Chapter III: Part 3
The demands of the United States were still unredressed when in 1840 a Canadian named Alexander McLeod made the boast in a tavern on the American side that he had slain Durfee. He was taken at his word, examined before a magistrate, and committed to jail in Lockport. McLeod's arrest created great excitement on both sides of the border. The British minister at Washington called upon the Government of the United States "to take prompt and effectual steps for the liberation of Mr. McLeod." Secretary of State Forsyth replied that the offense with which McLeod was charged had been committed within the State of New York; that the jurisdiction of each State of the United States was, within its proper sphere, perfectly independent of the Federal Government; that the latter could not interfere. The date set for the trial of McLeod was the fourth Monday in March, 1841. Van Buren's term ended and Harrison's began on the 4th of March, and Webster became Secretary of State. The British minister was given instructions by his government to demand the immediate release of McLeod. This demand was made, he said, because the attack on the _Caroline_ was an act of a public character; because it was a justifiable use of force for the defense of British territory against unprovoked attack by "British rebels and American pirates"; because it was contrary to the principles of civilized nations to hold individuals responsible for acts done by order of the constituted authorities of the State; and because Her Majesty's government could not admit the doctrine that the Federal Government had no power to interfere and that the decision must rest with the State of New York. The relations of foreign powers were with the Federal Government. To admit that the Federal Government had no control over a State would lead to the dissolution of the Union so far as foreign powers were concerned, and to the accrediting of foreign diplomatic agents, not to the Federal Government, but to each separate State. Webster received the note quietly and sent the attorney-general to Lockport to see that McLeod had competent counsel. After considerable delay, during which Webster replied to the main arguments of the British note, McLeod was acquitted and released.
In the midst of the dispute over the case of the _Caroline_ serious trouble arose between the authorities of Maine and New Brunswick over the undetermined boundary between the St. Croix River and the Highlands, and there ensued the so-called "Aroostook War." During the summer of 1838 British and American lumbermen began operating along the Aroostook River in large numbers. The governor of Maine sent a body of militia to enforce the authority of that State, and the New Brunswick authorities procured a detachment of British regulars to back up their position. Bloodshed was averted by the arrival of General Winfield Scott, who managed to restrain the Maine authorities. The administration found it necessary to take up seriously the settlement of the boundary question, and for the next three years the matter was under consideration, while each side had surveyors employed in a vain attempt to locate a line which would correspond to the line of the treaty. As soon as the McLeod affair was settled, Webster devoted himself earnestly to the boundary question. He decided to drop the mass of data accumulated by the surveyors and historians, and to reach an agreement by direct negotiation.
In April, 1842, Alexander Baring, Lord Ashburton, arrived in Washington and the following August the Webster-Ashburton treaty was signed. The boundary fixed by the treaty gave Maine a little more than half the area which she claimed and the United States appropriated $150,000 to compensate Maine for the territory which she had lost.
The settlement of these matters did not, however, insure peace with England. Settlers were crowding into Oregon and it was evident that the joint occupation, established by the convention of 1818, would soon have to be terminated and a divisional line agreed upon. Great Britain insisted that her southern boundary should extend at least as far as the Columbia River, while Americans finally claimed the whole of the disputed area, and one of the slogans of the presidential campaign of 1844 was "Fifty-Four-Forty or Fight." At the same time Great Britain actively opposed the annexation of Texas by the United States. Her main reason for this course was that she wished to encourage the development of Texas as a cotton-growing country from which she could draw a large enough supply to make her independent of the United States. If Texas should thus devote herself to the production of cotton as her chief export crop, she would, of course, adopt a free-trade policy and thus create a considerable market for British goods.
As soon as it became evident that Tyler contemplated taking definite steps toward annexation, Lord Aberdeen secured the coöperation of the government of Louis Philippe in opposing the absorption of Texas by the American republic. While the treaty for the annexation of Texas was before the Senate, Lord Aberdeen came forward with a proposition that England and France should unite with Texas and Mexico in a diplomatic act or perpetual treaty, securing to Texas recognition as an independent republic, but preventing her from ever acquiring territory beyond the Rio Grande or joining the American union. While the United States would be invited to join in this act, it was not expected that the government of that country would agree to it. Mexico obstinately refused to recognize the independence of Texas. Lord Aberdeen was so anxious to prevent the annexation of Texas that he was ready, if supported by France, to coerce Mexico and fight the United States, but the French Government was not willing to go this far, so the scheme was abandoned.
