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Chapter VIII: Introduction (4)

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"And still a third example. I see a kitchen maid walking along the corridor to the dining room with some dozens of plates piled high. The pillar of porcelain in her arms seems to me in danger of losing its balance. 'Take care!' I warn her. 'The whole load will fall to the ground.' Naturally, the inevitable retort follows: one is used to that, etc., and I still continue to follow the passing figure with apprehensive glances. Sure enough, at the threshold she stumbles--the brittle dishes fall and rattle and crash over the floor in a thousand pieces. But--the endless racket is not, as I soon notice, a real rattling, but really a ringing and with this ringing, as the awakened subject now realizes, the alarm has performed its duty."

These dreams are very pretty, quite meaningful, not at all incoherent, as dreams usually are. We will not object to them on that score. That which is common to them all is that the situation terminates each time in a noise, which one recognizes upon waking up as the sound of the alarm. Thus we see here how a dream originates, but also discover something else. The dream does not recognize the alarm--indeed the alarm does not appear in the dream--the dream replaces the alarm sound with another, it interprets the stimulus which interrupts the sleep, but interprets it each time in a different way. Why? There is no answer to this question, it seems to be something arbitrary. But to understand the dream means to be able to say why it has chosen just this sound and no other for the interpretation of the alarm-clock stimulus. In quite analogous fashion, we must raise the objection to the Maury experiment that we see well enough that the stimulus appears in the dream, but that we do not discover why it appears in just this form; and that the form taken by the dream does not seem to follow from the nature of the sleep-disturbing stimulus. Moreover, in the Maury experiments a mass of other dream material links itself to the direct stimulus product; as, for example, the extravagant adventures in the cologne dream, for which one can give no account.

Now I shall ask you to consider the fact that the waking dreams offer by far the best chances for determining the influence of external sleep-disturbing stimuli. In most of the other cases it will be more difficult. One does not wake up in all dreams, and in the morning, when one remembers the dream of the night, how can one discover the disturbing stimulus which was perhaps in operation at night? I did succeed once in subsequently establishing such a sound stimulus, though naturally only in consequence of special circumstances. I woke up one morning in a place in the Tyrolese Mountains, with the certainty that I had dreamt the Pope had died. I could not explain the dream, but then my wife asked me: "Did you hear the terrible bell ringing that broke out early this morning from all the churches and chapels?" No, I had heard nothing, my sleep is a sound one, but thanks to this information I understood my dream. How often may such stimuli incite the sleeper to dream without his knowing of them afterward? Perhaps often, perhaps infrequently; when the stimulus can no longer be traced, one cannot be convinced of its existence. Even without this fact we have given up evaluating the sleep disturbing stimuli, since we know that they can explain only a little bit of the dream, and not the whole dream reaction.

But we need not give up this whole theory for that reason. In fact, it can be extended. It is clearly immaterial through what cause the sleep was disturbed and the psyche incited to dream. If the sensory stimulus is not always externally induced, it may be instead a stimulus proceeding from the internal organs, a so-called somatic stimulus. This conjecture is obvious, and it corresponds to the most popular conception of the origin of dreams. Dreams come from the stomach, one often hears it said. Unfortunately it may be assumed here again that the cases are frequent in which the somatic stimulus which operated during the night can no longer be traced after waking, and has thus become unverifiable. But let us not overlook the fact that many recognized experiences testify to the derivation of dreams from the somatic stimulus. It is in general indubitable that the condition of the internal organs can influence the dream. The relation of many a dream content to a distention of the bladder or to an excited condition of the genital organs, is so clear that it cannot be mistaken. From these transparent cases one can proceed to others in which, from the content of the dream, at least a justifiable conjecture may be made that such somatic stimuli have been operative, inasmuch as there is something in this content which may be conceived as elaboration, representation, interpretation of the stimuli. The dream investigator Schirmer (1861) insisted with particular emphasis on the derivation of the dream from organic stimuli, and cited several splendid examples in proof. For example, in a dream he sees "two rows of beautiful boys with blonde hair and delicate complexions stand opposite each other in preparation for a fight, fall upon each other, seize each other, take up the old position again, and repeat the whole performance;" here the interpretation of these rows of boys as teeth is plausible in itself, and it seems to become convincing when after this scene the dreamer "pulls a long tooth out of his jaws." The interpretation of "long, narrow, winding corridors" as intestinal stimuli, seems sound and confirms Schirmer's assertion that the dream above all seeks to represent the stimulus-producing organ by means of objects resembling it.

Thus we must be prepared to admit that the internal stimuli may play the same role in the dream as the external. Unfortunately, their evaluation is subject to the same difficulties as those we have already encountered. In a large number of cases the interpretation of the stimuli as somatic remains uncertain and undemonstrable. Not all dreams, but only a certain portion of them, arouse the suspicion that an internal organic stimulus was concerned in their causation. And finally, the internal stimuli will be as little able as the external sensory stimuli to explain any more of the dream than pertains to the direct reaction to the stimuli. The origin, therefore, of the rest of the dream remains obscure.

