Chapter II: Taboo and the Ambivalence of Emotions (1)

1

Taboo is a Polynesian word, the translation of which provides difficulties for us because we no longer possess the idea which it connotes. It was still current with the ancient Romans: their word ‘sacer’ was the same as the taboo of the Polynesians. The [Greek: ἁγος hagos] of the Greeks and the Kodaush of the Hebrews must also have signified the same thing which the Polynesians express through their word taboo and what many races in America, Africa (Madagascar), North and Central Asia express through analogous designations.

For us the meaning of taboo branches off into two opposite directions. On the one hand it means to us sacred, consecrated: but on the other hand it means, uncanny, dangerous, forbidden, and unclean. The opposite for taboo is designated in Polynesian by the word _noa_ and signifies something ordinary and generally accessible. Thus something like the concept of reserve inheres in taboo; taboo expresses itself essentially in prohibitions and restrictions. Our combination of ‘holy dread’ would often express the meaning of taboo.

The taboo restrictions are different from religious or moral prohibitions. They are not traced to a commandment of a god but really they themselves impose their own prohibitions; they are differentiated from moral prohibitions by failing to be included in a system which declares abstinences in general to be necessary and gives reasons for this necessity. The taboo prohibitions lack all justification and are of unknown origin. Though incomprehensible to us they are taken as a matter of course by those who are under their dominance.

Wundt[32] calls taboo the oldest unwritten code of law of humanity. It is generally assumed that taboo is older than the gods and goes back to the pre-religious age.

As we are in need of an impartial presentation of the subject of taboo before subjecting it to psychoanalytic consideration I shall now cite an excerpt from the article _Taboo_ in the _Encyclopedia Britannica_ written by the anthropologist Northcote W. Thomas[33]:

“Properly speaking taboo includes only (a) the sacred (or unclean) character of persons or things, (b) the kind of prohibition which results from this character, and (c) the sanctity (or uncleanliness) which results from a violation of the prohibition. The converse of taboo in Polynesia is ‘noa’ and allied forms which mean ‘general’ or ‘common’ ...

“Various classes of taboo in the wider sense may be distinguished: 1. natural or direct, the result of ‘mana’ mysterious (power) inherent in a person or thing; 2. communicated or indirect, equally the result of ‘mana’ but (_a_) acquired or (_b_) imposed by a priest, chief or other person; 3. intermediate, where both factors are present, as in the appropriation of a wife to her husband. The term taboo is also applied to ritual prohibitions of a different nature; but its use in these senses is better avoided. It might be argued that the term should be extended to embrace cases in which the sanction of the prohibition is the creation of a god or spirit, i.e., to religious interdictions as distinguished from magical, but there is neither automatic action nor contagion in such a case, and a better term for it is religious interdiction.

“The objects of the taboo are many: 1. direct taboos aim at (_a_) protection of important persons--chiefs, priests, etc.--and things against harm; (_b_) safeguarding of the weak--women children and common people generally--from the powerful mana (magical influence) of chiefs and priests; (_c_) providing against the dangers incurred by handling or coming in contact with corpses, by eating certain food, etc.; (_d_) guarding the chief acts of life--births, initiation, marriage and sexual functions--against interference; (_e_) securing human beings against the wrath or power of gods and spirits[34]; (_f_) securing unborn infants and young children who stand in a specially sympathetic relation with their parents, from the consequence of certain actions, and more especially from the communication of qualities supposed to be derived from certain foods. 2. Taboos are imposed in order to secure against thieves the property of an individual, his fields, tools, etc.”

Other parts of the article may be summarized as follows. Originally the punishment for the violation of a taboo was probably left to an inner, automatic arrangement. The violated taboo avenged itself. Wherever the taboo was related to ideas of gods and demons an automatic punishment was expected from the power of the godhead. In other cases, probably as a result of a further development of the idea, society took over the punishment of the offender, whose action has endangered his companions. Thus man’s first systems of punishment are also connected with taboo.

“The violation of a taboo makes the offender himself taboo.” The author goes on to say that certain dangers resulting from the violation of a taboo may be exercised through acts of penance and ceremonies of purification.

A peculiar power inherent in persons and ghosts, which can be transmitted from them to inanimate objects is regarded as the source of the taboo. This part of the article reads as follows: “Persons or things which are regarded as taboo may be compared to objects charged with electricity; they are the seat of tremendous power which is transmissible by contact, and may be liberated with destructive effect if the organisms which provoke its discharge are too weak to resist it; the result of a violation of a taboo depends partly on the strength of the magical influence inherent in the taboo object or person, partly on the strength of the opposing mana of the violator of the taboo. Thus, kings and chiefs are possessed of great power, and it is death for their subjects to address them directly; but a minister or other person of greater _mana_ than common, can approach them unharmed, and can in turn be approached by their inferiors without risk.... So, too, indirect taboos depend for their strength on the mana of him who opposes them; if it is a chief or a priest, they are more powerful than those imposed by a common person.”

