Skip to content

Chapter III: Introduction: To the Philosophy of History1 (1837) (2)

Text size

From this comment on the second essential element in the historical embodiment of an aim, we infer--glancing at the institution of the State in passing--that a State is well constituted and internally powerful when the private interest of its citizens is one with the common interest of the State, when the one finds its gratification and realization in the other--a proposition in itself very important. But in a State many institutions must be adopted, and much political machinery invented, accompanied by appropriate political arrangements--necessitating long struggles of the understanding before what is really appropriate can be discovered--involving, moreover, contentions with private interest and passions and a tedious discipline of the latter in order to bring about the desired harmony. The epoch when a State attains this harmonious condition marks the period of its bloom, its virtue, its vigor, and its prosperity. But the history of mankind does not begin with a conscious aim of any kind, as is the case with the particular circles into which men form themselves of set purpose. The mere social instinct implies a conscious purpose of security for life and property; and when society has been constituted this purpose becomes more comprehensive. The history of the world begins with its general aim--the realization of the idea of Spirit--only in an implicit form (_an sich_), that is, as nature--a hidden, most profoundly hidden, unconscious instinct; and the whole process of history (as already observed) is directed to rendering this unconscious impulse a conscious one. Thus appearing in the form of merely natural existence, natural will--that which has been called the subjective side--physical craving, instinct, passion, private interest, as also opinion and subjective conception, spontaneously present themselves at the very commencement. This vast congeries of volitions, interests, and activities, constitute the instruments and means of the World-Spirit for attaining its object, bringing it to consciousness and realizing it. And this aim is none other than finding itself--coming to itself--and contemplating itself in concrete actuality. But that those manifestations of vitality on the part of individuals and peoples, in which they seek and satisfy their own purposes, are, at the same time, the means and instruments of a higher and broader purpose of which they know nothing-which they realize unconsciously might be made a matter of question-rather has been questioned, and, in every variety of form, negatived, decried, and contemned as mere dreaming and "philosophy." But on this point I announced my view at the very outset and asserted our hypothesis--which, however, will appear in the sequel in the form of a legitimate inference--and our belief that Reason governs the world and has consequently governed its history. In relation to this independently universal and substantial existence all else is subordinate, subservient to it, and the means for its development. The union of universal abstract existence generally with the individual--the subjective--that this alone is truth belongs to the department of speculation and is treated in this general form in logic. But in the process of the world's history itself--as still incomplete--the abstract final aim of history is not yet made the distinct object of desire and interest. While these limited sentiments are still unconscious of the purpose they are fulfilling, the universal principle is implicit in them and is realizing itself through them. The question also assumes the form of the union of freedom and necessity, the latent abstract process of Spirit being regarded as necessity, while that which exhibits itself in the conscious will of men, as their interest, belongs to the domain of freedom. As the metaphysical connection (i. e., the connection in the Idea) of these forms of thought, belongs to logic, it would be out of place to analyze it here. The chief and cardinal points only shall be mentioned.

Philosophy shows that the Idea advances to an infinite antithesis--that, namely, between the Idea in its free, universal form, in which it exists for itself, and the contrasted form of abstract introversion, reflection on itself, which is formal existence-for-self, personality, formal freedom, such as belongs to Spirit only. The universal Idea exists thus as the substantial totality of things on the one side, and as the abstract essence of free volition on the other. This reflection of the mind on itself is individual self-consciousness--the polar-opposite of the Idea in its general form and therefore existing in absolute limitation. This polar-opposite is consequently limitation, particularization for the universal absolute being; it is the side of the definite existence, the sphere of its formal reality, the sphere of the reverence paid to God. To comprehend the absolute connection of this antithesis is the profound task of metaphysics. This limitation originates all forms of particularity of whatever kind. The formal volition (of which we have spoken) wills itself and desires to make its own personality valid in all that it purposes and does; even the pious individual wishes to be saved and happy. This pole of the antithesis, existing for itself, is--in contrast with the Absolute Universal Being--a special separate existence, taking cognizance of speciality only and willing that alone. In short, it plays its part in the region of mere phenomena. This is the sphere of particular purposes, in effecting which individuals exert themselves on behalf of their individuality--give it full play and objective realization. This is also the sphere of happiness and its opposite. He is happy who finds his condition suited to his special character, will, and fancy, and so enjoys himself in that condition. The history of the world is not the theatre of happiness. Periods of happiness are blank pages in it, for they are periods of harmony--periods when the antithesis is in abeyance. Reflection of self--the freedom above described--is abstractly defined as the formal element of the activity of the absolute Idea. The realizing activity of which we have spoken is the middle term of the syllogism, one of whose extremes is the universal essence, the _Idea_, which reposes in the penetralia of Spirit; and the other, the complex of external things--objective matter. That activity is the medium by which the universal latent principle is translated into the domain of objectivity.

