Chapter II: Harbingers of Change (1)

1. Sources, Old and New

THE history of Luther’s inward development during his first years at Wittenberg up to 1517, is, to a certain extent, rather obscure. The study of deep psychological processes must always be reckoned amongst the most complex of problems, and in our case the difficulty is increased by the nature of Luther’s own statements with regard to himself. These belong without exception to his later years, are uncertain and contradictory in character, and in nearly every instance represent views influenced by his controversies and such as he was wont to advocate in his old age. Thanks to more recent discoveries, however, we are now possessed of works written by Luther in his youth which supply us with better information. By a proper use of these, we are able to obtain a much clearer picture of his development than was formerly possible.

Many false ideas which were once current have now been dispelled; more especially there can no longer be any question of the customary Protestant view, namely, that the Monk of Wittenberg was first led to his new doctrine through some unusual inward religious experience by which he attained the joyful assurance of salvation by faith alone, and not by means of the good works of Popery and monasticism. This so-called inner experience, which used to be placed in the forefront of his change of opinions, as a “Divine Experience,” as shown below, must disappear altogether from history.[117] Objection must equally be taken to some of the views with which Catholics have been wont to explain Luther’s apostasy. The path Luther followed, though subject to numerous and varied influences, is now seen to be much less complicated than was hitherto supposed.

Two results already brought to light by other authors are now confirmed. First, the process of his falling away from the Church’s teaching was already accomplished in Luther’s mind before he began the dispute about Indulgences with Tetzel; secondly, a certain moral change, the outlines of which are clearly marked, went hand in hand with his theological views, indeed, if anything, preceded them; the signs of such an ethical change are apparent in his growing indifference to good works, and to the aims and rules of conventual life, and in the quite extraordinary self-confidence he displayed, more especially when disputes arose.

Characteristic of the ethical side of his nature are the remarks and marginal annotations we have of his, which were published by Buchwald in 1893; these notes were written by Luther in many of the books he made use of in his early days as theological lecturer at Erfurt (1509-10). These books are the oldest available sources for a correct estimation of his intellectual activity. They were found in the Ratsschul-Library at Zwickau. Of special interest is a volume containing various writings of St. Augustine, and a copy of the Sentences of Peter Lombard, which is of great importance on account of the notes. The running commentary in Luther’s early handwriting shows his great industry, enables us to see what especially impressed him, and betrays also his marvellous belief in himself as well as his stormy, unbridled temper.

Of Luther’s letters written previous to 1514 only five remain, and are of comparatively little historical interest. Of the year 1515 there is only one, of 1516 there are nineteen, of 1517 already twenty-one, and they increase in importance as well as in number.

In 1513 he began, at Wittenberg University, his Commentary on the Psalms, which has been known since 1876, and continued those lectures up to 1515 or 1516. Following his lively and practical bent, he refers therein to the most varied questions of theology and the religious life, and occasionally even introduces contemporary matters, so that these lectures afford many opportunities by which to judge of his development and mode of thought. First the scholia, which till then had been known only in part, were edited in a somewhat cumbersome form by Seidemann, then a better edition by Kawerau, containing both the scholia and the glosses, followed in 1885.[118] In dividing this exegetical work into scholia and glosses, Luther was following the traditional method of the Middle Ages. The glosses are very short, as was customary; they were written by Luther between the lines of the text itself or in the margin and explained the words and grammatical construction; on the sense they touch only in the most meagre fashion. On the other hand, the detailed scholia seek to unfold the meaning of the verses and often expand into free digressions. In addition to the glosses and the scholia on the Psalms, Kawerau’s edition also includes the preparatory notes, written by Luther in a copy of the first edition of the “_Psalterium quincuplex_” of Faber Stapulensis (Paris, 1509), which, like the glosses and scholia, attest both the learning of their author and the peculiar tendency of his mind. Luther used for his text the Latin Vulgate, making a very sparing use of his rudimentary Hebrew. The glosses and the scholia were, however, intended chiefly for the professor himself; to the students who attended his biblical lectures Luther was in the habit of giving a short dictation comprising a summary of what he had prepared, and then, with the assistance of his glosses and scholia, dilating more fully on the subject. Scholars’ notebooks containing such dictations given by Luther in early days together with his fuller explanation are in existence, but have never been printed.

After the Psalms, the lectures of our Wittenberg “Doctor of the Bible” dealt with St. Paul’s Epistle to the Romans. This work—of such supreme importance for the comprehension of Luther’s spiritual development—with its glosses and scholia complete, was published only in 1908 in Ficker’s edition.[119] The lectures on the Book of Judges, edited in 1884 by Buchwald and then again by Kawerau as a work of Luther supposed to have been delivered in 1516, are, according to Denifle, not Luther’s at all; they are largely borrowed from St. Augustine, and, at the very most, are a redaction by another hand of the notes of one of Luther’s pupils.[120] Transcripts of Luther’s lectures on the Epistle to Titus, and Epistle to the Hebrews, delivered in 1516 and 1517 respectively, are still lying unedited in the Vatican Library.[121] On the other hand, his lectures on the Epistle to the Galatians (1516-17) were brought out by himself in 1519.

Further light may be shed on them by the publication of a hitherto unedited student’s notebook, discovered at Cologne in 1877.