The fact that a taboo is transmissible has surely given rise to the effort of removing it through expiatory ceremonies.

The author states that there are permanent and temporary taboos. The former comprise priests and chiefs as well as the dead and everything that has belonged to them. Temporary taboos attach themselves to certain conditions such as menstruation and child-bed, the status of the warrior before and after the expedition, the activities of fishing and of the chase, and similar activities. A general taboo may also be imposed upon a large district like an ecclesiastical interdict, and may then last for years.

If I judge my readers’ impressions correctly, I dare say that after hearing all that was said about taboo they are far from knowing what to understand by it and where to store it in their minds. This is surely due to the insufficient information I have given and to the omission of all discussions concerning the relation of taboo to superstition, to belief in the soul, and to religion. On the other hand I fear that a more detailed description of what is known about taboo would be still more confusing; I can therefore assure the reader that the state of affairs is really far from clear. We may say, however, that we deal with a series of restrictions which these primitive races impose upon themselves; this and that is forbidden without any apparent reason; nor does it occur to them to question this matter, for they subject themselves to these restrictions as a matter of course and are convinced that any transgression will be punished automatically in the most severe manner. There are reliable reports that innocent transgressions of such prohibitions have actually been punished automatically. For instance, the innocent offender who had eaten from a forbidden animal became deeply depressed, expected his death and then actually died. The prohibitions mostly concern matters which are capable of enjoyment such as freedom of movement and unrestrained intercourse; in some cases they appear very ingenious, evidently representing abstinences and renunciations; in other cases their content is quite incomprehensible, they seem to concern themselves with trifles and give the impression of ceremonials. Something like a theory seems to underlie all these prohibitions, it seems as if these prohibitions are necessary because some persons and objects possess a dangerous power which is transmitted by contact with the object so charged, almost like a contagion. The quantity of this dangerous property is also taken into consideration. Some persons or things have more of it than others and the danger is precisely in accordance with the charge. The most peculiar part of it is that any one who has violated such a prohibition assumes the nature of the forbidden object as if he had absorbed the whole dangerous charge. This power is inherent in all persons who are more or less prominent, such as kings, priests and the newly born, in all exceptional physical states such as menstruation, puberty and birth, in everything sinister like illness and death and in everything connected with these conditions by virtue of contagion or dissemination.

However, the term ‘taboo’ includes all persons, localities, objects and temporary conditions which are carriers or sources of this mysterious attribute. The prohibition derived from this attribute is also designated as taboo, and lastly taboo, in the literal sense, includes everything that is sacred, above the ordinary, and at the same time dangerous, unclean and mysterious.

Both this word and the system corresponding to it express a fragment of psychic life which really is not comprehensible to us. And indeed it would seem that no understanding of it could be possible without entering into the study of the belief in spirits and demons which is so characteristic of these low grades of culture.

Now why should we take any interest at all in the riddle of taboo? Not only, I think, because every psychological problem is well worth the effort of investigation for its own sake, but for other reasons as well. It may be surmised that the taboo of Polynesian savages is after all not so remote from us as we were at first inclined to believe; the moral and customary prohibitions which we ourselves obey may have some essential relation to this primitive taboo the explanation of which may in the end throw light upon the dark origin of our own ‘categorical imperative.’

We are therefore inclined to listen with keen expectations when an investigator like W. Wundt gives his interpretation of taboo, especially as he promises to “go back to the very roots of the taboo concepts”[35].

Wundt states that the idea of taboo “includes all customs which express dread of particular objects connected with cultic ideas or of actions having reference to them”[36].

On another occasion he says: “In accordance with the general sense of the word we understand by taboo every prohibition laid down in customs or manners or in expressly formulated laws, not to touch an object or to take it for one’s own use, or to make use of certain proscribed words....” Accordingly there would not be a single race or stage of culture which had escaped the injurious effects of taboo.

Wundt then shows why he finds it more practical to study the nature of taboo in the primitive states of Australian savages rather than in the higher culture of the Polynesian races. In the case of the Australians he divides taboo prohibitions into three classes according as they concern animals, persons or other objects. The animal taboo, which consists essentially of the taboo against killing and eating, forms the nucleus of Totemism[37]. The taboo of the second class, which has human beings for its object, is of an essentially different nature. To begin with it is restricted to conditions which bring about an unusual situation in life for the person tabooed. Thus young men at the feast of initiation, women during menstruation and immediately after delivery, newly born children, the deceased and especially the dead, are all taboo. The constantly used property of any person, such as his clothes, tools and weapons, is permanently taboo for everybody else. In Australia the new name which a youth receives at his initiation into manhood becomes part of his most personal property, it is taboo and must be kept secret. The taboos of the third class, which apply to trees, plants, houses and localities, are more variable and seem only to follow the rule that anything which for any reason arouses dread or is mysterious, becomes subject to taboo.

Wundt himself has to acknowledge that the changes which taboo undergoes in the richer culture of the Polynesians and in the Malayan Archipelago are not very profound. The greater social differentiation of these races manifests itself in the fact that chiefs, kings and priests exercise an especially effective taboo and are themselves exposed to the strongest taboo compulsion.