Let us, however, notice a peculiarity of dream life which becomes apparent in the study of these effects of stimuli. The dream does not simply reproduce the stimulus, but it elaborates it, it plays upon it, places it in a sequence of relationships, replaces it with something else. That is a side of dream activity which must interest us because it may lead us closer to the nature of the dream. If one does something under stimulation, then this stimulation need not exhaust the act. Shakespeare's _Macbeth_, for example, is a drama created on the occasion of the coronation of the King who for the first time wore upon his head the crown symbolizing the union of three countries. But does this historical occasion cover the content of the drama, does it explain its greatness and its riddle? Perhaps the external and internal stimuli, acting upon the sleeper, are only the incitors of the dream, of whose nature nothing is betrayed to us from our knowledge of that fact.

The other element common to dreams, their psychic peculiarity, is on the one hand hard to comprehend, and on the other hand offers no point for further investigation. In dreams we perceive a thing for the most part in visual forms. Can the stimuli furnish a solution for this fact? Is it actually the stimulus which we experience? Why, then, is the experience visual when optic stimulation incited the dream only in the rarest cases? Or can it be proved, when we dream speeches, that during sleep a conversation or sounds resembling it reached our ear? This possibility I venture decisively to reject.

If, from the common elements of dreams, we get no further, then let us see what we can do with their differences. Dreams are often senseless, blurred, absurd; but there are some that are meaningful, sober, sensible. Let us see if the latter, the sensible dreams, can give some information concerning the senseless ones. I will give you the most recent sensible dream which was told me, the dream of a young man: "I was promenading in Kaertner Street, met Mr. X. there, whom I accompanied for a bit, and then I went to a restaurant. Two ladies and a gentleman seated themselves at my table. I was annoyed at this at first, and would not look at them. Then I did look, and found that they were quite pretty." The dreamer adds that the evening before the dream he had really been in Kaertner Street, which is his usual route, and that he had met Mr. X. there. The other portion of the dream is no direct reminiscence, but bears a certain resemblance to a previous experience. Or another meaningful dream, that of a lady. "Her husband asks, 'Doesn't the piano need tuning?' She: 'It is not worth while; it has to be newly lined.'" This dream reproduces without much alteration a conversation which took place the day before between herself and her husband. What can we learn from these two sober dreams? Nothing but that you find them to be reproductions of daily life or ideas connected therewith. This would at least be something if it could be stated of all dreams. There is no question, however, that this applies to only a minority of dreams. In most dreams there is no sign of any connection with the previous day, and no light is thereby cast on the senseless and absurd dream. We know only that we have struck a new problem. We wish to know not only what it is that the dream says, but when, as in our examples, the dream speaks plainly, we also wish to know why and wherefore this recent experience is repeated in the dream.

I believe you are as tired as I am of continuing attempts like these. We see, after all, that the greatest interest in a problem is inadequate if one does not know a path which will lead to a solution. Up to this point we have not found this path. Experimental psychology gave us nothing but a few very valuable pieces of information concerning the meaning of stimuli as dream incitors. We need expect nothing from philosophy except that lately it has taken haughtily to pointing out to us the intellectual inferiority of our object. Let us not apply to the occult sciences for help. History and popular tradition tell us that the dream is meaningful and significant; it sees into the future. Yet that is hard to accept and surely not demonstrable. Thus our first efforts end in entire helplessness.

Unexpectedly we get a hint from a quarter toward which we have not yet looked. Colloquial usage--which after all is not an accidental thing but the remnant of ancient knowledge, though it should not be made use of without caution--our speech, that is to say, recognizes something which curiously enough it calls "day dreaming." Day dreams are phantasies. They are very common phenomena, again observable in the normal as well as in the sick, and access to their study is open to everyone in his own person. The most conspicuous feature about these phantastic productions is that they have received the name "day dreams," for they share neither of the two common elements of dreams. Their name contradicts the relation to the sleeping condition, and as regards the second common element, one does not experience or hallucinate anything, one only imagines it. One knows that it is a phantasy, that one is not seeing but thinking the thing. These day dreams appear in the period before puberty, often as early as the last years of childhood, continue into the years of maturity, are then either given up or retained through life. The content of these phantasies is dominated by very transparent motives. They are scenes and events in which the egoistic, ambitious and power-seeking desires of the individual find satisfaction. With young men the ambition phantasies generally prevail; in women, the erotic, since they have banked their ambition on success in love. But often enough the erotic desire appears in the background with men too; all the heroic deeds and incidents are after all meant only to win the admiration and favor of women. Otherwise these day dreams are very manifold and undergo changing fates. They are either, each in turn, abandoned after a short time and replaced by a new one, or they are retained, spun out into long stories, and adapted to changes in daily circumstances. They move with the time, so to speak, and receive from it a "time mark" which testifies to the influence of the new situation. They are the raw material of poetic production, for out of his day dreams the poet, with certain transformations, disguises and omissions, makes the situations which he puts into his novels, romances and dramas. The hero of the day dreams, however, is always the individual himself, either directly or by means of a transparent identification with another.

