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Chapter III: Part 3

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Here is a simple example of this which I observed myself. Once in the beautiful Dolomites I met two Viennese ladies who were starting for a walking-tour. I accompanied them part of the way and we discussed the pleasures, but also the trials, of this way of life. One of the ladies admitted that spending the day like this entailed much discomfort. “It certainly is very unpleasant to tramp all day in the sun till one’s blouse ... and things are soaked through.” In this sentence she had to overcome a slight hesitation at one point. Then she continued: “But then, when one gets _nach Hose_ and can change....” (_Hose_ means drawers: the lady meant to say _nach Hause_ which means _home_). We did not analyse this slip, but I am sure you will easily understand it. The lady’s intention had been to enumerate a more complete list of her clothes, “blouse, chemise and drawers.” From motives of propriety, mention of the drawers (_Hose_) was omitted; but in the next sentence, the content of which is quite independent, the unuttered word came to light as a distortion of the word it resembled in sound, _home_ (_Hause_).

Now we can turn at last to the main question which has been so long postponed, namely, what kind of tendencies these are which bring themselves to expression in this unusual way by interfering with other intentions. They are evidently very various, yet our aim is to find some element common to them all. If we examine a series of examples for this purpose we shall soon find that they fall into three groups. To the _first_ group belong the cases in which the interfering tendency is known to the speaker and, moreover, was felt by him before the slip. Thus, in the case of the slip “refilled,” the speaker not only admitted that he had criticized the events in question as “filthy,” but further, that he had had the intention, which he subsequently reversed, of expressing this opinion in words. A _second_ group is formed by other cases in which the interfering tendency is likewise recognized by the speaker as his own, but he is not aware that it was active in him before the slip. He therefore accepts our interpretation, but remains to some extent surprised by it. Examples of this attitude are probably more easily found in other errors than in slips of the tongue. In the _third_ group the interpretation of the interfering tendency is energetically repudiated by the speaker; not only does he dispute that it was active in him before the slip, but he will maintain that it is altogether entirely alien to him. Recall the case about hiccoughing and the positively discourteous rebuff which I brought upon myself by detecting the interfering tendency. You know that in our attitude towards these cases you and I are still far from an agreement. I should make nothing of the after-dinner speaker’s denial and hold fast to my interpretation unwaveringly, while you, I imagine, are still impressed by his vehemence and are wondering whether one should not forego the interpretation of such errors and let them pass for purely physiological acts, as in the days before analysis. I can imagine what it is that alarms you. My interpretation includes the assumption that tendencies of which a speaker knows nothing can express themselves through him and that I can deduce them from various indications. You hesitate before a conclusion so novel and so pregnant with consequences. I understand that, and admit that up to a point you are justified. But let one thing be clear: if you intend to carry to its logical conclusion the conception of errors which has been confirmed by so many examples, you must decide to make this startling assumption. If you cannot do this, you will have to abandon again the understanding of errors which you had only just begun to obtain.

Let us pause a moment on that which unites the three groups and is common to the three mechanisms of a slip of the tongue. Fortunately this common element is unmistakable. In the first two groups the interfering tendency is admitted by the speaker; in the first, there is the additional fact that it showed itself immediately before the slip. But in both cases _it has been forced back.[24] The speaker had determined not to convert the idea into speech and then it happens that he makes a slip of the tongue; that is to say, the tendency which is debarred from expression asserts itself against his will and gains utterance, either by altering the expression of the intention permitted by him, or by mingling with it, or actually by setting itself in place of it._ This then is the mechanism of a slip of the tongue.

For my own part I can bring the process in the third group also into perfect harmony with the mechanism here described. I need only assume that these three groups are differentiated by the varying degrees to which the forcing back of an intention is effective. In the first group, the intention is present and makes itself perceptible before the words are spoken; not until then does it suffer the rejection for which it indemnifies itself in the slip. In the second group the rejection reaches further back; the intention is no longer perceptible even before the speech. It is remarkable that this does not hinder it in the least from being the active cause of the slip! But this state of things simplifies the explanation of the process in the third group. I shall be bold enough to assume that a tendency can still express itself by an error though it has been debarred from expression for a long time, perhaps for a very long time, has not made itself perceptible at all, and can therefore be directly repudiated by the speaker. But leaving aside the problem of the third group, you must conclude from the other cases that _a suppression (Unterdrückung) of a previous intention to say something is the indispensable condition for the occurrence of a slip of the tongue_.