The two foremost issues in the campaign of 1844 were the annexation of Texas and the occupation of Oregon. Texas was annexed by joint resolution a few days before the inauguration of Polk. This act, it was foreseen, would probably provoke a war with Mexico, so Polk's first task was to adjust the Oregon dispute in order to avoid complications with England. The fate of California was also involved. That province was not likely to remain long in the hands of a weak power like Mexico. In fact, British consular agents and naval officers had for several years been urging upon their government the great value of Upper California. Aberdeen refused to countenance any insurrectionary movement in California, but he directed his agents to keep vigilant watch on the proceedings of citizens of the United States in that province. Had England and Mexico arrived at an understanding and joined in a war against the United States, the probabilities are that England would have acquired not only the whole of Oregon, but California besides. In fact, in May, 1846, just as we were on the point of going to war with Mexico, the president of Mexico officially proposed to transfer California to England as security for a loan. Fortunately, the Oregon question had been adjusted and England had no reason for wishing to go to war with the United States. Mexico's offer was therefore rejected. Polk managed the diplomatic situation with admirable promptness and firmness. Notwithstanding the fact that the democratic platform had demanded "Fifty-Four-Forty or Fight," as soon as Polk became President he offered to compromise with England on the 49th parallel. When this offer was declined he asked permission of Congress to give England the necessary notice for the termination of the joint occupation agreement, to provide for the military defense of the territory in dispute, and to extend over it the laws of the United States. A few months later notice was given to England, but at the same time the hope was expressed that the matter might be adjusted diplomatically. As soon as it was evident that the United States was in earnest, England gracefully yielded and accepted the terms which had been first proposed.
As war with Mexico was imminent the public generally approved of the Oregon compromise, though the criticism was made by some in the North that the South, having secured in Texas a large addition to slave territory, was indifferent about the expansion of free territory. In fact, Henry Cabot Lodge, in his recent little book, "One Hundred Years of Peace," says: "The loss of the region between the forty-ninth parallel and the line of 54-40 was one of the most severe which ever befell the United States. Whether it could have been obtained without a war is probably doubtful, but it never ought to have been said, officially or otherwise, that we would fight for 54-40 unless we were fully prepared to do so. If we had stood firm for the line of 54-40 without threats, it is quite possible that we might have succeeded in the end; but the hypotheses of history are of little practical value, and the fact remains that by the treaty of 1846 we lost a complete control of the Pacific coast."
That the United States lived through what Professor Dunning calls "the roaring forties" without a war with England seems now little less than a miracle. During the next fifteen years relations were much more amicable, though by no means free from disputes. The most important diplomatic act was the signature in 1850 of the Clayton-Bulwer treaty which conceded to England a joint interest in any canal that might be built through the isthmus connecting North and South America. One of the interesting episodes of this period was the dismissal of Crampton, the British minister, who insisted on enlisting men in the United States for service in the Crimean War, an act which pales into insignificance in comparison with some of the things which Bernstorff did during the early stages of the Great War.
Relations between the United States and England during the American Civil War involved so many highly technical questions that it is impossible to do more than touch upon them in the present connection. Diplomatic discussions centred about such questions as the validity of the blockade established by President Lincoln, the recognition by England of Confederate belligerency, the _Trent_ affair, and the responsibility of England for the depredations committed by the _Alabama_ and other Confederate cruisers. When the United States first demanded reparation for the damage inflicted on American commerce by the Confederate cruisers, the British Government disclaimed all liability on the ground that the fitting out of the cruisers had not been completed within British jurisdiction. Even after the close of the war the British Government continued to reject all proposals for a settlement. The American nation, flushed with victory, was bent on redress, and so deep-seated was the resentment against England, that the Fenian movement, which had for its object the establishment of an independent republic in Ireland, met with open encouragement in this country. The House of Representatives went so far as to repeal the law forbidding Americans to fit out ships for belligerents, but the Senate failed to concur. The successful war waged by Prussia against Austria in 1866 disturbed the European balance, and rumblings of the approaching Franco-Prussian war caused uneasiness in British cabinet circles. Fearing that if Great Britain were drawn into the conflict the American people might take a sweet revenge by fitting out "Alabamas" for her enemies, the British Government assumed a more conciliatory attitude, and in January, 1869, Lord Clarendon signed with Reverdy Johnson a convention providing for the submission to a mixed commission of all claims which had arisen since 1853. Though the convention included, it did not specifically mention, the _Alabama_ Claims, and it failed to contain any expression of regret for the course pursued by the British Government during the war. The Senate, therefore, refused by an almost unanimous vote to ratify the arrangement.
When Grant became President, Hamilton Fish renewed the negotiations through Motley, the American minister at London, but the latter was unduly influenced by the extreme views of Sumner, chairman of the Senate committee on foreign relations, to whose influence he owed his appointment, and got things in a bad tangle. Fish then transferred the negotiations to Washington, where a joint high commission, appointed to settle the various disputes with Canada, convened in 1871. A few months later the treaty of Washington was signed. Among other things it provided for submitting the _Alabama_ Claims to an arbitration tribunal composed of five members, one appointed by England, one by the United States, and the other three by the rulers of Italy, Switzerland, and Brazil. When this tribunal met at Geneva, the following year, the United States, greatly to the surprise of everybody, presented not only the direct claims for the damage inflicted by the Confederate cruisers, but also indirect claims for the loss sustained through the transfer of American shipping to foreign flags, for the prolongation of the war, and for increased rates of insurance. Great Britain threatened to withdraw from the arbitration, but Charles Francis Adams, the American member of the tribunal, rose nobly to the occasion and decided against the contention of his own government. The indirect claims were rejected by a unanimous vote and on the direct claims the United States was awarded the sum of $15,500,000. Although the British member of the tribunal dissented from the decision his government promptly paid the award. This was the most important case that had ever been submitted to arbitration and its successful adjustment encouraged the hope that the two great branches of the English-speaking peoples would never again have to resort to war.