I will endeavor to make what has been said more vivid and clear by examples. The building of a house is, in the first instance, a subjective aim and design. On the other hand we have, as means, the several substances required for the work--iron, wood, stones. The elements are made use of in working up this material--fire to melt the iron, wind to blow the fire, water to set the wheels in motion in order to cut the wood, etc. The result is that the wind, which has helped to build the house, is shut out by the house; so also are the violence of rains and floods and the destructive powers of fire, so far as the house is made fire-proof. The stones and beams obey the law of gravity--press downward--and so high walls are carried up. Thus the elements are made use of in accordance with their nature, and yet are made to coöperate for a product by which their operation is limited. It is thus that the passions of men are gratified; they develop themselves and their aims in accordance with their natural tendencies and build up the edifice of human society, thus fortifying a position for Right and Order _against themselves_.

The connection of events above indicated involves also the fact that, in history, an additional result is commonly produced by human actions beyond what they aim at and obtain what they immediately recognize and desire. They gratify their own interest; but something further is thereby accomplished, latent in the actions in question, though not present to their consciousness and not included in their design. An analogous example is offered in the case of a man who, from a feeling of revenge--perhaps not an unjust one, but produced by injury on the other's part--burns that other man's house. A connection is immediately established between the deed itself, taken abstractly, and a train of circumstances not directly included in it. In itself it consisted in merely bringing a small flame into contact with a small portion of a beam. Events not involved in that simple act follow of themselves. The part of the beam which was set afire is connected with its remote portions, the beam itself is united with the woodwork of the house generally, and this with other houses, so that a wide conflagration ensues which destroys the goods and chattels of many other persons besides those belonging to the person against whom the act of revenge was first directed, perhaps even costs not a few men their lives. This lay neither in the deed intrinsically nor in the design of the man who committed it. But the action has a further general bearing. In the design of the doer it was only revenge executed against an individual in the destruction of his property, but it is, moreover, a crime, and that involves punishment also. This may not have been present to the mind of the perpetrator, still less in his intention; but his deed itself, the general principles it calls into play, its substantial content, entail it. By this example I wish only to impress on you the consideration that, in a simple act, something further may be implicated than lies in the intention and consciousness of the agent. The example before us involves, however, the additional consideration that the substance of the act, consequently, we may say, the act itself, recoils upon the perpetrator--reacts upon him with destructive tendency. This union of the two extremes--the embodiment of a general idea in the form of direct reality and the elevation of a speciality into connection with universal truth--is brought to pass, at first sight, under the conditions of an utter diversity of nature between the two and an indifference of the one extreme toward the other. The aims which the agents set before them are limited and special; but it must be remarked that the agents themselves are intelligent thinking beings. The purport of their desires is interwoven with general, essential considerations of justice, good, duty, etc.; for mere desire--volition in its rough and savage forms--falls not within the scene and sphere of universal history. Those general considerations, which form at the same time a norm for directing aims and actions, have a determinate purport; for such an abstraction as "good for its own sake," has no place in living reality. If men are to act they must not only intend the Good, but must have decided for themselves whether this or that particular thing is a good. What special course of action, however, is good or not, is determined, as regards the ordinary contingencies of private life, by the laws and customs of a State; and here no great difficulty is presented. Each individual has his position; he knows, on the whole, what a just, honorable course of conduct is. As to ordinary, private relations, the assertion that it is difficult to choose the right and good--the regarding it as the mark of an exalted morality to find difficulties and raise scruples on that score--may be set down to an evil or perverse will, which seeks to evade duties not in themselves of a perplexing nature, or, at any rate, to an idly reflective habit of mind--where a feeble will affords no sufficient exercise to the faculties--leaving them therefore to find occupation within themselves and to expand themselves on moral self-adulation.

It is quite otherwise with the comprehensive relations with which history has to do. In this sphere are presented those momentous collisions between existing, acknowledged duties, laws, and rights, and those contingencies which are adverse to this fixed system, which assail and even destroy its foundations and existence, and whose tenor may nevertheless seem good--on the large scale, advantageous--yes, even indispensable and necessary. These contingencies realize themselves in history; they involve a general principle of a different order from that on which depends the permanence of a people or a State. This principle is an essential phase in the development of the creating Idea, of Truth striving and urging toward (consciousness of) itself. Historical men--world-famous individuals--are those in whose aims such a general principle lies.