We may now claim to have made further progress in the understanding of errors. We not only know them to be mental phenomena in which meaning and purpose are recognizable, not only know that they arise from the mutual interference of two different intentions, but in addition we know that, for one of these intentions to be able to express itself by interfering with another, it must itself have been subject to some hindrance against its operation. It must first be itself interfered with, before it can interfere with others. Naturally this does not give us a complete explanation of the phenomena which we call errors. We see at once further questions arising, and in general we suspect that as we progress towards comprehension the more numerous will be the occasions for new questions. We might ask, for instance, why the matter does not proceed much more simply. If the intention to restrain a certain tendency instead of carrying it into effect is present in the mind, then this restraint ought to succeed, so that nothing whatever of the tendency gains expression, or else it might fail so that the restrained tendency achieves full expression. But errors are _compromise_-formations; they express part-success and part-failure for each of the two intentions; the threatened intention is neither entirely suppressed nor, apart from some instances, does it force itself through intact. We can imagine that special conditions must be present for the occurrence of such interference (or compromise)-formations, but we cannot even conjecture of what kind they may be. Nor do I think that we could discover these unknown circumstances by penetrating further into the study of errors. It will be necessary first to examine thoroughly yet other obscure fields of mental life: only the analogies to be met with there can give us courage to form those assumptions which are requisite for a more searching elucidation of errors. And one other point! To work from slight indications, as we constantly do in this field, is not without its dangers. There is a mental disorder called combinatory paranoia in which the practice of utilizing such small indications is carried beyond all limits, and I naturally do not contend that the conclusions which are built up on such a basis are throughout correct. Only by the breadth of our observations, by the accumulation of similar impressions from the most varied forms of mental life, can we guard against this danger.

So now we will leave the analysis of errors. But there is one thing more which I might impress upon you: to keep in mind, as a model, the method by which we have studied these phenomena. You can perceive from these examples what the aim of our psychology is. Our purpose is not merely to describe and classify the phenomena, but to conceive them as brought about by the play of forces in the mind, as expressions of tendencies striving towards a goal, which work together or against one another. We are endeavouring to attain a _dynamic conception_ of mental phenomena. In this conception, the trends we merely infer are more prominent than the phenomena we perceive.

So we will probe no further into errors; but we may still take a fleeting glimpse over the breadth of this whole field, in the course of which we shall both meet with things already known and come upon the tracks of others that are new. In so doing, we will keep to the division into three groups of slips of the tongue, made at the beginning of our study, together with the co-ordinate forms of slips of the pen, misreading, mis-hearing; of forgetting with its subdivisions according to the object forgotten (proper names, foreign words, resolutions, impressions); and of mislaying, mistaking, and losing, objects. Mistakes, in so far as they concern us, are to be grouped partly under the head of forgetting, partly under acts erroneously performed (picking up the wrong objects, etc.).

We have already treated slips of the tongue in great detail, yet there is still something to add. There are certain small affective manifestations related to slips of the tongue which are not entirely without interest. No one likes to think he has made a slip of the tongue; one often fails to hear it when made by oneself, but never when made by someone else. Slips of the tongue are in a certain sense infectious; it is not at all easy to speak of them without making them oneself. It is not hard to detect the motivation of even the most trifling forms of them, although these do not throw any particular light on hidden mental processes. If, for instance, anyone pronounces a long vowel as a short one, in consequence of a disturbance over the word, no matter how motivated, he will as a result soon after lengthen a short vowel and commit a new slip in compensation for the first. The same thing occurs if anyone pronounces a diphthong indistinctly and carelessly, for instance, “ew” or “oy” as “i”; he tries to correct it by changing a subsequent “i” into “ew” or “oy.” Some consideration relating to the hearer seems to be behind this behaviour, as though he were not to be allowed to think that the speaker is indifferent how he treats his mother-tongue. The second, compensating distortion actually has the purpose of drawing the hearer’s attention to the first and assuring him that it has not escaped the speaker either. The most frequent, insignificant, and simple forms of slips consist in contractions and anticipations in inconspicuous parts of the speech. In a long sentence, for instance, slips of the tongue would be of the kind in which the last word intended influences the sound of an earlier word. This gives an impression of a certain impatience to be done with the sentence, and in general it points to a certain resistance against the communication of this sentence, or the speech altogether. From this we come to border-line cases, in which the differences between the psycho-analytical and the ordinary physiological conception of slips of the tongue become merged. We assume that in these cases a disturbing tendency is opposing the intended speech; but it can only betray its presence and not what its own purpose is. The interference which it causes follows some sound-influence or associative connection and may be regarded as a distraction of attention away from the intended speech. But neither in this distraction of attention, nor in the associative tendency which has been activated, lies the essence of the occurrence; the essence lies rather in the hint the occurrence gives of the presence of some other intention interfering with the intended speech, the nature of which cannot in this case be discovered from its effects, as is possible in all the more pronounced cases of slips of the tongue.

