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Chapter III: Introduction: Proposition (2)

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The _language_ of the artist is poetry, music, drawing, colouring:
there is no other form in which he can express himself with equal
depth and clearness. Who would ask a philosopher to paint his ideas
in colours? It would be equally absurd to think that because a poet
cannot say with perfect philosophic certainty in the form of
reflection and pure thought what it was that he wished and intended
to produce, that he never thought at all, but let his imagination
improvise at random.

Nothing is more common than for analysis to discover design in what, so far as consciousness is concerned, has been purely instinctive. Thus physiology ascertains that bread contains all the necessary elements of food except one, which omission happens to be supplied by butter: this may be accepted as an explanation of our 'purpose' in eating butter with bread, without the explanation being taken to imply that all who have ever fed on bread and butter have consciously _intended_ to combine the nitrogenous and oleaginous elements of food. It is the natural order of things that the practical must precede the analytic. Bees by instinct construct hexagonal cells, and long afterwards mensuration shows that the hexagon is the most economic shape for such stowage; individual states must rise and fall first before the sciences of history and politics can come to explain the how and why of their mutations. Similarly it is in accordance with the order of things that Shakespeare should produce dramas by the practical processes of art-creation, and that it should be left for others, his critics succeeding him at long intervals, to discover by analysis his 'purposes' and the laws which underlie his effects. The poet, if he could come to life now, would not feel more surprise at this analysis of his 'motives' and unfolding of his unconscious 'design' than he would feel on hearing that the beating of his heart--to him a thing natural enough, and needing no explanation--had been discovered to have a distinct purpose he could never have dreamed of in propelling the circulation of his blood, a thing of which he had never heard.

[_Three points of contrast between judicial and inductive criticism._]

There are three leading ideas in relation to which inductive and judicial criticism are in absolute antagonism: to bring out these contrasts will be the most effective way of describing the inductive treatment.

The first of these ideas is order of merit, together with the kindred notions of partisanship and hostility applied to individual authors and works. [1. _Comparisons of merit: these outside science._] The minds of ordinary readers are saturated with this class of ideas; they are the weeds of taste, choking the soil, and leaving no room for the purer forms of literary appreciation. Favoured by the fatal blunder of modern education, which considers every other mental power to stand in need of training, but leaves taste and imagination to shift for themselves, literary taste has largely become confused with a spurious form of it: the mere taste for competition, comparison of likes and dislikes, gossip applied to art and called criticism. Of course such likes and dislikes must always exist, and journalism is consecrated to the office of giving them shape and literary expression; though it should be led by experience, if by nothing else, to exercise its functions with a double reserve, recognising that the judicial attitude of mind is a limit on appreciation, and that the process of testing will itself be tried by the test of vitality. But such preferences and comparisons of merit must be kept rigidly outside the sphere of science. Science knows nothing of competitive examination: a geologist is not heard extolling old red sandstone as a model rock-formation, or making sarcastic comments on the glacial epoch. Induction need not disturb the freedom with which we attach ourselves to whatever attracts our individual dispositions: individual partisanship for the wooded snugness of the Rhine or the bold and bracing Alps is unaffected by the adoption of exact methods in physical geography. What is to be avoided is the confusion of two different kinds of interest attaching to the same object. In the study of the stars and the rocks, which can inspire little or no personal interest, it is easy to keep science pure; to keep it to 'dry light,' as Heraclitus calls it, intelligence unclouded by the humours of individual sentiment, as Bacon interprets. But when science comes to be applied to objects which can excite emotion and inspire affection, then confusion arises, and the scientific student of political economy finds his treatment of pauperism disturbed by the philanthropy which belongs to him as a man. Still more in so emotional an atmosphere as the study of beauty, the student must use effort to separate the _beauty_ of an object, which is a thing of art and perfectly analysable, from his personal _interest_ in it, which is as distinctly external to the analysis of beauty as his love for his dog is external to the science of zoology. The possibility of thus separating interest and perception of beauty without diminishing either may be sufficiently seen in the case of music--an art which has been already reduced to scientific form. Music is as much as any art a thing of tastes and preferences; besides partialities for particular masters one student will be peculiarly affected by melody, another is all for dramatic effect, others have a special taste for the fugue or the sonata. No one can object to such preferences, but the science of music knows nothing about them; its exposition deals with modes of treatment or habits of orchestration distinguishing composers, irrespective of the private partialities they excite. Mozart and Wagner are analysed as two items in the sum of facts which make up music; and if a particular expositor shows by a turn in the sentence that he has a leaning to one or the other, the slip may do no harm, but for the moment science has been dropped.