Perhaps day dreams bear this name because of the similarity of their relation to reality, in order to indicate that their content is as little to be taken for real as that of dreams. Perhaps, however, this identity of names does nevertheless rest on a characteristic of the dream which is still unknown to us, perhaps even one of those characteristics which we are seeking. It is possible, on the other hand, that we are wrong in trying to read a meaning into this similarity of designation. Yet that can only be cleared up later.

SIXTH LECTURE

THE DREAM

_Hypothesis and Technique of Interpretation_

We must find a new path, a new method, in order to proceed with the investigation of the dream. I shall now make an obvious suggestion. Let us assume as a hypothesis for everything which follows, that _the dream is not a somatic but a psychic phenomenon_. You appreciate the significance of that statement, but what justification have we for making it? None; but that alone need not deter us from making it. The matter stands thus: If the dream is a somatic phenomenon, it does not concern us. It can be of interest to us only on the supposition that it is a _psychic_ phenomenon. Let us therefore work upon that assumption in order to see what comes of it. The result of our labor will determine whether we are to hold to this assumption and whether we may, in fact, consider it in turn a result. What is it that we really wish to achieve, to what end are we working? It is what one usually seeks to attain in the sciences, an understanding of phenomena, the creation of relationships between them, and ultimately, if possible, the extension of our control over them.

Let us then proceed with the work on the assumption that the dream is a psychic phenomenon. This makes it an achievement and expression of the dreamer, but one that tells us nothing, one that we do not understand. What do you do when I make a statement you do not understand? You ask for an explanation, do you not? Why may we not do the same thing here, _ask the dreamer to give us the meaning of his dream_?

If you will remember, we were in this same situation once before. It was when we were investigating errors, a case of a slip of the tongue. Someone said: "_Da sind dinge zum vorschwein gekommen_," whereupon we asked--no, luckily, not we, but others, persons in no way associated with psychoanalysis--these persons asked him what he meant by this unintelligible talk. He immediately answered that he had intended to say "_Das waren schweinereien_," but that he had suppressed this intention, in favor of the other, more gentle "_Da sind dinge zum vorschein gekommen_."[23] I explained to you at the time that this inquiry was typical of every psychoanalytical investigation, and now you understand that psychoanalysis follows the technique, as far as possible, of having the subjects themselves discover the solutions of their riddles. The dreamer himself, then, is to tell us the meaning of his dream.

It is common knowledge, however, that this is not such an easy matter with dreams. In the case of slips, our method worked in a number of cases, but we encountered some where the subject did not wish to say anything--in fact, indignantly rejected the answer that we suggested. Instances of the first method are entirely lacking in the case of dreams; the dreamer always says he knows nothing. He cannot deny our interpretation, for we have none. Shall we then give up the attempt? Since he knows nothing and we know nothing and a third person surely knows nothing, it looks as though there were no possibility of discovering anything. If you wish, discontinue the investigation. But if you are of another mind, you can accompany me on the way. For I assure you, it is very possible, in fact, probable, that the dreamer does know what his dream means, but does _not know that he knows, and therefore believes he does not know_.

You will point out to me that I am again making an assumption, the second in this short discourse, and that I am greatly reducing the credibility of my claim. On the assumption that the dream is a psychic phenomenon, on the further assumption that there are unconscious things in man which he knows without knowing that he knows, etc.--we need only realize clearly the intrinsic improbability of each of these two assumptions, and we shall calmly turn our attention from the conclusions to be derived from such premises.

Yet, ladies and gentlemen, I have not invited you here to delude you or to conceal anything from you. I did, indeed, announce a _General Introduction to Psychoanalysis_, but I did not intend the title to convey that I was an oracle, who would show you a finished product with all the difficulties carefully concealed, all the gaps filled in and all the doubts glossed over, so that you might peacefully believe you had learned something new. No, precisely because you are beginners, I wanted to show you our science as it is, with all its hills and pitfalls, demands and considerations. For I know that it is the same in all sciences, and must be so in their beginnings particularly. I know, too, that teaching as a rule endeavors to hide these difficulties and these incompletely developed phases from the student. But that will not do in psychoanalysis. I have, as a matter of fact, made two assumptions, one within the other, and he who finds the whole too troublesome and too uncertain or is accustomed to greater security or more elegant derivations, need go no further with us. What I mean is, he should leave psychological problems entirely alone, for it must be apprehended that he will not find the sure and safe way he is prepared to go, traversable. Then, too, it is superfluous for a science that has something to offer to plead for auditors and adherents. Its results must create its atmosphere, and it must then bide its time until these have attracted attention to themselves.