To the years 1514-20 belongs a rich mine of information in the sermons preached by Luther in the monastery church of the Augustinians, or in the parish church of the town. They consist of more or less detailed notes, written in Latin, on the Gospels and Epistles of the Sundays and Feast days; some are the merest sketches, but all, as we may assume, were written down by himself for his own use, or to be handed to others.[122] Chronologically, they are headed by three sermons for Christmas time, probably dating from 1515. The exact dating of these older sermons is sometimes rather difficult, and will have to be undertaken in the future, the Weimar edition of Luther’s works having made no attempt at this. The sermons were all of them printed in 1720, with the exception of two printed only in 1886. A complete discourse held at a synodal meeting at Leitzkau, near Zerbst, and printed in 1708, stands apart, and probably belongs to 1515, a year of the greatest consequence in Luther’s development. To the same year belongs, without a doubt, the lecture delivered at a chapter of the Order, which may aptly be entitled: “Against the little Saints.” (See below, p. 69.)

The first of the works written and published by Luther himself was of a homiletic nature; this was his Commentary on the Seven Penitential Psalms, published in 1517. To the same year, or the next, belong his expositions of the Lord’s Prayer and Ten Commandments, consisting of excerpts from his sermons sent by him to the press. The celebrated ninety-five Theses, which led directly to the dispute on Indulgences, followed next in point of time.

Just as the Theses referred to throw light upon his development,[123] so also, and to an even greater extent, do the Disputations which took place at academic festivals about that same period. In these Disputations propositions drawn up either by himself or by his colleagues, were defended by his pupils under his own direction. They display his theological views as he was wont to vent them at home, and are therefore all the more natural and reliable. Of such Disputations we have that of Bartholomew Bernhardi in 1516 “On the Powers and the Will of Man without Grace”; that of Francis Günther in 1517 “Concerning Grace and Nature,” also entitled “Against the Theology of the Schoolmen,” and the Heidelberg Disputation of 1518, with Leonard Beyer as defendant of twenty-eight philosophical and twelve theological theses. In the latter theses there are also various notes in Luther’s handwriting.

Of Luther’s writings, dating from the strenuous year 1518, some of which are in Latin and others in German and which throw some light on his previous development, we may mention in their chronological order: the sermon on “Indulgence and Grace,” the detailed “Resolutions” on the Indulgence Theses, the discourse on Penance, the “Asterisci” against Eck, the pamphlet “Freedom of the Sermon on Indulgence and Grace,” an exposition of Psalm cx., the reply to Prierias, the sermon on the power of excommunication, then the report of his trial at Augsburg and the sermon on the “Threefold Righteousness.” To these we must add his complete edition of “Theologia Deutsch,” an anonymous mystical pamphlet of the fourteenth century a portion of which he had brought out in 1516 with a preface of his own.[124]

These are the sources which Luther himself has left behind him and from which the inner history of his apostasy and of his new theology must principally be taken. The further evidence derivable from his later works, his sermons, letters and Table-Talk, will be dealt with in due course.

* * * * *

Only at the end of 1518 was his new teaching practically complete. At that time a new and final element had been added, the doctrine of absolute individual certainty of salvation by “Fiducial Faith.” This was regarded by Luther and his followers as the corner-stone of evangelical Christianity now once again recovered. At the commencement of 1519, we find it expressed in the new Commentary on the Epistle to the Galatians (a new and enlarged edition of the earlier lectures), and in the new Commentary on the Psalms, which was printed simultaneously. Hence Luther’s whole process of development up to that time may be divided into two stages by the doctrine of the assurance of salvation; in the first, up to 1517, this essential element was still wanting: the doctrine of the necessity of belief in personal justification and future salvation does not appear, and for this reason Luther himself, later on, speaks of this time as a period of unstable, and in part despairing, search.[125] The second stage covers the years 1517-18, and commences with the Resolutions and the Augsburg trial, where we find the Professor gradually acquiring that absolute certainty of salvation to which he finally attained through an illumination which he was wont to regard as God’s own work.[126]

In the next section we deal merely with the first stage, which we shall seek to elucidate from the psychological, theological and ethical standpoint.

2. Luther’s Commentary on the Psalms (1513-15). Dispute with the Observantines and the “Self-righteous”

Presages of the storm which Luther was about to raise were visible in his first course of lectures on the Psalms given at Wittenberg. With regard to several particularly important parts of his work on the Psalms, it would be desirable to determine to what precise time during the period 1513-15 they belong; but this is a matter of considerable difficulty. The polemics they contain against the so-called “Saints by works,” the “Self-righteous” and the Observantines, the last of which must here be considered first, seem to belong to the earlier part of the period. In particular his animus against the Observantines, traces of which are plentiful, seems to have been of early growth. It also deserves more attention than has hitherto been bestowed on it, on account of its psychological and theological influence on Luther.[127]

Under the Observantines Luther in his Commentary on the Psalms refers, openly or covertly, to the members of the German Augustinian Congregation, i.e. to those who adhered to that party to which, since his return from Rome, he had been opposed.

No sooner had Luther, as Cochlæus remarked (p. 38), “deserted to Staupitz” and begun to defend his opinions, the aim of which was to surrender the privileged position of the Congregation and the stringency of the Rule, than his fiery temper led him to constitute himself the champion of the monasteries with whose cause he had allied himself, particularly that of Wittenberg; indeed, he was, if not actually the first, one of the earliest to take up the cudgels on their behalf. The mission to Rome with which he had previously been entrusted lent him special authority, and his expert knowledge of the case seemed to entitle him to a voice on the subject. To this was added the importance of his position at the University, his reputation as a talented and eloquent lecturer, and his power as a preacher. His sociability drew many to him, especially among the young, and his readiness of tongue marked him out as a real party man.