Cæsar, in danger of losing a position--not perhaps at that time of superiority, yet at least of equality with the others who were at the head of the State, and of succumbing to those who were just on the point of becoming his enemies--belongs essentially to this category. These enemies--who were at the same time pursuing their own personal aims--had on their side the form of the constitution, and the power conferred by an appearance of justice. Cæsar was contending for the maintenance of his position, honor, and safety; and, since the power of his opponents included the sovereignty over the provinces of the Roman Empire, his victory secured for him the conquest of that entire Empire; and he thus became--though leaving the form of the constitution--the autocrat of the State. What secured for him the execution of a design, which in the first instance was of negative import--the autocracy of Rome--was, however, at the same time an independently necessary feature in the history of Rome and of the world. It was not, then, his private gain merely, but an unconscious impulse that occasioned the accomplishment of that for which the time was ripe. Such are all great historical men, whose own particular aims involve those large issues which are the will of the World-Spirit. They may be called heroes, inasmuch as they have derived their purposes and their vocation, not from the calm, regular course of things, sanctioned by the existing order, but from a concealed fount--one which has not attained to phenomenal, present existence--from that inner Spirit, still hidden beneath the surface, which, impinging on the outer world as on a shell, bursts it in pieces, because it is another kernel than that which belonged to the shell in question. They are men, therefore, who appear to draw the impulse of their life from themselves, and whose deeds have produced a condition of things and a complex of historical relations which appear to be only their own interest and their own work.

Such individuals had no consciousness of the general Idea they were unfolding, while prosecuting their aims; on the contrary, they were practical, political men. But, at the same time, they were thinking men, who had an insight into the requirements of the time--_what was ripe for development_. This was the very truth for their age, for their world--the species next in order, so to speak, and which was already formed in the womb of time. It was theirs to know this nascent principle, the necessary, directly sequent step in progress, which their world was to take, to make this their aim, and to expend their energy in promoting it. World-historical men--the heroes of an epoch--must, therefore, be recognized as its clear-sighted ones; their deeds, their words are the best of that time. Great men have formed purposes to satisfy themselves, not others. Whatever prudent designs and counsels they might have learned from others would be the more limited and inconsistent features in their career; for it was they who best understood affairs, from whom others learned, and approved, or at least acquiesced in, their policy. For that Spirit which had taken this fresh step in history is the inmost soul of all individuals, but in a state of unconsciousness which the great men in question aroused. Their fellows, therefore, follow these soul-leaders; for they feel the irresistible power of their own inner Spirit thus embodied. If we go on to cast a look at the fate of these world-historical persons, whose vocation it was to be the agents of the World-Spirit, we shall find it to have been no happy one. They attained no calm enjoyment; their whole life was labor and trouble; their whole nature was naught else but their master-passion. When their object is attained they fall off like empty husks from the kernel. They die early, like Alexander; they are murdered, like Cæsar; transported to St. Helena, like Napoleon. This fearful consolation--that historical men have not enjoyed what is called happiness, and of which only private life (and this may be passed under various external circumstances) is capable--this consolation those may draw from history who stand in need of it; and it is craved by envy, vexed at what is great and transcendent, striving, therefore, to depreciate it and to find some flaw in it. Thus in modern times it has been demonstrated _ad nauseam_ that princes are generally unhappy on their thrones; in consideration of which the possession of a throne is tolerated, and men acquiesce in the fact that not themselves but the personages in question are its occupants. The free man, we may observe, is not envious, but gladly recognizes what is great and exalted, and rejoices that it exists.

It is in the light of those common elements which constitute the interest and therefore the passions of individuals that these historical men are to be regarded. They are great men, because they willed and accomplished something great--not a mere fancy, a mere intention, but whatever met the case and fell in with the needs of the age. This mode of considering them also excludes the so-called "psychological" view, which, serving the purpose of envy most effectually, contrives so to refer all actions to the heart, to bring them under such a subjective aspect, that their authors appear to have done everything under the impulse of some passion, mean or grand, some morbid craving, and, on account of these passions and cravings, to have been immoral men. Alexander of Macedon partly subdued Greece, and then Asia; therefore he was possessed by a morbid craving for conquest. He is alleged to have acted from a craving for fame, for conquest; and the proof that these were the impelling motives is that he did what resulted in fame. What pedagogue has not demonstrated of Alexander the Great, of Julius Cæsar, that they were instigated by such passions, and were consequently immoral men? From this the conclusion immediately follows that he, the pedagogue, is a better man than they, because he has not such passions--a proof of which lies in the fact that he does not conquer Asia, or vanquish Darius and Porus, but, while he enjoys life himself, lets others enjoy it too. These psychologists are particularly fond of contemplating those peculiarities of great historical figures which appertain to them as private persons. Man must eat and drink; he sustains relations to friends and acquaintances; he has passing impulses and ebullitions of temper. "No man is a hero to his valet-de-chambre," is a well-known proverb; I have added--and Goethe repeated it ten years later--"but not because the former is no hero, but because the latter is a valet." He takes off the hero's boots, assists him to bed, knows that he prefers champagne, etc. Historical personages waited upon in historical literature by such psychological valets come poorly off; they are brought down by these their attendants to a level with, or, rather, a few degrees below the level of, the morality of such exquisite discerners of spirits. The Thersites of Homer who abuses the kings is a standing figure for all times. Blows--that is, beating with a solid cudgel--he does not get in every age, as in the Homeric one; but his envy, his egotism, is the thorn which he has to carry in his flesh; and the undying worm that gnaws him is the tormenting consideration that his excellent views and vituperations remain absolutely without result in the world. But our satisfaction at the fate of Thersitism also, may have its sinister side.

