Chapter VII: Part I (4)
The peerage, the right to elect and to be elected, the royal power itself, are attached to a capacity presumed to exist, not only after certain conditions have been complied with, but by reason of the position occupied by those men in whom the capacity is presumed, in their relations to other powers, and in the limits of the functions assigned to them. No one is recognised as possessing an inherent right to an office or a function. Nor is this all; representative government does not content itself with demanding capacity before it confers power; as soon as the capacity is presumed or proved, it is placed in a position where it is open to a kind of legal suspicion, and where it must necessarily continue to legitimatize itself, in order to retain its power. According to the principle of the sovereignty of the people, absolute right resides with the majority; true sovereignty exists wherever this force is manifested; from this follows necessarily the oppression of the minority, and such has, in fact, generally been the result. The representative form of government, never forgetting that reason and justice, and consequently a right to sovereignty, do not reside fully and constantly in any part of the earth, presumes that they are to be found in the majority, but does not attribute them to it as their certain and abiding qualities. At the very moment when it presumes that the majority is right, it does not forget that it may be wrong, and its concern is to give full opportunity to the minority of proving that it is in fact right, and of becoming in its turn the majority. Electoral precautions, the debates in the deliberative assemblies, the publication of these debates, the liberty of the press, the responsibility of ministers, all these arrangements have for their object to insure that a majority shall be declared only after it has well authenticated itself, to compel it ever to legitimatize itself, in order to its own preservation, and to place the minority in such a position as that it may contest the power and right of the majority.
Thus, the considerations we have suggested show that a representative form of government regards the individuals whom it brings into activity, and the majority which it seeks, from quite another point of view than that involved in the sovereignty of the people. The latter admits that the right of sovereignty resides somewhere upon the earth; the former denies it:--this finds the right in question in a purely numerical majority; that seeks it in the majority of those qualified to pronounce on the subject:--the one attributes it fully and entirely to number; the other is satisfied with the presumption that it is there, admits at the same time that it may possibly not be there, and invites the minority to substantiate its claims, securing, meanwhile, every facility for its so doing. {74} The sovereignty of the people sees legitimate power in the multitude; representative government sees it only in unity, that is to say, in the reason to which the multitude ought to reduce itself. The sovereignty of the people makes power to come from below; representative government recognises the fact that all power comes from above, and at the same time obliges all who assume to be invested with it to substantiate the legitimacy of their pretensions before men who are capable of appreciating them. The one tends to lower those who are superior, the other to elevate those who are inferior, by bringing them into communication with those who are naturally above them. The sovereignty of the people is full at once of pride and of envy; representative government renders homage to the dignity of our nature, without ignoring its frailty, and recognises its frailty without outrage to its dignity. The principle of the sovereignty of the people is contrary to all the facts which reveal themselves in the actual origin of power, and in the progress of societies; representative government does not blink any one of these facts. Lastly, the sovereignty of the people is no sooner proclaimed, than it is compelled to abdicate its power, and to confess the impracticability of its aims; representative government moves naturally and steadily onward, and develops itself by its very existence.
Principles Of Government.
So far, then, from deriving its existence from the principle of the sovereignty of the people, representative government disowns this principle, and rests upon an entirely different idea, and one which is attended with entirely different consequences. It matters little that this form of government has been often claimed in the name of the sovereignty of the people, and that its principal epochs of development have occurred at times when that idea predominated; the reasons of this fact are easily discovered. The sovereignty of the people is a great force which sometimes interferes to break up an inequality which has become excessive, or a power which has become absolute, when society can no longer accommodate itself to them; as despotism sometimes interferes, in the name of order, violently to restore a society on the brink of dissolution. {75} It is only a weapon of attack and destruction, never an instrument for the foundation of liberty. It is not a principle of government, it is a terrible but transient dictatorship, exercised by the multitude,--a dictatorship that ceases, and that ought to cease as soon as the multitude has accomplished its work of destruction.
Briefly, to conclude: as the object of these lectures is to trace the course of representative government in modern Europe wherever it has found any footing, I have looked for the primal type of this government in order to compare it with the government of the Anglo-Saxon monarchy, which we have already examined, and with the other primitive governments which we shall meet with in Europe. In order to distinguish precisely the character of a representative government, I have been obliged to go back to the source of all government. I think I have shown that we must classify all governments according to two different principles. The one class, allied to justice and reason, recognises these alone as their guides; and as it is not in the power of human feebleness, in this world, to follow infallibly these sacred leaders, these governments do not concede to any one the possession of an absolute right to sovereignty, and they call upon the entire body of society to aid in the discovery of the law of justice and reason, which can alone confer it. The other class, on the contrary, admitting a right inherent in man to make a law for himself, thus degrade the rightful sovereignty; which, as it belongs only to justice and reason, ought never to come under the absolute control of man, who is ever too ready to usurp sovereignty, in order to exercise it for the promotion of his private interests, or for the gratification of his passions. I have shown that a representative government alone renders homage to true principles, and that all other governments, democratic as well as aristocratic, ought to be arranged according to an entirely different scheme of classification. I have now to enter upon the examination of the exterior forms of representative government, and to compare its principle with the historical principle of the Anglo-Saxon monarchy, as it is exhibited before us in its institutions.