Slips of the pen, to which I now turn, are so like slips of the tongue in their mechanism that no new points of view are to be expected from them. Perhaps a small addition to our knowledge from this group will content us. Those very common little slips of the pen, contractions, anticipations of later words, particularly of the last words, point to a general distaste for writing and to an impatience to be done; more pronounced effects in slips of the pen allow the nature and intention of the interference to be recognized. In general, if one finds a slip of the pen in a letter one knows that the writer’s mind was not working smoothly at the moment; what was the matter one cannot always establish. Slips of the pen are frequently as little noticed by those who make them as slips of the tongue. The following observation is striking in this connection. There are, of course, some persons who have the habit of always re-reading every letter they write before sending it. Others do not do this; but if the latter make an exception and re-read a letter they then always have an opportunity of finding and correcting a striking slip of the pen. How is this to be explained? It almost looks as if such people knew that they had made a slip in writing the letter. Are we really to believe that this is so?

There is an interesting problem connected with the practical significance of slips of the pen. You may recall the case of the murderer H. who managed, by asserting himself to be a bacteriologist, to obtain cultures of highly dangerous disease-germs from scientific institutions, but used them for the purpose of doing away in this most modern fashion with people connected with him. This man once complained to the authorities of one of these institutions about the ineffectiveness of the cultures sent him, but committed a slip of the pen and, instead of the words “in my experiments on mice and guinea-pigs (_Mäusen und Meerschweinchen_)”, the words “in my experiments on people (_Menschen_)” were plainly legible. This slip even attracted the attention of the doctors at the institute but, so far as I know, they drew no conclusion from it. Now, what do you think? Would it not have been better if the doctors had taken the slip of the pen as a confession and started an investigation so that the murderer’s proceedings might have been arrested in time? In this case, does not ignorance of our conception of errors result in neglect which, in actuality, may be very important? Well, I know that such a slip of the pen would certainly rouse great suspicion in me; but there is an important objection against regarding it as a confession. The matter is not so simple. The slip of the pen is certainly an indication but, alone, it would not have justified an enquiry. It does indeed betray that the man is occupied with the thought of infecting human beings; but it does not show with certainty whether this thought is a definite plan to do harm or a mere phantasy of no practical importance. It is even possible that a person making such a slip will deny, with the soundest subjective justification, the existence of such a phantasy in himself, and will reject the idea as a thing utterly alien to him. Later, when we come to consider the difference between psychical reality and material reality you will be better able to appreciate these possibilities. But this again is a case in which an error was found subsequently to have unsuspected significance.

Misreading brings us to a mental situation which is clearly different from that of slips of the tongue or the pen. One of the two conflicting tendencies is here replaced by a sensory excitation and is perhaps therefore less tenacious. What one is reading is not a product of one’s own mind, as is that which one is going to write. In the large majority of cases, therefore, misreading consists in complete substitution. A different word is substituted for the word to be read, without there necessarily being any connection in the content between the text and the effect of the mistake, and usually by means of a resemblance between the words. Lichtenberg’s example of this, “_Agamemnon_” instead of “_angenommen_,” is the best of this group. To discover the interfering tendency which causes the mistake one may put aside the original text altogether; the analytic investigation may begin with two questions: What is the first idea occurring in free association to the effect of the misreading (the substitute), and in what circumstances did the misreading occur? Occasionally a knowledge of the latter is sufficient in itself to explain the misreading, as, for instance, when someone wandering about a strange town, driven by urgent needs, reads the word “_Closethaus_” on a large sign on the first storey. He has just time to wonder that the board has been fixed at that height when he discovers that the word on it is actually “_Corsethaus_.” In other cases where there is a lack of connection in content between the text and the slip a thorough analysis is necessary, which cannot be accomplished without practice in psycho-analytic technique and confidence in it. But it is not usually so difficult to come by the explanation of a case of misreading. In the example “_Agamemnon_,” the substituted word betrays without further difficulty the line of thought from which the disturbance arose. In this time of war, for instance, it is very common for one to read everywhere names of towns, generals, and military expressions, which are continually in one’s ears, wherever one sees a word at all resembling them. Whatever interests and occupies the mind takes the place of what is alien and as yet uninteresting. The shadows of thoughts in the mind dim the new perceptions.

Another kind of misreading is possible, in which the text itself arouses the disturbing tendency, whereupon it is usually changed into its opposite. Someone is required to read something which he dislikes, and analysis convinces him that a strong wish to reject what is read is responsible for the alteration.

In the first-mentioned, more frequent cases of misreading two factors to which we ascribed great importance in the mechanism of errors are inconspicuous; these are, the conflict between two tendencies and the forcing back of one of them which compensates itself by producing the error. Not that anything contradictory of this occurs in misreading, but nevertheless the importunity of the train of thought tending to the mistake is far more conspicuous than the restraint which it may have previously undergone. Just these two factors are most clearly observable in the different situations in which errors occur through forgetfulness.

