in the epic or prose narrative is the same. The common method of all is to present the universal law in a particular instance made for the purpose.
In thus clothing itself in concrete form, truth suffers no transformation; it remains what it was, general truth, the very essence of type and plot being, as has been said, to preserve this universality in the particular instance. There is a sense in which this general truth is more real, as Plato thought, than particulars; a sense in which the phenomenal world is less real than the system of nature, for phenomena come and go, but the law remains; a sense in which the order in man's breast is more real than he is, in whom it is manifest, for the form of ideas, the mould of law, are permanent, but their expression in us transitory. It is this higher realism, as it was anciently called, that the mind strives for in idealism,--this organic form of life, the object of all rational knowledge. Types, under their concrete disguise, are thus only a part of the general notions of the mind found in every branch of knowledge and necessary to thought; plots, similarly, are only a part of the general laws of the ordered world; literature in using them, and specializing them in concrete form by which alone they differ in appearance from like notions and laws elsewhere, merely avails itself of that condensing faculty of the mind which most economizes mental effort and loads conceptions with knowledge. In the type it is not personal, but human character that interests the mind; in plot, it is not personal, but human fate.
While it is true that the object of ideal method is to reach universals, and reembody them in particular instances, this reasoning action is often obscurely felt by the imagination in its creative process. The very fact that its operation is through the concrete complicates the process. The mind of genius working out its will does not usually start with a logical attempt consciously; it does not arrive at truth in the abstract and then reduce it to concrete illustration in any systemic way; it does not select the law and then shape the plot. The poet is rather directly interested in certain characters and events that appeal to him; his sympathies are aroused, and he proceeds to show forth, to interpret, to create; and in proportion as the characters he sets in motion and the circumstances in which they are placed have moulding force, they will develop traits and express themselves in influences that he did not foresee. This is a matter of familiar knowledge to authors, who frequently discover in the trend of the imaginary tale a will of its own, which has its unforeseen way. The drama or story, once set in motion, tends to tell itself, just as life tends to develop in the world. The vitality of the clay it works in, is one of the curious experiences of genius, and occasions that mood of mystery in relation to their creatures frequently observed in great writers. In fact, this mode of working in the concrete, which is characteristic of the creative imagination, gives to its activity an inductive and experimental character, not to be confounded with the demonstrative act of the intellect which states truth after knowing it, and not in the moment of its discovery. In literature this moment of discovery is what makes that flash which is sometimes called intuition, and is one of the great charms of genius.
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Heart of ManChapter IX (1)
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