In his lectures on the Psalms his fiery nature led him to attack sharply the Observantines, whom he frequently mentions by name; even in the lecture-room his aim was to prejudice the young Augustinians who were his audience against the defenders of the traditional constitution; instead of encouraging the rising generation of monks to strive after perfection on the tried and proved lines of their Congregation, he broke out into declamatory attacks against those monks who took their vocation seriously as they received it from their predecessors, and abused them as Pharisees and hypocrites; according to him, they were puffed up by their carnal mind because they esteemed “fasting and lengthy prayers.”

There are Pharisees, he cries, even now who extol fasting and long-drawn prayer; “they make rules,” but “their zeal is directed against the Lord.” There are many in the Church who “dispute about ceremonies and are enthusiastic for the hollowness of exterior observances.” “I am acquainted with still more obstinate hypocrites.”[128] “It is to be feared that all Observantines, all exempted, and privileged religious, must be reckoned among those puffed up in their carnal mind. How harmful they are to the Church has not yet become clear, but the fact remains and will make itself apparent in time. If we ask why they insist upon isolation, they reply: On account of the protection of the cloistral discipline. But that is the light of an angel of Satan.”[129]

The following attack on the Observantines in the lectures on the Psalms is on the same lines: There are plenty of “men proud of their holiness and observance, hypocrites and false brothers.”[130] “But the fate of a Divine condemnation” will fall upon “all the proud and stiff-necked, all the superstitious, rebellious, disobedient, also, as I fear, on our Observantines, who under a show of strict discipline are only loading themselves with insubordination and rebellion.”[131]

The Observantines were plainly in his opinion demonstrating their unruliness by seeking to stand by the old foundation principles of the Congregation. He is angered by their exemption from the General and their isolation from the other German Augustinians, and still less does he like their severities; they ought to fall into line with the Conventuals and join them. We know nothing further of the matter nor anything of the rights of the case; it may be noted, however, that the after history of the party with which Luther sided and the eventual dissolution of the Congregation, appear rather to justify the Observantines.

On the occasion of a convention of the Order at Gotha in 1515—at which the Conventuals must have had a decided majority, seeing that Luther was chosen as Rural Vicar—he delivered, on May 1, the strange address on slander, which has been preserved. He represents this fault as prevalent amongst the opposite party and lashes in unmeasured terms those in the Order “who wish to appear holy,” “who see no fault in themselves,” but who unearth the hidden sins and faults of others, and hinder them in doing good and “in teaching.” Thus the estrangement had proceeded very far. Perhaps, even allowing for Luther’s exaggeration, the other side may have had its weaknesses, and been guilty of precipitancy and sins of the tongue, though it is unlikely that the faults were all on one side. It is noticeable, however, that Luther’s discourse is not directed against calumniators who invent and disseminate untruths against their opponents, but only against those who bring to light the real faults of their brethren. Scattered through the Latin text of the sermon are highly opprobrious epithets in German. The preacher, for their want of charity, calls his opponents “poisonous serpents, traitors, vagabonds, murderers, tyrants, devils, and all that is evil, desperate, incredulous, envious, and haters.” He speaks in detail of their devil’s filth and of the human excrement which they busy themselves in sorting, anxious to discover the faults of their adversaries.[132] The wealth of biblical passages quoted in this strange address cannot make up for the lack of clear ideas and of any discrimination and judgment as to the limits to be observed by a preacher in commenting on the faults of his time. Luther’s fondness for the use of filthy and repulsive figures of speech also makes a very disagreeable impression. It is true that there we must take into account the manners of the time, and his Saxon surroundings, but even Julius Köstlin, Luther’s biographer, was shocked at the indecency of the expressions which Luther uses.[133]

The real reason of this discourse was probably that Luther wished to enter on his office as Rural Vicar by striking a deadly blow at the Observant faction and at their habit of crying down his own party. It was this address which his friend Lang, fully alive to its range, sent at once to Mutian, the frivolous leader of the Humanists at Gotha, describing it as a sermon “Against the little Saints.”

Returning to the Commentary on the Psalms, we find that therein Luther sometimes makes characteristic statements about himself. On one occasion, doubtless in a fit of depression, he pours out the following effusion: “If Ezechiel says the eyes wax feeble, this prophecy is largely fulfilled at the present time, as I perceive in myself and in many others. They know very well all that must be believed, but their faith and assent is so dull that they are oppressed as by sleep, are heavy of heart, and unable to raise themselves up to God.” Such states of lukewarmness were to be banished by means of fear, but woe to him who permits the feeling of self-righteousness to take the place of the weariness, for “there is no greater unrighteousness than excessive righteousness.”[134] In the latter words he seems to be again alluding to the “little Saints” and the ostensibly self-righteous members of his Order.