The forgetting of resolutions has positively but one meaning; the interpretation of it, as we have heard, is not denied even by the layman. The tendency interfering with the resolution is always an opposing one, an unwillingness, concerning which it only remains to enquire why it does not come to expression in a different and less disguised form; for the existence of this opposing tendency is beyond doubt. Sometimes it is possible, too, to infer something of the motives which necessitate the concealment of this antipathy; one sees that it would certainly have been condemned if it declared its opposition openly, whereas by craft, in the error, it always achieves its end. When an important change in the mental situation occurs between the formation of the resolution and its execution, in consequence of which the execution would no longer be required, then if it were forgotten the occurrence could no longer come within the category of errors. There would be nothing to wonder at in the error, for one recognizes that it would have been superfluous to remember the resolution; it had been either permanently or temporarily cancelled. Forgetting to carry out a resolution can only be called an error when there is no reason to believe that any such cancellation has occurred.

Cases of forgetting to carry out resolutions are usually so uniform and transparent, that they are of no interest for our researches. There are two points, nevertheless, at which something new can be learnt by studying this type of error. We have said that forgetting and not executing a resolution indicates an antagonistic tendency in opposition to it. This is certainly true, but our own investigations show that this ‘counter-will’ may be of two kinds, either immediate or mediate. What is meant by the latter is best explained by one or two examples. When the patron forgets to say a good word for his protégé to some third person, it may happen because he is actually not much interested in the protégé and therefore has no great inclination to do it. This, in any case, will be the protégé’s view of the patron’s omission. But the matter may be more complicated. The antipathy against executing the resolution may come from some other source in the patron and be directed to some other point. It need have nothing at all to do with the protégé, but is perhaps directed against the third person to whom the recommendation was to be made. Here again, you see, what objections there are against applying our interpretations practically. In spite of having correctly interpreted the error, the protégé is in danger of becoming too suspicious and of doing his patron a grave injustice. Again, if someone forgets an appointment which he had promised and was resolved to attend, the commonest cause is certainly a direct disinclination to meet the other person. But analysis might produce evidence that the interfering tendency was concerned, not with the person, but with the place of meeting, which was avoided on account of some painful memory associated with it. Or if one forgets to post a letter the opposing tendency may be concerned with the contents of the letter; but this does not exclude the possibility that the letter in itself is harmless and becomes the subject of a counter-tendency only because something in it reminds the writer of another letter, written previously, which did in fact afford a direct basis for antipathy. It may then be said that the antipathy has been _transferred_ from the earlier letter, where it was justified, to the present one where it actually has no object. So you see that restraint and caution must be exercised in applying our quite well-founded interpretations; that which is psychologically equivalent may in actuality have many meanings.

That such things should be must seem very strange to you. Perhaps you will be inclined to assume that the “indirect” counter-will is enough to characterize the incident as pathological. But I can assure you that it is also found within the boundaries of health and normality. And further, do not misunderstand me; this is in no sense a confession on my part that our analytic interpretations are not to be relied on. I have said that forgetting to execute a plan may bear many meanings, but this is so only in those cases where no analysis is undertaken and which we have to interpret according to our general principles. If an analysis of the person in the case is carried out it can always be established with sufficient certainty whether the antipathy is a direct one, or what its source is otherwise.

The following is a second point: when we find proof in a large majority of cases that the forgetting of an intention proceeds from a counter-will, we gain courage to extend this solution to another group of cases in which the person analysed does not confirm, but denies, the presence of the counter-will inferred by us. Take as an example of this such exceedingly frequent occurrences as forgetting to return borrowed books or to pay bills or debts. We will be so bold as to suggest, to the person in question, that there is an intention in his mind of keeping the books and not paying the debts, whereupon he will deny this intention but will not be able to give us any other explanation of his conduct. We then insist that he has this intention but is not aware of it; it is enough for us, though, that it betrays itself by the effect of the forgetting. He may then repeat that he had merely forgotten about it. You will recognize the situation as one in which we have already been placed once before. If we intend to carry through, to their logical conclusions, the interpretations of errors which have been proved justified in so many cases, we shall be unavoidably impelled to the assumption that tendencies exist in human beings which can effect results without their knowing of them. With this, however, we place ourselves in opposition to all views prevailing in life and in psychology.

Forgetting proper names, and foreign names and words, can be traced in the same way to a counter-tendency aiming either directly or indirectly against the name in question. I have already given you several examples of such direct antipathy. Indirect causation is particularly frequent here and careful analysis is generally required to elucidate it. Thus, for instance, in the present time of war which forces us to forego so many of our former pleasures, our ability to recall proper names suffers severely by connections of the most far-fetched kind. It happened to me lately to be unable to remember the name of the harmless Moravian town of Bisenz; and analysis showed that I was guilty of no direct antagonism in the matter, but that the resemblance to the name of the Palazzo Bisenzi in Orvieto, where I had spent many happy times in the past, was responsible. As a motive of the tendency opposing the recollection of this name, we here for the first time encounter a principle which will later on reveal itself to be of quite prodigious importance in the causation of neurotic symptoms: namely, the aversion on the part of memory against recalling anything connected with painful feelings that would revive the pain if it were recalled. In this tendency towards _avoidance of pain_ from recollection or other mental processes, this flight of the mind from that which is unpleasant, we may perceive the ultimate purpose at work behind not merely the forgetting of names, but also many other errors, omissions, and mistakes.

