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Chapter II: Part 2

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A rather sensational account of what followed next has recently been made public in Thayer's "Life and Letters of John Hay." Into the merits of the controversy that arose over Thayer's version of the Roosevelt-Holleben interview it is not necessary to enter. The significant fact, that Germany withdrew from Venezuela under pressure, is, however, amply established. Admiral Dewey stated publicly that the entire American fleet was assembled at the time under his command in Porto Rican waters ready to move at a moment's notice. Why did Germany back down from her position? Her navy was supposed to be at least as powerful as ours. The reason why the Kaiser concluded not to measure strength with the United States was that England had accepted arbitration and withdrawn her support and he did not dare attack the United States with the British navy in his rear. Again the nicely adjusted European balance prevented the Monroe Doctrine from being put to the test of actual war.

While England has from time to time objected to some of the corollaries deduced from the Monroe Doctrine, she has on the whole been not unfavorably disposed toward the essential features of that policy. The reason for this is that the Monroe Doctrine has been an open-door policy, and has thus been in general accord with the British policy of free trade. The United States has not used the Monroe Doctrine for the establishment of exclusive trade relations with our southern neighbors. In fact, we have largely neglected the South American countries as a field for the development of American commerce. The failure to cultivate this field has not been due wholly to neglect, however, but to the fact that we have had employment for all our capital at home and consequently have not been in a position to aid in the industrial development of the Latin-American states, and to the further fact that our exports have been so largely the same and hence the trade of both North and South America has been mainly with Europe. There has, therefore, been little rivalry between the United States and the powers of Europe in the field of South American commerce. Our interest has been political rather than commercial. We have prevented the establishment of spheres of influence and preserved the open door. This situation has been in full accord with British policy. Had Great Britain adopted a high tariff policy and been compelled to demand commercial concessions from Latin America by force, the Monroe Doctrine would long since have gone by the board and been forgotten. Americans should not forget the fact, moreover, that at any time during the past twenty years Great Britain could have settled all her outstanding difficulties with Germany by agreeing to sacrifice the Monroe Doctrine and give her rival a free hand in South America. In the face of such a combination our navy would have been of little avail.

IV

INTERNATIONAL COOPERATION WITHOUT THE SANCTION OF FORCE

President Monroe's declaration had a negative as well as a positive side. It was in effect an announcement to the world that we would not use force in support of law and justice anywhere except in the Western Hemisphere, that we intended to stay at home and mind our own business. Washington and Jefferson had recommended a policy of isolation on grounds of expediency. Washington, as we have seen, regarded this policy as a temporary expedient, while Jefferson upon two separate occasions was ready to form an alliance with England. Probably neither one of them contemplated the possibility of the United States shirking its responsibilities as a member of the family of nations. Monroe's message contained the implied promise that if Europe would refrain from interfering in the political concerns of this hemisphere, we would abstain from all intervention in Europe. From that day until our entrance into the World War it was generally understood, and on numerous occasions officially proclaimed, that the United States would not resort to force on any question arising outside of America except where its material interests were directly involved. We have not refrained from diplomatic action in matters not strictly American, but it has always been understood that such action would not be backed by force. In the existing state of world politics this limitation has been a serious handicap to American diplomacy. To take what we could get and to give nothing in return has been a hard rule for our diplomats, and has greatly circumscribed their activities. Diplomatic action without the use or threat of force has, however, accomplished something in the world at large, so that American influence has by no means been limited to the western hemisphere.

During the first half of the nineteenth century the subject of slavery absorbed a large part of the attention of American statesmen. The fact that they were not concerned with foreign problems outside of the American hemisphere probably caused them to devote more time and attention to this subject than they would otherwise have done. Slavery and isolation had a very narrowing effect on men in public life, especially during the period from 1830 to 1860. As the movement against slavery in the early thirties became world-wide, the retention of the "peculiar institution" in this country had the effect of increasing our isolation. The effort of the American Colonization Society to solve or mitigate the problem of slavery came very near giving us a colony in Africa. In fact, Liberia, the negro republic founded on the west coast of Africa by the Colonization Society, was in all essentials an American protectorate, though the United States carefully refrained in its communications with other powers from doing more than expressing its good will for the little republic. As Liberia was founded years before Africa became a field for European exploitation, it was suffered to pursue its course without outside interference, and the United States was never called upon to decide whether its diplomatic protection would be backed up by force.