I would warn those of you, however, who care to continue, that my two assumptions are not of equal worth. The first, that the dream is a psychic phenomenon, is the assumption we wish to prove by the results of our work. The other has already been proved in another field, and I take the liberty only of transferring it from that field to our problem.

Where, in what field of observation shall we seek the proof that there is in man a knowledge of which he is not conscious, as we here wish to assume in the case of the dreamer? That would be a remarkable, a surprising fact, one which would change our understanding of the psychic life, and which would have no need to hide itself. To name it would be to destroy it, and yet it pretends to be something real, a contradiction in terms. Nor does it hide itself. It is no result of the fact itself that we are ignorant of its existence and have not troubled sufficiently about it. That is just as little our fault as the fact that all these psychological problems are condemned by persons who have kept away from all observations and experiments which are decisive in this respect.

The proof appeared in the field of hypnotic phenomena. When, in the year 1889, I was a witness to the extraordinarily enlightening demonstrations of Siebault and Bernheim in Nancy, I witnessed also the following experiment: If one placed a man in the somnambulistic state, allowed him to have all manner of hallucinatory experience, and then woke him up, it appeared in the first instance that he knew nothing about what had happened during his hypnotic sleep. Bernheim then directly invited him to relate what had happened to him during the hypnosis. He maintained he was unable to recall anything. But Bernheim insisted, he persisted, he assured him he did know, that he must recall, and, incredible though it may seem, the man wavered, began to rack his memory, recalled in a shadowy way first one of the suggested experiences, then another; the recollection became more and more complete and finally was brought forth without a gap. The fact that he had this knowledge finally, and that he had had no experiences from any other source in the meantime, permits the conclusion that he knew of these recollections in the beginning. They were merely inaccessible, he did not know that he knew them; he believed he did not know them. This is exactly what we suspect in the dreamer.

I trust you are taken by surprise by the establishment of this fact, and that you will ask me why I did not refer to this proof before in the case of the slips, where we credited the man who made a mistake in speech with intentions he knew nothing about and which he denied. "If a person believes he knows nothing concerning experiences, the memory of which, however, he retains," you might say, "it is no longer so improbable that there are also other psychic experiences within him of whose existence he is ignorant. This argument would have impressed us and advanced us in the understanding of errors." To be sure, I might then have referred to this but I reserved it for another place, where it was more necessary. Errors have in a measure explained themselves, have, in part, furnished us with the warning that we must assume the existence of psychic processes of which we know nothing, for the sake of the connection of the phenomena. In dreams we are compelled to look to other sources for explanations; and besides, I count on the fact that you will permit the inference I draw from hypnotism more readily in this instance. The condition in which we make mistakes most seem to you to be the normal one. It has no similarity to the hypnotic. On the other hand, there is a clear relationship between the hypnotic state and sleep, which is the essential condition of dreams. Hypnotism is known as artificial sleep; we say to the person whom we hypnotize, "Sleep," and the suggestions which we throw out are comparable to the dreams of natural sleep. The psychical conditions are in both cases really analogous. In natural sleep we withdraw our attention from the entire outside world; in the hypnotic, on the other hand, from the whole world with the exception of the one person who has hypnotized us, with whom we remain in touch. Furthermore, the so-called nurse's sleep in which the nurse remains in touch with the child, and can be waked only by him, is a normal counterpart of hypnotism. The transference of one of the conditions of hypnotism to natural sleep does not appear to be such a daring proceeding. The inferential assumption that there is also present in the case of the dreamer a knowledge of his dream, a knowledge which is so inaccessible that he does not believe it himself, does not seem to be made out of whole cloth. Let us note that at this point there appears a third approach to the study of the dream; from the sleep-disturbing stimuli, from the day-dreams, and now in addition, from the suggested dreams of the hypnotic state.

Now we return, perhaps with increased faith, to our problem. Apparently it is very probable that the dreamer knows of his dream; the question is, how to make it possible for him to discover this knowledge, and to impart it to us? We do not demand that he give us the meaning of his dream at once, but he will be able to discover its origin, the thought and sphere of interest from which it springs. In the case of the errors, you will remember, the man was asked how he happened to use the wrong word, "_vorschwein_," and his next idea gave us the explanation. Our dream technique is very simple, an imitation of this example. We again ask how the subject happened to have the dream, and his next statement is again to be taken as an explanation. We disregard the distinction whether the dreamer believes or does not believe he knows, and treat both cases in the same way.