The forgetting of names seems, however, to be especially facilitated psycho-physiologically, and therefore does occur on occasions where the intervention of an unpleasantness-motive cannot be established. When anyone has a tendency to forget names, it can be confirmed by analytic investigation that names escape, not merely because he does not like them or because they remind him of something disagreeable, but also because the particular name belongs to some other chain of associations of a more intimate nature. The name is anchored there, as it were, and is refused to the other associations activated at the moment. If you recall the devices of memory systems you will realize with some surprise that the same associations which are there artificially introduced, in order to save names from being forgotten, are also responsible for their being forgotten. The most conspicuous example of this is afforded by proper names of persons, which naturally possess quite different values for different people. For instance, take a first name, such as Theodore. For some of you it will have no particular significance; for others it will be the name of father, brother, friend, or your own name. Analytic experience will show you that the former among you will be in no danger of forgetting that some stranger bears this name; whereas the latter will be continually inclined to grudge to strangers a name which to them seems reserved for an intimate relationship. Now let us assume that this inhibition due to associations may coincide with the operation of the “pain”-principle, and in addition with an indirect mechanism; you will then be able to form a commensurate idea of the complexity, in causation, of such temporary forgetting of names. An adequate analysis that does justice to the facts will, however, completely disclose all these complications.

The forgetting of impressions and experiences shows the working of the tendency to ward off from memory that which is unpleasant much more clearly and invariably than the forgetting of names. It does not of course belong in its entirety to the category of errors, but only in so far as it appears to us remarkable and unjustified, judged by the standard of general experience; as, for instance, where recent or important impressions are forgotten, or where one memory is forgotten out of an otherwise well-remembered sequence. How and why we have the capacity of forgetting in general, particularly how we are able to forget experiences which have certainly left the deepest impression on us, such as the events of our childhood, is quite a different problem, in which the defence against painful associations plays a certain part but is far from explaining everything. That unwelcome impressions are easily forgotten is an indubitable fact. Various psychologists have remarked it; and the great Darwin was so well aware of it that he made a golden rule for himself of writing down with particular care observations which seemed unfavourable to his theory, having become convinced that just these would be inclined to slip out of recollection.

Those who bear for the first time of this principle of defence against unpleasant memory by forgetfulness seldom fail to raise the objection that, on the contrary, in their experience it is just that which is painful which it is hard to forget, since it always comes back to mind to torture the person against his will—as, for example, the recollection of grievances or humiliations. This fact is quite correct, but the objection is not sound. It is important to begin early to reckon with the fact that the mind is an arena, a sort of tumbling-ground, for the struggles of antagonistic impulses; or, to express it in non-dynamic terms, that the mind is made up of contradictions and pairs of opposites. Evidence of one particular tendency does not in the least preclude its opposite; there is room for both of them. The material questions are: How do these opposites stand to one another and what effects proceed from one of them and what from the other?

Losing and mislaying objects is of especial interest on account of the numerous meanings it may have, and the multiplicity of the tendencies in the service of which these errors may be employed. What is common to all the cases is the wish to lose something; what varies in them is the reason for the wish and the aim of it. One loses something if it has become damaged; if one has an impulse to replace it with a better; if one has ceased to care for it; if it came from someone with whom unpleasantness has arisen; or if it was acquired in circumstances that one no longer wishes to think of. Letting things fall, spoiling, or breaking things, serves the same tendency. In social life it is said that unwelcome and illegitimate children are found to be far more often weakly than those conceived in happier circumstances. This result does not imply that the crude methods of the so-called baby-farmer have been employed; some degree of carelessness in the supervision of the child should be quite enough. The preservation, or otherwise, of objects may well follow the same lines as that of children.

Then too it may happen that a thing will become destined to be lost without its having shed any of its value—that is, when there is an impulse to sacrifice something to fate in order to avert some other dreaded loss. According to the findings of analysis, such conjurings of fate are still very common among us, so that our losses are often voluntary sacrifices. Losing may equally well serve the impulses of spite or of self-punishment; in short, the more remote forms of motivation behind the impulse to do away with something by losing cannot easily be exhausted.

Mistaking of objects, or erroneous performance of actions, like other errors, is often made use of to fulfil a wish which should be denied; the intention masquerades as a lucky chance. Thus, as once happened to one of our friends, one has to take a train, most unwillingly, in order to pay a visit in the suburbs and then, in changing trains at a connection, one gets by mistake into one which is returning to town; or, on a journey one would greatly like to make a halt at some stopping-place, which cannot be done owing to fixed engagements elsewhere, whereupon one mistakes or misses the connection, so that the desired delay is forced upon one. Or, as happened to one of my patients whom I had forbidden to telephone to the lady he was in love with, he “by mistake” and “thoughtlessly” gave the wrong number when he meant to telephone to me, so that he was suddenly connected with her. The following account by an engineer is a pretty example of the conditions under which damage to material objects may be done, and also demonstrates the practical significance of directly faulty actions.