A world-famous individual is not so unwise as to indulge a variety of wishes to divide his regards. He is devoted to the one aim, regardless of all else. It is even possible that such men may treat other great, even sacred interests, inconsiderately--conduct which is deserving of moral reprehension. But so mighty a form must trample down many innocent flowers and crush to pieces many an object in its path.

The special interest of passion is thus inseparable from the active development of a general principle; for it is from the special and determinate, and from its negation, that the universal results. Particularity contends with its like, and some loss is involved in the issue. It is not the general idea that is implicated in opposition and combat, and that is exposed to danger. It remains in the background, untouched and uninjured. This may be called the cunning of reason--that it sets the passions to work for itself, while that which develops its existence through such impulsion pays the penalty and suffers loss. For it is _phenomenal_ being that is so treated, and, of this, a portion is of no value, another is positive and real. The particular is, for the most part, of too trifling value as compared with the general; individuals are sacrificed and abandoned. The Idea pays the penalty of determinate existence and of corruptibility, not from itself, but from the passions of individuals.

But though we might tolerate the idea that individuals, their desires, and the gratification of them, are thus sacrificed, and their happiness given up to the empire of chance, to which it belongs, and that, as a general rule, individuals come under the category of means to an ulterior end, there is one aspect of human individuality which we should hesitate to regard in that subordinate light, even in relation to the highest, since it is absolutely no subordinate element, but exists in those individuals as inherently eternal and divine--I mean morality, ethics, religion. Even when speaking of the realization of the great ideal aim by means of individuals, the subjective element in them--their interest and that of their cravings and impulses, their views and judgments, though exhibited as the merely formal side of their existence--was spoken of as having an infinite right to be consulted. The first idea that presents itself in speaking of means is that of something external to the object, yet having no share in the object itself. But merely natural things--even the commonest lifeless objects--used as means, must be of such a kind as adapts them to their purpose; they must possess something in common with it. Human beings, least of all, sustain the bare external relation of mere means to the great ideal aim. Not only do they, in the very act of realizing it, make it the occasion of satisfying personal desires whose purport is diverse from that aim, but they share in that ideal aim itself, and are, for that very reason, objects of their own existence--not formally merely, as the world of living beings generally is, whose individual life is essentially subordinate to that of man and its properly used up as an instrument. Men, on the contrary, are objects of existence to themselves, as regards the intrinsic import of the aim in question. To this order belongs that in them which we would exclude from the category of mere means--morality, ethics, religion. That is to say, man is an object of existence in himself only in virtue of the Divine that is in him--the quality that was designated at the outset as Reason, which, in view of its activity and power of self-determination, was called freedom. And we affirm--without entering at present on the proof of the assertion--that religion, morality, etc., have their foundation and source in that principle, and so are essentially elevated above all alien necessity and chance. And here we must remark that individuals, to the extent of their freedom, are responsible for the depravation and enfeeblement of morals and religion. This is the seal of the absolute and sublime destiny of man--that he knows what is good and what is evil; that his destiny is his very ability to will either good or evil--in one word, that he is the subject of moral imputation, imputation not only of evil, but of good, and not only concerning this or that particular matter, and all that happens _ab extra_, but also the good and evil attaching to his individual freedom. The brute alone is simply innocent. It would, however, demand an extensive explanation--as extensive as the analysis of moral freedom itself--to preclude or obviate all the misunderstandings which the statement that what is called innocence imports the entire unconsciousness of evil--is wont to occasion.