[_Inductive treatment concerned with differences of kind, not of degree._]

There is, however, a sort of difference between authors and works, the constant recognition of which would more than make up to cultured pleasure for discarding comparisons of merit. Inductive treatment is concerned with _differences of kind_ as distinguished from differences of degree. Elementary as this distinction is, the power of firmly grasping it is no slight evidence of a trained mind: the power, that is, of clearly seeing that two things are different, without being at the same time impelled to rank one above the other. The confusion of the two is a constant obstacle in the way of literary appreciation. It has been said, by way of comparison between two great novelists, that George Eliot constructs characters, but Charlotte Brontë creates them. The description (assuming it to be true) ought to shed a flood of interest upon both authoresses; by perpetually throwing on the two modes of treatment the clear light of contrast it ought to intensify our appreciation of both. As a fact, however, the description is usually quoted to suggest a preference for Charlotte Brontë on the supposed ground that creation is 'higher' than construction; and the usual consequences of preferences are threatened--the gradual closing of our susceptibilities to those qualities in the less liked of the two which do not resemble the qualities of the favourite. Yet why should we not be content to accept such a description (if true) as constituting a difference of kind, and proceed to recognise 'construction' and 'creation' as two parallel modes of treatment, totally distinct from one another in the way in which a fern is distinct from a flower, a distinction allowing no room for preferences because there is no common ground on which to compare? This separateness once granted, the mind, instead of having to choose between the two, would have scope for taking in to the full the detailed effects flowing from both modes of treatment, and the area of mental pleasure would be enlarged. The great blunders of criticism in the past, which are now universally admitted, rest on this inability to recognise differences of kind in literature. The Restoration poets had a mission to bring the heroic couplet to perfection: poetry not in their favourite measure they treated, not as different, but as bad, and rewrote or ignored Spenser and Milton. And generations of literary history have been wasted in discussing whether the Greek dramatists or Shakespeare were the higher: now every one recognises that they constitute two schools different in kind that cannot be compared.

[_Distinctions of kind a primary element in appreciation._]

It is hardly going too far to assert that this sensitiveness to differences of kind as distinguished from differences of degree is the first condition of literary appreciation. Nothing can be more essential to art-perception than receptiveness, and receptiveness implies a change in the receptive attitude of mind with each variety of art. To illustrate by an extreme case. Imagine a spectator perfectly familiar with the Drama, but to whom the existence of the Opera was unknown, and suppose him to have wandered into an opera-house, mistaking it for a theatre. At first the mistake under which he was labouring would distort every effect: the elaborate overture would seem to him a great 'waste' of power in what was a mere accessory; the opening recitative would strike him as 'unnaturally' delivered, and he would complain of the orchestral accompaniment as a 'distraction'; while at the first aria he would think the actor gone mad. As, however, arias, terzettos, recitatives succeeded one another, he must at last catch the idea that the music was an essential element in the exhibition, and that he was seeing, not a drama, but a drama translated into a different kind of art. The catching of this idea would at once make all the objectionable elements fall into their proper places. No longer distracted by the thought of the ordinary Drama, his mind would have leisure to catch the special effects of the Opera: he would feel how powerfully a change of passion could move him when magnified with all the range of expression an orchestra affords, and he would acknowledge a dramatic touch as the diabolic spirit of the conspirator found vent in a double D. The illustration is extreme to the extent of absurdity: but it brings out how expectation plays an important part in appreciation, and how the expectation has to be adapted to that on which it is exercised. The receptive attitude is a sort of mental focus which needs adjusting afresh to each variety of art if its effects are to be clearly caught; and to disturb attention when engaged on one species of literature by the thought of another is as unreasonable as to insist on one microscopic object appearing definite when looked at with a focus adjusted to another object. [_Each author a separate species._] This will be acknowledged in reference to the great divisions of art: but does it not apply to the species as well as the genera, indeed to each individual author? Wordsworth has laid down that each fresh poet is to be tried by fresh canons of taste: this is only another way of saying that the differences between poets are differences of kind, that each author is a 'school' by himself, and can be appreciated only by a receptive attitude formed by adjustment to himself alone. In a scientific treatment of literature, at all events, an elementary axiom must be: [_Second axiom of inductive criticism: its function in distinguishing literary species._] _That inductive criticism is mainly occupied in distinguishing literary species_. And on this view it will clearly appear how such notions as order of merit become disturbing forces in literary appreciation: unconsciously they apply the _qualitative_ standard of the favourite works to works which must necessarily be explained by a different standard. They are defended on the ground of pleasure, but they defeat their own object: no element in pleasure is greater than variety, and comparisons of merit, with every other form of the judicial spirit, are in reality arrangements for appreciating the smallest number of varieties.

[II. _The 'laws of art': confusion between law external and scientific._]

The second is the most important of the three ideas, both for its effect in the past and for the sharpness with which it brings judicial and inductive criticism into contrast. It is the idea that there exist 'laws' of art, in the same sense in which we speak of laws in morality or the laws of some particular state--great principles which have been laid down, and which are binding on the artist as the laws of God or his country are binding on the man; that by these, and by lesser principles deduced from these, the artist's work is to be tried, and praise or blame awarded accordingly. Great part of formal criticism runs on these lines; while, next in importance to comparisons of merit, the popular mind considers literary taste to consist in a keen sensitiveness to the 'faults' and 'flaws' of literary workmanship.