Between the settlement of the _Alabama_ Claims and the controversy over the Venezuelan boundary, diplomatic intercourse between the two countries was enlivened by the efforts of Blaine and Frelinghuysen to convince the British Government that the Clayton-Bulwer treaty was out of date and therefore no longer binding, by the assertion of American ownership in the seal herds of Bering Sea and the attempt to prevent Canadians from taking these animals in the open sea, and by the summary dismissal of Lord Sackville-West, the third British minister to receive his passports from the United States without request.
President Cleveland's bold assertion of the Monroe Doctrine in the Venezuelan boundary dispute, while the subject of much criticism at the time both at home and abroad, turned out to be a most opportune assertion of the intention of the United States to protect the American continents from the sort of exploitation to which Africa and Asia have fallen a prey, and, strange to say, it had a clarifying effect on our relations with England, whose attitude has since been uniformly friendly.
The Venezuelan affair was followed by the proposal of Lord Salisbury to renew the negotiations for a permanent treaty of arbitration which had been first entered into by Secretary Gresham and Sir Julian Pauncefote. In the spring of 1890 the Congress of the United States had adopted a resolution in favor of the negotiation of arbitration treaties with friendly nations, and the British House of Commons had in July, 1893, expressed its hearty approval of a general arbitration treaty between the United States and England. The matter was then taken up diplomatically, as stated above, but was dropped when the Venezuelan boundary dispute became acute. Lord Salisbury's proposal was favorably received by President Cleveland, and after mature deliberation the draft of a treaty was finally drawn up and signed by Secretary Olney and Sir Julian Pauncefote. This treaty provided for the submission of pecuniary claims to the familiar mixed commission with an umpire or referee to decide disputed points. Controversies involving the determination of territorial claims were to be submitted to a tribunal composed of six members, three justices of the Supreme Court of the United States or judges of the Circuit Court to be nominated by the president of the United States, and three judges of the British Supreme Court of Judicature or members of the Judicial Committee of the Privy Council to be nominated by the British sovereign, and an award made by a majority of not less than five to one was to be final. In case of an award made by less than the prescribed majority, the award was also to be final unless either power should within three months protest against it, in which case the award was to be of no validity. This treaty was concluded in January, 1897, and promptly submitted to the Senate. When President Cleveland's term expired in March no action had been taken. President McKinley endorsed the treaty in his inaugural address and urged the Senate to take prompt action, but when the vote was taken, May 5th, it stood forty-three for, and twenty-six against, the treaty. It thus lacked three votes of the two thirds required for ratification. The failure of this treaty was a great disappointment to the friends of international arbitration. The opposition within his own party to President Cleveland, under whose direction the treaty had been negotiated, and the change of administration, probably had a good deal to do with its defeat. Public opinion, especially in the Northern States of the Union, was still hostile to England. Irish agitators could always get a sympathetic hearing in America, and politicians could not resist the temptation to play on anti-British prejudices in order to bring out the Irish vote.
The Spanish War was the turning point in our relations with England as in many other things. The question as to who were our friends in 1898 was much discussed at the time, and when revived by the press upon the occasion of the visit of Prince Henry of Prussia to the United States in February, 1902, even the cabinets of Europe could not refrain from taking part in the controversy. In order to diminish the enthusiasm over the Prince's visit the British press circulated the story that Lord Pauncefote had checked a movement of the European powers to prevent any intervention of the United States in Cuba; while the German papers asserted that Lord Pauncefote had taken the initiative in opposing American intervention. It is certain that the attitude of the British Government, as well as of the British people, from the outbreak of hostilities to the close of the war, was friendly. As for Germany, while the conduct of the government was officially correct, public sentiment expressed itself with great violence against the United States. The conduct of the German admiral, Diederichs, in Manila Bay has never been satisfactorily explained. Shortly after Dewey's victory a German squadron, superior to the American in strength, steamed into the Bay and displayed, according to Dewey, an "extraordinary disregard of the usual courtesies of naval intercourse." Dewey finally sent his flag-lieutenant, Brumby, to inform the German admiral that "if he wants a fight he can have it right now." The German admiral at once apologized. It is well known now that the commander of the British squadron, which was in a position to bring its guns to bear on the Germans, gave Dewey to understand that he could rely on more than moral support from him in case of trouble. In fact, John Hay wrote from London at the beginning of the war that the British navy was at our disposal for the asking.