But the real sources of taboo lie deeper than in the interests of the privileged classes: “They begin where the most primitive and at the same time the most enduring human impulses have their origin, namely, _in the fear of the effect of demonic powers_”[38]. “The taboo, which originally was nothing more than the objectified fear of the demonic power thought to be concealed in the tabooed object, forbids the irritation of this power and demands the placation of the demon whenever the taboo has been knowingly or unknowingly violated.”

The taboo then gradually became an autonomous power which has detached itself from demonism. It becomes the compulsion of custom and tradition and finally of the law. “But the commandment concealed behind taboo prohibitions which differ materially according to place and time, had originally the meaning: Beware of the wrath of the demons.”

Wundt therefore teaches that taboo is the expression and evolution of the belief of primitive races in demonic powers, and that later taboo has dissociated itself from this origin and has remained a power simply because it was one by virtue of a kind of a psychic persistence and in this manner it became the root of our customs and laws. As little as one can object to the first part of this statement I feel, however, that I am only voicing the impression of many of my readers if I call Wundt’s explanation disappointing. Wundt’s explanation is far from going back to the sources of taboo concepts or to their deepest roots. For neither fear nor demons can be accepted in psychology as finalities defying any further deduction. It would be different if demons really existed; but we know that, like gods, they are only the product of the psychic powers of man; they have been created from and out of something.

Wundt also expresses a number of important though not altogether clear opinions about the double meaning of taboo. According to him the division between _sacred_ and _unclean_ does not yet exist in the first primitive stages of taboo. For this reason these conceptions entirely lack the significance which they could only acquire later on when they came to be contrasted. The animal, person or place on which there is a taboo is demonic, that is, not sacred, and therefore not yet, in the later sense, unclean. The expression taboo is particularly suitable for this undifferentiated and intermediate meaning of the demonic, in the sense of something which may not be touched, since it emphasizes a characteristic which finally adheres both to what is sacred and to the unclean, namely, the dread of contact. But the fact that this important characteristic is permanently held in common points to the existence of an original agreement here between these two spheres which gave way to a differentiation only as the result of further conditions through which both finally developed into opposites.

The belief associated with the original taboo, according to which a demonic power concealed in the object avenges the touching of it or its forbidden use by bewitching the offender was still an entirely objectified fear. This had not yet separated into the two forms which it assumed at a more developed stage, namely, awe and aversion.

How did this separation come about? According to Wundt, this was done through the transference of taboo prohibitions from the sphere of demons to that of theistic conceptions. The antithesis of sacred and unclean coincides with the succession of two mythological stages the first of which did not entirely disappear when the second was reached but continued in a state of greatly lowered esteem which gradually turned into contempt. It is a general law in mythology that a preceding stage, just because it has been overcome and pushed back by a higher stage, maintains itself next to it in a debased form so that the objects of its veneration become objects of aversion[39].

Wundt’s further elucidations refer to the relation of taboo to lustration and sacrifice.

2

He who approaches the problem of taboo from the field of psychoanalysis, which is concerned with the study of the unconscious part of the individual’s psychic life, needs but a moment’s reflection to realize that these phenomena are by no means foreign to him. He knows people who have individually created such taboo prohibitions for themselves, which they follow as strictly as savages observe the taboos common to their tribe or society. If he were not accustomed to call these individuals ‘compulsion neurotics’ he would find the term ‘taboo disease’ quite appropriate for their malady. Psychoanalytic investigation has taught him the clinical etiology and the essential part of the psychological mechanism of this compulsion disease, so that he cannot resist applying what he has learnt there to explain corresponding manifestations in folk psychology.

There is one warning to which we shall have to give heed in making this attempt. The similarity between taboo and compulsion disease may be purely superficial, holding good only for the manifestations of both without extending into their deeper characteristics. Nature loves to use identical forms in the most widely different biological connections, as, for instance, for coral stems and plants and even for certain crystals or for the formation of certain chemical precipitates. It would certainly be both premature and unprofitable to base conclusions relating to inner relationships upon the correspondence of merely mechanical conditions. We shall bear this warning in mind without, however, giving up our intended comparison on account of the possibility of such confusions.

The first and most striking correspondence between the compulsion prohibitions of neurotics and taboo lies in the fact that the origin of these prohibitions is just as unmotivated and enigmatic. They have appeared at some time or other and must now be retained on account of an unconquerable anxiety. An external threat of punishment is superfluous, because an inner certainty (a conscience) exists that violation will be followed by unbearable disaster. The very most that compulsion patients can tell us is the vague premonition that some person of their environment will suffer harm if they should violate the prohibition. Of what the harm is to consist is not known, and this inadequate information is more likely to be obtained during the later discussions of the expiatory and defensive actions than when the prohibitions themselves are being discussed.