“Some time ago I worked with several colleagues in the laboratory of a High School on a series of complicated experiments in elasticity, a piece of work we had undertaken voluntarily; it was beginning to take up more time, however, than we had anticipated. One day, as I went into the laboratory with my friend F., he remarked how annoying it was to him to lose so much time to-day as he had so much to do at home; I could not help agreeing with him and said half-jokingly, referring to an occasion the week before: ‘Let us hope the machine will break down again so that we can stop work and go home early.’ In arranging the work it happened that F. was given the regulation of the valve of the press; that is to say, he was, by cautiously opening the valve, to let the liquid pressure out of the accumulator slowly into the cylinder of the hydraulic press. The man who was conducting the experiment stood by the pressure gauge, and, when the right pressure was reached, called out loudly, ‘Stop.’ At this command F. seized the valve and turned with all his might—to the left! (All valves without exception close to the right.) Thereby the whole pressure in the accumulator suddenly came into the press, a strain for which the connecting-pipes are not designed, so that one of them instantly burst—quite a harmless accident, but one which forced us, nevertheless, to cease work for the day and go home. It is characteristic, by the way, that not long after, when we were discussing the affair, my friend F. had no recollection whatever of my remark, which I recalled with certainty.”

So with this in mind you may begin to suspect that it is not always a mere chance which makes the hands of your servants such dangerous enemies to your household effects. And you may also raise the question whether it is always an accident when one injures oneself or exposes oneself to danger—ideas which you may put to the test by analysis when you have an opportunity.

This is far from being all that could be said about errors. There is still much to be enquired into and discussed. But I shall be satisfied if you have been shaken somewhat in your previous beliefs by our investigations, so far as they have gone, and if you have gained a certain readiness to accept new ones. For the rest, I must be content to leave you with certain problems still unsolved. We cannot prove all our principles by the study of errors, nor are we indeed by any means solely dependent on this material. The great value of errors for our purpose lies in this, that they are such common occurrences, may easily be observed in oneself, and are not at all contingent upon illness. I should like to mention one more of your unanswered questions before concluding: “If, as we see from so many examples, people come so close to understanding errors and so often act as if they perceived their meaning, how is it possible that they should so generally consider them accidental, senseless, and meaningless, and so energetically oppose the psycho-analytic explanation of them?”

You are right: this is indeed striking and requires an explanation. But I will not give it to you; I will rather guide you slowly towards the connections by which the explanation will be forced upon you without any aid from me.

_PART II_
DREAMS

FIFTH LECTURE
DIFFICULTIES AND PRELIMINARY APPROACH TO THE SUBJECT

One day the discovery was made that the symptoms of disease in certain nervous patients have meaning.[25] It was upon this discovery that the psycho-analytic method of treatment was based. In this treatment it happened that patients in speaking of their symptoms also mentioned their dreams, whereupon the suspicion arose that these dreams too had meaning.

However, we will not pursue this historical path, but will strike off in the opposite direction. Our aim is to demonstrate the meaning of dreams, in preparation for the study of the neuroses. There are good grounds for this reversal of procedure, since the study of dreams is not merely the best preparation for that of the neuroses, but a dream is itself a neurotic symptom and, moreover, one which possesses for us the incalculable advantage of occurring in all healthy people. Indeed, if all human beings were healthy and would only dream, we could gather almost all the knowledge from their dreams which we have gained from studying the neuroses.

So dreams become the object of psycho-analytic research—another of these ordinary, under-rated occurrences, apparently of no practical value, like “errors,” and sharing with them the characteristic of occurring in healthy persons. But in other respects the conditions of work are rather less favourable. Errors had only been neglected by science, people had not troubled their heads much about them, but at least it was no disgrace to occupy oneself with them. True, people said, there are things more important but still something may possibly come of it. To occupy oneself with dreams, however, is not merely unpractical and superfluous, but positively scandalous: it carries with it the taint of the unscientific and arouses the suspicion of personal leanings towards mysticism. The idea of a medical student troubling himself about dreams when there is so much in neuropathology and psychiatry itself that is more serious, tumours as large as apples compressing the organ of the mind, hæmorrhages, chronic inflammatory conditions in which the alterations in the tissues can be demonstrated under the microscope! No, dreams are far too unworthy and trivial to be objects of scientific research.