The slave trade was a subject of frequent discussion between the United States and England during the first half of the nineteenth century, and an arrangement for its suppression was finally embodied in Article VIII of the Webster-Ashburton Treaty of 1842. The only reason why the two countries had never been able to act in accord on this question before was that Great Britain persistently refused to renounce the right of impressment which she had exercised in the years preceding the War of 1812. The United States therefore refused to sign any agreement which would permit British naval officers to search American vessels in time of peace. In 1820 the United States declared the slave trade to be a form of piracy, and Great Britain advanced the view that as there was no doubt of the right of a naval officer to visit and search a ship suspected of piracy, her officers should be permitted to visit and search ships found off the west coast of Africa under the American flag which were suspected of being engaged in the slave trade. The United States stoutly refused to acquiesce in this view. In the Webster-Ashburton Treaty of 1842 it was finally agreed that each of the two powers should maintain on the coast of Africa a sufficient squadron "to enforce, separately and respectively, the laws, rights, and obligations of each of the two countries for the suppression of the slave trade." It was further agreed that the officers should act in concert and coöperation, but the agreement was so worded as to avoid all possibility of our being drawn into an entangling alliance.

The United States has upon various occasions expressed a humanitarian interest in the natives of Africa. In 1884 two delegates were sent to the Berlin conference which adopted a general act giving a recognized status to the Kongo Free State. The American delegates signed the treaty in common with the delegates of the European powers, but it was not submitted to the Senate for ratification for reasons stated as follows by President Cleveland in his annual message of December 8, 1885:

"A conference of delegates of the principal commercial nations was held at Berlin last winter to discuss methods whereby the Kongo basin might be kept open to the world's trade. Delegates attended on behalf of the United States on the understanding that their part should be merely deliberative, without imparting to the results any binding character so far as the United States were concerned. This reserve was due to the indisposition of this Government to share in any disposal by an international congress of jurisdictional questions in remote foreign territories. The results of the conference were embodied in a formal act of the nature of an international convention, which laid down certain obligations purporting to be binding on the signatories, subject to ratification within one year. Notwithstanding the reservation under which the delegates of the United States attended, their signatures were attached to the general act in the same manner as those of the plenipotentiaries of other governments, thus making the United States appear, without reserve or qualification, as signatories to a joint international engagement imposing on the signers the conservation of the territorial integrity of distant regions where we have no established interests or control.

"This Government does not, however, regard its reservation of liberty of action in the premises as at all impaired; and holding that an engagement to share in the obligation of enforcing neutrality in the remote valley of the Kongo would be an alliance whose responsibilities we are not in a position to assume, I abstain from asking the sanction of the Senate to that general act."

The United States also sent delegates to the international conference held at Brussels in 1890 for the purpose of dealing with the slave trade in certain unappropriated regions of Central Africa. The American delegates insisted that prohibitive duties should be imposed on the importation of spirituous liquors into the Kongo. The European representatives, being unwilling to incorporate the American proposals, framed a separate tariff convention for the Kongo, which the American delegates refused to sign. The latter did, however, affix their signatures to the general treaty which provided for the suppression of the African slave trade and the restriction of the sale of firearms, ammunition, and spirituous liquors in certain parts of the African continent. In ratifying the treaty the Senate reaffirmed the American policy of isolation in the following resolution:

"That the United States of America, having neither possessions nor protectorates in Africa, hereby disclaims any intention, in ratifying this treaty, to indicate any interest whatsoever in the possessions or protectorates established or claimed on that Continent by the other powers, or any approval of the wisdom, expediency or lawfulness thereof, and does not join in any expressions in the said General Act which might be construed as such a declaration or acknowledgement; and, for this reason, that it is desirable that a copy of this resolution be inserted in the protocol to be drawn up at the time of the exchange of the ratifications of this treaty on the part of the United States."

The United States has always stood for legality in international relations and has always endeavored to promote the arbitration of international disputes. Along these lines we have achieved notable success. It is, of course, sometimes difficult to separate questions of international law from questions of international politics. We have been so scrupulous in our efforts to keep out of political entanglements that we have sometimes failed to uphold principles of law in the validity of which we were as much concerned as any other nation. We have always recognized international law as a part of the law of the land, and we have always acknowledged the moral responsibilities that rested on us as a member of the society of nations. In fact, the Constitution of the United States expressly recognizes the binding force of the law of nations and of treaties. As international law is the only law that governs the relations between states, we are, of course, directly concerned in the enforcement of existing law and in the development of new law. When the Declaration of Paris was drawn up by the European powers at the close of the Crimean War in 1856, the United States was invited to give its adherence. The four rules embodied in the declaration, which have since formed the basis of maritime law, are as follows: First, privateering is, and remains, abolished. Second, the neutral flag covers enemy's goods, with the exception of contraband of war. Third, neutral goods, with the exception of contraband of war, are not liable to capture under the enemy's flag. Fourth, blockades, in order to be binding, must be effective. The United States Government was in thorough accord with the second, third, and fourth rules but was unwilling, as matters then stood, to commit itself to the first rule. It had never been our policy to maintain a large standing navy. In the War of 1812, as in the Revolution, we depended upon privateers to attack the commerce of the enemy. In reply to the invitation to give our adherence to the declaration, Secretary Marcy made a counter proposition, namely, that the powers of Europe should agree to exempt all private property, except of course contraband of war, from capture on the high seas in time of war. He said that if they would agree to this, the United States would agree to abolish privateering. The powers of Europe refused to accept this amendment. We refrained from signing the Declaration of Paris, therefore, not because it went too far, but because it did not go far enough.