This attitude to art illustrates the enormous misleading power of the metaphors that lie concealed in words. The word 'law,' justly applicable in one of its senses to art, has in practice carried with it the associations of its other sense; and the mistake of metaphor has been sufficient to distort criticism until, as Goldsmith remarks, rules have become the greatest of all the misfortunes which have befallen the commonwealth of letters. Every expositor has had to point out the widespread confusion between the two senses of this term. Laws in the moral and political world are external obligations, restraints of the will; they exist where the will of a ruler or of the community is applied to the individual will. In science, on the other hand, law has to do not with what ought to be, but with what is; scientific laws are facts reduced to formulæ, statements of the habits of things, so to speak. The laws of the stars in the first sense could only mean some creative fiat, such as 'Let there be lights in the firmament of heaven'; in the scientific sense laws of the stars are summaries of their customary movements. In the act of getting drunk I am violating God's moral law, I am obeying his law of alcoholic action. So scientific laws, in the case of art and literature, will mean descriptions of the practice of artists or the characteristics of their works, when these will go into the form of general propositions as distinguished from disconnected details. The key to the distinction is the notion of external authority. There cannot be laws in the moral and political sense without a ruler or legislative authority; in scientific laws the law-giver and the law-obeyer are one and the same, and for the laws of vegetation science looks no further than the facts of the vegetable world. [_The 'laws of art' are scientific laws._] In literature and art the term 'law' applies only in the scientific sense; the laws of the Shakespearean Drama are not laws imposed by some external authority upon Shakespeare, but laws of dramatic practice derived from the analysis of his actual works. Laws of literature, in the sense of external obligations limiting an author, there are none: if he were voluntarily to bind himself by such external laws, he would be so far curtailing art; it is hardly a paradox to say the art is legitimate only when it does not obey laws. [_The word 'fault' meaningless in inductive criticism._] What applies to the term 'law' applies similarly to the term 'fault.' The term is likely always to be used from its extreme convenience in art-training; but it must be understood strictly as a term of education and discipline. In inductive criticism, as in the other inductive sciences, the word 'fault' has no meaning. If an artist acts contrary to the practice of all other artists, the result is either that he produces no art-effect at all, in which case there is nothing for criticism to register and analyse, or else he produces a new effect, and is thus extending, not breaking, the laws of art. The great clash of horns in Beethoven's Heroic Symphony was at first denounced as a gross fault, a violation of the plainest laws of harmony; now, instead of a 'fault,' it is spoken of as a 'unique effect,' and in the difference between the two descriptions lies the whole difference between the conceptions of judicial and inductive criticism. Again and again in the past this notion of faults has led criticism on to wrong tracks, from which it has had to retrace its steps on finding the supposed faults to be in reality new laws. Immense energy was wasted in denouncing Shakespeare's 'fault' of uniting serious with light matter in the same play as a violation of fundamental dramatic laws; experience showed this mixture of passions to be the source of powerful art-effects hitherto shut out of the Drama, and the 'fault' became one of the distinguishing 'laws' in the most famous branch of modern literature. It is necessary then to insist upon the strict scientific sense of the term 'law' as used of literature and art; and the purging of criticism from the confusion attaching to this word is an essential step in its elevation to the inductive standard. It is a step, moreover, in which it has been preceded by other branches of thought. At one time the practice of commerce and the science of economy suffered under the same confusion: the battle of 'free trade' has been fought, the battle of 'free art' is still going on. In time it will be recognised that the practice of artists, like the operations of business, must be left to its natural working, and the attempt to impose external canons of taste on artists will appear as futile as the attempt to effect by legislation the regulation of prices.

[_Objection as to the moral purpose of literature:_]

Objections may possibly be taken to this train of argument on very high grounds, as if the protest against the notion of law-obeying in art were a sort of antinomianism. Literature, it may be said, has a moral purpose, to elevate and refine, and no duty can be higher than that of pointing out what in it is elevating and refining, and jealously watching against any lowering of its standard. [_this outside inductive treatment, though intrinsically more important._] Such contention may readily be granted, and yet may amount to no more than this: that there are ways of dealing with literature which are more important than inductive criticism, but which are none the less outside it. Jeremy Collier did infinite service to our Restoration Drama, but his was not the service of a scientific critic. The same things take different ranks as they are tried by the standards of science or morals. An enervating climate may have the effect of enfeebling the moral character, but this does not make the geographer's interest in the tropical zone one whit the less. Economy concerns itself simply with the fact that a certain subsidence of profits in a particular trade will drive away capital to other trades. But the details of human experience that are latent in such a proposition: the chilling effects of unsuccess and the dim colour it gives to the outlook into the universe, the sifting of character and separation between the enterprising and the simple, the hard thoughts as to the mysterious dispensations of human prosperity, the sheer misery of a wage-class looking on plenty and feeling starvation--this human drama of failing profits may be vastly more important than the whole science of economy, but economy none the less entirely and rightly ignores it.

[_Objection: Art as an arbitrary product not subject to law._]

To some, I know, it appears that literature is a sphere in which the strict sense of the word 'law' has no application: that such laws belong to nature, not to art. The essence, it is contended, of the natural sciences is the certainty of the facts with which they deal. Art, on the contrary, is creative; it does not come into the category of objective phenomena at all, but is the product of some artist's will, and therefore purely arbitrary. If in a compilation of observations in natural history for scientific use it became known that the compiler had at times drawn upon his imagination for his details, the whole compilation would become useless; and any scientific theories based upon it would be discredited. But the artist bases his work wholly on imagination, and caprice is a leading art-beauty: how, it is asked, can so arbitrary a subject-matter be reduced to the form of positive laws?