There is yet another factor involved which, in itself, sets at defiance all the requirements of exact investigation. In investigating dreams even the object of research, the dream itself, is indefinite. A delusion, for example, presents clear and definite outlines. “I am the Emperor of China,” says your patient plainly. But a dream? For the most part it cannot be related at all. When a man tells a dream, has he any guarantee that he has told it correctly, and not perhaps altered it in the telling or been forced to invent part of it on account of the vagueness of his recollection? Most dreams cannot be remembered at all and are forgotten except for some tiny fragments. And is a scientific psychology or a method of treatment for the sick to be founded upon material such as this?

A certain element of exaggeration in a criticism may arouse our suspicions. The arguments brought against the dream as an object of scientific research are clearly extreme. We have met with the objection of triviality already in “errors,” and have told ourselves that great things may be revealed even by small indications. As to the indistinctness of dreams, that is a characteristic like any other—we cannot dictate to things their characteristics; besides, there are also dreams which are clear and well defined. Further, there are other objects of psychiatric investigation which suffer in the same way from the quality of indefiniteness, e.g. the obsessive ideas of many cases, with which nevertheless many psychiatrists of repute and standing have occupied themselves. I will recall the last case of the kind which came before me in medical practice. The patient, a woman, presented her case in these words: “I have a certain feeling, as if I had injured, or had meant to injure, some living creature—perhaps a child—no, no, a dog rather, as if perhaps I had pushed it off a bridge—or done something else.” Any disadvantage resulting from the uncertain recollection of dreams may be remedied by deciding that exactly what the dreamer tells is to count as the dream, and by ignoring all that he may have forgotten or altered in the process of recollection. Finally, one cannot maintain in so sweeping a fashion that dreams are unimportant things. We know from our own experience that the mood in which we awake from a dream may last throughout the day, and cases have been observed by medical men in which mental disorder began with a dream, the delusion which had its source in this dream persisting; further, it is told of historical persons that impulses to momentous deeds sprang from their dreams. We may therefore ask: what is the real cause of the disdain in which dreams are held in scientific circles? In my opinion it is the reaction from the overestimation of them in earlier times. It is well known that it is no easy matter to reconstruct the past, but we may assume with certainty (you will forgive my jest) that as early as three thousand years ago and more our ancestors dreamt in the same way as we do. So far as we know, all ancient peoples attached great significance to dreams and regarded them as of practical value; they obtained from them auguries of the future and looked for portents in them. For the Greeks and other Orientals, it was at times as unthinkable to undertake a campaign without a dream-interpreter as it would be to-day without air-scouts for intelligence. When Alexander the Great set out on his campaign of conquest the most famous interpreters of dreams were in his following. The city of Tyre, still at that time on an island, offered so stout a resistance to the king that he entertained the idea of abandoning the siege; then one night he dreamed of a satyr dancing in triumph, and when he related this dream to his interpreters they informed him that it foretold his victory over the city; he gave the order to attack and took Tyre by storm. Among the Etruscans and Romans other methods of foretelling the future were employed, but during the whole of the Græco-Roman period the interpretation of dreams was practised and held in high esteem. Of the literature on this subject the principal work at any rate has come down to us, namely, the book of Artemidorus of Daldis, who is said to have lived at the time of the Emperor Hadrian. How it happened that the art of dream-interpretation declined later and dreams fell into disrepute, I cannot tell you. The progress of learning cannot have had very much to do with it, for in the darkness of the middle ages things far more absurd than the ancient practice of the interpretation of dreams were faithfully retained. The fact remains that the interest in dreams gradually sank to the level of superstition and could hold its own only amongst the uneducated. In our day, there survive, as a final degradation of the art of dream-interpretation, the attempts to find out from dreams numbers destined to draw prizes in games of chance. On the other hand, exact science of the present day has repeatedly concerned itself with the dream, but always with the sole object of illustrating _physiological_ theories. By medical men, naturally, a dream was never regarded as a mental process but as the mental expression of physical stimuli. Binz in 1876 pronounced the dream to be “a physical process, always useless and in many cases actually morbid, a process above which the conception of the world-soul and of immortality stands as high as does the blue sky above the most low-lying, weed-grown stretch of sand.” Maury compares dreams with the spasmodic jerkings of St. Vitus’ dance, contrasted with the co-ordinated movements of the normal human being; in an old comparison a parallel is drawn between the content of a dream and the sounds which would be produced if “someone ignorant of music let his ten fingers wander over the keys of an instrument.”