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Lecture VIII.
The forms of a government are related to its principle, but are
swayed by circumstances, and vary according to different
degrees of civilization.
What are the forms essential to a representative government?
1st. Division of powers; why this is absolutely
essential to the principle of representative government;
2nd. Election;
3rd. Publicity.
Forms Of Government.
The forms of a government are immediately related to its principle: the principle determines the forms, the forms reveal the principle. It does not therefore follow that the forms correspond exactly to the principle, nor that the principle can only realize itself under a peculiar form. As the principle itself is never alone nor omnipotent in its influence upon the facts, forms are necessarily diverse and mingled. In proportion as the action of any principle extends itself, the form which is truly correspondent to it is developed; but, in the course of this work, the principle embodies itself in the different forms which correspond to the condition of those facts which, in their aggregate, constitute society, and determine the position which it occupies in the scale of civilization.
The same principle can then be contained, and act under different forms. If the forms are the best that can be supplied for the principle, considering the existing state of society, and if, although they do not fully correspond to its nature, they insure the constant and regular progress of its action,--there is no blame that can be charged upon them; each epoch, each state of society only allows of a certain development of the principle upon which its government rests. What is the measure of development possible to each epoch, and what is the form which corresponds to it in the present, which will secure for the future a more extended development, and which will bring with it new forms? This is the whole extent of the question I mean, the question concerning the present, the only one with which political activity has to deal.
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Nevertheless there are certain forms of government which are the general conditions of the presence and action of particular principles. Wherever the principle exists, it necessarily produces these forms; where they are wanting the principle does not exist or will soon cease to exist; its action and progress imperatively demand them: so far as they gain consistency at any place, the principle which they suppose is latently present and tends to become predominant.
Forms Of Representative Government.
What are the essential forms of the principle of representative government? By what external indications may we recognize the presence of this principle in a government? What conditions are required in order that it may act and develop itself?
We may, if I mistake not, reduce to three the conditions necessary, and the forms essential, to the representative system; all three are perhaps not equally necessary; their simultaneous existence is not perhaps indispensable in order to indicate the existence and secure the development of the principle from which they are derived. We may, however, justly consider them as fundamental. These forms are: 1st. The division of powers; 2nd. Election; 3rd. Publicity.
We have seen that no really existing power can be a rightful power, except in so far as it acts according to reason and truth, the only legitimate rule of action, the only source of right.
No existing power can fully know and constantly regard the guidance of reason and truth according to which it is bound to regulate its action. No actual power then is, or can be, in itself, a power by inherent right. In other words, as no existing power can be found that is infallible, there is none that may retain its existence on the tenure of absolute right.
Such is, however, the condition of human things that they need, as a last appeal, the intervention of a power which may declare the law to be the rule of government, and which shall impose it and cause it to be respected. In all the relations which the social state admits and to which it gives birth, from domestic order to political order, the presence of a power which may give and maintain the rule of action, is a necessary condition of the very existence of society.
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We see then the dilemma in which society is placed. No actual power can vindicate a claim to become an absolute power; hence the necessity, in order to meet particular emergencies, of a power that is definite, that is to say, _actually_ absolute.
Problem Of Government.
The problem of government is--how to give society a guarantee that the power, which is in operation absolute, to which all social relations must necessarily be referred, shall be but the image, the expression, the organ of that power which is rightfully absolute and alone legitimate, and which is never to be found localized in this world? This is also, as we have seen, the problem which the representative system formally proposes to itself, since all its arrangements assume the existence of this problem and are framed with a purpose to resolve it.
To make actual power, as far as possible, identical with rightful power, by imposing upon it the abiding necessity of seeking for reason, truth, and justice--the sources of right; by investing it with practical power only when it has proved, that is to say, given a presumption of, its success in this search; and by compelling it ever to renew and confirm this presumption under penalty of losing power if it is unable to do so, this is the course of the representative system,--this is the end at which it aims and according to which it directs, in their relations and their movement, all the resources which it brings into action.
In order to attain this end, it is indispensable that the existing power should not be simple, that is to say, that it should not be suffered to confine itself to one single instrument. As no force can possess in itself fully the right to authority, if there is one which possesses an absolute power, not only will it abuse this power, but it will very soon claim it as an inherent right. Alone it will become despotic, and in order to sustain its despotism it will call itself legitimately sovereign; and perhaps will end by believing and establishing the fiction. Such is the corrupting effect of despotism, that it destroys sooner or later, both in those who exercise it and in those who submit to it, even the feeling of its illegitimacy. Whoever is solitary in his sovereignty has only one step in order to become accredited, as infallible. {79} Alexander was right in wishing that he should be recognized as a god; he deduced a consequence that strictly followed from the fulness of the power which he possessed: and they also are right, who, attributing sovereignty to the multitude, take for their maxim, _Vox populi, vox Dei_. Everywhere where sovereignty rests with a single power, whatever may be the nature of that power, there is a danger that sovereignty will immediately be claimed as a right.
Division Of Powers.