Great Britain's change of attitude toward the United States was so marked that some writers have naïvely concluded that a secret treaty of alliance between the two countries was made in 1897. The absurdity of such a statement was pointed out by Senator Lodge several years ago. England's change of attitude is not difficult to understand. For a hundred years after the battle of Trafalgar, England had pursued the policy of maintaining a navy large enough to meet all comers. With the rapid growth of other navies during the closing years of the nineteenth century, England realized that she could no longer pursue this policy. Russia, Japan, and Germany had all adopted extensive naval programs when we went to war with Spain. Our acquisition of the Philippines and Porto Rico and our determination to build an isthmian canal made a large American navy inevitable. Great Britain realized, therefore, that she would have to cast about for future allies. She therefore signed the Hay-Pauncefote Treaty with us in 1901, and a defensive alliance with Japan in 1902.
In view of the fact that the United States was bent on carrying out the long-deferred canal scheme, Great Britain realized that a further insistence on her rights under the Clayton-Bulwer Treaty would lead to friction and possible conflict. She wisely decided, therefore, to recede from the position which she had held for half a century and to give us a free hand in the construction and control of the canal at whatever point we might choose to build it. While the Hay-Pauncefote treaty was limited in terms to the canal question, it was in reality of much wider significance. It amounted, in fact, to the recognition of American naval supremacy in the West Indies, and since its signature Great Britain has withdrawn her squadron from this important strategic area. The supremacy of the United States in the Caribbean is now firmly established and in fact unquestioned. The American public did not appreciate at the time the true significance of the Hay-Pauncefote Treaty, and a few years later Congress inserted in the Panama Tolls Act a clause exempting American ships engaged in the coast-wise trade from the payment of tolls. Great Britain at once protested against the exemption clause as a violation of the Hay-Pauncefote Treaty and anti-British sentiment at once flared up in all parts of the United States. Most American authorities on international law and diplomacy believed that Great Britain's interpretation of the treaty was correct. Fortunately President Wilson took the same view, and in spite of strong opposition he persuaded Congress to repeal the exemption clause. This was an act of simple justice and it removed the only outstanding subject of dispute between the two countries.
The Hay-Pauncefote Treaty was by no means the only evidence of a change of attitude on the part of Great Britain. As we have already seen, Great Britain and the United States were in close accord during the Boxer uprising in China and the subsequent negotiations. During the Russo-Japanese war public sentiment in both England and the United States was strongly in favor of Japan. At the Algeciras conference on Moroccan affairs in 1905 the United States, in its effort to preserve the European balance of power, threw the weight of its influence on the side of England and France.
The submission of the Alaskan boundary dispute to a form of arbitration in which Canada could not win and we could not lose was another evidence of the friendly attitude of Great Britain. The boundary between the southern strip of Alaska and British Columbia had never been marked or even accurately surveyed when gold was discovered in the Klondike. The shortest and quickest route to the gold-bearing region was by the trails leading up from Dyea and Skagway on the headwaters of Lynn Canal. The Canadian officials at once advanced claims to jurisdiction over these village ports. The question turned on the treaty made in 1825 between Great Britain and Russia. Whatever rights Russia had under that treaty we acquired by the purchase of Alaska in 1867. Not only did a long series of maps issued by the Canadian government in years past confirm the American claim to the region in dispute, but the correspondence of the British negotiator of the treaty of 1825 shows that he made every effort to secure for England an outlet to deep water through this strip of territory and failed. Under the circumstances President Roosevelt was not willing to submit the case to the arbitration of third parties. He agreed, however, to submit it to a mixed commission composed of three Americans, two Canadians, and Lord Alverstone, chief justice of England. As there was little doubt as to the views that would be taken by the three Americans and the two Canadians it was evident from the first that the trial was really before Lord Alverstone. In case he sustained the American contention there would be an end of the controversy; in case he sustained the Canadian view, there would be an even division, and matters would stand where they stood when the trial began except that a great deal more feeling would have been engendered and the United States might have had to make good its claims by force. Fortunately Lord Alverstone agreed with the three Americans on the main points involved in the controversy. The decision was, of course, a disappointment to the Canadians and it was charged that Lord Alverstone had sacrificed their interest in order to further the British policy of friendly relations with the United States.
At the beginning of the Great War the interference of the British navy with cargoes consigned to Germany at once aroused the latent anti-British feeling in this country. Owing to the fact that cotton exports were so largely involved the feeling against Great Britain was even stronger in the Southern States than in the Northern. The State Department promptly protested against the naval policy adopted by Great Britain, and the dispute might have assumed very serious proportions had not Germany inaugurated her submarine campaign. The dispute with England involved merely property rights, while that with Germany involved the safety and lives of American citizens. The main feature of British policy, that is, her application of the doctrine of continuous voyage, was so thoroughly in line with the policy adopted by the United States during the Civil War that the protests of our State Department were of little avail. In fact Great Britain merely carried the American doctrine to its logical conclusions.
We have undertaken in this brief review of Anglo-American relations to outline the more important controversies that have arisen between the two countries. They have been sufficiently numerous and irritating to jeopardize seriously the peace which has so happily subsisted for one hundred years between the two great members of the English-speaking family. After all, they have not been based on any fundamental conflict of policy, but have been for the most part superficial and in many cases the result of bad manners. In this connection Lord Bryce makes the following interesting observations:
"There were moments when the stiff and frigid attitude of the British foreign secretary exasperated the American negotiators, or when a demagogic Secretary of State at Washington tried by a bullying tone to win credit as the patriotic champion of national claims. But whenever there were bad manners in London there was good temper at Washington, and when there was a storm on the Potomac there was calm on the Thames. It was the good fortune of the two countries that if at any moment rashness or vehemence was found on one side, it never happened to be met by the like quality on the other."