During the Civil War the United States Government used its diplomatic efforts to prevent the recognition of the independence of the Confederacy and the formation of hostile alliances. It made no effort to form any alliance itself and insisted that the struggle be regarded as an American question. The dispute with England over the _Alabama_ Claims came near precipitating war, but the matter was finally adjusted by the Treaty of Washington. The most significant feature of this treaty, as far as the present discussion is concerned, was the formal adoption of three rules which were not only to govern the decision of the "Alabama Claims," but which were to be binding upon England and the United States for the future. It was further agreed that these rules should be brought to the knowledge of other maritime powers who should be invited to accede to them. The rules forbade the fitting out, arming, or equipping within neutral jurisdiction of vessels intended to cruise or carry on war against a power with which the neutral is at peace; they forbade the use of neutral ports or waters as a base of naval operations; and they imposed upon neutrals the exercise of due diligence to prevent these things from being done. While these rules have never been formally adopted by the remaining powers, they are generally recognized as embodying obligations which are now incumbent upon all neutrals.

When the United States decided to accept the invitation of the Czar of Russia to attend the first peace conference at The Hague in 1899, grave misgivings were expressed by many of the more conservative men in public life. The participation of the United States with the powers of Europe in this conference was taken by many Americans to mark the end of the old order and the beginning of a new era in American diplomacy. The conference, however, was concerned with questions of general international interest, and had no bearing upon the internal affairs of any state, European or American. Lest there should be any misapprehension as to the historic policy of the United States, the final treaty was signed by the American delegation under the express reservation of a declaration previously read in open session. This declaration was as follows:

"Nothing contained in this convention shall be so construed as to require the United States of America to depart from its traditional policy of not intruding upon, interfering with, or entangling itself in the political questions or policy or internal administration of any foreign state; nor shall anything contained in the said convention be construed to imply a relinquishment by the United States of America of its traditional attitude toward purely American questions." The establishment of the Permanent Court of Arbitration at The Hague which resulted from the first conference was a notable achievement, although the Court has accomplished less than its advocates hoped. This was the most important occasion on which American delegates had sat together with European diplomats in a general conference. Our delegation was the object of considerable interest and was not without influence in shaping the provisions of the final treaty. It was through the personal influence of Andrew D. White that the Emperor of Germany was persuaded to permit his delegation to take part in the proceedings establishing the Court of Arbitration.

The second Hague Conference revised the Convention for the Pacific Settlement of International Disputes, drew up a plan for an International Prize Court, and attempted a codification of the rules of international law on a number of subjects relating to the conduct of war and the rights of neutrals. The American delegates, headed by Mr. Choate, not only took a prominent part in these proceedings, but, acting under instructions from Secretary Root, they proposed to the Conference the creation of a permanent international court of justice. The creation of an international court of justice whose decisions would have the force of law, as distinguished from an international court of arbitration whose decisions are usually arrived at by a compromise of conflicting legal or political points of view, had long been advocated by advanced thinkers, but the proposition had always been held by practical statesmen to be purely academic. The serious advocacy of the proposition at this time by a great nation like the United States and the able arguments advanced by Mr. Choate marked an important step forward and made a profound impression. There were two difficulties in the way of establishing such a court at the second Hague Conference. In the first place, the delegation of the United States was the only one which had instructions on this subject, and in the second place it was found to be impossible to agree upon a method of selecting the judges. The great world powers, with the exception of the United States, demanded permanent representation on the court. The smaller nations, relying on the doctrine of the equality of states, demanded likewise to be represented. If each nation could have been given the right to appoint a judge, the court could have been organized, but there would have been forty-four judges instead of fifteen, the number suggested in the American plan. The Draft Convention for the Establishment of the Court of Arbitral Justice, as it was agreed the new court should be designated, was submitted to the Conference and its adoption recommended to the signatory powers. This Draft contained thirty-five articles and covered everything except the method of appointing judges. This question was to be settled by diplomatic negotiation, and it was agreed that the court should be established as soon as a satisfactory agreement with regard to the choice of judges could be reached. After the adjournment of the Conference the United States continued its advocacy of the international court of justice through the ordinary diplomatic channels. The proposal was made that the method of selecting judges for the Prize Court be adopted for the court of justice, that is, that each power should appoint a judge, that the judges of the larger powers should always sit on the court while the judges of the other powers should sit by a system of rotation for limited periods. It was found, however, that many of the smaller states were unwilling to accept this suggestion, and as difficulties which we will mention presently prevented the establishment of the Prize Court, the whole question of the court of justice was postponed.