His ill-humour is partly a result of his dissatisfaction with the disorders which he knew or believed to exist in his immediate surroundings, in the Order, and in ecclesiastical life generally. He frequently speaks of them with indignation, though from the new standpoint which he was gradually taking. “We live in a false peace,” he cries, and fancy we can draw on the “Treasure of the merits of Christ and the Saints.” “Popes and bishops are flinging about graces and indulgences.”[135] Unmindful of the consequences, he diminished the respect of his youthful hearers for the authority of the Church. As to the religious life, he was wont to speak as follows: “Here come men of religion and vaunt their confraternities and indulgences at every street corner only to get money for food and clothing. Oh! those begging friars! those begging friars! those begging friars! Perhaps you are to be excused because you receive alms in God’s name, and preach the word and perform the other services gratis. That may be, but see you look to it.”[136] These words in the mouth of one who was himself a member of a mendicant Order, for this the Augustinian Hermits undoubtedly were, amounted to an attack on the constitution of his own Congregation.

In his Commentary on the Psalms he frequently at one and the same time rails at the “self-righteous” and “holy by works” and at the opposition party in his Order, so that it is not easy to distinguish against whom his attacks are directed. Already at this period he shows a certain tendency to under-estimate the value of Christian good works and to insist one-sidedly on the power and efficacy of faith and on the application of the merits of Christ.

Most emphatically, as opposed to trust in good works and merits, does he insist on the grace of Christ, the “_nuda et sola misericordia Dei et benignitas gratuita_” which must be our support and stay.[137] His exhortations against works and human efforts sound as though intended to dissuade from any such, whether inward or outward, as though the merits of Christ and the righteousness which God gives us might thereby suffer.[138] Man’s interior efforts towards repentance by means of the contemplation of the misery and the consequences of sin, do not appeal to him. He is well aware that repentance consists in sorrow for and hatred of sin,[139] but he says that he himself has no personal experience of this kind of compunction.[140] He complains that so many turn to exterior works, they “follow their own inventions and make rules of their own at their choice; their ceremonies and the works they have devised are everything to them”: but to act thus is to set up “a new standard of righteousness instead of cultivating the spiritual things which God prescribes, namely, the Word of God, Grace and Salvation. These persons are in so much the greater error because it is a fine spiritual by-path, they are obstinate and stiff-necked, full of hidden pride in spite of the wonderful humility of which they make a show.” At last, carried away by his anger with what is mostly a phantom of his own creation, he exclaims: “Yes, they are given up to spiritual idolatry, a sin against the Holy Ghost for which there is no forgiveness.”[141]

With such-like harsh accusations of presumptuous zeal for good works he frequently attacks the “_capitosi et ostentiosi monachi et sacerdotes_.” Let us go for them, he cries, since they are proud of despising others.[142] Obedience and humility they have none, for they are seduced by the angel of darkness, who assumes the garb of an angel of light. They wish to do great works and they set themselves above the small and insignificant things demanded by obedience. These devotees in religious dress (“_religiosi devotarii_”) should beware of putting their trust in the pious exercises peculiar to them, while they remain lazy, languid, careless, and disobedient in the common life of the Order.[143] The last words “_si in iis quæ sunt conventualia et communia_” are, in the MS., pointed to by a hand drawn in the margin. The term “_conventualia_” seems reminiscent of the Conventuals, but not much further on, in the Commentary on the same Psalm (cxviii.), we find the word “observance.” The Psalmist, he says, implicitly condemns “those who are proud of their holiness, and observance, who destroy humility and obedience.”[144] He goes on to advocate something akin to Quietism, saying we should do, not our own works, but God’s works, i.e. “those which God works in us”: everything we do of ourselves belongs only to outward or carnal righteousness.[145] It is quite possible that he did not wish to deny the correct sense these words might convey, for, elsewhere in his controversies, he appears unaware of the exaggeration of his language. But the skirmish with the so-called self-righteous had a deeper explanation. Luther was so fascinated with the righteousness which God gives through faith, that man’s share in securing the same is already relegated too much to the background.

Thus he explains the verse of Psalm cxlii. where the words occur “Give ear to my supplication in Thy truth and hear me in Thy righteousness” as follows: “Hear me by Thy mercy and truth, i.e. through the truth of Thy promises of mercy to the penitent and those who beseech Thee, not for my merits’ sake; hear me in Thy righteousness, not in my righteousness, but in that which Thou givest and wilt give me through faith.”[146] With words of remarkable forcefulness he declares that, to be in sin, only makes more evident the value of the “_iustitia_” which comes through Christ. “It is therefore fitting that we become unrighteous and sinners”; what he really means to say is, that we should feel ourselves to be such.[147] Elsewhere he dwells, not incorrectly, but with startling emphasis, on the fact that justification comes only from God and without any effort on our part (_gratis_),[148] and that it is not due to works;[149] sanctification must proceed not from our own righteousness and according to the letter, but from the heart, and with grace, spirit and truth.[150] The desire for justification is to him the same as the desire for “a lively and strong faith in which I live and am justified.” “Enliven me,” he says, “i.e. penetrate me with faith, because the just man lives by faith; faith is our life.”[151]

Even at that time he was not averse to dwelling on the strength of concupiscence and, in his usual hyperbolical style, he lays stress on the weakness and wickedness of human nature. “We are all a lost lump”;[152] “whoever is without God sins necessarily, i.e. he is in sin”;[153] “unconquerable” or “necessary” are terms he is fond of applying to concupiscence in his discourses.[154] From other passages it would almost appear as if, even then, he admitted the persistence of original sin, even after baptism; for instance, he says that the whole world is “_in peccatis originalibus_,” though unaware of it, and must therefore cry “_mea culpa_”;[155] our righteousness is nothing but sin;[156] understanding, will, and memory, even in the baptised, are all fallen, and, like the wounded Jew, await the coming of the Samaritan.[157] He also speaks of the imputation of righteousness by God who, instead of attributing to us our sins, “imputes [the merits of Christ] unto our righteousness.”[158]