[_Third axiom of inductive criticism: art a part of nature._]

In view of any such objections, it may be well to set up a third axiom of inductive criticism: _That art is a part of nature_. Nature, it is true, is the vaguest of words: but this is a vagueness common to the objection and the answer. The objection rests really on a false antithesis, of which one term is 'nature,' while it is not clear what is the other term; the axiom set up in answer implies that there is no real distinction between 'nature' and the other phenomena which are the subject of human enquiry. The distinction is supposed to rest upon the degree to which arbitrary elements of the mind, such as imagination, will, caprice, enter into such a thing as art-production. [_Other arbitrary products subject to inductive treatment._] But there are other things in which the human will plays as much part as it does in art, and which have nevertheless proved compatible with inductive treatment. Those who hold that 'thought is free' do not reject psychology as an inductive science; actual politics are made up of struggles of will, exercises of arbitrary power, and the like, and yet there is a political science. If there is an inductive science of politics, men's voluntary actions in the pursuit of public life, and an inductive science of economy, men's voluntary actions in pursuit of wealth, why should there not be an inductive science of art, men's voluntary actions in pursuit of the beautiful? The whole of human action, as well as the whole of external nature, comes within the jurisdiction of science; so far from the productions of the will and imagination being exempted from scientific treatment, will and imagination themselves form chapters in psychology, and caprice has been analysed.

[III. _Testing by fixed standards inconsistent with inductive treatment._]

It remains to notice the third of the three ideas in relation to which the two kinds of criticism are in complete contrast with one another. It is a vague notion, which no objector would formulate, but which as a fact does underlie judicial criticism, and insensibly accompanies its testing and assaying. It is the idea that the foundations of literary form have reached their final settlement, the past being tacitly taken as a standard for the present and future, or the present as a standard for the past. Thus in the treatment of new literature the idea manifests itself in a secret antagonism to variations from received models; at the very least, new forms are called upon to justify themselves, and so the judicial critic brings his least receptive attitude to the new effects which need receptiveness most. In opposition to this tacit assumption, inductive criticism starts with a distinct counter-axiom of the utmost importance: _That literature is a thing of development_. [_Fourth axiom of inductive criticism: literature a thing of development._] This axiom implies that the critic must come to literature as to that in which he is expecting to find unlimited change and variety; he must keep before him the fact that production must always be far ahead of criticism and analysis, and must have carried its conquering invention into fresh regions before science, like settled government in the wake of the pioneer, follows to explain the new effects by new principles. No doubt in name literary development is recognised in all criticism; yet in its treatment both of old literature and new the _à priori_ criticism is false to development in the scientific sense of the term. [_Ignoring of development in new literature:_] Such systems are apt to begin by laying down that 'the object of literature is so and so,' or that 'the purpose of the Drama is to pourtray human nature'; they then proceed to test actual literature and dramas by the degree in which they carry out these fundamental principles. Such procedure is the opposite of the inductive method, and is a practical denial of development in literature. [_'purpose' in literature continually modifying._] Assuming that the object of existing literature were correctly described, such a formula could not bind the literature of the future. Assuming that there was ever a branch of art which could be reduced to one simple purpose, yet the inherent tendency of the human mind and its productions to develop would bring it about that what were at first means towards this purpose would in time become ends in themselves side by side with the main purpose, giving us in addition to the simple species a modified variety of it; external influences, again, would mingle with the native characteristics of the original species, and produce new species compound in their purposes and effects. The real literature would be ever obeying the first principle of development and changing from simple to complex, while the criticism that tried it by the original standard would be at each step removed one degree further from the only standard by which the literature could be explained. [_Development in past literature confused with improvement._] And if judicial criticism fails in providing for development in the future and present, it is equally unfortunate in giving a false twist to development when looked for in the past. The critic of comparative standards is apt to treat early stages of literature as elementary, tacitly assuming his own age as a standard _up to_ which previous periods have developed. Thus his treatment of the past becomes often an assessment of the degrees in which past periods have approximated to his own, advancing from literary pot-hooks to his own running facility. The clearness of an ancient writer he values at fifty per cent. as compared with modern standards, his concatenation of sentences is put down as only forty-five. But what if a certain degree of mistiness be an essential element in the phase of literary development to which the particular writer belongs, so that in him modern clearness would become, in judicial phrase, a fault? What if Plato's concatenation of sentences would simply spoil the flavour of Herodotus's story-telling, if Jeremy Taylor's prolixity and Milton's bi-lingual prose be simply the fittest of all dresses for the thought of their age and individual genius? In fact, the critic of fixed standards confuses development with _improvement_: a parallel mistake in natural history would be to understand the statement that man is higher in the scale of development than the butterfly as implying that a butterfly was God's failure in the attempt to make man. The inductive critic will accord to the early forms of his art the same independence he accords to later forms. Development will not mean to him education for a future stage, but the perpetual branching out of literary activity into ever fresh varieties, different in kind from one another, and each to be studied by standards of its own: the 'individuality' of authors is the expression in literary parlance which corresponds to the perpetual 'differentiation' of new species in science. Alike, then, in his attitude to the past and the future, the inductive critic will eschew the temptation to judgment by fixed standards, which in reality means opposing lifeless rules to the ever-living variety of nature. He will leave a dead judicial criticism to bury its dead authors and to pen for them judicious epitaphs, and will himself approach literature filled equally with reverence for the unbroken vitality of its past and faith in its exhaustless future.