In contemplating the fate which virtue, morality, even piety experience in history, we must not fall into the Litany of Lamentations, that the good and pious often, or for the most part, fare ill in the world, while the evil-disposed and wicked prosper. The term prosperity is used in a variety of meanings--riches, outward honor, and the like. But in speaking of something which in and for itself constitutes an aim of existence, that so-called well or ill faring of these or those isolated individuals cannot be regarded as an essential element in the rational order of the universe. With more justice than happiness--or a fortunate environment for individuals--it is demanded of the grand aim of the world's existence that it should foster, nay, involve the execution and ratification of good, moral, righteous purposes. What makes men morally discontented (a discontent, by the way, on which they somewhat pride themselves), is that they do not find the present adapted to the realization of aims which they hold to be right and just--more especially, in modern times, ideals of political constitutions; they contrast unfavorably things as they are, with their idea of things as they ought to be. In this case it is not private interest nor passion that desires gratification, but reason, justice, liberty; and, equipped with this title, the demand in question assumes a lofty bearing and readily adopts a position, not merely of discontent, but of open revolt against the actual condition of the world. To estimate such a feeling and such views aright, the demands insisted upon and the very dogmatic opinions asserted must be examined. At no time so much as in our own, have such general principles and notions been advanced, or with greater assurance. If, in days gone by, history seems to present itself as a struggle of passions, in our time--though displays of passion are not wanting--it exhibits, partly a predominance of the struggle of notions assuming the authority of principles, partly that of passions and interests essentially subjective but under the mask of such higher sanctions. The pretensions thus contended for as legitimate in the name of that which has been stated as the ultimate aim of Reason, pass accordingly for absolute aims--to the same extent as religion, morals, ethics. Nothing, as before remarked, is now more common than the complaint that the ideals which imagination sets up are not realized, that these glorious dreams are destroyed by cold actuality. These ideals which, in the voyage of life, founder on the rocks of hard reality may be in the first instance only subjective and belong to the idiosyncrasy of the individual, imagining himself the highest and wisest. Such do not properly belong to this category. For the fancies which the individual in his isolation indulges cannot be the model for universal reality, just as universal law is not designed for the units of the mass. These as such may, in fact, find their interests thrust decidedly into the background. But by the term "Ideal" we also understand the ideal of Reason--of the good, of the true. Poets--as, for instance, Schiller--have painted such ideals touchingly and with strong emotion, and with the deeply melancholy conviction that they could not be realized. In affirming, on the contrary, that the Universal Reason does realize itself, we have indeed nothing to do with the individual, empirically regarded; that admits of degrees of better and worse, since here chance and speciality have received authority from the Idea to exercise their monstrous power; much, therefore, in particular aspects of the grand phenomenon, might be criticized. This subjective fault-finding--which, however, only keeps in view the individual and its deficiency, without taking notice of Reason pervading the whole--is easy; and inasmuch as it asserts an excellent intention with regard to the good of the whole, and seems to result from a kindly heart, it feels authorized to give itself airs and assume great consequence. It is easier to discover a deficiency in individuals, in States, and in Providence, than to see their real import and value. For in this merely negative fault-finding a proud position is taken--one which overlooks the object without having entered into it, without having comprehended its positive aspect. Age generally makes men more tolerant; youth is always discontented. The tolerance of age is the result of the ripeness of a judgment which, not merely as the result of indifference, is satisfied even with what is inferior, but, more deeply taught by the grave experience of life, has been led to perceive the substantial, solid worth of the object in question. The insight, then, to which--in contradistinction to those ideals--philosophy is to lead us, is, that the real world is as it ought to be--that the truly good, the universal divine Reason, is not a mere abstraction, but a vital principle capable of realizing itself. This Good, this Reason, in its most concrete form, is God. God governs the world; the actual working of His government, the carrying out of His plan, is the history of the world. This plan philosophy strives to comprehend; for only that which has been developed as the result of it possesses _bona fide_ reality. That which does not accord with it is negative, worthless existence. Before the pure light of this divine Idea--which is no mere Ideal--the phantom of a world whose events are an incoherent concourse of fortuitous circumstances, utterly vanishes. Philosophy wishes to discover the substantial purport, the real side of the divine idea, and to justify the so much despised reality of things; for Reason is the comprehension of the divine work. But as to what concerns the perversion, corruption, and ruin of religious, ethical, and moral purposes and states of society generally, it must be affirmed that, in their essence, these are infinite and eternal, but that the forms they assume may be of a limited order, and consequently may belong to the domain of mere nature and be subject to the sway of chance; they are therefore perishable and exposed to decay and corruption. Religion and morality--in the same way as inherently universal essences--have the peculiarity of being present in the individual soul, in the full extent of their Idea, and therefore truly and really; although they may not manifest themselves in it _in extenso_ and are not applied to fully developed relations. The religion, the morality of a limited sphere of life, for instance that of a shepherd or a peasant, in its intensive concentration and limitation to a few perfectly simple relations of life has infinite worth--the same worth as the religion and morality of extensive knowledge and of an existence rich in the compass of its relations and actions. This inner focus, this simple region of the claims of subjective freedom, the home of volition, resolution, and action, the abstract sphere of conscience--that which comprises the responsibility and moral value of the individual--remains untouched and is quite shut out from the noisy din of the world's history--including not merely external and temporal changes but also those entailed by the absolute necessity inseparable from the realization of the idea of freedom itself. But, as a general truth, this must be regarded as settled, that whatever in the world possesses claims as noble and glorious has nevertheless a higher existence above it. The claim of the World-Spirit rises above all special claims.