Still, taken in their context, none of these passages furnish any decisive proof of a deviation from the Church’s faith. They forebode, indeed, Luther’s later errors, but contain as yet no explicit denial of Catholic doctrine. In this we must subscribe to Denifle’s view, and admit that no teaching actually heretical is found in the Commentary on the Psalms.[159]

With reference to man’s natural powers, that cardinal point of Luther’s later teaching, neither the ability to be good and pleasing to God, nor the freedom of choosing what is right and good in spite of concupiscence, is denied.[160] Concupiscence, as he frequently admonishes us, must be driven back, “it must not be allowed the mastery,” though it will always make itself felt; it is like a Red Sea through the midst of which we must pass, refusing our consent to the temptations which press upon us like an advancing tide.[161] Luther lays great weight on the so-called Syntheresis, the inner voice which, according to the explanation of the schoolmen, he believes cries longingly to God, by whom also it is heard; it is the ineradicable precious remnant of good left in us,[162] and upon which grace acts. Man’s salvation is in his own hands inasmuch as he is able either to accept or to reject the law of God.[163] Luther also speaks of a preparation for grace (“_dispositio et præparatio_”) which God’s preventing, supernatural grace assists.[164] He expressly invokes the traditional theological axiom that “God’s grace is vouchsafed to everyone who does his part.”[165] He even teaches, following Occam’s school, that such self-preparation constitutes a merit “_de congruo_.”[166] He speaks as a Catholic of the doctrine of merit, admits the so-called _thesaurus meritorum_ from which indulgences derive their efficacy, and, without taking offence, alludes to satisfaction (_satisfactio operis_),”[167] to works of supererogation,[168] as also to the place of purification in the next world (_purgatorium_).[169]

Regarding God’s imputing of righteousness he follows, it is true, the Occamist doctrine, and on this subject the following words are the most interesting: faith and grace by which we to-day (i.e. in the present order of things) are justified, would not justify without the intervention of the _pactum Dei_; i.e. of God’s mercy, who has so ordained it, but who might have ordained otherwise.[170] Friedrich Loofs rightly says regarding imputation in the Commentary on the Psalms: “It must be noted that the _reputari iustum_, i.e. the being-declared-justified, is not considered by Luther as the reverse of making righteous; on the contrary, the _sine merito iustificari_ in the sense of _absolvi_ is at the same time the beginning of a new life.”[171] “The faith,” so A. Hunzinger opines of the passages in question in the same work, “is as yet no imputative faith,” i.e. not in the later Lutheran sense.[172]

The Protestant scholar last mentioned has dissected the Commentary on the Psalms in detail; particularly did he examine its connection with the philosophical and mystical system sometimes designated as Augustinian Neo-Platonism.[173] It may be left an open question whether his complicated researches have succeeded in proving that in the Commentary—interpreted in the light of some of the older sermons and the marginal glosses in the Zwickau books—Luther’s teaching resolves itself into a “somewhat loose and contradictory mixture of four elements,” namely, Augustinian Neo-Platonism, an Augustinian doctrine on sin and grace, a trace of scholastic theology, and some of the mysticism of St. Bernard.[174] His researches and his comparison of many passages in the Commentary on the Psalms with the works of Augustine, especially with the “_Soliloquia_” and the book “_De vera religione_,” have certainly shown that Luther was indebted for his expressions and to a certain extent for his line of thought, to those works of Augustine with which he was then acquainted. He had probably been attracted by the mystical tendency of these writings, by that reflection of Platonism, which, however, neither in St. Augustine’s nor in Luther’s case, as Hunzinger himself admits, involved any real acceptance of the erroneous ideas of the heathen Neo-Platonism. Luther was weary of the dry Scholasticism he had learned at the schools and greedily absorbed the theology of the Bishop of Hippo, which appealed far more to him, though his previous studies had been insufficient to equip him for its proper understanding. His own words in 1532 express his case fairly accurately. He says: “In the beginning I devoured rather than read Augustine.”[175] In a marginal note on the Sentences of Peter Lombard he speaks, in 1509, of this Doctor as “_numquam satis laudatus_,” like him, he, too, would fain send the “_moderni_” and that “fabulator Aristoteles” about their business.[176]

The obscure and tangled mysticism which the young author of the Commentary on the Psalms built up on Augustine—whose spirit was far more profound than Luther’s—the smattering of Augustinian theology, altered to suit his controversial purposes, with which he supplemented his own scholastic, or rather Occamistic, theology, and the needless length of the work, make his Commentary into an unattractive congeries of moral, philosophical and theological thoughts, undigested, disconnected and sometimes unintelligible. Various causes contributed to this tangle, not the least being the nature of the subject itself. Most of the Psalms present all sorts of ideas and figures, and give the theological and practical commentator opportunity to introduce whatever he pleases from the stores of his knowledge. With some truth Luther himself said of his work in a letter to Spalatin, dated December 26, 1515, that it was not worth printing, that it contained too much superficial matter, and deserved rather to be effaced with a sponge than to be perpetuated by the press.[177] There is something unfinished about the work, because the author himself was still feeling his way towards that great alteration which he had at heart; as yet he has no wish to seek for a reform from without the Church, he not only values the authority of the Church and the belief she expounds, but also, on the whole, the learned tradition of previous ages with which his rather scanty knowledge of Scholasticism made him conversant. This, however, did not prevent him attacking the real or imaginary abuses of the Schoolmen, nor was his esteem for the Church and his Order great enough to hinder him from criticising, rightly or wrongly, the condition and institutions of the Church and of monasticism.