[_Summary._]

To gather up our results. Induction, as the most universal of scientific methods, may be presumed to apply wherever there is a subject-matter reducible to the form of fact; such a subject-matter will be found in literature where its effects are interpreted, not arbitrarily, but with strict reference to the details of the literary works as they actually stand. There is thus an inductive literary criticism, akin in spirit and methods to the other inductive sciences, and distinct from other branches of criticism, such as the criticism of taste. This inductive criticism will entirely free itself from the judicial spirit and its comparisons of merit, which is found to have been leading criticism during half its history on to false tracks from which it has taken the other half to retrace its steps. On the contrary, inductive criticism will examine literature in the spirit of pure investigation: looking for the laws of art in the practice of artists, and treating art, like the rest of nature, as a thing of continuous development, which may thus be expected to fall, with each author and school, into varieties distinct in kind from one another, and each of which can be fully grasped only when examined with an attitude of mind adapted to the special variety without interference from without.

* * * * *

To illustrate the criticism thus described in its application to Shakespeare is the purpose of the present work.

The scope of the book is limited to the consideration of Shakespeare in his character as the great master of the Romantic Drama; and its treatment of his dramatic art divides itself into two parts. The first applies the inductive method in a series of Studies devoted to particular plays, and to single important features of dramatic art which these plays illustrate. One of the purposes of this first part is to bring out how the inductive method, besides its scientific interest, has the further recommendation of assisting more than any other treatment to enlarge our appreciation of the author and of his achievements. The second part will use the materials collected in the first part to present, in the form of a brief survey, Dramatic Criticism as an inductive science: enumerating, so far as its materials admit, the leading topics which such a science would treat, and arranging these topics in the logical connection which scientific method requires.

PART FIRST.

SHAKESPEARE CONSIDERED AS A DRAMATIC ARTIST _IN TEN STUDIES_.

I.

THE TWO STORIES SHAKESPEARE BORROWS FOR HIS MERCHANT OF VENICE.

_A Study in the Raw Material of the Romantic Drama_.

[_Story as the Raw Materials of the Romantic Drama._]

THE starting-point in the treatment of any work of literature is its position in literary history: the recognition of this gives the attitude of mind which is most favourable for extracting from the work its full effect. The division of the universal Drama to which Shakespeare belongs is known as the 'Romantic Drama,' one of its chief distinctions being that it uses the stories of Romance, together with histories treated as story-books, as the sources from which the matter of the plays is taken; Romances are the _raw material_ out of which the Shakespearean Drama is manufactured. This very fact serves to illustrate the elevation of the Elizabethan Drama in the scale of literary development: just as the weaver uses as his raw material that which is the finished product of the spinner, so Shakespeare and his contemporaries start in their art of dramatising from Story which is already a form of art. In the exhibition, then, of Shakespeare as an Artist, it is natural to begin with the raw material which he worked up into finished masterpieces. For illustration of this no play could be more suitable than _The Merchant of Venice_, in which two tales, already familiar in the story form, have been woven together into a single plot: the Story of the Cruel Jew, who entered into a bond with his enemy of which the forfeit was to be a pound of this enemy's own flesh, and the Story of the Heiress and the Caskets. The present study will deal with the stories themselves, considering them as if with the eye of a dramatic artist to catch the points in which they lend themselves to dramatic effect; the next will show how Shakespeare improves the stories in the telling, increasing their dramatic force by the very process of working them up; a third study will point out how, not content with two stories, he has added others in the development of his plot, making it more complex only in reality to make it more simple.

[_Story of The Jew._]

In the Story of the Jew the main point is its special capability for bringing out the idea of _Nemesis_, one of the simplest and most universal of dramatic motives. Described broadly, Nemesis is retribution as it appears in the world of art. [_Nemesis as a dramatic idea._] In reality the term covers two distinct conceptions: in ancient thought Nemesis was an artistic bond between excess and reaction, in modern thought it is an artistic bond between sin and retribution. The distinction is part of the general difference between Greek and modern views of life. [_Ancient conception: artistic connection between excess and reaction._] The Greeks may be said to be the most artistic nation of mankind, in the sense that art covered so large a proportion of their whole personality: it is not surprising to find that they projected their sense of art into morals. Aristotle was a moral philosopher, but his system of ethics reads as an artistically devised pattern, in which every virtue is removed at equal distances from vices of excess and defect balancing it on opposite sides. The Greek word for law signifies proportion and distribution, _nomos_; and it is only another form of it that expresses _Nemesis_ as the power punishing violations of proportion in things human. Distinct from Justice, which was occupied with crime, Nemesis was a companion deity to Fortune; and as Fortune went through the world distributing the good things of life heedlessly without regard to merit, so Nemesis followed in her steps, and, equally without regard to merit, delighted in cutting down the prosperity that was high enough to attract her attention. Polycrates is the typical victim of such Nemesis: cast off by his firmest ally for no offence but an unbroken career of good luck, in the reaction from which his ally feared to be involved; essaying as a forlorn hope to propitiate by voluntarily throwing in the sea his richest crown-jewel; recognising when this was restored by fishermen that heaven had refused his sacrifice, and abandoning himself to his fate in despair. But Nemesis, to the moral sense of antiquity, could go even beyond visitation on innocent prosperity, and goodness itself could be carried to a degree that invited divine reaction. Heroes like Lycurgus and Pentheus perished for excess of temperance; and the ancient Drama startles the modern reader with an Hippolytus, whose passionate purity brought down on him a destruction prophesied beforehand by those to whom religious duty suggested moderate indulgence in lust.