A division of the actual sovereignty is then a natural consequence of the principle, that a right to sovereignty does not belong to any person. It is necessary that there should be several powers, equal in extent and supplementary to each other in the exercise of actual sovereignty, in order that no one of them may be led to arrogate to itself the sovereignty of inherent right. The feeling of their reciprocal interdependence can alone prevent them from regarding themselves as entirely irresponsible.
Further: it is only in this way that the ruling power can be constrained to perpetuate its search for reason, truth, and justice; that is, for the rule which should govern its action, in order that it may become legitimate. The words of Pascal apply not only to the formation of power, they extend also to its exercise. Here are beings, individual or collective, who are called upon to perform the functions of sovereignty in common, each one under the supervision of his fellows. Do they possess among them, or by the fact of their existence, the right to power? No: they must seek it, they must on every opportunity manifest the truth which they proclaim as law. Isolated and distinct, they are only a multitude; when, after having deliberated and laboured, they find a ground of agreement in a common idea, from whence can proceed one will, then alone will the true unity, which resides in reason, be evolved; then there will be a presumption that the ruling power knows accurately and is well disposed to that legitimate rule which alone confers rightful power. If this work were not enforced, if this laborious and common search for the true law were not the necessary result of the reciprocal independence of the several powers, the end of government would not be attained. All the relations of the four great political powers which constitute, with us, the government (that is, the king, the two houses of parliament, and the electors) are intended to compel them to act in harmony, that is to say, to reduce themselves to unity.
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Election And Publicity.
The introduction of an elective, that is, a moveable element, into government, is as necessary as a division of forces to prevent the sovereignty from degenerating in the hands of those who exercise it into a full and permanent sovereignty of inherent right. It is therefore the necessary result of a representative government, and one of its principal characteristics. Accordingly we see that actual governments which have aimed at becoming absolute, have always endeavoured to destroy the elective principle. Venice gave a memorable illustration of this tendency, when, in 1319, it conferred an hereditary right on the grand council. [Footnote 11]
[Footnote 11: This event is clearly and minutely related by
Daru, in his "_Histoire de Venise_" (Vol. i. pp.
449-464.)]
In the first age of governments, at the same time that we see power come from, above, that is to say, acquire for itself by its superiority, of whatever kind that may be, either ability, riches, or courage,--we see it also obliged to make its title recognised by those who can judge it. Election is the mode of this recognition,--it is to be found in the infancy of all governments; but it is generally abolished after a time. It is when it reappears with sufficient energy to influence powerfully the administration of society, that a representative government is rising into being.
Theoretically, publicity is perhaps the most essential characteristic of a representative government. We have seen that it has for its object to call upon all individuals who possess rights, as well as those who exercise powers, to seek reason and justice, the source and rule of legitimate sovereignty. In publicity consists the bond between a society and its government. Looking, however, at facts, we find that of the elements essential to a representative government, this is the last which is introduced and gains a firm footing. Its history is analogous to that of the elective principle. The _Champs de Mars_ and _Mai_ were held in the open air: many persons were present at them who took no part in the deliberation. The assembly of the Lombards at Pavia took place _circumstante immensâ multitudine_. It is probable that the same publicity attended also the _Wittenagemot_ of the Saxons.
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Publicity In England.
When absolute or aristocratic government prevails, publicity disappears. When representative government begins to be formed by election, publicity does not at first enter into its constitution. In England, the House of Commons was for a long time a secret assembly; the first step towards publicity was to cause its acts, addresses and resolutions, to be printed. This step was taken by the Long Parliament under Charles I. Under Charles II. its proceedings again became secret; some individuals demanded, but in vain, the publication of the acts passed by the House,--the demand was resisted as dangerous. It was not till the eighteenth century that visitors were allowed to be present at the sittings of the English Parliament: this is not now granted as a right, and the demand of a single member who appeals to the ancient law, is sufficient to clear the gallery. Publicity has not then been invariably attached to a representative government; but it flows naturally from its principles--it is accordingly won almost necessarily, and may now be regarded as one of its most essential features. This result is owing to the press, which has rendered publicity easy without resorting to tumultuous meetings.
We have found the fundamental principle and the exterior and essential characteristics of a representative government; we have learnt what it is that constitutes it and distinguishes it from other governments: we may now pass to its history. We shall take care to admit its existence only where we recognise the presence or the approach of its true principles; and we shall be convinced that its progress has ever been identical with the development of these principles.
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Lecture IX.
Primitive institutions of the Franks.
Sketch of the history of the Frankish monarchy.
The Franks in Germany.
Their settlement in Belgium and in Gaul.
Character and authority of their chiefs after their
establishment in the Roman Empire.
Early Frankish chieftains.
Clovis: his expeditions, wars, and conquests.
Decisive preponderance of the Franks in Gaul.
Origin Of The Franks.
In order to pursue the object of this course, I now proceed to give a sketch of the Franks similar to that which I have already given of the Anglo-Saxons. I shall study with you their primitive institutions, seek out their leading principle, and compare it with that type of representative government which we have just delineated. But before we enter upon the examination of Frankish institutions, I think it advisable briefly to refer to the leading events in the history of France. The institutions of a people cannot be thoroughly understood without a knowledge of their history. I shall devote this lecture to a view of the establishment of the Frankish monarchy; on a future occasion we will trace its progress under the first and second races of its kings.