"The moral of the story of Anglo-American relations," Lord Bryce says, "is that peace can always be kept, whatever be the grounds of controversy, between peoples that wish to keep it." He adds that Great Britain and the United States "have given the finest example ever seen in history of an undefended frontier, along which each people has trusted to the good faith of the other that it would create no naval armaments; and this very absence of armaments has itself helped to prevent hostile demonstrations. Neither of them has ever questioned the sanctity of treaties, or denied that states are bound by the moral law."
It is not strange that so many controversies about more or less trivial matters should have obscured in the minds of both Englishmen and Americans the fundamental identity of aim and purpose in the larger things of life. For notwithstanding the German influence in America which has had an undue part in shaping our educational methods, our civilization is still English. Bismarck realized this when he said that one of the most significant facts in modern history was that all North America was English-speaking. Our fundamental ideals are the same. We have a passion for liberty; we uphold the rights of the individual as against the extreme claims of the state; we believe in government through public opinion; we believe in the rule of law; we believe in government limited by fundamental principles and constitutional restraints as against the exercise of arbitrary power; we have never been subjected to militarism or to the dominance of a military caste; we are both so situated geographically as to be dependent on sea power rather than on large armies, and not only do navies not endanger the liberty of peoples but they are negligible quantities politically. Great Britain had in 1914 only 137,500 officers and men in her navy and 26,200 reserves, a wholly insignificant number compared to the millions that formed the army of Germany and gave a military color to the whole life and thought of the nation.
Not only are our political ideals the same, but in general our attitude toward world politics is the same, and most people are surprised when they are told that our fundamental foreign policies are identical. The two most characteristic American foreign policies, the Monroe Doctrine and the Open Door, were both, as we have seen, Anglo-American in origin.
VII
IMPERIALISTIC TENDENCIES OF THE MONROE DOCTRINE
In its original form the Monroe Doctrine was a direct defiance of Europe, and it has never been favorably regarded by the nations of the old world. Latterly, however, it has encountered adverse criticism in some of the Latin-American states whose independence it helped to secure and whose freedom from European control it has been instrumental in maintaining. The Latin-American attacks on the Doctrine during the last few years have been reflected to a greater or less extent by writers in this country, particularly in academic circles. The American writer who has become most conspicuous in this connection is Professor Bingham of Yale, who has travelled extensively in South America and who published in 1913 a little volume entitled "The Monroe Doctrine, an Obsolete Shibboleth." The reasons why the Monroe Doctrine has called forth so much criticism during the last few years are not far to seek. The rapid advance of the United States in the Caribbean Sea since 1898 has naturally aroused the apprehensions of the feebler Latin-American states in that region, while the building of the Panama Canal has rendered inevitable the adoption of a policy of naval supremacy in the Caribbean and has led to the formulation of new political policies in the zone of the Caribbean--what Admiral Chester calls the larger Panama Canal Zone--that is, the West Indies, Mexico and Central America, Colombia and Venezuela. Some of these policies, which have already been formulated to a far greater extent than is generally realized, are the establishment of protectorates, the supervision of finances, the control of all available canal routes, the acquisition of coaling stations, and the policing of disorderly countries.
The long-delayed advance of the United States in the Caribbean Sea actually began with the Spanish War. Since then we have made rapid strides. Porto Rico was annexed at the close of the war, and Cuba became a protectorate; the Canal Zone was a little later leased on terms that amounted to practical annexation, and the Dominican Republic came under the financial supervision of the United States; President Wilson went further and assumed the administration of Haitian affairs, leased from Nicaragua for a term of ninety-nine years a naval base on Fonseca Bay, and purchased the Danish West Indies. As a result of this rapid extension of American influence the political relations of the countries bordering on the Caribbean will of necessity be profoundly affected. Our Latin-American policy has been enlarged in meaning and limited in territorial application so far as its newer phases are concerned.