‘Interpretation’ means discovering a hidden meaning, but there can be no question of attempting this while such an attitude is maintained towards the dream-performance. Look up the description of dreams given in the writings of Wundt, Jodl and other recent philosophers: they are content with the bare enumeration of the divergences of the dream-life from waking thought with a view to depreciating the dreams; they emphasize the lack of connection in the associations, the suspended exercise of the critical faculty, the elimination of all knowledge, and other indications of diminished functioning. The single valuable contribution to our knowledge about dreams for which we are indebted to exact science relates to the influence upon the dream-content of physical stimuli operating during sleep. We have the work of a Norwegian author who died recently—J. Mourly Vold—two large volumes on experimental investigation of dreams (translated into German in 1910 and 1912), which are concerned almost entirely with the results obtained by change in the position of the limbs. These investigations have been held up to us as models of exact research in the subject of dreams. Now can you imagine what would be the comment of exact science on learning that we intend to try to find out the _meaning_ of dreams? The comment that has perhaps been made already! However, we will not allow ourselves to be appalled at the thought. If it was possible for errors to have an underlying meaning, it is possible that dreams have one too; and errors have, in very many cases, a meaning which has eluded the researches of exact science. Let us adopt the assumption of the ancients and of simple folk, and follow in the footsteps of the dream-interpreters of old.

First of all, we must take our bearings in this enterprise, and make a survey of the field of dreams. What exactly is a dream? It is difficult to define it in a single phrase. Yet we need not seek after a definition, when all we need is to refer to something familiar to everyone. Still we ought to pick out the essential features in dreams. How are we to discover these features? The boundaries of the region we are entering comprise such vast differences, differences whichever way we turn. That which we can show to be common to all dreams is probably what is essential.

Well then—the first common characteristic of all dreams would be that we are asleep at the time. Obviously, the dream is the life of the mind during sleep, a life bearing certain resemblances to our waking life and, at the same time, differing from it widely. That, indeed, was Aristotle’s definition. Perhaps dream and sleep stand in yet closer relationship to each other. We can be waked by a dream; we often have a dream when we wake spontaneously or when we are forcibly roused from sleep. Dreams seem thus to be an intermediate condition between sleeping and waking. Hence, our attention is directed to sleep itself: what then is sleep?

That is a physiological or biological problem concerning which much is still in dispute. We can come to no decisive answer, but I think we may attempt to define one psychological characteristic of sleep. Sleep is a condition in which I refuse to have anything to do with the outer world and have withdrawn my interest from it. I go to sleep by retreating from the outside world and warding off the stimuli proceeding from it. Again, when I am tired by that world I go to sleep. I say to it as I fall asleep: “Leave me in peace, for I want to sleep.” The child says just the opposite: “I won’t go to sleep yet; I’m not tired, I want more things to happen to me!” Thus the biological object of sleep seems to be recuperation, its psychological characteristic the suspension of interest in the outer world. Our relationship with the world which we entered so unwillingly seems to be endurable only with intermission; hence we withdraw again periodically into the condition prior to our entrance into the world: that is to say, into intra-uterine existence. At any rate, we try to bring about quite similar conditions—warmth, darkness and absence of stimulus—characteristic of that state. Some of us still roll ourselves tightly up into a ball resembling the intra-uterine position. It looks as if we grown-ups do not belong wholly to the world, but only by two-thirds; one-third of us has never yet been born at all. Every time we wake in the morning it is as if we were newly born. We do, in fact, speak of the condition of waking from sleep in these very words: we feel “as if we were newly born,”—and in this we are probably quite mistaken in our idea of the general sensations of the new-born infant; it may be assumed on the contrary that it feels extremely uncomfortable. Again, in speaking of birth we speak of “seeing the light of day.”

If this is the nature of sleep, then dreams do not come into its scheme at all, but seem rather to be an unwelcome supplement to it; and we do indeed believe that dreamless sleep is the best, the only proper sleep. There should be no mental activity during sleep; if any such activity bestirs itself, then in so far have we failed to reach the true pre-natal condition of peace; we have not been able to avoid altogether some remnants of mental activity, and the act of dreaming would represent these remnants. In that event it really does seem that dreams do not need to have meaning. With errors it was different, for they were at least activities manifested in waking life; but if I sleep and have altogether suspended mental activity, with the exception of certain remnants which I have not been able to suppress, there is no necessity whatever that they should have any meaning. In fact, I cannot even make use of any such meaning, seeing that the rest of my mind is asleep. It can really then be a matter of spasmodic reactions only, of such mental phenomena only as have their origin in physical stimulation. Hence, dreams must be remnants of the mental activity of waking life disturbing sleep, and we might as well make up our minds forthwith to abandon a theme so unsuited to the purposes of psycho-analysis.

Superfluous as dreams may be, however, they do exist nevertheless, and we can try to account for their existence to ourselves. Why does not mental life go off to sleep? Probably because there is something that will not leave the mind in peace; stimuli are acting upon it and to these it is bound to react. Dreams therefore are the mode of reaction of the mind to stimuli acting upon it during sleep. We note here a possibility of access to comprehension of dreams. We can now endeavour to find out, in various dreams, what are the stimuli seeking to disturb sleep, the reaction to which takes the form of dreams. By doing this we should have worked out the first characteristic common to all dreams.

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Introductory lectures on psycho-analysisChapter III: Part 3

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