I shall not now delay to discuss the somewhat uncertain origin of the Franks; there is reason to believe that, in Germany, they did not constitute a separate and homogeneous nation. They were a confederation of tribes settled in the country between the Rhine, the Maine, the Weser, and the Elbe. The Romans seem to have been long ignorant of their existence even after the conquest of Gaul, and history mentions them, for the first time, during the reign of Gordian, about the middle of the third century. A song, composed in celebration of the victories of Aurelian had the following refrain:--
"Mille Francos, mille Sarmatas,
Semel et semel occidimus."
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After this period, we find the different tribes of Franks advancing from East to West with rather rapid progress. At the beginning of the fourth century, we meet with the Salian Franks settled in Belgium, and the Ripuarian Franks on the two banks of the Rhine. These peoples established themselves on the frontiers of Gaul, sometimes by force, and sometimes with the consent of the emperors, who, after having defeated the barbarians, frequently assigned them lands on which to settle. This was the course pursued by Probus, Constantine, Julian, Constantius, and many others.
The Frankish Chiefs.
The chiefs thus established in the Roman territory retained, over their barbarian comrades, their ancient and independent authority, and received at the same time, from the emperors, certain titles to which were applied certain functions, and a certain amount of authority over the Romans in their district. Thus we find them adorned with the names of _Dux, Magister militia, Comes littoris_, and so forth. Their position was almost identical with that of the leaders of the wandering Tartar tribes in the Russian empire, who are elected by the men of their tribe, but receive their title and a certain jurisdiction from the Emperor of Russia--retaining their independent life, but bound at the same time to render military service, and to pay a tribute of furs.
Childeric, the chief of a Frankish tribe at Tournai, had received the title of _Magister militiæ_ from the empire. When, in consequence of domestic quarrels and treason, he was forced to take refuge in Thuringia, his tribe submitted in 460 to Egidius, master of the Roman militia at Soissons. In 1653, the tomb of Childeric was discovered at Tournai, and several pieces of money were found in it, which are now deposited in the National Library, at Paris.
At the termination of the fifth century, the epoch of the dissolution of the empire, when the provinces were left, according to the expression of Tacitus, _magis sine domino quam cum libertate_, nearly all these local chieftains, Romans as well as barbarians, became independent, and no longer recognised the sovereignty of Rome. Siagrius, the son of Egidius, was appointed King of the Romans at Soissons. He made war with Clovis, in his own name and on his own account.
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The Frankish chiefs, who had thus become petty sovereigns, penetrated still farther into the empire. Clodion, who had settled at Cambrai, carried his incursions to the banks of the Somme. Meroveus was present at the battle of Chalons-sur-Marne, at which Attila was conquered.
Wars Of Clovis.
It was, however, under the command of their chieftain Clovis, that these bands of Franks, who originally formed colonies on the frontiers, entered Gaul definitively as conquerors. Clovis was the son of Childeric, who reigned at Tournai; and he succeeded his father in 481. He probably wielded a certain amount of authority in the name of the empire. Saint Remy, in a letter, gives him the title of _Magister militiæ_. Other Frankish chiefs were, about this period, almost in the same position as Clovis: Ragnachar ruled at Cambrai, Sigebert at Cologne, and Renomer at Mans. Clovis was the most ambitious, the ablest, and the most fortunate of them all.
His nearest neighbour was Siagrius, who governed at Soissons. In 486, Clovis sent him a defiance; Siagrius accepted it, and appointed the battle-field at Nogent, near Soissons. Siagrius was conquered, and took refuge with Alaric, king of the Visigoths, who gave him up to his conqueror. In 491, Clovis conquered the district of Tongres, now the district of Liege. In 496, he penetrated still further in the same direction; he entered the country of the Alemanni, against whom Sigebert, king of Cologne, had requested his assistance. He defeated them at Tolbiac, and became a Christian in consequence of this victory. A party of the conquered Alemanni took refuge in Rhœtia, under the protection of Theodoric, king of the Ostrogoths: there, under the name of Suevi, they became the stem of the Suabians. Another body remained on the banks of the Rhine, and became subject to Sigebert and Clovis. Thus this chieftain extended his dominion in the vicinity of the Rhine. At the same time he overcame most of the Frankish chiefs, his neighbours, and subjected their tribes to his power. In 497, he led an expedition against the Armoricans in the West. In 500, he fell upon the Burgundians in the East, took advantage of their dissensions, and gained a victory between Dijon, and Langres. In 507, he advanced into the centre of France, through Anjou and Poitou; near Poitiers, he attacked Alaric II., king of the Visigoths, and killed him. He penetrated as far as Angoulême, Bordeaux, and Toulouse; and boasted of having conquered Aquitaine. In 508, Clovis received the title of _Patrician_ from Anastasius, the Emperor of the East. In 509, he returned to the Rhine, defeated his ancient ally, Sigebert, king of Cologne, and subjugated the Ripuarian Franks. In 511, he died, after having led his Frankish warriors, and extended his dominion, over the various parts of Gaul.