In 1904 President Roosevelt made a radical departure from our traditional policy in proposing that we should assume financial supervision over the Dominican Republic in order to prevent certain European powers from forcibly collecting debts due their subjects. Germany seemed especially determined to force a settlement of her demands, and it was well known that Germany had for years regarded the Monroe Doctrine as the main hindrance in the way of her acquiring a foothold in Latin America. The only effective method of collecting the interest on the foreign debt of the Dominican Republic appeared to be the seizure and administration of her custom houses by some foreign power or group of foreign powers. President Roosevelt foresaw that such an occupation of the Dominican custom houses would, in view of the large debt, constitute the occupation of American territory by European powers for an indefinite period of time, and would, therefore, be a violation of the Monroe Doctrine. He had before him also the results of a somewhat similar financial administration of Egypt undertaken jointly by England and France in 1878, and after Arabi's revolt continued by England alone, with the result that Egypt soon became a possession of the British crown to almost as great a degree as if it had been formally annexed, and during the World War it was in fact treated as an integral part of the British Empire. President Roosevelt concluded, therefore, that where it was necessary to place a bankrupt American republic in the hands of a receiver, the United States must undertake to act as receiver and take over the administration of its finances. He boldly adopted this policy and finally forced a reluctant Senate to acquiesce. The arrangement has worked admirably. In spite of the criticism that this policy encountered, the Taft administration not only continued it in Santo Domingo, but tried to extend it to Nicaragua and Honduras. In January, 1911, a treaty placing the finances of Honduras under the supervision of the United States was signed by Secretary Knox, and in June a similar treaty was signed with Nicaragua. These treaties provided for the refunding of the foreign debt, in each case through loans made by American bankers and secured by the customs duties, the collector in each case to be approved by the United States and to make an annual report to the Department of State. These treaties were not ratified by the Senate.
Secretary Knox then tried another solution of the question. On February 26, 1913, a new treaty with Nicaragua was submitted to the Senate by the terms of which Nicaragua agreed to give the United States an exclusive right of way for a canal through her territory and a naval base in Fonseca Bay, in return for the payment of three millions of dollars. The Senate failed to act on this treaty, as the close of the Taft administration was then at hand. The Wilson administration followed the same policy, however, and in July, 1913, Mr. Bryan submitted to the Senate a third treaty with Nicaragua containing the provisions of the second Knox treaty and in addition certain provisions of the Platt amendment, which defines our protectorate over Cuba. This treaty aroused strong opposition in the other Central American states, and Costa Rica, Salvador, and Honduras filed formal protests with the United States Government against its ratification on the ground that it would convert Nicaragua into a protectorate of the United States and thus defeat the long-cherished plan for a union of the Central American republics. The Senate of the United States objected to the protectorate feature of the treaty and refused to ratify it, but the negotiations were renewed by the Wilson administration and on February 18, 1916, a new treaty, which omits the provisions of the Platt amendment, was accepted by the Senate. This treaty grants to the United States in perpetuity the exclusive right to construct a canal by way of the San Juan River and Lake Nicaragua, and leases to the United States for ninety-nine years a naval base on the Gulf of Fonseca, and also the Great Corn and Little Corn islands as coaling stations. The consideration for these favors was the sum of three millions of dollars to be expended, with the approval of the Secretary of State of the United States, in paying the public debt of Nicaragua and for other public purposes to be agreed on by the two contracting parties.
The treaty with the black Republic of Haiti, ratified by the Senate February 28, 1916, carries the new Caribbean policies of the United States to the farthest limits short of actual annexation. It provides for the establishment of a receivership of Haitian customs under the control of the United States similar in most respects to that established over the Dominican Republic. It provides further for the appointment, on the nomination of the President of the United States, of a financial adviser, who shall assist in the settlement of the foreign debt and direct expenditures of the surplus for the development of the agricultural, mineral, and commercial resources of the republic. It provides further for a native constabulary under American officers appointed by the President of Haiti upon nomination by the President of the United States. It further extends to Haiti the main provisions of the Platt amendment. By controlling the internal financial administration of the government the United States hopes to remove all incentives for those revolutions which have in the past had for their object a raid on the public treasury, and by controlling the customs and maintaining order the United States hopes to avoid all possibility of foreign intervention. The treaty is to remain in force for a period of ten years and for another period of ten years if either party presents specific reasons for continuing it on the ground that its purpose has not been fully accomplished.
Prior to the Roosevelt administration the Monroe Doctrine was regarded by the Latin-American states as solely a protective policy. The United States did not undertake to control the financial administration or the foreign policy of any of these republics. It was only after their misconduct had gotten them into difficulty and some foreign power, or group of foreign powers, was on the point of demanding reparation by force that the United States stepped in and undertook to see to it that foreign intervention did not take the form of occupation of territory or interference in internal politics. The Monroe Doctrine has always been in principle a policy of American intervention for the purpose of preventing European intervention, but American intervention always awaited the threat of immediate action on the part of some European power. President Roosevelt concluded that it would be wiser to restrain the reckless conduct of the smaller American republics before disorders or public debts should reach a point which gave European powers an excuse for intervening. In a message to Congress in 1904 he laid down this new doctrine, which soon became famous as the Big Stick policy. He said: "If a nation shows that it knows how to act with reasonable efficiency and decency in social and political matters, if it keeps order and pays its obligations, it need fear no interference from the United States. Chronic wrongdoing, or an impotence which results in a general loosening of the ties of civilized society, may in America, as elsewhere, ultimately require intervention by some civilized nation, and in the Western Hemisphere the adherence of the United States to the Monroe Doctrine may force the United States, however reluctantly, in flagrant cases of such wrongdoing or impotence, to the exercise of an international police power." In other words, since we could not permit European powers to restrain or punish American states in cases of wrongdoing, we must ourselves undertake that task. As long as the Monroe Doctrine was merely a policy of benevolent protection which Latin-American states could invoke after their unwise or evil conduct had brought European powers to the point of demanding just retribution, it was regarded with favor and no objection was raised to it; but the Roosevelt doctrine, that if we were to continue to protect Latin-American states against European intervention, we had a right to demand that they should refrain from conduct which was likely to provoke such intervention, was quite a different thing, and raised a storm of criticism and opposition.