Most of the conventions adopted by the second Hague Conference were ratified by the United States without reservation. The fact, however, that certain of these conventions were not ratified by all the powers represented at the Conference, and that others were ratified with important reservations, left the status of most of the conventions in doubt, so that at the beginning of the World War there was great confusion as to what rules were binding and what were not binding. The Conference found it impossible to arrive at an agreement on many of the most vital questions of maritime law. Under these circumstances the powers were not willing to have the proposed International Prize Court established without the previous codification of the body of law which was to govern its decisions.

In order to supply this need the London Naval Conference was convened in December, 1908, and issued a few months later the Declaration of London. The London Naval Conference was attended by representatives of the principal maritime powers including the United States, and the Declaration which it issued was avowedly a codification of the existing rules of international law. This was not true, however, of all the provisions of the Declaration. On several of the most vital questions of maritime law, such as blockade, the doctrine of continuous voyage, the destruction of neutral prizes, and the inclusion of food stuffs in the list of conditional contraband, the Declaration was a compromise and therefore unsatisfactory. It encountered from the start the most violent opposition in England. In Parliament the Naval Prize Bill, which was to give the Declaration effect, was discussed at considerable length. It passed the House of Commons by a small vote, but was defeated in the House of Lords. It was denounced by the press, and a petition to the king, drawn up by the Imperial Maritime League protesting against it, was signed by a long list of commercial associations, mayors, members of the House of Lords, general officers, and other public officials. One hundred and thirty-eight naval officers of flag rank addressed to the prime minister a public protest against the Declaration. In the debate in the House of Lords the main objections to the Declaration were (1) that it made food stuffs conditional contraband instead of placing them on the free list, (2) that the clause permitting the seizure of conditional contraband bound for a fortified place or "other place serving as a base for the armed forces of the enemy" would render all English ports liable to be treated as bases by an enemy, and (3) that it permitted the destruction of neutral prizes.

The refusal of England to ratify the Declaration of London sealed its fate. The United States Senate formally ratified it, but this ratification was, of course, conditional on the ratification of other powers. At the beginning of the Great War the United States made a formal proposal to the belligerent powers that they should agree to adopt the Declaration for the period of the war in order that there might be a definite body of law for all parties concerned. This proposal was accepted by Germany and Austria, but England, France, and Russia were not willing to accept the Declaration of London without modifications. The United States, therefore, promptly withdrew its proposal and stated that where its rights as a neutral were concerned it would expect the belligerent powers to observe the recognized rules of international law and existing treaties.

The Hague Conferences were concerned with questions of general international interest, and had no bearing upon the internal affairs of states. Such, however, was not the character of the conference which convened at Algeciras, Spain, in December, 1905, for the purpose of adjusting the very serious dispute that had arisen between France and Germany over the status of Morocco. France had been engaged for some years in the peaceful penetration of Morocco. By the terms of the Entente of 1904 England recognized Morocco as being within the French sphere of influence and France agreed to recognize England's position in Egypt. The German Kaiser had no idea of permitting any part of the world to be divided up without his consent. In March, 1905, while on a cruise in the Mediterranean, he disembarked at Tangier and paid a visit to the Sultan "in his character of independent sovereign." As the Russian armies had just suffered disastrous defeats at the hands of the Japanese, France could not count on aid from her ally and the Kaiser did not believe that the recently formed Entente was strong enough to enable her to count on English support. His object in landing at Tangier was, therefore, to check and humiliate France while she was isolated and to break up the Entente before it should develop into an alliance. Delcassé, the French foreign minister, wanted to stand firm, but Germany demanded his retirement and the prime minister accepted his resignation. In recognition of this triumph, the German chancellor Count von Bülow was given the title of Prince. Not satisfied with this achievement, the Kaiser demanded a general European conference on the Moroccan question, and, in order to avoid war, President Roosevelt persuaded France to submit the whole dispute to the powers interested. The Algeciras conference turned out to be a bitter disappointment to Germany. Not only did France receive the loyal support of England, but she was also backed by the United States and even by Italy--a warning to Germany that the Triple Alliance was in danger. As the conference was called nominally for the purpose of instituting certain administrative reforms in Morocco, President Roosevelt decided, in view of our rights under a commercial treaty of 1880, to take part in the proceedings. The American delegates were Henry White, at that time ambassador to Italy, and Samuel R. Gummeré, minister to Morocco. As the United States professed to have no political interests at stake, its delegates were instrumental in composing many of the difficulties that arose during the conference and their influence was exerted to preserve the European balance of power. The facts in regard to America's part in this conference were carefully concealed from the public. There was nothing in any published American document to indicate that the participation of our representatives was anything more than casual. André Tardieu, the well-known French publicist, who reported the conference and later published his impressions in book form, first indicated that President Roosevelt was a positive factor in the proceedings. But it was not until the publication of Bishop's "Theodore Roosevelt and His Time" that the full extent of Roosevelt's activities in this connection became known.