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The wars and conquests of Clovis had little resemblance to what we understand by the same words at the present day. The principal object of the Frankish expeditions was to make booty, and carry off slaves; this is what was called conquest in those days. The victor sometimes imposed a tribute; but there resulted from his victory hardly any permanent possession, and no civil settlement. Among other proofs of this assertion, I may instance the small number of the warriors who accompanied Clovis, who was never attended, on his expeditions, by more than five or six thousand men. Now, with this number, no civil settlement, not even a military occupation, was possible. When the conqueror had withdrawn, the conquered people gradually resumed their independence--a new chieftain arose. Barely did the conquerors settle in the lands which they had subjected; thus it was necessary incessantly to make the same conquests over again.
For a detailed narrative of these events, I refer you to the general histories of France, especially to the work of M. Sismondi.
Nowhere do we obtain a better picture of the manners of the Greeks in the heroic age than that supplied by the Iliad. A similar authority, with reference to the expeditions and manners of the Germanic people, exists in the poem of the Nibelungen. There you will best be able to obtain a correct knowledge and thorough comprehension of the state of society, and the nature of the wars at this epoch.
Death Of Clovis.
At the death of Clovis, in 571, the Frankish monarchy was definitively established; for he had made the Frankish name and people the most formidable and least contested power in Gaul.
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Lecture X.
Division of territory among the sons of the Frankish kings.
Rapid formation and disappearance of several Frank kingdoms.
Neustria and Austrasia; their geographical division.
Early predominance of Neustria.
Fredegonde and Brunehaut.
Elevation of the _Mayors of the Palace_.
True character of their power.
The Pepin family.
Charles Martel.
Fall of the Merovingians.
Successors Of Clovis.
I have already explained to you how we must understand the historical phrase which attributes to Clovis the foundation of the French monarchy. In the sense and within the limits which I have indicated, Clovis, at his death, was king of the whole of France, excepting the kingdoms of the Burgundians and Visigoths. After his decease, each of his four sons received a portion of his dominions. Theodoric ruled at Metz, Chlodomir at Orleans, Childebert at Paris, and Clotaire at Soissons. The nature of this division has given rise to considerable dissension among learned men; but I think the question may be easily solved. In order to retain his power, it was necessary for the chieftain or king to possess large private domains; in all his warlike expeditions, he acquired for himself large tracts of territory; Clovis had thus obtained immense landed property wherever he had made a conquest. At his death, these estates were divided among his children, as were also his other possessions, flocks, herds, jewels, money, treasures of all kinds: these supplied their owners with the surest means of attaining power. Moreover, it was the custom of the Frankish kings to associate their sons with them in the government, by sending them to reside in that district or province which was afterwards to constitute their kingdom. They thus endeavoured to secure the prevalence of hereditary right over election. The sons of the king became in their turn the natural chieftains of the countries in which they actually possessed the most power. Thus we find that Clotaire II., in 622, associated with himself his son Dagobert, and sent him to Austrasia. Dagobert did the same, in 633, for his son Sigebert.
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Partitions Of The Realm.
From this division of private domains and participation in royal power, it was easy to pass to the political partition of the kingdom. It is more difficult to discover whether these partitions were made by the dying king, in his own authority, or by the national assembly. At a later period, under the second race, we find Pepin, Charlemagne and Louis the Debonnair, positively obtaining the consent of the assembly of barons to the division of their states among their children. Pacts are not so clear and authentic under the Merovingians. However, as the accession of the second race was a return to old Germanic manners, it is probable that, in the time of Clovis and his successors, every heir, on receiving his portion, was obliged to gain the consent of the chiefs of the country. Five partitions of this kind occurred under the Merovingians; in 511, after the death of Clovis; in 561, after Clotaire I.; in 638, after Dagobert I.; in 656, after Clovis II. Prom 678 to 752, the whole monarchy was actually united under the authority of the Pepin family, who were originally _Mayors of the Palace_ of Austrasia, and nominally under that of titular kings, the first four and the sixth of whom descended from the kings of Neustria, and the fifth and seventh from those of Austrasia. The kingdoms which were constituted by the five partitions which I have just mentioned, were those of Metz, Orleans, Paris, Soissons, Austrasia, Burgundy, Neustria, and Aquitaine.
I shall not here speak of the vicissitudes and perpetual dismemberments of these various kingdoms at various times. I should have only to relate a long series of wars and murders. The ancient kingdom of Burgundy was conquered by the children of Clovis I.; a new kingdom of Burgundy arose, in which the kingdom of Orleans was incorporated. The new kingdom of Burgundy was invaded, sometimes by the kings of Neustria, sometimes by those of Austrasia. The kingdom of Aquitaine appears for a moment only under Childebert II., son of Clotaire II., in 628, and about 716, under Eudes, duke of Aquitaine, who declared himself an independent monarch. At length, these four kingdoms disappeared; the fundamental conflict and division was between the kingdoms of Neustria and Austrasia, the two largest, and last surviving.
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Neustria And Austrasia.
The geographical division of the kingdoms of Neustria and Austrasia is uncertain and variable. We find the kings of Austrasia possessing countries far distant from the centre of their government--countries, too, which seem to be naturally placed by their position under the sway of the kings of Neustria. Thus, they were the masters of Auvergne, and their dominion extended almost as far as Poitou. These incoherent possessions had their origin in the frequent expeditions of the two countries against each other, or into distant lands which belonged to neither of them. We can, however, obtain some few distinct boundary lines; the forest of Ardennes separated Austrasia from Neustria; Neustria comprised the country between the Meuse and the Loire; Austrasia consisted of that between the Meuse and the Rhine.