This technique is very simple indeed, but I am afraid it will arouse your sharpest opposition. You will say, "a new assumption. The third! And the most improbable of all! If I ask the dreamer what he considers the explanation of his dream to be, his very next association is to be the desired explanation? But it may be he thinks of nothing at all, or his next thought may be anything at all. We cannot understand upon what we can base such anticipation. This, really, is putting too much faith in a situation where a slightly more critical attitude would be more suitable. Furthermore, a dream is not an isolated error, but consists of many elements. To which idea should we pin our faith?"

You are right in all the non-essentials. A dream must indeed be distinguished from a word slip, even in the number of its elements. The technique is compelled to consider this very carefully. Let me suggest that we separate the dream into its elements, and carry on the investigation of each element separately; then the analogy to the word-slip is again set up. You are also correct when you say that in answer to the separate dream elements no association may occur to the dreamer. There are cases in which we accept this answer, and later you will hear what those cases are. They are, oddly enough, cases in which we ourselves may have certain associations. But in general we shall contradict the dreamer when he maintains he has no associations. We shall insist that he must have some association and--we shall be justified. He will bring forth some association, any one, it makes no difference to us. He will be especially facile with certain information which might be designated as historical. He will say, "that is something that happened yesterday" (as in the two "prosaic" dreams with which we are acquainted); or, "that reminds me of something that happened recently," and in this manner we shall notice that the act of associating the dreams with recent impressions is much more frequent than we had at first supposed. Finally, the dreamer will remember occurrences more remote from the dream, and ultimately even events in the far past.

But in the essential matters you are mistaken. If you believe that we assume arbitrarily that the dreamer's next association will disclose just what we are seeking, or must lead to it, that on the contrary the association is just as likely to be entirely inconsequential, and without any connection with what we are seeking, and that it is an example of my unbounded optimism to expect anything else, then you are greatly mistaken. I have already taken the liberty of pointing out that in each one of you there is a deep-rooted belief in psychic freedom and volition, a belief which is absolutely unscientific, and which must capitulate before the claims of a determinism that controls even the psychic life. I beg of you to accept it as a fact that only this one association will occur to the person questioned. But I do not put one belief in opposition to another. It can be proved that the association, which the subject produces, is not voluntary, is not indeterminable, not unconnected with what we seek. Indeed, I discovered long ago--without, however, laying too much stress on the discovery--that even experimental psychology has brought forth this evidence.

I ask you to give your particular attention to the significance of this subject. If I invite a person to tell me what occurs to him in relation to some certain element of his dream I am asking him to abandon himself to free association, _controlled by a given premise_. This demands a special delimitation of the attention, quite different from cogitation, in fact, exclusive of cogitation. Many persons put themselves into such a state easily; others show an extraordinarily high degree of clumsiness. There is a higher level of free association again, where I omit this original premise and designate only the manner of the association, e.g., rule that the subject freely give a proper name or a number. Such an association would be more voluntary, more indeterminable, than the one called forth by our technique. But it can be shown that it is strongly determined each time by an important inner mental set which, at the moment at which it is active, is unknown to us, just as unknown as the disturbing tendencies in the case of errors and the provocative tendencies in the case of accidental occurrences.

I, and many others after me, have again and again instigated such investigations for names and numbers which occur to the subject without any restraint, and have published some results. The method is the following: Proceeding from the disclosed names, we awaken continuous associations which then are no longer entirely free, but rather are limited as are the associations to the dream elements, and this is true until the impulse is exhausted. By that time, however, the motivation and significance of the free name associations is explained. The investigations always yield the same results, the information often covers a wealth of material and necessitates lengthy elaboration. The associations to freely appearing numbers are perhaps the most significant. They follow one another so quickly and approach a hidden goal with such inconceivable certainty, that it is really startling. I want to give you an example of such a name analysis, one that, happily, involves very little material.

In the course of my treatment of a young man, I referred to this subject and mentioned the fact that despite the apparent volition it is impossible to have a name occur which does not appear to be limited by the immediate conditions, the peculiarities of the subject, and the momentary situation. He was doubtful, and I proposed that he make such an attempt immediately. I know he has especially numerous relations of every sort with women and girls, and so am of the opinion that he will have an unusually wide choice if he happens to think of a woman's name. He agrees. To my astonishment, and perhaps even more to his, no avalanche of women's names descends upon my head, but he is silent for a time, and then admits that a single name has occurred to him--and no other: _Albino_. How extraordinary, but what associations have you with this name? How many albinoes do you know? Strangely enough, he knew no albinoes, and there were no further associations with the name. One might conclude the analysis had proved a failure; but no--it was already complete; no further association was necessary. The man himself had unusually light coloring. In our talks during the cure I had frequently called him an albino in fun. We were at the time occupied in determining the feminine characteristics of his nature. He himself was the Albino, who at that moment was to him the most interesting feminine person.