The statement made by him in 1537, that he discovered his new doctrine at the time he took his degree as Doctor, i.e. in 1512, cannot therefore be taken as chronologically accurate. His words, in a sermon preached on May 21, were: “Now we have again reached the light, but I reached it when I became a Doctor ... you should know that Christ is not sent as a judge.”[178]

3. Excerpts from the Oldest Sermons. His Adversaries

In the sermons which Luther, during his professorship, preached at Wittenberg in 1515-16, we notice the cutting, and at times ironical, censure with which he speaks to the people of the abuses and excesses which pervaded the exercise of the priestly office, particularly preaching. He is displeased with certain excesses in the veneration of the Saints, and reproves what he considers wrong in the popular celebration of the festivals of the Church and in other matters. These religious discourses contain many beautiful thoughts and give proof, as do the lectures also, of a rich imagination and great knowledge of the Bible. But even apart from the harsh denunciation of the conditions in the Church, the prevailing tone is one of too great hastiness and self-sufficiency, nor are the Faithful treated justly. It was not surprising that remarks were made, and that he was jeered at as a “greenhorn” by the listeners, who told him that he could not “convert old rogues” with that sort of thing.[179]

He complains bitterly, and with some show of reason, that at that time preaching had fallen to a very low ebb in Germany. The preachers too often treated of trivial and useless subjects, enlarged, with distinctions and sub-distinctions, on subjects belonging to the province of philosophy and theology, and lost themselves in artificial allegorical interpretations of the Bible. In their recommendation of popular devotions they sometimes went to extremes and sometimes lapsed into platitude. There was too little of the wealth of thought, power and inward unction of Brother Bertold of Regensburg and his school to be found in the pulpits of that day. Even in Luther’s own sermons during these years we meet with numerous defects of the time, barren speculations in the style of the nominalistic school through which he had passed, too much forcing and allegorising of the Bible text, and too much coarse and exaggerated declamation. To be pert and provoking was then more usual than now, and owing to his natural tendency he was very prone to assume that tone. The shyness which more recent biographers and admirers frequently ascribe to the young professor is not recognisable in his sermons. That he ever was shy can only be established by remarks dropped by Luther in later life, and, as is well known, such remarks cannot be taken as reliable sources of information concerning his early years. Were Luther’s later account correct, then we should be forced to ascribe to the young preacher and professor a burning desire to live in the solitude of his cell and to spend his days quite apart from the world and the debates and struggles going forward in the Church outside. Yet, in reality, there was nothing to which he was more inclined in his sermons than to allow his personal opinions to carry him to violent polemics against people and things displeasing to him; he was also in the habit of crediting opponents more friendly to the Church than he, or even the Church itself, with views which they certainly did not hold. Johann Mensing, one of his then pupils at the University of Wittenberg, speaks of this in words to which little attention has hitherto been paid: “I may say,” he writes, “and have often heard it myself, that when Luther had something especially good or new to say in a sermon he was wont to attribute to other theologians the opposite opinion, and in spite of their having written and taught just the same, and of his very likely taking it from them himself, to represent it as a precious thing he had just discovered and of which others were ignorant; all this in order to make a name for himself, like Herostratus, who set fire to the temple of Diana.”[180] We may also mention here a remark of Hieronymus Emser. After saying that Luther’s sermons were not those of a cleric, he adds: “I may say with truth that I have never in all my life heard such an audacious preacher.”[181] These, it is true, are testimonies from the camp of Luther’s opponents, but some passages from his early sermons will show the tone which frequently prevails in them.

Already in the Christmas sermons of 1515 Luther does not scruple to place himself, as it were, on the same footing with the prophets, wise men and those learned in the Scriptures, whose persecution Christ foretold, more particularly among the last of the three groups. Even then his view was unorthodox.

“There are some,” he says, “who by the study of Holy Scripture form themselves into teachers and who are taught neither by men nor directly by God alone.” These are the learned in the Scriptures. “They exercise themselves in the knowledge of the truth by meditation and research. Thus they become able to interpret the Bible and to write for the instruction of others.” But such men are persecuted, he continues, and, as the Lord prophesied of the prophets and wise men and scribes that they would not be received, but attacked, so is it also with me. They murmur against my teaching, as I am aware, and oppose it. They reproach me with being in error because “I preach always of Christ as the hen under whose wings all who wish to be righteous must gather.” Thus his ideas with regard to righteousness must have been looked upon as importunate or exaggerated, and, by some, in all probability, as erroneous. He immediately launches out into an apology: “What I have said is this: We are not saved by all our righteousness, but it is the wings of the hen which protect us against the birds of prey, i.e. against the devil ... but, as it was with the Jews, who persecuted righteousness, so it is to-day. My adversaries do not know what righteousness is, they call their own fancies grace. They become birds of prey and pounce upon the chicks who hope for salvation through the mercy of our hen.”[182]

Such rude treatment meted out to those who found fault with him (and one naturally thinks of clergy and religious, perhaps even of his very brethren, as the culprits), the denouncing them from the pulpit as “birds of prey,” and his claim to lay down the law, this, and similar passages in the sermons, throw a strong light on his disputatious temper.