This division had a far greater importance than that of a mere geographical division; and there is a deeper cause for the successive disappearance of the other Frankish kingdoms, and the final predominance of these two.
The countries which composed Austrasia were the first which were inhabited by the Franks. They adjoined Germany, and were connected with those portions of the Frankish confederacy which had not crossed the Rhine. They were, therefore, the cradle, the first fatherland, of the Franks. Moreover, after their expeditions, these tribes frequently returned with their booty to their ancient settlement, instead of establishing themselves in their new conquests. Thus Theodoric, son of Clovis, in the fifth century, led a great expedition into Auvergne, and returned afterwards to Austrasia. Roman civilization and manners had been almost completely expelled from that bank of the Rhine; the ancient German manners predominated there. In the countries which composed Neustria, on the other hand, the Franks were less numerous, more scattered, more separated from their ancient fatherland and fellow-countrymen. The ancient inhabitants of the country surrounded them on every side. The Franks were there like colonies of barbarians transported into the midst of Roman civilization and a Roman people. This state of things could not but lead to a far more profound and reasonable distinction between the two kingdoms, than could be occasioned by a purely geographical division. On one side was the kingdom of the Germano-Franks, on the other that of the Romano-Franks.
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Predominance Of Neustria.
Historic testimony positively confirms this probable deduction from facts. Austrasia is termed _Francia Teutonica_, and Neustria, _Francia Romana_. The German language prevailed in the former country, and the Roman in the latter. Finally, under the first race of kings, events bear the evident impress of this fundamental distinction, or rather, they are its natural result. When considering them in a general manner, it is impossible to recognize this character. I shall now give a summary of the principal proofs.
I. The original predominance of the kingdom of Neustria. This is an incontestable fact. Four kings, after Clovis, and before the destruction of the royal authority by the Mayors of the Palace, united the whole Frankish monarchy under one head. These were kings of Neustria; Clotaire I., from 558 to 561; Clotaire II., from 613 to 628; Dagobert I., from 631 to 638; and Clovis II., from 655 to 656. This predominance of Neustria was the natural result, 1st, Of the establishment of Clovis in Neustria; 2ndly, Of the central position of that kingdom with reference to the rest of Gaul; 3rd, Of the superior civilization and wealth which accrued to it from its Roman population; 4th, Of the rapid extension which the royal authority obtained in it, in consequence of the prevalence of Roman ideas and customs; 5th, Of the continual fluctuations occasioned in Austrasia, by the proximity of the German barbarians, by wars against the Thuringians and Saxons, and by other causes.
II. The state of the two kingdoms, during the epoch of Fredegonde and Brunehaut, from 598 to 623. The struggle was constant between Neustria and Austrasia, under the name of these two queens. The power of Chilperic and of Fredegonde in Neustria was greater than that of the kings of Austrasia and of Brunehaut. Fredegonde acted upon a country in which the only Roman administration still prevailed; Brunehaut endeavoured in vain to overcome the rude independence of the chiefs of the German bands, who had become large landed proprietors. Her boldness and ability failed in its opposition to the Austrasian and Burgundian aristocracy. {90} The Austrasian aristocracy formed a secret alliance with that of Neustria. The fall and death of Brunehaut were evidently a triumph of the Austrasian aristocracy, which, being stronger and more compact than that of Neustria, imposed upon Clotaire II. the execution of his queen. The remnants of Roman despotism were overcome in Austrasia by the German aristocracy, and the consequences of that event were the enfeeblement of the royal authority and the predominance of Austrasian influence.
The Mayors Of The Palace.
III. The elevation of the Mayors of the Palace, and the fall of the Merovingian race, are the third proof of the great fact which I have mentioned. The elevation of the Mayors of the Palace must be ascribed to the same causes in both kingdoms. It is an error to interpret this fact as the conflict of the victorious Franks against the Gauls and Romans. These last, more moulded to despotism, had found a ready access to the court of the barbarian kings, and it has been inferred from this, that it was in order to counteract their influence, that the German aristocracy created the Mayors of the Palace. This is an error; the Mayors of the Palace were the work and instrument of the barbarian aristocracy, whether Roman or Gallic, in opposition to the royal authority.
It has also been said that the kings were desirous of attaching to themselves one of the most powerful members of the territorial aristocracy, in order to control or oppress the others. This might have been the case originally, but the Mayor of the Palace soon found it more advantageous to make himself the leader and instrument of the nobility. He promoted their interests, and assumed the character of a protector to the large proprietors with whom, finally, his appointment rested. From this time forth, the royal authority was almost a dead letter.
The same phenomenon is observable in both kingdoms; but the Austrasian aristocracy was more purely German, and more compact, than that of Neustria. It was consequently more powerful, and its Mayors of the Palace became more deeply rooted in their authority. Thus we behold the family of Pepin gain the royal power by a progressive elevation, from 630 to 752. This family was descended from Carloman, the wealthy proprietor of the domain of Haspengau, situated on the Meuse, between the district of Liege and the duchy of Brabant. It was thoroughly German, and naturally placed itself at the head of the Franco-German aristocracy.