In like manner, melodies, which come for no reason, show themselves conditioned by and associated with a train of thought which has a right to occupy one, yet of whose activity one is unconscious. It is easily demonstrable that the attraction to the melody is associated with the text, or its origin. But I must take the precaution not to include in this assertion really musical people, with whom, as it happens, I have had no experience. In their cases the musical meaning of the melody may have occasioned its occurrence. More often the first reason holds. I know of a young man who for a time was actually haunted by the really charming melody of the song of Paris, from _The Beautiful Helen_, until the analysis brought to his attention the fact that at that time his interest was divided between an Ida and a Helen.

If then the entirely unrestrained associations are conditioned in such a manner and are arranged in a distinct order, we are justified in concluding that associations with a single condition, that of an original premise, or starting point, may be conditioned to no less degree. The investigation does in fact show that aside from the conditioning which we have established by the premise, a second farther dependence is recognizable upon powerful affective thoughts, upon cycles of interest and complexes of whose influence we are ignorant, therefore unconscious at the time.

Associations of this character have been the subject matter of very enlightening experimental investigations, which have played a noteworthy role in the history of psychoanalysis. The Wundt school proposed the so-called association-experiment, wherein the subject is given the task of answering in the quickest possible time, with any desired reaction, to a given stimulus-word. It is then possible to study the interval of time that elapses between the stimulus and the reaction, the nature of the answer given as reaction, the possible mistake in a subsequent repetition of the same attempt, and similar matters. The Zurich School under the leadership of Bleuler and Jung, gave the explanation of the reactions following the association-experiment, by asking the subject to explain a given reaction by means of further associations, in the cases where there was anything extraordinary in the reaction. It then became apparent that these extraordinary reactions were most sharply determined by the complexes of the subject. In this matter Bleuler and Jung built the first bridge from experimental psychology to psychoanalysis.

Thus instructed, you will be able to say, "We recognize now that free associations are predetermined, not voluntary, as we had believed. We admit this also as regards the associations connected with the elements of the dream, but that is not what we are concerned with. You maintain that the associations to the dream element are determined by the unknown psychic background of this very element. We do not think that this is a proven fact. We expect, to be sure, that the association to the dream element will clearly show itself through one of the complexes of the dreamer, but what good is that to us? That does not lead us to understand the dream, but rather, as in the case of the association-experiment, to a knowledge of the so-called complexes. What have these to do with the dream?"

You are right, but you overlook one point, in fact, the very point because of which I did not choose the association-experiment as the starting point for this exposition. In this experiment the one determinate of the reaction, viz., the stimulus word, is voluntarily chosen. The reaction is then an intermediary between this stimulus word and the recently aroused complex of the subject. In the dream the stimulus word is replaced by something that itself has its origin in the psychic life of the dreamer, in sources unknown to him, hence very likely itself a product of the complex. It is not an altogether fantastic hypothesis, then, that the more remote associations, even those that are connected with the dream element, are determined by no other complex than the one which determines the dream element itself, and will lead to the disclosure of the complex.

Let me show you by another case that the situation is really as we expect it to be. Forgetting proper names is really a splendid example for the case of dream analysis; only here there is present in one person what in the dream interpretation is divided between two persons. Though I have forgotten a name temporarily I still retain the certainty that I know the name; that certainty which we could acquire for the dreamer only by way of the Bernheim experiment. The forgotten name, however, is not accessible. Cogitation, no matter how strenuous, does not help. Experience soon tells me that. But I am able each time to find one or more substitute names for the forgotten name. If such a substitute name occurs to me spontaneously then the correspondence between this situation and that of the dream analysis first becomes evident. Nor is the dream element the real thing, but only a substitute for something else, for what particular thing I do not know, but am to discover by means of the dream analysis. The difference lies only in this, that in forgetting a name I recognize the substitute automatically as unsuitable, while in the dream element we must acquire this interpretation with great labor. When a name is forgotten, too, there is a way to go from the substitute to the unknown reality, to arrive at the forgotten name. If I centre my attention on the substitute name and allow further associations to accumulate, I arrive in a more or less roundabout way at the forgotten name, and discover that the spontaneous substitute names, together with those called up by me, have a certain connection with the forgotten name, were conditioned by it.

I want to show you an analysis of this type. One day I noticed that I could not recall the name of the little country in the Riviera of which Monte Carlo is the capital. It is very annoying, but it is true. I steep myself in all my knowledge about this country, think of Prince Albert, of the house of Lusignan, of his marriages, his preference for deep-sea study, and anything else I can think of, but to no avail. So I give up the thinking, and in place of the lost name allow substitute names to suggest themselves. They come quickly--Monte Carlo itself, then Piedmont, Albania, Montevideo, Colico. Albania is the first to attract my attention, it is replaced by Montenegro, probably because of the contrast between black and white. Then I see that four of these substitutes contain the same syllable _mon_. I suddenly have the forgotten word, and cry aloud, "_Monaco_." The substitutes really originated in the forgotten word, the four first from the first syllable, the last brings back the sequence of syllables and the entire final syllable. In addition, I am also able easily to discover what it was that took the name from my memory for a time. Monaco is also the Italian name of Munich; this latter town exerted the inhibiting influence.