[_Modern conception: artistic connection between sin and retribution._]

Such malignant correction of human inequalities is not a function to harmonise with modern conceptions of Deity. Yet the Greek notion of Nemesis has an element of permanency in it, for it represents a principle underlying human life. It suggests a sort of elasticity in human experience, a tendency to rebound from a strain; this is the equilibrium of the moral world, the force which resists departure from the normal, becoming greater in proportion as departure from the normal is wider. Thus in commercial speculation there is a safe medium certain to bring profit in the long run; in social ambition there is a certain rise though slow: if a man hurries to be rich, or seeks to rise in public life by leaps and bounds, the spectator becomes aware of a secret force that has been set in motion, as when the equilibrium of physical bodies has been disturbed, which force threatens to drag the aspirant down to the point from which he started, or to debase him lower in proportion to the height at which he rashly aimed. Such a force is 'risk,' and it may remain risk, but if it be crowned with the expected fall the whole is recognised as 'Nemesis.' This Nemesis is deeply embedded in the popular mind and repeatedly crops up in its proverbial wisdom. Proverbs like 'Grasp all, lose all,' 'When things come to the worst they are sure to mend,' exactly express moral equilibrium, and the 'golden mean' is its proverbial formula. The saying 'too much of a good thing' suggests that the Nemesis on departures from the golden mean applies to good things as well as bad; while the principle is made to apply even to the observation of the golden mean itself in the proverb 'Nothing venture, nothing have.' Nevertheless, this side of the whole notion has in modern usage fallen into the background in comparison with another aspect of Nemesis. The grand distinction of modern thought is the predominance in it of moral ideas: they colour even its imagination; and if the Greeks carried their art-sense into morals, modern instincts have carried morals into art. In particular the speculations raised by Christianity have cast the shadow of Sin over the whole universe. It has been said that the conception of Sin is unknown to the ancients, and that the word has no real equivalent in Latin or Classical Greek. The modern mind is haunted by it. Notions of Sin have invaded art, and Nemesis shows their influence: vague conceptions of some supernatural vindication of artistic proportion in life have now crystallised into the interest of watching morals and art united in their treatment of Sin. The link between Sin and its retribution becomes a form of art-pleasure; and no dramatic effect is more potent in modern Drama than that which emphasises the principle that whatsoever a man soweth that shall he also reap.

[_Dramatic Nemesis latent in the Story of the Jew._]

Now for this dramatic effect of Nemesis it would be difficult to find a story promising more scope than the Story of the Cruel Jew. It will be seen at once to contain a double nemesis, attaching to the Jew himself and to his victim. The two moreover represent the different conceptions of Nemesis in the ancient and modern world; Antonio's excess of moral confidence suffers a nemesis of reaction in his humiliation, and Shylock's sin of judicial murder finds a nemesis of retribution in his ruin by process of law. The nemesis, it will be observed, is not merely two-fold, but double in the way that a double flower is distinct from two flowers: it is a nemesis _on_ a nemesis; the nemesis which visits Antonio's fault is the crime for which Shylock suffers his nemesis. Again, in that which gives artistic character to the reaction and the retribution the two nemeses differ. Let St. Paul put the difference for us: 'Some men's sins are evident, going before unto judgment; and some they follow after.' So in cases like that of Shylock the nemesis is interesting from its very obviousness and the impatience with which we look for it; in the case of Antonio the nemesis is striking for the very opposite reason, that he of all men seemed most secure against it.

[_Antonio: perfection and self-sufficiency, the Nemesis of Surprise._]

Antonio must be understood as a perfect character: for we must read the play in the light of its age, and intolerance was a mediæval virtue. But there is no single good quality that does not carry with it its special temptation, and the sum of them all, or perfection, has its shadow in self-sufficiency. It is so with Antonio. Of all national types of character the Roman is the most self-sufficient, alike incorruptible by temptation and independent of the softer influences of life: [=iii.= ii. 297.] we find that 'Roman honour' is the idea which Antonio's friends are accustomed to associate with him. Further the dramatist contrives to exhibit Antonio to us in circumstances calculated to bring out this drawback to his perfection. In the opening scene we see the dignified merchant-prince suffering under the infliction of frivolous visitors, to which his friendship with the young nobleman exposes him: his tone throughout the interview is that of the barest toleration, and suggests that his courtesies are felt rather as what is due to himself than what is due to those on whom they are bestowed. [=i.= i. 60-64.] When Salarino makes flattering excuses for taking his leave, Antonio replies, first with conventional compliment,

Your worth is very dear in my regard,

and then with blunt plainness, as if Salarino were not worth the trouble of keeping up polite fiction:

I take it, your own business calls on you
And you embrace the occasion to depart.