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Fall Of The Merovingians.
The fall of the Merovingians was, therefore, the work of Austrasia, and, as it were, a second conquest of Roman France, by Germanic France. The kings of Roman France were unable to maintain their position, and the Neustrian Mayors of the Palace, the leaders of a mingled aristocracy of Franks and Gauls, were incompetent to take their place. It was from the banks of the Rhine and from Belgium, that is, from the ancient fatherland of the Franks, that the new conquerors came--and these conquerors were the chiefs of a purely Germanic aristocracy.
Charles Martel.
This was, undoubtedly, the true character of the fall of the Merovingians, and of the elevation of the Carlovingians, who founded a new Frankish monarchy in that Gaul in which the Neustrian Franks had so greatly degenerated. Thus we shall perceive, at this epoch, and in consequence of this revolution, a marked return towards the primitive institutions and manners of the Franks. This is perceptible, indeed, even in the manner in which the revolution was effected. The details of this event fully confirm what we have first said regarding the general progress of affairs. The Pepin family had laboured for a century to place itself at the head of the Frankish nation. It derived its support not merely from the great landed aristocracy, but also from the patronage of the warriors employed in military expeditions. The development of the power of this family, in the first point of view, was the work of Pepin the Old and of Pepin de Heristal; under the second, it was the work of Charles Martel in particular. His continual wars against the Transrhenane Germans, against the Saracens, and against the petty tyrants of the interior, rendered him a more powerful warrior-chief than any of his ancestors. But Charles Martel employed other means also to attach his companions to his person. He seized the property of the church, and distributed it amongst them. He did not take this property, however, in so absolute a manner as is supposed. The various churches were in the habit of farming out their property for a fixed annual income, and ecclesiastical estates thus farmed out were called _precaria_. {92} Frequently the kings, when desirous of rewarding one of their chiefs, ordered a chapter to farm out an estate to the favourite for a very moderate rent, under the title of a _precarium_. Charles Martel, at first, merely generalised this practice. A very large number of his comrades received from him favours of this kind; in the first instance, they received the ecclesiastical estates only for two or three years; but, when that term had expired, the tenants were unwilling to restore what they had appropriated to themselves by the habit of enjoyment. The conflict of the church against the usurping proprietors long perplexed the the kings of the second race. As they often required the help of the clergy, they strove to appease their complaints. Pepin the Short and Charlemagne restored to them a large portion of their property which had formerly been granted to their warriors as _precaria_; or at least, increased the amount paid to the church by the new proprietors, who obstinately refused to consider themselves mere tenants.
Pepin.
The predominance of the Pepin family had commenced before the time of Charles Martel, by their possessing the hereditary office of Mayor of the Palace. During the life of that great chieftain, there were several inter-reigns in Austrasia and Neustria, and he continued to exercise the supreme authority with the simple title of Duke of the Franks. At his death, his children, Pepin and Carloman, divided the kingdom between them, Pepin, still preserving some respect for appearances, made Childeric III. king in Neustria; and soon, by the abdication of his brother Carloman, he found himself Duke of Austrasia, as well as the all-powerful Mayor of the Palace in Neustria. Such was, however, the influence already possessed by the idea of the hereditary legitimacy of the crown, that Pepin did not venture to seize, in the name of force alone, upon the throne which was considered to belong rightfully to the descendants of Clovis. He sought to justify his employment of force by popular election, and an appeal to religion. As the head of an aristocracy, he was obliged frequently to defer to its will, and to give it a share of authority. He revived the ancient assemblies of the large landowners, and restored to them their part in public affairs. {93} Thenceforward he might consider himself certain of his election; but even this did not suffice him. He thought that his usurpation needed a more august and sacred sanction. He gained over to his interests Boniface, bishop of Mayence, and charged him to sound Pope Zachary, who, on his side, was hard pressed by the Lombards, and needed the assistance of the Frankish chieftain. When Pepin was sure of the pontiff's concurrence, he sent Burckhardt, bishop of Wurtzburg, and Fulrad, abbot of St. Denis, to propose to him this question, in the form of a case of conscience. "When there is a king in fact and a king by right, which is the true king?" The pope replied, that he who actually exercised the royal authority ought also to possess the royal title. In 752, Pepin convoked the national assembly at Soissons; he was there elected king, and afterwards consecrated by Bishop Boniface. In 754, Pope Stephen III. made a journey into France, and again consecrated Pepin with his two sons and his wife Bertrade. The pope ordered the Franks, on pain of excommunication, to take none as kings who did not belong to the family of Pepin, and the Franks swore an oath: _Ut nunquam de alterius lumbis regem in ævo præsumant eligere_.
A second dynasty was thus established almost in the same manner as the first had been. The principal warrior-chief, the most powerful of the large landowners, has himself elected by his companions, confines future elections to members of his own family, and obtains the sanction of religion to his election. He holds the actual power from his fathers and from himself; he is desirous of holding the rightful power from God and from the people. German manners and institutions reappear, but in association with Christian ideas. Here is a second conquest of Gaul, accomplished by German warriors, and sanctioned, in the name of the Roman world, no longer by the Emperor, but by the Pope. The church has inherited the moral ascendancy of the empire.