There can be no doubt that our participation in the Moroccan conference was the most radical departure ever made from our traditional policy of isolation. Roosevelt's influence was exerted for preserving the balance of power in Europe. As we look back upon the events of that year we feel, in view of what has since happened, that he was fully justified in the course he pursued. Had his motives for participating in the conference been known at the time, they would not have been upheld either by the Senate or by public opinion. There are many serious objections to secret diplomacy, but it cannot be entirely done away with even under a republican form of government until the people are educated to a fuller understanding of international politics. The German Kaiser was relentless in his attempt to score a diplomatic triumph while France was isolated. He was thwarted, however, by the moral support which England, Italy, and the United States gave to France.

During the proceedings of the conference the American delegates declared in open session that the United States had no political interest in Morocco and that they would sign the treaty only with the understanding that the United States would thereby assume no "obligation or responsibility for the enforcement thereof." This declaration did not satisfy the United States Senate, which no doubt suspected the part that was actually played by America in the conference. At any rate, when the treaty was finally ratified the Senate attached to its resolution of ratification the following declaration:

"Resolved further. That the Senate, as a part of this act of ratification, understands that the participation of the United States in the Algeciras conference and in the formation and adoption of the general act and protocol which resulted therefrom, was with the sole purpose of preserving and increasing its commerce in Morocco, the protection as to life, liberty, and property of its citizens residing or traveling therein, and of aiding by its friendly offices and efforts, in removing friction and controversy which seemed to menace the peace between powers signatory with the United States to the treaty of 1880, all of which are on terms of amity with this Government; and without purpose to depart from the traditional American foreign policy which forbids participation by the United States in the settlement of political questions which are entirely European in their scope."

The determination of the United States not to interfere in the internal politics of European States has not prevented occasional protests in the name of humanity against the harsh treatment accorded the Jews in certain European countries. On July 17, 1902, Secretary Hay protested in a note to the Rumanian government against a policy which was forcing thousands of Jews to emigrate from that country. The United States, he claimed, had more than a philanthropic interest in this matter, for the enforced emigration of the Jews from Rumania in a condition of utter destitution was "the mere transplantation of an artificially produced diseased growth to a new place"; and, as the United States was practically their only place of refuge, we had a clearly established right of remonstrance. In the case of Russia information has repeatedly been sought through diplomatic channels as to the extent of destitution among the Jewish population, and permission has been requested for the distribution of relief funds raised in the United States. Such inquiries have been so framed as to amount to diplomatic protests. In his annual message of 1904 President Roosevelt went further and openly expressed the horror of the nation at the massacre of the Jews at Kishenef. These protests, however, were purely diplomatic in character. There was not the slightest hint at intervention. During the early stages of the Great War in Europe the Government of the United States endeavored to adhere strictly to its historic policy. The German invasion of Belgium with its attendant horrors made a deep impression upon the American people and aroused their fighting spirit even more perhaps than the German policy of submarine warfare, but it was on the latter issue, in which the interests and rights of the United States were directly involved, that we finally entered the war.

V

THE OPEN-DOOR POLICY

In the Orient American diplomacy has had a somewhat freer hand than in Europe. Commodore Perry's expedition to Japan in 1852-1854 was quite a radical departure from the general policy of attending strictly to our own business. It would hardly have been undertaken against a country lying within the European sphere of influence. There were, it is true, certain definite grievances to redress, but the main reason for the expedition was that Japan refused to recognize her obligations as a member of the family of nations and closed her ports to all intercourse with the outside world. American sailors who had been shipwrecked on the coast of Japan had failed to receive the treatment usually accorded by civilized nations. Finally the United States decided to send a naval force to Japan and to force that country to abandon her policy of exclusion and to open her ports to intercourse with other countries. Japan yielded only under the threat of superior force. The conduct of the expedition, as well as our subsequent diplomatic negotiations with Japan, was highly creditable to the United States, and the Japanese people later erected a monument to the memory of Perry on the spot where he first landed.

The acquisition of the Philippine Islands tended to bring us more fully into the current of world politics, but it did not necessarily disturb the balancing of European and American spheres as set up by President Monroe. Various explanations have been given of President McKinley's decision to retain the Philippine group, but the whole truth has in all probability not yet been fully revealed. The partition of China through the establishment of European spheres of influence was well under way when the Philippine Islands came within our grasp. American commerce with China was at this time second to that of England alone, and the concessions which were being wrung from China by the European powers in such rapid succession presented a bad outlook for us. The United States could not follow the example of the powers of Europe, for the seizure of a sphere of influence in China would not have been supported by the Senate or upheld by public opinion. It is probable that President McKinley thought that the Philippine Islands would not only provide a market for American goods, which owing to the Dingley tariff were beginning to face retaliatory legislation abroad, but that they would provide a naval base which would be of great assistance in upholding our interests in China.