[=i.= i. 8.]

The visitors, trying to find explanation for Antonio's seriousness, suggest that he is thinking of his vast commercial speculations; Antonio draws himself up:

[=i.= i. 41.]

Believe me, no: I thank my fortune for it,
My ventures are not in one bottom trusted,
Nor to one place; nor is my whole estate
Upon the fortune of this present year:
Therefore my merchandise makes me not sad.

Antonio is saying in his prosperity that _he_ shall never be moved. But the great temptation to self-sufficiency lies in his contact, not with social inferiors, but with a moral outcast such as Shylock: confident that the moral gulf between the two can never be bridged over, Antonio has violated dignity as well as mercy in the gross insults he has heaped upon the Jew whenever they have met. [=i.= iii. 99 &c.] In the Bond Scene we see him unable to restrain his insults at the very moment in which he is soliciting a favour from his enemy; [=i.= iii. 107-130.] the effect reaches a climax as Shylock gathers up the situation in a single speech, reviewing the insults and taunting his oppressor with the solicited obligation:

Well then, it now appears you need my help:
Go to, then; you come to me, and you say,
'Shylock, we would have moneys': you say so;
You, that did void your rheum upon my beard
And foot me as you spurn a stranger cur
Over your threshold: moneys is your suit.

There is such a foundation of justice for these taunts that for a moment our sympathies are transferred to Shylock's side. But Antonio, so far from taking warning, is betrayed beyond all bounds in his defiance; and in the challenge to fate with which he replies we catch the tone of infatuated confidence, the _hybris_ in which Greek superstition saw the signal for the descent of Nemesis.

[=i.= iii. 131.]

I am as like to call thee so again,
To spit on thee again, to spurn thee too.
If thou wilt lend this money, lend it not
As to thy friends ...
_But lend it rather to thine enemy,
Who, if he break, thou may'st with better face
Exact the penalty_.

To this challenge of self-sufficiency the sequel of the story is the answering Nemesis: the merchant becomes a bankrupt, the first citizen of Venice a prisoner at the bar, the morally perfect man holds his life and his all at the mercy of the reprobate he thought he might safely insult.

[_Shylock: malignant justice, the Nemesis of Measure for Measure._]

So Nemesis has surprised Antonio in spite of his perfectness: but the malice of Shylock is such as is perpetually crying for retribution, and the retribution is delayed only that it may descend with accumulated force. In the case of this second nemesis the Story of the Jew exhibits dramatic capability in the opportunity it affords for the sin and the retribution to be included within the same scene. [=iv.= i.] Portia's happy thought is a turning-point in the Trial Scene on the two sides of which we have the Jew's triumph and the Jew's retribution; the two sides are bound together by the principle of measure for measure, and for each detail of vindictiveness that is developed in the first half of the scene there is a corresponding item of nemesis in the sequel. [_Charter_ v. _statute_. =iv.= i. 38; compare 102, 219.] To begin with, Shylock appeals to the charter of the city. It is one of the distinctions between written and unwritten law that no flagrant injustice can arise out of the latter. If the analogy of former precedents would seem to threaten such an injustice, it is easy in a new case to meet the special emergency by establishing a new precedent; where, however, the letter of the written law involves a wrong, however great, it must, nevertheless, be exactly enforced. Shylock takes his stand upon written law; [compare =iii.= iii. 26-31.] indeed upon the strictest of all kinds of written law, for the charter of the city would seem to be the instrument regulating the relations between citizens and aliens--an absolute necessity for a free port--which could not be superseded without international negotiations. But what is the result? As plaintiff in the cause Shylock would, in the natural course of justice, leave the court, when judgment had been given against him, with no further mortification than the loss of his suit. He is about to do so when he is recalled:

It is enacted in the laws of Venice, &c.

[=iv.= i. 314.]

Unwittingly, he has, by the action he has taken, entangled himself with an old statute law, forgotten by all except the learned Bellario, which, going far beyond natural law, made the mere attempt upon a citizen's life by an alien punishable to the same extent as murder. Shylock had chosen the letter of the law, and by the letter of the law he is to suffer. [_Humour_ v. _quibble_.] Again, every one must feel that the plea on which Portia upsets the bond is in reality the merest quibble. It is appropriate enough in the mouth of a bright girl playing the lawyer, but no court of justice could seriously entertain it for a moment: by every principle of interpretation a bond that could justify the cutting of human flesh must also justify the shedding of blood, which is necessarily implied in such cutting. But, to balance this, we have Shylock in the earlier part of the scene refusing to listen to arguments of justice, and taking his stand upon his 'humour': [=iv.= i. 40-62.] if he has a whim, he pleads, for giving ten thousand ducats to have a rat poisoned, who shall prevent him? The suitor who rests his cause on a whim cannot complain if it is upset by a quibble. Similarly, throughout the scene, every point in Shylock's justice of malice meets its answer in the justice of nemesis. He is offered double the amount of his loan:

[_Offer of double_ v. _refusal of principal._]

If every ducat in six thousand ducats
Were in six parts, and every part a ducat,

he answers, he would not accept them in lieu of his bond. [=iv.= i. 318, 336.] The wheel of Nemesis goes round, and Shylock would gladly accept not only this offer but even the bare principal; but he is denied, on the ground that he has refused it in open court. They try to bend him to thoughts of mercy:

[_Complete security_ v. _total loss._]

How shalt thou hope for mercy, rendering none?