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Lecture XI.
General character of events under the Carlovingian Empire.
Reign of Pepin the Short.
Reign of Charlemagne.
Epoch of transition.
Reigns of Louis the Débonnair and Charles the Bald.
Norman invasions.
The last Carlovingians.
Accession of Hugh Capet.
Tendency To Centralization.
I have sketched the general progress of events in Frankish Gaul, under the Merovingians; I have now to give a similar outline of the reign of the Carlovingians. I shall enter neither into an examination of the institutions, nor a detailed narrative of occurrences; I shall seek to sum up the facts in the general fact which includes them all.
The general tendency of events under the Merovingians was towards centralization; and this tendency was natural. At that period, a society and a state were labouring to form and create themselves; and societies and states can be created only by the centralization of interests and forces. The conquests and authority of Clovis, however fleeting and incomplete they may have been, indicate this need of centralization, which was then pressing upon Roman and barbarian society. After the death of Clovis, his dominions were dismembered, and formed into distinct kingdoms; but these kingdoms could not remain separate; they continually tended to reunite, and soon became reduced in number to two, which finally coalesced. A similar process took place in reference to the authority in the interior of each state. The royal power attempted at first to be the centralizing principle, but did not succeed; the aristocracy of the chiefs, the great landowners, laboured to organize itself, and to produce its own government; it produced it, at length, in the form of the Mayors of the Palace, who eventually became kings. After two hundred and seventy-one years of labour, all the Frankish kingdoms were reunited into one. The supreme power was more entirely concentrated in the hands of the king, aided by the concurrence of the national assemblies, than it had ever been previously.
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Under Pepin the Short and Charlemagne, this centralization was maintained, extended and regulated; and it appeared to gain strength. New countries, new peoples, were incorporated into the Frankish state. The relations of the sovereign with his subjects became more numerous and regular. New bonds of union were established between the supreme power, its delegates, and its subjects. A state and a government seemed likely to be formed.
Tendency To Dissolution.
After the death of Charlemagne, affairs presented quite another aspect, and assumed a contrary direction. In proportion as a tendency to the centralization, either of the different states among themselves, or of the internal power of each state, had been visible under the rule of the Merovingian race, in just that proportion did a tendency to the dismemberment, to the dissolution, both of the states themselves and of the power in each state, become evident under the Carlovingians. Under the Merovingians, you have seen that five successive dismemberments took place, none of which was able to last; after the death of Charlemagne, the kingdoms once separated do not reunite. Louis the Debonnair divided the empire among his children, in 838, and made vain efforts to maintain some unity therein. The treaty of Verdun, in 843, definitively separated the three monarchies. Charles the Fat, in 884, made an attempt to unite them again; but this attempt also failed--reunion was impracticable.
In the interior of each state, and particularly in France, the same phenomenon was manifested. The supreme power which, under the Merovingians, had tended to become concentrated in the hands, either of the kings, or of the Mayors of the Palace, and which had seemed to have attained this end under Pepin and Charlemagne, took a contrary direction from the reign of Louis the Debonnair, and tended constantly to dissolution. The great landed proprietors who, under the first race, had been naturally urged to coalesce against the royal authority, now laboured only to elevate themselves, and to become sovereigns in their own domains. The hereditary succession of benefices and offices became prevalent. Royalty was nothing more than a direct lordship, or an indirect and impotent suzerainty. Sovereignty was dispersed; there no longer existed any state, or head of the state. {96} The history of the Carlovingians is nothing but the struggle of declining royalty against that tendency which was continually robbing and contracting it more and more. This was the dominant character, the general progress of events, from Louis the Debonnair to Hugh Capet. I shall now refer to the principal facts of this epoch; in them I shall find proofs of the general fact just stated.
Pepin The Short.
I. Pepin the Short (752-768). As this monarch had risen to power by the aid of the large landowners, the clergy, and the pope, he was obliged, during the whole course of his reign, to treat with consideration those powers which had supported him. He frequently convoked national assemblies, and frequently met with opposition from them. It was not without extreme difficulty that he prevailed upon his chieftains to make war against the Lombards, at the request of Pope Stephen III. In order to retain the support of the clergy, Pepin ordered the holders of ecclesiastical benefices to perform the conditions annexed to their tenure of them; he lavished, donations upon the churches, and greatly augmented the importance of the bishops. It is from Zachary's answer to Pepin, that the popes have assumed to deduce their historic right to make and unmake kings. Pepin thus favoured the aggrandizement of the aristocracy, the clergy, and the papacy,--three powers which had been very useful, and were still of great service to him, which he knew how to manage and restrain, but which, under other circumstances, would assuredly labour to render themselves independent of the royal power, and would promote the dismemberment, after having assisted in the concentration of the kingdom. The moment most favourable for the development of these powers had arrived. They placed themselves at first at the service of the king, who was useful to them, and knew how to make them serviceable to himself; and thus they became able to free themselves from dependence upon him, and henceforward to act alone and on their own account.
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Charlemagne.
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History of the Origin of Representative Government in EuropeChapter VII: Part I (4)
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