Talcott Williams made public some years later another explanation of President McKinley's decision which is interesting and appears to be well vouched for. He was informed by a member of McKinley's cabinet that while the President's mind was not yet made up on the question, a personal communication was received from Lord Salisbury who warned the President that Germany was preparing to take over the Philippine Islands in case the United States should withdraw; that such a step would probably precipitate a world war and that in the interests of peace and harmony it would be best for the United States to retain the entire group.

The famous open-door policy was outlined by Secretary Hay in notes dated September 6, 1899, addressed to Great Britain, Germany, and Russia. Each of these powers was requested to give assurance and to make a declaration to the following effect: (1) that it would not interfere with any treaty port or vested interests in its so-called sphere of influence; (2) that it would permit the Chinese tariff to continue in force in such sphere and to be collected by Chinese officials; (3) that it would not discriminate against other foreigners in the matter of port dues or railroad rates. Similar notes were later addressed to France, Italy, and Japan. England alone expressed her willingness to sign such a declaration. The other powers, while professing thorough accord with the principles set forth by Mr. Hay, avoided committing themselves to a formal declaration and no such declaration was ever made. Mr. Hay made a skillful move, however, to clinch matters by informing each of the powers to whom the note had been addressed that in view of the favorable replies from the other powers, its acceptance of the proposals of the United States was considered "as final and definitive."

Americans generally are under the impression that John Hay originated the open-door policy and that it was successfully upheld by the United States. Neither of these impressions is correct. A few months before John Hay formulated his famous note Lord Charles Beresford came through America on his return from China and addressed the leading chambers of commerce from San Francisco to New York, telling Americans what was actually taking place in China and urging this country to unite with England and Japan in an effort to maintain the open door. Like the Monroe Doctrine, the open-door policy was thus Anglo-American in origin. There is little doubt that England and Japan were willing to form an alliance with the United States for the purpose of maintaining the open door in China, but our traditional policy of isolation prevented our committing ourselves to the employment of force. President McKinley, following the example of President Monroe, preferred announcing our policy independently and requesting the other powers to consent to it. Had John Hay been able to carry out the plan which he favored of an alliance with England and Japan, the mere announcement of the fact would have been sufficient to check the aggressions of the powers in China. Instead of such an alliance, however, we let it be known that while we favored the open door we would not fight for it under any conditions.

The utter worthlessness of the replies that were made in response to Hay's note of September 6, 1899, became fully apparent in the discussions that soon arose as to the status of consuls in the various spheres of influence. Japan claimed that sovereignty did not pass with a lease and that even if China should surrender jurisdiction over her own people, the lessee governments could not acquire jurisdiction over foreigners in leased territory. This position was undoubtedly correct if the territorial integrity of China was really to be preserved, but after negotiations with Russia and the other powers concerned Mr. Hay wrote to Minister Conger on February 3, 1900, that "The United States consuls in districts adjacent to the foreign leased territories are to be instructed that they have no authority to exercise extra-territorial consular jurisdiction or to perform ordinary non-judicial consular acts within the leased territory under their present Chinese exequaturs." Application was then made to the European powers for the admission of American consuls in the leased territories for the performance of the ordinary consular functions, but in no case were they to exercise extra-territorial jurisdiction within a leased territory.

The exploitation of China which continued at a rapid rate naturally aroused an intense anti-foreign sentiment and led to the Boxer uprising. Events moved with startling rapidity and United States troops took a prominent part with those of England, France, Russia, and Japan in the march to Peking for the relief of the legations. In a note to the powers July 3, 1900, Secretary Hay, in defining the attitude of the United States on the Chinese question, said: "The policy of the government of the United States is to seek a solution which may bring about permanent safety and peace to China, preserve Chinese territorial and administrative entity, protect all rights guaranteed to friendly powers by treaty and international law, and safeguard for the world the principle of equal and impartial trade with all parts of the Chinese empire." Mr. Hay's notes were skillfully worded and had some influence in helping to formulate public opinion on the Chinese question both in this country and abroad, but we know now from his private letters which have recently been made public that he realized only too fully the utter futility of his efforts to stay the course of events. During the exciting days of June, 1900, when the foreign legations at Peking were in a state of siege, Mr. Hay wrote to John W. Foster as follows:

"What can be done in the present diseased state of the public mind? There is such a mad-dog hatred of England prevalent among newspapers and politicians that anything we should now do in China to take care of our imperiled interests would be set down to 'subservience to Great Britain'. . . . Every Senator I see says, 'For God's sake, don't let it appear we have any understanding with England.' How can I make bricks without straw? That we should be compelled to refuse the assistance of the greatest power in the world, in carrying out our own policy, because all Irishmen are Democrats and some Germans are fools--is enough to drive a man mad. Yet we shall do what we can."