The Roosevelt application of the Monroe Doctrine was undoubtedly a perfectly logical step. It was endorsed by the Taft administration and further extended by the Wilson administration and made one of our most important policies in regard to the zone of the Caribbean. President Roosevelt was right in drawing the conclusion that we had arrived at a point where we had either to abandon the Monroe Doctrine or to extend its application so as to cover the constantly increasing number of disputes arising from the reckless creation of public debts and loose financial administration. It was absurd for us to stand quietly by and witness the utterly irresponsible creation of financial obligations that would inevitably lead to European intervention and then undertake to fix the bounds and limits of that intervention. It is interesting to note that President Wilson did not hesitate to carry the new policy to its logical conclusion, and that he went so far as to warn Latin-American countries against granting to foreign corporations concessions which, on account of their extended character, would be certain to give rise to foreign claims which would, in turn, give an excuse for European intervention. In discussing our Latin-American policy shortly after the beginning of his administration, President Wilson said: "You hear of 'concessions' to foreign capitalists in Latin America. You do not hear of concessions to foreign capitalists in the United States. They are not granted concessions. They are invited to make investments. The work is ours, though they are welcome to invest in it. We do not ask them to supply the capital and do the work. It is an invitation, not a privilege; and states that are obliged, because their territory does not lie within the main field of modern enterprise and action, to grant concessions are in this condition, that foreign interests are apt to dominate their domestic affairs--a condition of affairs always dangerous and apt to become intolerable. . . . What these states are going to seek, therefore, is an emancipation from the subordination, which has been inevitable, to foreign enterprise and an assertion of the splendid character which, in spite of these difficulties, they have again and again been able to demonstrate."
These remarks probably had reference to the oil concession which Pearson and Son of London had arranged with the president of Colombia. This concession is said to have covered practically all of the oil interests in Colombia, and carried with it the right to improve harbors and dig canals in the country. However, before the meeting of the Colombian congress in November, 1913, which was expected to confirm the concession, Lord Cowdray, the president of Pearson and Son, withdrew the contract, alleging as his reason the opposition of the United States.
Unfortunately President Roosevelt's assertion of the Big Stick policy and of the duty of the United States to play policeman in the western hemisphere was accompanied by his seizure of the Canal Zone. This action naturally aroused serious apprehensions in Latin America and gave color to the charge that the United States had converted the Monroe Doctrine from a protective policy into a policy of selfish aggression. Colombia felt outraged and aggrieved, and this feeling was not alleviated by Mr. Roosevelt's speech several years later to the students of the University of California, in which he boasted of having taken the Canal Zone and said that if he had not taken it as he did, the debate over the matter in Congress would still be going on. Before the close of his administration President Roosevelt undertook to placate Colombia, but the sop which he offered was indignantly rejected. In January, 1909, Secretary Root proposed three treaties, one between the United States and Panama, one between the United States and Colombia, and one between Colombia and Panama. These treaties provided for the recognition of the Republic of Panama by Colombia and for the transference to Colombia of the first ten installments of the annual rental of $250,000 which the United States had agreed to pay to Panama for the lease of the Canal Zone. The treaties were ratified by the United States and by Panama, but not by Colombia.
The Taft administration made repeated efforts to appease Colombia, resulting in the formulation of a definite proposition by Secretary Knox shortly before the close of President Taft's term. His proposals were that if Colombia would ratify the Root treaties just referred to, the United States would be willing to pay $10,000,000 for an exclusive right of way for a canal by the Atrato route and for the perpetual lease of the islands of St. Andrews and Old Providence as coaling stations. These proposals were also rejected. The American minister, Mr. Du Bois, acting, he said, on his own responsibility, then inquired informally whether $25,000,000 without options of any kind would satisfy Colombia. The answer was that Colombia would accept nothing but the arbitration of the whole Panama question. Mr. Knox, in reporting the matter to the President, said that Colombia seemed determined to treat with the incoming Democratic administration. Secretary Bryan took up the negotiations where Knox dropped them, and concluded a treaty, according to the terms of which the United States was to express regret at what had occurred and to pay Colombia $25,000,000. The Senate of the United States refused to ratify this treaty while Wilson was in the White House, but as soon as Harding became president they consented to the payment and ratified the treaty with a few changes in the preamble.