The example is pretty enough, but too simple. In other cases we must add to the first substitute names a long line of associations, and then the analogy to the dream interpretation becomes clearer. I have also had such experiences. Once when a stranger invited me to drink Italian wine with him, it so happened in the hostelry that he forgot the name of the wine he had intended to order just because he had retained a most pleasant memory of it. Out of a profusion of dissimilar substitute associations which came to him in the place of the forgotten name, I was able to conclude that the memory of some one named Hedwig had deprived him of the name of the wine, and he actually confirmed not only that he had first tasted this wine in the company of a Hedwig, but he also, as a result of this declaration, recollected the name again. He was at the time happily married, and this Hedwig belonged to former times, not now recalled with pleasure.

What is possible in forgetting names must work also in dream interpretation, viz., making the withheld actuality accessible by means of substitutions and through connecting associations. As exemplified by name-forgetting, we may conclude that in the case of the associations to the dream element they will be determined as well by the dream element as by its unknown essential. Accordingly, we have advanced a few steps in the formulation of our dream technique.

SEVENTH LECTURE

THE DREAM

_Manifest Dream Content and Latent Dream Thought_

We have not studied the problem of errors in vain. Thanks to our efforts in this field, under the conditions known to you, we have evolved two different things, a conception of the elements of the dream and a technique for dream interpretation. The conception of the dream element goes to show something unreal, a substitute for something else, unknown to the dreamer, similar to the tendency of errors, a substitute for something the dreamer knows but cannot approach. We hope to transfer the same conception to the whole dream, which consists of just such elements. Our method consists of calling up, by means of free associations, other substitute formations in addition to these elements, from which we divine what is hidden.

Let me ask you to permit a slight change in our nomenclature which will greatly increase the flexibility of our vocabulary. Instead of hidden, unapproachable, unreal, let us give a truer description and say inaccessible or unknown to the consciousness of the dreamer. By this we mean only what the connection with the lost word or with the interfering intention of the error can suggest to you, namely, unconscious _for the time being_. Naturally in contrast to this we may term _conscious_ the elements of the dream itself and the substitute formations just gained by association. As yet there is absolutely no theoretical construction implied in this nomenclature. The use of the word unconscious as a suitable and intelligible descriptive epithet is above criticism.

If we transfer our conception from a single element to the entire dream, we find that the dream as a whole is a distorted substitute for something else, something unconscious. To discover this unconscious thing is the task of dream interpretation. From this, three important rules, which we must observe in the work of dream interpretation, are straightway derived:

1. What the dream seems to say, whether it be sensible or absurd, clear or confused is not our concern, since it can under no condition be that unconscious content we are seeking. Later we shall have to observe an obvious limitation of this rule. 2. The awakening of substitute formations for each element shall be the sole object of our work. We shall not reflect on these, test their suitability or trouble how far they lead away from the element of the dream. 3. We shall wait until the hidden unconscious we are seeking appears of itself, as the missing word _Monaco_ in the experiment which we have described.

Now we can understand, too, how unimportant it is how much, how little, above all, how accurately or how indifferently the dream is remembered. For the dream which is remembered is not the real one, but a distorted substitute, which is to help us approach the real dream by awakening other substitute formations and by making the unconscious in the dream conscious. Therefore if our recollection of the dream was faulty, it has simply brought about a further distortion of this substitute, a distortion which cannot, however, be unmotivated.

One can interpret one's own dreams as well as those of others. One learns even more from these, for the process yields more proof. If we try this, we observe that something impedes the work. Haphazard ideas arise, but we do not let them have their way. Tendencies to test and to choose make themselves felt. As an idea occurs, we say to ourselves "No, that does not fit, that does not belong here"; of a second "that is too senseless"; of a third, "this is entirely beside the point"; and one can easily observe how the ideas are stifled and suppressed by these objections, even before they have become entirely clear. On the one hand, therefore, too much importance is attached to the dream elements themselves; on the other, the result of free association is vitiated by the process of selection. If you are not interpreting the dream alone, if you allow someone else to interpret it for you, you will soon discover another motive which induces you to make this forbidden choice. At times you say to yourself, "No, this idea is too unpleasant, I either will not or cannot divulge this."