As in the case of taboo the nucleus of the neurotic prohibition is the act of touching, whence we derive the name ‘touching phobia’ or _délire de toucher_. The prohibition extends not only to direct contact with the body but also to the figurative use of the phrase as ‘to come into contact’ or ‘be in touch with some one or something’. Anything that leads the thoughts to what is prohibited and thus calls forth mental contact is just as much prohibited as immediate bodily contact; this same extension is also found in taboo.

Some prohibitions are easily understood from their purpose but others strike us as incomprehensible, foolish and senseless. We designate such commands as ‘ceremonials’ and we find that taboo customs show the same variations.

Obsessive prohibitions possess an extraordinary capacity for displacement; they make use of almost any form of connection to extend from one object to another and then in turn make this new object ‘impossible’, as one of my patients aptly puts it. This impossibility finally lays an embargo upon the whole world. The compulsion neurotics act as if the ‘impossible’ persons and things were the carriers of a dangerous contagion which is ready to displace itself through contact to all neighbouring things. We have already emphasized the same characteristics of contagion and transference in the description of taboo prohibitions. We also know that any one who has violated a taboo by touching something which is taboo becomes taboo himself, and no one may come into contact with him.

I shall put side by side two examples of transference or, to use a better term, displacement, one from the life of the Maori, and the other from my observation of a woman suffering from a compulsion neurosis:

“For a similar reason a Maori chief would not blow on a fire with his mouth; for his sacred breath would communicate its sanctity to the fire, which would pass it on to the meat in the pot, which would pass it on to the man who ate the meat which was in the pot, which stood on the fire, which was breathed on by the chief; so that the eater, infected by the chiefs breath conveyed through these intermediaries, would surely die”[40].

My patient demanded that a utensil which her husband had purchased and brought home should be removed lest it make the place where she lives impossible. For she has heard that this object was bought in a store which is situated, let us say, in Stag Street. But as the word ‘stag’ is the name of a friend now in a distant city, whom she has known in her youth under her maiden name and whom she now finds ‘impossible’, that is taboo, the object bought in Vienna is just as taboo as this friend with whom she does not want to come into contact.

Compulsion prohibitions, like taboo prohibitions, entail the most extraordinary renunciations and restrictions of life, but a part of these can be removed by carrying out certain acts which now also must be done because they have acquired a compulsive character (obsessive acts); there is no doubt that these acts are in the nature of penances, expiations, defence reactions, and purifications. The most common of these obsessive acts is washing with water (washing obsession). A part of the taboo prohibitions can also be replaced in this way, that is to say, their violation can be made good through such a ‘ceremonial’, and here too lustration through water is the preferred way.

Let us now summarize the points in which the correspondence between taboo customs and the symptoms of compulsion neurosis are most clearly manifested: 1. In the lack of motivation of the commandments, 2. in their enforcement through an inner need, 3. in their capacity of displacement and in the danger of contagion from what is prohibited, 4. and in the causation of ceremonial actions and commandments which emanate from the forbidden.

However, psychoanalysis has made us familiar with the clinical history as well as the psychic mechanism of compulsion neurosis. Thus the history of a typical case of touching phobia reads as follows: In the very beginning, during the early period of childhood, the person manifested a strong pleasure in touching himself, the object of which was much more specialized than one would be inclined to suspect. Presently the carrying out of this very pleasurable act of touching was opposed by a prohibition from without[41]. The prohibition was accepted because it was supported by strong inner forces[42]; it proved to be stronger than the impulse which wanted to manifest itself through this act of touching. But due to the primitive psychic constitution of the child this prohibition did not succeed in abolishing the impulse. Its only success lay in repressing the impulse (the pleasure of touching) and banishing it into the unconscious. Both the prohibition and the impulse remained; the impulse because it had only been repressed and not abolished, the prohibition, because if it had ceased the impulse would have broken through into consciousness and would have been carried out. An unsolved situation, a psychic fixation, had thus been created and now everything else emanated from the continued conflict between prohibition and impulse.

The main characteristic of the psychic constellation which has thus gone under fixation lies in what one might call the ambivalent behaviour[43] of the individual to the object, or rather to an action regarding it. The individual constantly wants to carry out this action (the act of touching), he sees in it the highest pleasure, but he may not carry it out, and he even abominates it. The opposition between these two streams cannot be easily adjusted because--there is no other way to express it--they are so localized in the psychic life that they cannot meet. The prohibition becomes fully conscious, while the surviving pleasure of touching remains unconscious, the person knowing nothing about it. If this psychological factor did not exist the ambivalence could neither maintain itself so long nor lead to such subsequent manifestations.