These observations may suffice in reference to the means which the World-Spirit uses for realizing its Idea. Stated simply and abstractly, this mediation involves the activity of personal existences in whom Reason is present as their absolute, substantial being, but a basis, in the first instance, still obscure and unknown to them. But the subject becomes more complicated and difficult when we regard individuals not merely in their aspect of activity, but more concretely, in conjunction with a particular manifestation of that activity in their religion and morality--forms of existence which are intimately connected with Reason and share in its absolute claims. Here the relation of mere means to an end disappears, and the chief bearings of this seeming difficulty in reference to the absolute aim of Spirit have been briefly considered.

(3) The third point to be analyzed is, therefore: What is the object to be realized by these means--that is, What is the form it assumes in the realm of reality? We have spoken of means; but, in carrying out of a subjective, limited aim, we have also to take into consideration the element of a material either already present or which has to be procured. Thus the question would arise: What is the material in which the Ideal of Reason is wrought out? The primary answer would be: Personality itself, human desires, subjectivity generally. In human knowledge and volition as its material element Reason attains positive existence. We have considered subjective volition where it has an object which is the truth and essence of reality--viz., where it constitutes a great world-historical passion. As a subjective will, occupied with limited passions, it is dependent, and can gratify its desires only within the limits of this dependence. But the subjective will has also a substantial life, a reality, in which it moves in the region of essential being and has the essential itself as the object of its existence. This essential being is the union of the subjective with the rational will; it is the moral whole, the _State_, which is that form of reality in which the individual has and enjoys his freedom, but on the condition of his recognizing, believing in, and willing that which is common to the whole. And this must not be understood as if the subjective will of the social unit attained its gratification and enjoyment through that common will, as if this were a means provided for its benefit, as if the individual, in his relations to other individuals, thus limited his freedom, in order that this universal limitation, the mutual constraint of all, might secure a small space of liberty for each. Rather, we affirm, are law, morality, government, and these alone, the positive reality and completion of freedom. Freedom of a low and limited order is mere caprice, which finds its exercise in the sphere of particular and limited desires.

Subjective volition, passion, is that which sets men in activity, that which effects "practical" realization. The Idea is the inner spring of action; the State is the actually existing, realized moral life. For it is the unity of the universal, essential will, with that of the individual; and this is "morality." The individual living in this unity has a moral life and possesses a value that consists in this substantiality alone. Sophocles in his _Antigone_ says, "The divine commands are not of yesterday, nor of today; no, they have an infinite existence, and no one could say whence they came." The laws of morality are not accidental, but are the essentially rational. It is the very object of the State that what is essential in the practical activity of men and in their dispositions should be duly recognized; that it should have a manifest existence and maintain its position. It is the absolute interest of Reason that this moral whole should exist; and herein lies the justification and merit of heroes who have founded States, however rude these may have been. In the history of the world, only those peoples can come under our notice which form a State; for it must be understood that the State is the realization of freedom, i. e., of the absolute final aim, and that it exists for its own sake. It must further be understood that all the worth which the human being possesses--all spiritual reality--he possesses only through the State. For his spiritual reality consists in this, that his own essence, Reason, is objectively present to him, that it possesses objective immediate existence for him. Thus only is he fully conscious; thus only is he a partaker of morality, of a just and moral social and political life. For truth is the unity of the universal and subjective will; and the universal is to be found in the State, in its laws, and in its universal and rational arrangements. The State is the Divine Idea as it exists on earth. We have in it, therefore, the object of history in a more definite shape than before--that in which freedom obtains objectivity and lives in the enjoyment of this objectivity. For law is the objectivity of Spirit, volition in its true form. Only that will which obeys law is free; for it obeys itself--it is independent and, therefore, free. When the State or our country constitutes a community of existence, when the subjective will of man submits to laws, the contradiction between liberty and necessity vanishes. The rational has necessary existence, as being the reality and substance of things, and we are free in recognizing it as law and following it as the substance of our own being. The objective and the subjective will are then reconciled and present one identical homogeneous whole. For the morality (_Sittlichkeit_) of the State is not of that ethical (_moralische_) reflective kind, in which one's own conviction bears sway; the latter is rather the peculiarity of the modern time, while the true antique morality is based on the principle of abiding by one's duty (to the State at large). An Athenian citizen did what was required of him, as it were from instinct; but if I reflect on the object of my activity I must have the consciousness that my will has been called into exercise. But morality is duty--substantial right, a "second nature," as it has been justly called; for the first nature of man is his primary, merely animal, existence.

The development _in extenso_ of the idea of the State belongs to the philosophy of jurisprudence; but it must be observed that in the theories of our time various errors are current respecting it, which pass for established truths and have become fixed prejudices. We will mention only a few of them, giving prominence to such as have a reference to the object of our history.