In a well-ordered condition of things the Superiors of the Augustinians or the diocesan authorities would have intervened to put a stop to sermons so scandalously offensive; at Wittenberg, however, the evil was left unchecked and allowed to take deeper root. The students, the younger monks and some of the burghers, became loud and enthusiastic followers of the bold preacher. Staupitz was altogether on his side, and, owing to him, also the Elector of Saxony. The Prince was, however, so little of an authority on matters theological that Luther once writes of him that he was “in things concerning God and the salvation of the soul almost seven times blind.”[183]

Luther’s notes on his Sunday sermons during the summer of 1516—a time when he had already expressed his errors quite plainly in his lectures on the Epistle to the Romans—afford us a glimpse of an acute controversy. At this time his sermons dealt with the first Commandment.

The Gospel for the 7th Sunday after Pentecost with the words: “Beware of false prophets” gives him an all too tempting opportunity for a brush with his adversaries, and, on July 6, he attacks them from the standpoint of his new ideas on righteousness. “Much fasting, and long prayers,” he cries, “study, preaching, watching, and poor clothing, these are the pious lambskins under which ravening wolves hide themselves.” In their case these are only “works done for show.” These Observantines, for all their great outward display of holiness, are “heretics and schismatics.” Thus does he storm, evidently applying his words to his brother monks of the Observantine party, who probably had been among the first to criticise him. The following remarks on rebellion and defamation make this application all the clearer.[184] “The true works by which we may recognise the prophets are done in the inner and hidden man. But these proud men are wanting above all in patience and the charity which is forgetful of self, but concerned for others.” “When they have to do works which are not to their liking they are slow, rebellious, obstinate, but they well know how to take away the name of others and to pass judgment on them.... There is no greater plague in the Church to-day than these men with the words: ‘Good works are necessary’ in their mouths; men who refuse to distinguish between what is good and evil because they are enemies of the Cross, i.e. of the good things of God.”[185]

Such a daring challenge on Luther’s part did not fail in its effect. Within as well as outside the Order united preparations were being made for a strong resistance, his foes working both openly and in secret.

Luther’s adversaries were again made the object of his public vituperation in two sermons preached on the same day a little later. This was on July 27, the 10th Sunday after Pentecost. In one sermon the passionate orator attempted to show the danger of the times; he describes how powerful the devil had become and how under the appearance of good works he was making certain persons “fine breakers” of the first Commandment. “And these venture,” he says, “to shoot arrows secretly against those who are right of heart.”[186] In the other sermon his opponents had to submit to being called—in allusion to the Sunday’s Gospel of the Pharisee and the Publican—real “Pharisees, who by reason of their assumed holiness and merits seek the praise of men,” whereas in reality, with their self-righteousness, they have merely erected an idol in their hearts.[187]

Even this was not enough however. The continuous complaints of those who thought differently from himself called Luther into the field again the very next Sunday (August 3).[188] They heard what they might have anticipated, as soon as the fiery preacher, whose appearance was doubtless greeted by his pupils and adherents with looks of joy, got to work on his thesis: To place our hope in anything but God, even in the merit of our good works, is to have false idols before God. Then the stream of words flowed apace against the “proud saints,” against the presumptuous assurance of salvation on the part of the servitors of works, against the fools who make the narrow way to heaven still narrower, against the A B C pupils, who know nothing outside their own works. “These are old stagers,” he cries, because, like certain horses who only go along one track, they know only the one path of their own works. As though he recollected his own short-lived zeal for the work of the Order, he adds: “At the commencement, when a man first enters on the path of the religious life he has to exercise himself in many good works, fasts, vigils, prayers, works of mercy, submission, obedience and other such-like.” But to remain permanently stuck fast in these, that is what makes a man a Pharisee. “The truly pious who are led by the Spirit,” he continues, in a vein of peculiar mysticism, “once initiated into these things, do not trouble much more about them. Rather they offer themselves to God, ready for any work to which He may call them, and are led through many sufferings and humiliations without knowing whither they are going.”[189]

Luther frequently spoke at that time in the language of a certain school of mysticism with which he was much enamoured. The following extract from the sermon under consideration, together with some thoughts on similar lines, from his synodal address at Leitzau, belong here.

“The man of God leaves himself entirely in God’s hands and does not attach himself to any works. His works are nameless at the commencement, though not at the end, because he does not act, but remains passive; he does not calculate with his own cleverness, or make projects, but allows himself to be led and does differently from what he had intended; thus he is calm and at rest in God. Whereas the self-righteous who abound in their own sense (‘_sensuales iustitiarii_’) are apt to despair of their own works—for they want to determine and name every word beforehand, and with them the name is the first thing and this they follow up with their works—the man of God on the contrary hurries forward in advance of every name.”