In the clinical history of the case we have emphasized the appearance of the prohibition in early childhood as the determining factor; but for the further elaboration of the neurosis this rôle is played by the repression which appears at this age. On account of the repression which has taken place, which is connected with forgetting (amnesia), the motivation of the prohibition that has become conscious remains unknown, and all attempts to unravel it intellectually must fail, as the point of attack cannot be found. The prohibition owes its strength--its compulsive character--to its association with its unknown counterpart, the hidden and unabated pleasure, that is to say, to an inner need into which conscious insight is lacking. The transferability and reproductive power of the prohibition reflect a process which harmonizes with the unconscious pleasure and is very much facilitated through the psychological determinants of the unconscious. The pleasure of the impulse constantly undergoes displacement in order to escape the blocking which it encounters and seeks to acquire surrogates for the forbidden in the form of substitutive objects and actions. For the same reason the prohibition also wanders and spreads to the new aims of the proscribed impulse. Every new advance of the repressed libido is answered by the prohibition with a new severity. The mutual inhibition of these two contending forces creates a need for discharge and for lessening the existing tension, in which we may recognize the motivation for the compulsive acts. In the neurosis there are distinctly acts of compromise which on the one hand may be regarded as proofs of remorse and efforts to expiate and similar actions; but on the other hand they are at the same time substitutive actions which recompense the impulse for what has been forbidden. It is a law of neurotic diseases that these obsessive acts serve the impulse more and more and come nearer and nearer to the original and forbidden act.

We may now make the attempt to study taboo as if it were of the same nature as the compulsive prohibitions of our patients. It must naturally be clearly understood that many of the taboo prohibitions which we shall study are already secondary, displaced and distorted, so that we shall have to be satisfied if we can shed some light upon the earliest and most important taboo prohibitions. We must also remember that the differences in the situation of the savage and of the neurotic may be important enough to exclude complete correspondence and prevent a point by point transfer from one to the other such as would be possible if we were dealing with exact copies.

First of all it must be said that it is useless to question savages as to the real motivation of their prohibitions or as to the genesis of taboo. According to our assumption they must be incapable of telling us anything about it since this motivation is ‘unconscious’ to them. But following the model of the compulsive prohibition we shall construct the history of taboo as follows: Taboos are very ancient prohibitions which at one time were forced upon a generation of primitive people from without, that is, they probably were forcibly impressed upon them by an earlier generation. These prohibitions concerned actions for which there existed a strong desire. The prohibitions maintained themselves from generation to generation, perhaps only as the result of a tradition set up by paternal and social authority. But in later generations they have perhaps already become ‘organized’ as a piece of inherited psychic property. Whether there are such ‘innate ideas’ or whether these have brought about the fixation of the taboo by themselves or by co-operating with education no one could decide in the particular case in question. The persistence of taboo teaches, however, one thing, namely, that the original pleasure to do the forbidden still continues among taboo races. They therefore assume an _ambivalent attitude_ toward their taboo prohibitions; in their unconscious they would like nothing better than to transgress them but they are also afraid to do it; they are afraid just because they would like to transgress, and the fear is stronger than the pleasure. But in every individual of the race the desire for it is unconscious, just as in the neurotic.

The oldest and most important taboo prohibitions are the two basic laws of _totemism_: namely not to kill the totem animal, and to avoid sexual intercourse with totem companions of the other sex.

It would therefore seem that these must have been the oldest and strongest desires of mankind. We cannot understand this and therefore we cannot use these examples to test our assumptions as long as the meaning and the origin of the totemic system is so wholly unknown to us. But the very wording of these taboos and the fact that they occur together will remind any one who knows the results of the psychoanalytic investigation of individuals, of something quite definite which psychoanalysts call the central point of the infantile wish life and the nucleus of the later neurosis[44].

All other varieties of taboo phenomena which have led to the attempted classifications noted above become unified if we sum them up in the following sentence. The basis of taboo is a forbidden action for which there exists a strong inclination in the unconscious.

We know, without understanding it, that whoever does what is prohibited and violates the taboo, becomes himself taboo. But how can we connect this fact with the other, namely that the taboo adheres not only to persons who have done what is prohibited but also to persons who are in exceptional circumstances, to these circumstances themselves, and to impersonal things? What can this dangerous attribute be which always remains the same under all these different conditions? Only one thing, namely, the propensity to arouse the ambivalence of man and to tempt him to violate the prohibition.

An individual who has violated a taboo becomes himself taboo because he has the dangerous property of tempting others to follow his example. He arouses envy; why should he be allowed to do what is prohibited to others? He is therefore really _contagious_, in so far as every example incites to imitation and therefore he himself must be avoided.

But a person may become permanently or temporarily taboo without having violated any taboos, for the simple reason that he is in a condition which has the property of inciting the forbidden desires of others and of awakening the ambivalent conflict in them. Most of the exceptional positions and conditions have this character and possess this dangerous power. The king or chieftain rouses envy of his prerogatives; everybody would perhaps like to be king. The dead, the newly born, and women when they are incapacitated all act as incitements on account of their peculiar helplessness, while the individual who has just reached sexual maturity tempts through the promise of a new pleasure. Therefore all these persons and all these conditions are taboo, for one must not yield to the temptations which they offer.