A little later (September 20, 1900) in confidential letters to Henry Adams, he exclaimed:

"About China, it is the devil's own mess. We cannot possibly publish all the facts without breaking off relations with several Powers. We shall have to do the best we can, and take the consequences, which will be pretty serious, I do not doubt. 'Give and take'--the axiom of diplomacy to the rest of the world--is positively forbidden to us, by both the Senate and public opinion. We must take what we can and give nothing--which greatly narrows our possibilities.

"I take it, you agree with us that we are to limit as far as possible our military operations in China, to withdraw our troops at the earliest day consistent with our obligations, and in the final adjustment to do everything we can for the integrity and reform of China, and to hold on like grim death to the Open Door. . . ."

Again, November 21, 1900:

"What a business this has been in China! So far we have got on by being honest and naïf. . . . At least we are spared the infamy of an alliance with Germany. I would rather, I think, be the dupe of China, than the chum of the Kaiser. Have you noticed how the world will take anything nowadays from a German? Bülow said yesterday in substance--'We have demanded of China everything we can think of. If we think of anything else we will demand that, and be d--d to you'--and not a man in the world kicks."

During the long negotiations that followed the occupation of Peking by the powers, the United States threw the weight of its influence on the side of moderation, urging the powers not to impose too many burdens on China and declaring that the only hope for the future lay in a strong, independent, responsible Chinese government. Contrary to the terms of the final protocol, however, Russia retained in Manchuria the troops concentrated there during the Boxer movement with a view to exacting further concessions from China. The open-door policy was again ignored. The seriousness of the situation led England and Japan to sign a defensive agreement January 30, 1902, recognizing England's interest in China and Japan's interest in Korea, and providing that if either party should be attacked in defense of its interest, the other party would remain neutral, unless a third power joined in, in which event the second party would come to the assistance of the first. A formal protest made by the United States, February 1, against some of the demands Russia was making on China led Russia to conclude that the American government had an understanding with England and Japan, but Mr. Hay gave the assurance that he had known nothing about the Anglo-Japanese agreement until it was made public. He succeeded in securing from Russia, however, a definite promise to evacuate Manchuria, but as the time for the withdrawal of her troops drew near, Russia again imposed new conditions on China, and deliberately misrepresented to the United States the character of the new proposals.

After the suppression of the Boxer uprising, China had agreed to extend the scope of her commercial treaties with the powers. When the negotiation of a new treaty with the United States was begun, our representative demanded that at least two new ports in Manchuria be opened to foreign trade and residence. The Chinese commissioners declined to discuss the subject on the alleged ground that they had no instructions to do so. It was evident that there was secret opposition somewhere, and after considerable difficulty Mr. Hay finally secured evidence that it came from Russia. When confronted with the evidence the Russian Government finally admitted the facts. We were told that we could not be admitted to one of the ports that we had designated because it was situated within the Russian railway zone, and therefore not under the complete jurisdiction of China, but that another port would be substituted for it. Secretary Hay and President Roosevelt were helpless. They accepted what they could get and kept quiet. "The administrative entity" of China was again utterly ignored. The difficulty was that we did not have a strong enough navy in the Pacific to fight Russia alone, and President Roosevelt and Secretary Hay realized that neither the Senate nor public opinion would consent to an alliance with England and Japan. Had these three powers made a joint declaration in support of the open-door policy, the exploitation of China would have ceased, there would have been no Russo-Japanese war, and the course of world history during the period that has since intervened might have been very different.

When we backed down and abandoned Manchuria to Russian exploitation Japan stepped into the breach. After long negotiations the Japanese Government finally delivered an ultimatum to Russia which resulted in the rupture of diplomatic relations and war. After a series of notable victories on land and sea Japan was fast approaching the end of her resources, and it is now an open secret that the Emperor wrote a personal letter to President Roosevelt requesting him to intervene diplomatically and pave the way for peace. The President was quick to act on the suggestion and the commissioners of Russia and Japan met at Portsmouth, New Hampshire. Here President Roosevelt's intervention should have ceased. The terms of the Treaty of Portsmouth were a bitter disappointment to the Japanese people and the Japanese commissioners undertook to shift the burden from their shoulders by stating that President Roosevelt had urged them to surrender their claim to the Island of Saghalien and to give up all idea of an indemnity. Japanese military triumph had again, as at the close of the Chino-Japanese War, been followed by diplomatic defeat, and for this defeat Japanese public opinion held President Roosevelt responsible. From the days of Commodore Perry and Townsend Harris to the Treaty of Portsmouth, relations between the United States and Japan had been almost ideal. Since the negotiations at Portsmouth there has been a considerable amount of bad feeling, and at times diplomatic relations have been subjected to a severe strain.