The error which first meets us is the direct opposite of our principle that the State presents the realization of freedom--the opinion--that man is free by nature, but that in society, in the State, to which nevertheless he is irresistibly impelled, he must limit this natural freedom. That man is free by nature is quite correct in one sense, namely, that he is so according to the idea of humanity; but we imply thereby that he is such only in virtue of his destiny--that he has an undeveloped power to become such; for the "nature" of an object is exactly synonymous with its "idea." But the view in question imports more than this. When man is spoken of as "free by nature," the mode of his existence as well as his destiny is implied; his merely natural and primary condition is intended. In this sense a "state of nature" is assumed in which mankind at large is in the possession of its natural rights with the unconstrained exercise and enjoyment of its freedom. This assumption is not raised to the dignity of the historical fact; it would indeed be difficult, were the attempt seriously made, to point out any such condition as actually existing or as having ever occurred. Examples of a savage state of life can be pointed out, but they are marked by brutal passions and deeds of violence; while, however rude and simple their, conditions, they involve social arrangements which, to use the common phrase, "restrain freedom." That assumption is one of those nebulous images which theory produces, an idea which it cannot avoid originating, but which it fathers upon real existence without sufficient historical justification.

What we find such a state of nature to be, in actual experience, answers exactly to the idea of a merely natural condition. Freedom as the ideal of that which is original and natural does not exist as original and natural; rather must it first be sought out and won, and that by an incalculable medial discipline of the intellectual and moral powers. The state of nature is, therefore, predominantly that of injustice and violence, of untamed natural impulses, of inhuman deeds and feelings. Limitation is certainly produced by society and the State, but it is a limitation of the mere brute emotions and rude instincts, as also, in a more advanced stage of culture, of the premeditated self-will of caprice and passion. This kind of constraint is part of the instrumentality by which only the consciousness of freedom and the desire for its attainment, in its true--that is, its rational and ideal form--can be obtained. To the ideal of freedom, law and morality are indispensably requisite; and they are, in and for themselves, universal existences, objects, and aims, which are discovered only by the activity of thought, separating itself from the merely sensuous and developing itself in opposition thereto, and which must, on the other hand, be introduced into and incorporated with the originally sensuous will, and that contrarily to its natural inclination. The perpetually recurring misapprehension of freedom consists in regarding that term only in its formal, subjective sense, abstracted from its essential objects and aims; thus a constraint put upon impulse, desire, passion--pertaining to the particular individual as such--a limitation of caprice and self-will is regarded as a fettering of freedom. We should, on the contrary, look upon such limitation as the indispensable proviso of emancipation. Society and the State are the very conditions in which freedom is realized.

We must notice a second view, contravening the principle of the development of moral relations into a legal form. The patriarchal condition is regarded, either in reference to the entire race of man or to some branches of it, as exclusively that condition of things in which the legal element is combined with a due recognition of the moral and emotional parts of our nature, and in which justice, as united with these, truly influences the intercourse of the social units. The basis of the patriarchal condition is the family relation, which develops the primary form of conscious morality, succeeded by that of the State as its second phase. The patriarchal condition is one of transition, in which the family has already advanced to the position of a race of people, where the union, therefore, has already ceased to be simply a bond of love and confidence and has become one of plighted service.

We must first examine the ethical principle of the Family, which may be reckoned as virtually a single person, since its members have either mutually surrendered their individual personality and consequently their legal position toward one another, with the rest of their particular interests and desires, as in the case of the parents, or, in the care of children who are primarily in that merely natural condition already mentioned, have not yet attained such an independent personality. They live, therefore, in a unity of feeling, love, confidence, and faith in one another, and, in a relation of mutual love, the one individual has the consciousness of himself in the consciousness of another; he lives out of self; and in this mutual self-renunciation each regains the life that had been virtually transferred to the other--gains, in fact, the other's existence and his own, as involved with that other. The ultimate interests connected with the necessities and external concerns of life, as well as the development that has to take place within their circle, i. e., of the children, constitute a common object for the members of the family. The spirit of the family--the _Penates_--form one substantial being, as much as the spirit of a people in the State; and morality in both cases consists in a feeling, a consciousness, and a will, not limited to individual personality and interest, but embracing the common interests of the members generally. But this unity is, in the case of the family, essentially one of feeling, not advancing beyond the limits of the merely natural. The piety of the family relation should be respected in the highest degree by the State; by its means the State obtains as its members individuals who are already moral (for as mere persons they are not) and who, in uniting to form a State, bring with them that sound basis of a political edifice--the capacity of feeling one with a whole. But the expansion of the family to a patriarchal unity carries us beyond the ties of blood-relationship--the simply natural elements of that basis; and outside of these limits the members of the community must enter upon the position of independent personality. A review of the patriarchal condition, _in extenso_, would lead us to give special attention to the theocratical constitution. The head of the patriarchal clan is also its priest. If the family in its general relations is not yet separated from civic society and the State, the separation of religion from it has also not yet taken place; and so much the less since the piety of the hearth is itself a profoundly subjective state of feeling.