Now, too, we understand why the forces inherent in the ‘mana’ of various persons can neutralize one another so that the mana of one individual can partly cancel that of the other. The taboo of a king is too strong for his subject because the social difference between them is too great. But a minister, for example, can become the harmless mediator between them. Translated from the language of taboo into the language of normal psychology this means: the subject who shrinks from the tremendous temptation which contact with the king creates for him can brook the intercourse of an official, whom he does not have to envy so much and whose position perhaps seems attainable to him. The minister, on his part, can moderate his envy of the king by taking into consideration the power that has been granted to him. Thus smaller differences in the magic power that lead to temptation are less to be feared than exceptionally big differences.

It is equally clear how the violation of certain taboo prohibitions becomes a social danger which must be punished or expiated by all the members of society lest it harm them all. This danger really exists if we substitute the known impulses for the unconscious desires. It consists in the possibility of imitation, as a result of which society would soon be dissolved. If the others did not punish the violation they would perforce become aware that they want to imitate the evil doer.

Though the secret meaning of a taboo prohibition cannot possibly be of so special a nature as in the case of a neurosis, we must not be astonished to find that touching plays a similar rôle in taboo prohibition as in the _délire de toucher_. To touch is the beginning of every act of possession, of every attempt to make use of a person or thing.

We have interpreted the power of contagion which inheres in the taboo as the property of leading into temptation, and of inciting to imitation. This does not seem to be in accord with the fact that the contagiousness of the taboo is above all manifested in the transference to objects which thus themselves become carriers of the taboo.

This transferability of the taboo reflects what is found in the neurosis, namely, the constant tendency of the unconscious impulse to become displaced through associative channels upon new objects. Our attention is thus drawn to the fact that the dangerous magic power of the ‘mana’ corresponds to two real faculties, the capacity of reminding man of his forbidden wishes, and the apparently more important one of tempting him to violate the prohibition in the service of these wishes. Both functions reunite into one, however, if we assume it to be in accord with a primitive psychic life that with the awakening of a memory of a forbidden action there should also be combined the awakening of the tendency to carry out the action. Memory and temptation then again coincide. We must also admit that if the example of a person who has violated a prohibition leads another to the same action, the disobedience of the prohibition has been transmitted like a contagion, just as the taboo is transferred from a person to an object, and from this to another.

If the violation of a taboo can be condoned through expiation or penance, which means, of course, a _renunciation_ of a possession or a liberty, we have the proof that the observance of a taboo regulation was itself a renunciation of something really wished for. The omission of one renunciation is cancelled through a renunciation at some other point. This would lead us to conclude that, as far as taboo ceremonials are concerned, penance is more primitive than purification.

Let us now summarize what understanding we have gained of taboo through its comparison with the compulsive prohibition of the neurotic. Taboo is a very primitive prohibition imposed from without (by an authority) and directed against the strongest desires of man. The desire to violate it continues in the unconscious; persons who obey the taboo have an ambivalent feeling toward what is affected by the taboo. The magic power attributed to taboo goes back to its ability to lead man into temptation; it behaves like a contagion, because the example is contagious, and because the prohibited desire becomes displacing in the unconscious upon something else. The expiation for the violation of a taboo through a renunciation proves that a renunciation is at the basis of the observance of the taboo.

3

We may ask what we have gained from the comparison of taboo with compulsion neurosis and what value can be claimed for the interpretation we have given on the basis of this comparison? Our intrepretation is evidently of no value unless it affords an advantage not to be had in any other way and unless it affords a better understanding of taboo than was otherwise possible. We might claim that we have already given proof of its usefulness in what has been said above; but we shall have to try to strengthen our proof by continuing the explanation of taboo prohibitions and customs in detail.

But we can avail ourselves of another method. We can shape our investigation so as to ascertain whether a part of the assumptions which we have transferred from the neurosis to the taboo, or the conclusions at which we have thereby arrived can be demonstrated directly in the phenomena of taboo. We must decide, however, what we want to look for. The assertion concerning the genesis of taboo, namely, that it was derived from a primitive prohibition which was once imposed from without, cannot, of course, be proved. We shall therefore seek to confirm those psychological conditions for taboo with which we have become acquainted in the case of compulsion neurosis. How did we gain our knowledge of these psychological factors in the case of neurosis? Through the analytical study of the symptoms, especially the compulsive actions, the defence reactions and the obsessive commands. These mechanisms gave every indication of having been derived from _ambivalent_ impulses or tendencies, they either represented simultaneously the wish and counter-wish or they served preponderantly one of the two contrary tendencies. If we should now succeed in showing that ambivalence, i.e., the sway of contrary tendencies, exists also in the case of taboo regulations or if we should find among taboo mechanisms some which like neurotic obsessions give simultaneous expression to both currents, we would have established what is practically the most important point in the psychological correspondence between taboo and compulsion neurosis.