He dares to reply:

What judgement shall I dread, doing no wrong?

The wheel of Nemesis goes round, and Shylock's life and all lie at the mercy of the victim to whom he had refused mercy and the judge to whose appeal for mercy he would not listen. [_Exultation_ v. _irony._] In the flow of his success, when every point is being given in his favour, he breaks out into unseemly exultation:

[=iv.= i. 223, 246, 250, 301, 304.]

A Daniel come to judgement! yea, a Daniel!

The ebb comes, and his enemies catch up the cry and turn it against him:

[=iv.= i. 313, 317, 323, 333, 340.]

A Daniel, still say I, a second Daniel!
I thank thee, Jew, for _teaching_ me that word.

Such then is the Story of the Jew, and so it exhibits nemesis clashing with nemesis, the nemesis of surprise with the nemesis of equality and intense satisfaction.

* * * * *

[_The Caskets Story._]

In the Caskets Story, which Shakespeare has associated with the Story of the Jew, the dramatic capabilities are of a totally different kind. In the artist's armoury one of the most effective weapons is Idealisation: [_Idealisation:_] inexplicable touches throwing an attractiveness over the repulsive, uncovering the truth and beauty which lie hidden in the commonplace, and showing how much can be brought out of how little with how little change. [_the exhibition of a commonplace experience in a glorified form._] A story will be excellent material, then, for dramatic handling which contains at once some experience of ordinary life, and also the surroundings which can be made to exhibit this experience in a glorified form: the more commonplace the experience, the greater the triumph of art if it can be idealised. The point of the Caskets Story to the eye of an artist in Drama is the opportunity it affords for such an idealisation of the commonest problem in everyday experience--what may be called the Problem of Judgment by Appearances.

[_Problem of Judgment by Appearances._]

In the choice between alternatives there are three ways in which judgment may be exercised. The first mode, if it can be called judgment at all, is to accept the decision of chance--to cast lots, or merely to drift into a decision. An opposite to this is purely rational choice. But rational choice, if strictly interpreted as a logical process, involves great complications. If a man would choose according to the methods of strict reason, he must, first of all, purge himself of all passion, for passion and reason are antagonistic. Next, he must examine himself as to the possibility of latent prejudice; and as prejudice may be unconsciously inherited, he must include in the sphere of his examination ancestral and national bias. Then, he must accumulate all the evidence that can possibly bear upon the question in hand, and foresee every eventuality that can result from either alternative. When he has all the materials of choice before him, he must proceed to balance them against one another, seeing first that the mental faculties employed in the process have been equally developed by training. All such preliminary conditions having been satisfied, he may venture to enquire on which side the balance dips, maintaining his suspense so long as the dip is undecided. And when a man has done all this he has attained only that degree of approach to strictly rational choice which his imperfect nature admits. Such pure reason has no place in real life: judgment in practical affairs is something between chance and this strict reason; it attempts to use the machinery of rational choice, but only so far as practical considerations proper to the matter in hand allow. This medium choice is what I am here calling Judgment by Appearances, for it is clear that the antithesis between appearance and reality will obtain so long as the materials of choice are scientifically incomplete; the term will apply with more and more appropriateness as the divergence from perfect conditions of choice is greater.

[_This idealised: a maximum in the issue._]

Judgment by Appearances so defined is the only method of judgment proper to practical life, and accordingly an exalted exhibition of it must furnish a keen dramatic interest. How is such a process to be glorified? Clearly Judgment by Appearances will reach the ideal stage when there is the maximum of importance in the issue to be decided and the minimum of evidence by which to decide it. These two conditions are satisfied in the Caskets Story. In questions touching the individual life, that of marriage has this unique importance, that it is bound up with wide consequences which extend beyond the individual himself to his posterity. With the suitors of Portia the question is of marriage with the woman who is presented as supreme of her age in beauty, in wealth and in character; [=ii.= i. 40, &c.] moreover, the other alternative is a vow of perpetual celibacy. So the question at issue in the Caskets Story concerns the most important act of life in the most important form in which it can be imagined to present itself. [_and a minimum in the evidence._] When we turn to the evidence on which this question is to be decided we find that of rational evidence there is absolutely none. The choice is to be made between three caskets distinguished by their metals and by the accompanying inscriptions:

[=ii.= vii. 5-9.]

Who chooseth me shall gain what many men desire.
Who chooseth me shall get as much as he deserves.
Who chooseth me must give and hazard all he hath.

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Shakespeare as a Dramatic ArtistChapter III: Introduction: Proposition (2)

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