The facts stated above show conclusively that the two most significant developments of American policy in the Caribbean during the last twenty years have been the establishment of formal protectorates and the exercise of financial supervision over weak and disorderly states. Our protectorate over Cuba was clearly defined in the so-called Platt amendment, which was inserted in the army appropriation bill of March 2, 1901, and directed the President to leave control of the island of Cuba to its people so soon as a government should be established under a constitution which defined the future relations with the United States substantially as follows: (1) That the government of Cuba would never enter into any treaty or other compact with any foreign power which would impair the independence of the island; (2) that the said government would not contract any public debt which could not be met by the ordinary revenues of the island; (3) that the government of Cuba would permit the United States to exercise the right to intervene for the preservation of Cuban independence, and for the protection of life, property, and individual liberty; (4) that all acts of the United States in Cuba during its military occupancy thereof should be ratified and validated; (5) that the government of Cuba would carry out the plans already devised for the sanitation of the cities of the island; and finally that the government of Cuba would sell or lease to the United States lands necessary for coaling or naval stations at certain specified points, to be agreed upon with the President of the United States.
It is understood that these articles, with the exception of the fifth, which was proposed by General Leonard Wood, were carefully drafted by Elihu Root, at that time Secretary of War, discussed at length by President McKinley's Cabinet, and entrusted to Senator Platt of Connecticut, who offered them as an amendment to the army appropriation bill. The Wilson administration, as already stated, embodied the first three provisions of the Platt amendment in the Haitian treaty of 1916. Prior to the World War, which has upset all calculations, it seemed highly probable that the Platt amendment would in time be extended to all the weaker states within the zone of the Caribbean. If the United States is to exercise a protectorate over such states, the right to intervene and the conditions of intervention should be clearly defined and publicly proclaimed. Hitherto whatever action we have taken in Latin America has been taken under the Monroe Doctrine--a policy without legal sanction--which an international court might not recognize. Action under a treaty would have the advantage of legality. In other words, the recent treaties with Caribbean states have converted American policy into law.
The charge that in establishing protectorates and financial supervision over independent states we have violated the terms of the Monroe Doctrine is one that has been frequently made. Those who have made it appear to be laboring under the illusion that the Monroe Doctrine was wholly altruistic in its aim. As a matter of fact, the Monroe Doctrine has never been regarded by the United States as in any sense a self-denying declaration. President Monroe said that we should consider any attempt on the part of the European powers "to extend their system to any portion of this hemisphere as dangerous to our peace and safety." The primary object of the policy outlined by President Monroe was, therefore, the peace and safety of the United States. The protection of Latin-American states against European intervention was merely a means of protecting ourselves. While the United States undertook to prevent the encroachment of European powers in Latin America, it never for one moment admitted any limitation upon the possibility of its own expansion in this region. The whole course of American history establishes the contrary point of view. Since the Monroe Doctrine was enunciated we have annexed at the expense of Latin-American states, Texas, New Mexico, California, and the Canal Zone. Upon other occasions we emphatically declined to bind ourselves by treaty stipulations with England and France that under no circumstance would we annex the island of Cuba. Shortly after the beginning of his first term President Wilson declared in a public address at Mobile that "the United States will never again seek one additional foot of territory by conquest." This declaration introduces a new chapter in American diplomacy.
VIII
THE NEW PAN-AMERICANISM
When President Wilson assumed office March 4, 1913, there was nothing but the Huerta revolution, the full significance of which was not then appreciated, to suggest to his mind the forecast that before the close of his term questions of foreign policy would absorb the attention of the American people and tax to the limit his own powers of mind and body. It seems now a strange fact that neither in his writings nor in his public addresses had President Wilson ever shown any marked interest in questions of international law and diplomacy. He had, on the contrary, made a life-long study of political organization and legislative procedure. Those who knew him had always thought that he was by nature fitted to be a great parliamentary leader and it soon appeared that he had a very definite legislative program which he intended to put through Congress. The foreign problems that confronted him so suddenly and unexpectedly were doubtless felt to be annoying distractions from the work which he had mapped out for himself and which was far more congenial to his tastes. As time went by, however, he was forced to give more and more thought to our relations with Latin America on the one hand and to the European war on the other. His ideas on international problems at first cautiously set forth, soon caught step with the rapid march of events and guided the thought of the world.
The Mexican situation, which reached a crisis a few days before Mr. Wilson came into office, at once demanded his attention and led to the enunciation of a general Latin-American policy. He had scarcely been in office a week when he issued a statement which was forwarded by the secretary of state to all American diplomatic officers in Latin America. In it he said:
"One of the chief objects of my administration will be to cultivate the friendship and deserve the confidence of our sister republics of Central and South America, and to promote in every proper and honorable way the interests which are common to the peoples of the two continents. . . .
"The United States has nothing to seek in Central and South America except the lasting interests of the peoples of the two continents, the security of governments intended for the people and for no special group or interest, and the development of personal and trade relationships between the two continents which shall redound to the profit and advantage of both, and interfere with the rights and liberties of neither.
"From these principles may be read so much of the future policy of this government as it is necessary now to forecast, and in the spirit of these principles I may, I hope, be permitted with as much confidence as earnestness, to extend to the governments of all the republics of America the hand of genuine disinterested friendship and to pledge my own honor and the honor of my colleagues to every enterprise of peace and amity that a fortunate future may disclose."
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From Isolation to Leadership, RevisedChapter III: Part 3
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