We have already mentioned that the two fundamental taboo prohibitions are inaccessible to our analysis because they belong to totemism; another part of the taboo rules is of secondary origin and cannot be used for our purpose. For among these races taboo has become the general form of law giving and has helped to promote social tendencies which are certainly younger; than taboo itself, as for instance, the taboos imposed by chiefs and priests to insure their property and privileges. But there still remains a large group of laws which we may undertake to investigate. Among these I lay stress on those taboos which are attached (_a_) to enemies, (_b_) to chiefs, and (_c_) to the dead; the material for our investigation is taken from the excellent collection of J. G. Frazer in his great work, _The Golden Bough_[45].

(_A_) THE TREATMENT OF ENEMIES

Inclined as we may have been to ascribe to savage and semi-savage races uninhibited and remorseless cruelty towards their enemies, it is of great interest to us to learn that with them, too, the killing of a person compels the observation of a series of rules which are associated with taboo customs. These rules are easily brought under four groups; they demand 1. reconciliation with the slain enemy, 2. restrictions, 3. acts of expiation, and purifications of the manslayer, and 4. certain ceremonial rites. The incomplete reports do not allow us to decide with certainty how general or how isolated such taboo customs may be among these races, but this is a matter of indifference as far as our interest in these occurrences is concerned. Still, it may be assumed that we are dealing with widespread customs and not with isolated peculiarities.

The reconciliation customs practised on the island of Timor, after a victorious band of warriors has returned with the severed heads of the vanquished enemy, are especially significant because the leader of the expedition is subject to heavy additional restrictions. “At the solemn entry of the victors, sacrifices are made to conciliate the souls of the enemy; otherwise one would have to expect harm to come to the victors. A dance is given and a song is sung in which the slain enemy is mourned and his forgiveness is implored: ‘Be not angry’, they say ‘because your head is here with us; had we been less lucky, our heads might have been exposed in your village. We have offered the sacrifice to appease you. Your spirit may now rest and leave us at peace. Why were you our enemy? Would it not have been better that we should remain friends? Then your blood would not have been spilt and your head would not have been cut off’”[46].

Similar customs are found among the Palu in Celebes; the Gallas sacrifice to the spirits of their dead enemies before they return to their home villages[47].

Other races have found methods of making friends, guardians and protectors out of their former enemies after they are dead. This consists in the tender treatment of the severed heads, of which many wild tribes of Borneo boast. When the See-Dayaks of Sarawak bring home a head from a war expedition, they treat it for months with the greatest kindness and courtesy and address it with the most endearing names in their language. The best morsels from their meals are put into its mouth, together with titbits and cigars. The dead enemy is repeatedly entreated to hate his former friends and to bestow his love upon his new hosts because he has now become one of them. It would be a great mistake to think that any derision is attached to this treatment, horrible though it may seem to us[48].

Observers have been struck by the mourning for the enemy after he is slain and scalped, among several of the wild tribe of North America. When a Choctaw had killed an enemy he began a month’s mourning during which he submitted himself to serious restrictions. The Dakota Indians mourned in the same way. One authority mentions that the Osaga Indians after mourning for their own dead mourned for their foes as if they had been friends[49].

Before proceeding to the other classes of taboo customs for the treatment of enemies, we must define our position in regard to a pertinent objection. Both Frazer as well as other authorities may well be quoted against us to show that the motive for these rules of reconciliation is quite simple and has nothing to do with ‘ambivalence.’ These races are dominated by a superstitious fear of the spirits of the slain, a fear which was also familiar to classical antiquity, and which the great British dramatist brought upon the stage in the hallucinations of Macbeth and Richard the Third. From this superstition all the reconciliation rules as well as the restrictions and expiations which we shall discuss later can be logically deduced; moreover, the ceremonies included in the fourth group also argue for this interpretation, since the only explanation of which they admit is the effort to drive away the spirits of the slain which pursue the manslayers[50]. Besides, the savages themselves directly admit their fear for the spirits of their slain foes and trace back the taboo customs under discussion to this fear.

This objection is certainly pertinent and if it were adequate as well we would gladly spare ourselves the trouble of our attempt to find a further explanation. We postpone the consideration of this objection until later and for the present merely contrast it to the interpretation derived from our previous discussion of taboo. All these rules of taboo lead us to conclude that other impulses besides those that are merely hostile find expression in the behaviour towards enemies. We see in them manifestations of repentance, of regard for the enemy, and of a bad conscience for having slain him. It seems that the commandment, Thou shalt not slay, which could not be violated without punishment, existed also among these savages, long before any legislation was received from the hands of a god.

We now return to the remaining classes of taboo rules. The _restrictions_ laid upon the victorious manslayer are unusually frequent and are mostly of a serious nature. In Timor (compare the reconciliation customs mentioned above) the leader of the expedition cannot return to his house under any circumstances. A special hut is erected for him in which he spends two months engaged in the observance of various rules of purification. During this period he may not see his wife or nourish himself; another person must put his food in his mouth.[51] Among some Dayak tribes warriors returning from a successful expedition must remain sequestered for several days and abstain from certain foods; they may not touch iron and must remain away from their wives. In Logea, an island near New Guinea, men who have killed an enemy or have taken part in the killing, lock themselves up in their houses for a week. They avoid every intercourse with their wives and friends, they do not touch their victuals with their hands and live on nothing but vegetable foods which are cooked for them in special dishes. As a reason for this last restriction it is alleged that they must smell the blood of the slain, otherwise they would sicken and die. Among the Toaripi-or Motumotu-tribes in New Guinea a manslayer must not approach his wife and must not touch his food with his fingers. A second person must feed him with special food. This continues until the next new moon.