In the discourse which Luther wrote, probably in the autumn or winter months of 1515, for Georg Mascov, provost of Leitzau (see above, p. 65), and which was intended for a synodal meeting of the clergy, he says, in his most exaggerated fashion: “The whole world lies as it were under a deluge of false and filthy teaching.” The Word of God like a tiny flame is barely kept alive. Egoism, worldliness and vice are predominant. And the remedy? He will cry it aloud over the whole world: the only remedy is to preach “the word of truth” with much greater zeal. The greatest, “nay almost the only sin of the priests” is the neglect of the “word of truth” and it is much to be deplored, according to him, “that priests who fall into sins of the flesh make more account of them than of the neglect of the preaching of the word of truth.”[190]

The address deals further at great length with the holy regeneration of man in God. This is something which God works in us while we remain altogether passive: a man’s seeking, praying, knocking has nothing to do with it because mercy alone effects it. Man does nothing (“_ipso nihil agente, petente, merente_”); in this mystical regeneration by God, it is as with the natural generation of man: “he who is generated in both cases does not count, and can do nothing by his work or merits towards his begetting, but lies wholly in the will of the Father.”

As sons of God we must bear fruit—here the discourse becomes quite practical—and the purpose of this meeting is to demand it of the clergy. “We must not expose our Synod to the scorn of our enemies.” It is more important that chastity and every virtue should dwell in the priests than that statutes should be made with regard to readings, prayers, festivals, and ceremonies.

The vague, obscure mysticism which played a part in Luther’s spiritual development at that time, as well as his wrong, one-sided interpretation of the Epistle to the Romans, had, as already stated, led him into a heterodox by-way.

A cursory glance at the influence of Scholasticism and Mysticism on his mental progress, may perhaps be here in place.

4. Preliminary Remarks on Young Luther’s Relations to Scholasticism and Mysticism

In the years of Luther’s development the two great intellectual forces of the Middle Ages, Scholasticism and Mysticism, no longer exercised quite so powerful an influence as of yore, when they ruled over the world of intellect. Their influence on Luther’s views and his career was diverse. Scholasticism in its then state of decay, with its endless subtilties and disputatiousness, which, moreover, he knew only under the form of Occam’s nominalism, repelled him, to his own great loss. As a result he never acquired those elements of knowledge of true and lasting value to be found in the better schools, of which the traditions embodied the work of centuries of intellectual effort on the part of some of the world’s greatest minds. Mysticism, on the other hand, attracted him on account of his natural disposition, so full of feeling and imagination. He had been initiated into it at the monastery by the works of Bernard of Clairvaux, Bonaventure and Gerson, and, later, by the sermons of Tauler and the so-called German Theology. This study had been recommended him by Staupitz and also by his brother monks, especially by Johann Lang. It was, however, the more obscure and ambiguous writings and extracts from mystic works which appealed to him most, owing to his being able to read into them his own ideas.

As regards Scholasticism, his character predisposed him against it. Scholastic learning is founded on conceptual operations of reason; it aims at clear definitions, logical proofs and a systematic linking together of propositions. Luther’s mind, on the other hand, inclined more to a free treatment of the subject, one which allowed for feeling and imagination, and to such descriptions as offered a field for his eloquence. One of the chief reasons, however, for his lifelong dislike of Scholasticism was his very partial acquaintance with the same. He had, as we shall see, never studied its great representatives in the thirteenth century; he had made acquaintance only with its later exponents, viz. the Nominalists of Occam’s school, who gave the tone to his theological instructions and whose teachings were very prevalent in the schools in that day. He speaks repeatedly of William of Occam as his teacher. Of Luther’s relations to his doctrines we shall have to speak later: some of Occam’s views he opposed, others, which happened to be at variance with those of St. Thomas of Aquin, he approved. He would not have attributed to the latter and to other exponents of the better school of Scholasticism such foolish theses as he did—theses of which they never even dreamt—had he possessed any clear notion of their teaching. There can be no doubt that he also imbibed during his first years as a student at Erfurt, the spirit of antagonism against Scholasticism which Humanism with its craving for novelty displayed, an antagonism based ostensibly on disgust at the unclassic form of the former.

Already during the earliest period of his career at Wittenberg, as soon, indeed, as he began to preach and lecture, he commenced his attacks against Scholasticism.

He considers that Aristotle, on whom in the Middle Ages both theologians and philosophers had set such store, had been grossly misunderstood by most of the scholastics; all the good there is in Aristotle, he says, he has stolen from others; whatever in him is right, others must understand and make use of better than he himself.[191]

He often passes judgment on the theology of the Middle Ages from the point of view of the narrow, one-sided school of Occam, and then, with his lively imagination, he grossly exaggerates the opposition between it and St. Thomas of Aquin and the more classic schoolmen. The whole herd of theologians, he says, has been led astray by Aristotle; nor have they understood him in the least; according to him, Thomas of Aquin—the Doctor whom the Church has so greatly honoured and placed at the head of all theologians—did not expound a single chapter of Aristotle aright; “all the Thomists together” have not understood one chapter. Aristotle has only led them all to lay too much stress upon the importance and merit of human effort and human works to the disadvantage of God’s grace. Here lay Aristotle’s chief crime discovered by Luther, thanks to his own new theology.[192]

In his lectures on the Psalms Luther already tells his hearers that the bold loquacity of theology was due to Aristotle;[193] he makes highly exaggerated remarks regarding the disputes between the Scotists and Occam and between Occam and Scotus.[194] Peter Lombard, no less than Scotus and St. Thomas, comes in for some harsh criticism. But Luther ever reverts to Aristotle. He wishes, so he writes to his friend Lang in February, 1516, to tear off “the Greek mask which this comedian has assumed to pass himself off in the Church as a philosopher; his shame should be laid bare to all.”[195]

Such audacious language had probably never before been used against the greatest minds in the history of human thought by a theological professor, who himself had as yet given no proof whatever of his capacity.