We have considered two aspects of freedom--the objective and the subjective; if, therefore, freedom is asserted to consist in the individuals of a State, all agreeing in its arrangements, it is evident that only the subjective aspect is regarded. The natural inference from this principle is, that no law can be valid without the approval of all. It is attempted to obviate this difficulty by the decision that the minority must yield to the majority; the majority therefore bears sway; but long ago J.J. Rousseau remarked that, in that case, there would no longer be freedom, for the will of the minority would cease to be respected. At the Polish Diet each individual member had to give his consent before any political step could be taken; and this kind of freedom it was that ruined the State. Besides, it is a dangerous and false prejudice that the people alone have reason and insight, and know what justice is; for each popular faction may represent itself as the people, and the question as to what constitutes the State is one of advanced science and not of popular decision.

If the principle of regard for the individual will is recognized as the only basis of political liberty, viz., that nothing should be done by or for the State to which all the members of the body politic have not given their sanction, we have, properly speaking, no constitution. The only arrangement found necessary would be, first, a centre having no will of its own, but which should take into consideration what appeared to be the necessities of the State, and, secondly, a contrivance for calling the members of the State together, for taking the votes, and for performing the arithmetical operations of reckoning and comparing the number of votes for the different propositions, and thereby deciding upon them. The State is an abstraction, having even its generic existence in its citizens; but it is an actuality, and its simply generic existence must embody itself in individual will and activity. The want of government and political administration in general is felt; this necessitates the selection and separation from the rest of those who have to take the helm in political affairs, to decide concerning them, and to give orders to other citizens, with a view to the execution of their plans. If, for instance, even the people in a democracy resolve on a war, a general must head the army. It is only by a constitution that the abstraction--the State--attains life and reality; but this involves the distinction between those who command and those who obey. Yet obedience seems inconsistent with liberty, and those who command appear to do the very opposite of that which the fundamental idea of the State, viz., that of freedom, requires. It is, however, urged that though the distinction between commanding and obeying is absolutely necessary, because affairs could not go on without it, and indeed, this seems only a compulsory limitation, external to and even contravening freedom in the abstract--the constitution should be at least so framed that the citizens may obey as little as possible and the smallest modicum of free volition be left to the commands of the superiors; that the substance of that for which subordination is necessary, even in its most important bearings, should be decided and resolved on by the people, by the will of many or of all the citizens; though it is supposed to be thereby provided that the State should be possessed of vigor and strength as a reality--an individual unity. The primary consideration is, then, the distinction between the governing and the governed, and political constitutions in the abstract have been rightly divided into monarchy, aristocracy, and democracy; this gives occasion, however, for the remark that monarchy itself must be further divided into despotism and monarchy proper; that in all the divisions to which the leading idea gives rise, only the generic character is to be made prominent, it being not intended thereby that the particular category under review should be exhausted as a form, order, or kind in its concrete development. But it must especially be observed that the above mentioned divisions admit of a multitude of particular modifications--not only such as lie within the limits of those classes themselves but also such as are mixtures of several of these essentially distinct classes and which are consequently misshapen, unstable, and inconsistent forms. In such a collision, the concerning question is: What is the best constitution--that is, by what arrangement, organization, or mechanism of the power of the State can its object be most surely attained? This object may indeed be variously understood; for instance, as the calm enjoyment of life on part of the citizens, or as universal happiness. Such aims have suggested the so-called ideals of constitutions, and, as a particular branch of the subject, Ideals of the education of princes (Fénelon), or of the governing body, the aristocracy at large (Plato); for the chief point they treat of is the condition of those subjects who stand at the head of affairs, and in these ideals the concrete details of political organization are not at all considered. The inquiry into the best constitution is frequently treated as if not only the theory were an affair of subjective independent conviction, but as if the introduction of a constitution recognized as the best, or as superior to others, could be the result of a resolve adopted in this theoretical manner, as if the form of a constitution were a matter of free choice, determined by nothing else but reflection. Of this artless fashion was that deliberation--not indeed of the Persian people, but of the Persian grandees, who had conspired to overthrow the pseudo-Smerdis and the Magi, after their undertaking had succeeded and when there was no scion of the royal family living--as to what constitution they should introduce into Persia; and Herodotus gives an equally naïve account of this deliberation.

Comments

Log in to leave a comment.

The German Classics of the Nineteenth and Twentieth Centuries, Volume 07Chapter III: Introduction: To the Philosophy of History1 (1837) (2)

0%36 min left in chapter