I avoid the complete enumeration of all the cases of restrictions of the victorious slayer mentioned by Frazer, and emphasize only such cases in which the character of taboo is especially noticeable or where the restriction appears in connection with expiation, purification and ceremonial.

Among the Monumbos in German New Guinea a man who has killed an enemy in combat becomes ‘unclean’, the same word being employed which is applied to women during menstruation or confinement. For a considerable period he is not allowed to leave the men’s club-house, while the inhabitants of his village gather about him and celebrate his victory with songs and dances. He must not touch any one, not even his wife and children; if he did so they would be afflicted with boils. He finally becomes clean through washing and other ceremonies.

Among the Natchez in North America young warriors who had procured their first scalp were bound for six months to the observance of certain renunciations. They were not allowed to sleep with their wives or to eat meat, and received only fish and maize pudding as nourishment. When a Choctaw had killed and scalped an enemy he began a period of mourning for one month, during which he was not allowed to comb his hair. When his head itched he was not allowed to scratch it with his hand but used a small stick for this purpose.

After a Pima Indian had killed an Apache he had to submit himself to severe ceremonies of purification and expiation. During a fasting period of sixteen days he was not allowed to touch meat or salt, to look at a fire or to speak to any one. He lived alone in the woods, where he was waited upon by an old woman who brought him a small allowance of food; he often bathed in the nearest river, and carried a lump of clay on his head as a sign of mourning. On the seventeenth day there took place a public ceremony through which he and his weapons were solemnly purified. As the Pima Indians took the manslayer taboo much more seriously than their enemies and, unlike them, did not postpone expiation and purification until the end of the expedition, their prowess in war suffered very much through their moral severity or what might be called their piety. In spite of their extraordinary bravery they proved to be unsatisfactory allies to the Americans in their wars against the Apaches.

The detail and variations of these expiatory and purifying ceremonies after the killing of an enemy would be most interesting for purposes of a more searching study, but I need not enumerate any more of them here because they cannot furnish us with any new points of view. I might mention that the temporary or permanent isolation of the professional executioner, which was maintained up to our time, is a case in point. The position of the ‘free-holder’ in mediæval society really conveys a good idea of the ‘taboo’ of savages[52].

The current explanation of all these rules of reconciliation, restriction, expiation and purification, combines two principles, namely, the extension of the taboo of the dead to everything that has come into contact with him, and the fear of the spirit of the slain. In what combination these two elements are to explain the ceremonial, whether they are to be considered as of equal value or whether one of them is primary and the other secondary, and which one, is nowhere stated, nor would this be an easy matter to decide. In contradistinction to all this we emphasize the unity which our interpretation gains by deducing all these rules from the ambivalence of the emotion of savages towards their enemies.

(_B_) THE TABOO OF RULERS

The behaviour of primitive races towards their chiefs, kings, and priests, is controlled by two principles which seem rather to supplement than to contradict each other. They must both be guarded and be guarded against[53].

Both objects are accomplished through innumerable rules of taboo. Why one must guard against rulers is already known to us; because they are the bearers of that mysterious and dangerous magic power which communicates itself by contact, like an electric charge, bringing death and destruction to any one not protected by a similar charge. All direct or indirect contact with this dangerous sacredness is therefore avoided, and where it cannot be avoided a ceremonial has been found to ward off the dreaded consequences. The Nubas in East Africa, for instance, believe that they must die if they enter the house of their priest-king, but that they escape this danger if, on entering, they bare the left shoulder and induce the king to touch it with his hand. Thus we have the remarkable case of the king’s touch becoming the healing and protective measure against the very dangers that arise from contact with the king; but it is probably a question of the healing power of the intentional touching on the king’s part in contradistinction to the danger of touching him, in other words, of the opposition between passivity and activity towards the king.

Where the healing power of the royal touch is concerned we do not have to look for examples among savages. In comparatively recent times the kings of England exercised this power upon scrofula, whence it was called ‘The King’s Evil’. Neither Queen Elizabeth nor any of her successors renounced this part of the royal prerogative. Charles I is said to have healed a hundred sufferers at one time, in the year 1633. Under his dissolute son Charles II, after the great English revolution had passed, royal healings of scrofula attained their greatest vogue.

This king is said to have touched close to a hundred thousand victims of scrofula in the course of his reign. The crush of those seeking to be cured used to be so great that on one occasion six or seven patients suffered death by suffocation instead of being healed. The sceptical king of Orange, William III, who became king of England after the banishment of the Stuarts, refused to exercise the spell; on the one occasion when he consented to practise the touch, he did so with words: “May God give you better health and more sense”[54].