Having fought a costly war in order to check the Russian advance in Manchuria, the Japanese naturally felt that they had a paramount interest in China. They consequently sharply resented the attempts which the United States subsequently made, particularly Secretary Knox's proposal for the neutralization of the railways of Manchuria, to formulate policies for China. They took the position that we had had our day and that we must henceforth remain hands off so far as China was concerned. This attitude of mind was not unnatural and during the World War the United States, in order to bind the Japanese government more closely to the Allied Cause, agreed to recognize, in the Lansing-Ishii agreement, the "special interests" of Japan in China.

VI

ANGLO-AMERICAN RELATIONS

A few years ago George L. Beer, one of our leading students of British colonial policy, said "It is easily conceivable, and not at all improbable, that the political evolution of the next centuries may take such a course that the American Revolution will lose the great significance that is now attached to it, and will appear merely as the temporary separation of two kindred peoples whose inherent similarity was obscured by superficial differences resulting from dissimilar economic and social conditions." This statement does not appear as extravagant to-day as it did ten years ago. As early as 1894, Captain Mahan, the great authority on naval history, published an essay entitled "Possibilities of an Anglo-American Reunion," in which he pointed out that these two countries were the only great powers which were by geographical position exempt from the burden of large armies and dependent upon the sea for intercourse with the other great nations.

In a volume dealing with questions of American foreign policy, published in 1907, the present writer concluded the last paragraph with this statement: "By no means the least significant of recent changes is the development of cordial relations with England; and it seems now that the course of world politics is destined to lead to the further reknitting together of the two great branches of the Anglo-Saxon race in bonds of peace and international sympathy, in a union not cemented by any formal alliance, but based on community of interests and of aims, a union that will constitute the highest guarantee of the political stability and moral progress of the world."

The United States has very naturally had closer contact with England than with any other European power. This has been due to the fact that England was the mother country, that after independence was established a large part of our trade continued to be with the British Isles, that our northern boundary touches British territory for nearly four thousand miles, and that the British navy and mercantile marine have dominated the Atlantic Ocean which has been our chief highway of intercourse with other nations. Having had more points of contact we have had more disputes with England than with any other nation. Some writers have half jocularly attributed this latter fact to our common language. The Englishman reads our books, papers, and magazines, and knows what we think of him, while we read what he writes about us, and in neither case is the resulting impression flattering to the national pride.

Any one who takes the trouble to read what was written in England about America and the Americans between 1820 and 1850 will wonder how war was avoided. A large number of English travellers came to the United States during this period and published books about us when they got home. The books were bad enough in themselves, but the great English periodicals, the _Edinburgh Review_, _Blackwood's_, the _British Review_, and the _Quarterly_, quoted at length the most objectionable passages from these writers and made malicious attacks on Americans and American institutions. American men were described as "turbulent citizens, abandoned Christians, inconstant husbands, unnatural fathers, and treacherous friends." Our soldiers and sailors were charged with cowardice in the War of 1812. It was stated that "in the southern parts of the Union the rites of our holy faith are almost never practised. . . . Three and a half millions enjoy no means of religious instruction. The religious principle is gaining ground in the northern parts of the Union; it is becoming fashionable among the better orders of society to go to church . . . The greater number of states declare it to be unconstitutional to refer to the providence of God in any of their public acts." The _Quarterly Review_ informed its readers that "the supreme felicity of a true-born American is inaction of body and inanity of mind." Dickens's _American Notes_ was an ungrateful return for the kindness and enthusiasm with which he had been received in this country. De Tocqueville's _Democracy in America_ was widely read in England and doubtless had its influence in revising opinion concerning America. Richard Cobden was, however, the first Englishman to interpret correctly the significance of America as an economic force. His essay on America, published in 1835, pointed out that British policy should be more concerned with economic relations with America than with European politics. As Professor Dunning says, "Cobden made the United States the text of his earliest sermon against militarism and protectionism."

Notwithstanding innumerable disputes over boundaries, fisheries, and fur seals, trade with the British West Indies and Canada, and questions of neutral rights and obligations, we have had unbroken peace for more than a hundred years. Upon several occasions, notably during the Canadian insurrection of 1837 and during our own Civil War, disturbances along the Canadian border created strained relations, but absence of frontier guards and forts has prevented hasty action on the part of either government. The agreement of 1817, effecting disarmament on the Great Lakes, has not only saved both countries the enormous cost of maintaining navies on these inland waters, but it has prevented hostile demonstrations in times of crisis.

During the Canadian rebellion of 1837 Americans along the border expressed openly their sympathy for the insurgents who secured arms and munitions from the American side. In December a British force crossed the Niagara River, boarded and took possession of the _Caroline_, a vessel which had been hired by the insurgents to convey their cannon and other supplies. The ship was fired and sent over the Falls. When the _Caroline_ was boarded one American, Amos Durfee, was killed and several others wounded. The United States at once demanded redress, but the British Government took the position that the seizure of the _Caroline_ was a justifiable act of self-defense against people whom their own government either could not or would not control.

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From Isolation to Leadership, RevisedChapter II: Part 2

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