Clearly these objections are a menace to the success of our work. We must guard against them, in our own case by the firm resolve not to give way to them; and in the interpretation of the dreams of others by making the hard and fast rule for them, never to omit any idea from their account, even if one of the following four objections should arise: that is, if it should seem too unimportant, absurd, too irrelevant or too embarrassing to relate. The dreamer promises to obey this rule, but it is annoying to see how poorly he keeps his promise at times. At first we account for this by supposing that in spite of the authoritative assurance which has been given to the dreamer, he is not impressed with the importance of free association, and plan perhaps to win his theoretic approval by giving him papers to read or by sending him to lectures which are to make him a disciple of our views concerning free association. But we are deterred from such blunders by the observation that, in one's own case, where convictions may certainly be trusted, the same critical objections arise against certain ideas, and can only be suppressed subsequently, upon second thought, as it were.

Instead of becoming vexed at the disobedience of the dreamer, these experiences can be turned to account in teaching something new, something which is the more important the less we are prepared for it. We understand that the task of interpreting dreams is carried on against a certain _resistance_ which manifests itself by these critical objections. This resistance is independent of the theoretical conviction of the dreamer. Even more is apparent. We discover that such a critical objection is never justified. On the contrary, those ideas which we are so anxious to suppress, prove _without exception_ to be the most important, the most decisive, in the search for the unconscious. It is even a mark of distinction if an idea is accompanied by such an objection.

This resistance is something entirely new, a phenomenon which we have found as a result of our hypotheses although it was not originally included in them. We are not too pleasantly surprised by this new factor in our problem. We suspect that it will not make our work any easier. It might even tempt us to abandon our entire work in connection with the dream. Such an unimportant thing as the dream and in addition such difficulties instead of a smooth technique! But from another point of view, these same difficulties may prove fascinating, and suggest that the work is worth the trouble. Whenever we try to penetrate to the hidden unconscious, starting out from the substitute which the dream element represents, we meet with resistance. Hence, we are justified in supposing that something of weight must be hidden behind the substitute. What other reason could there be for the difficulties which are maintained for purposes of concealment? If a child does not want to open his clenched fist, he is certainly hiding something he ought not to have.

Just as soon as we bring the dynamic representation of resistance into our consideration of the case, we must realize that this factor is something quantitatively variable. There may be greater or lesser resistances and we are prepared to see these differences in the course of our work. We may perhaps connect this with another experience found in the work of dream interpretation. For sometimes only one or two ideas serve to carry us from the dream element to its unconscious aspect, while at other times long chains of associations and the suppression of many critical objections are necessary. We shall note that these variations are connected with the variable force of resistance. This observation is probably correct. If resistance is slight, then the substitute is not far removed from the unconscious, but strong resistance carries with it a great distortion of the unconscious and in addition a long journey back to it.

Perhaps the time has come to take a dream and try out our method to see if our faith in it shall be confirmed. But which dream shall we choose? You cannot imagine how hard it is for me to decide, and at this point I cannot explain the source of the difficulty. Of course, there must be dreams which, as a whole, have suffered slight distortion, and it would be best to start with one of these. But which dreams are the least distorted? Those which are sensible and not confused, of which I have already given you two examples? This would be a gross misunderstanding. Testing shows that these dreams have suffered by distortion to an exceptionally high degree. But if I take the first best dream, regardless of certain necessary conditions, you would probably be very much disappointed. Perhaps we should have to note such an abundance of ideas in connection with single elements of dream that it would be absolutely impossible to review the work in perspective. If we write the dream out and confront it with the written account of all the ideas which arise in connection with it, these may easily amount to a reiteration of the text of the dream. It would therefore seem most practical to choose for analysis several short dreams of which each one can at least reveal or confirm something. This is what we shall decide upon, provided experience should not point out where we shall really find slightly distorted dreams.

But I know of another way to simplify matters, one which, moreover, lies in our path. Instead of attempting the interpretation of entire dreams, we shall limit ourselves to single dream elements and by observing a series of examples we shall see how these are explained by the application of our method.

1. A lady relates that as a child she often dreamt "_that God had a pointed paper hat on his head_." How do you expect to understand that without the help of the dreamer? Why, it sounds quite absurd. It is no longer absurd when the lady testifies that as a child she was frequently made to wear such a hat at the table, because she could not help stealing glances at the plates of her brothers and sisters to see if one of them had gotten more than she. The hat was therefore supposed to act as a sort of blinder. This explanation was moreover historic, and given without the least difficulty. The meaning of this fragment and of the whole brief dream, is clear with the help of a further idea of the dreamer. "Since I had heard that God was all-knowing and all-seeing," she said, "the dream can only mean that I know everything and see everything just as God does, even when they try to prevent me." This example is perhaps too simple.

2. A sceptical patient has a longer dream, in which certain people happen to tell her about my book concerning laughter and praise it highly. Then something is mentioned about a certain "_'canal,' perhaps another book in which 'canal' occurs, or something else with the word 'canal' ... she doesn't know ... it is all confused_."

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A General Introduction to PsychoanalysisChapter VIII: Introduction (4)

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