Chapter XIX: Introduction (13)

These travels of Cheng Ho seem to have had one more cultural result: a large number of fairy-tales from the Middle East were brought to China, or at all events reached China at that time. The Chinese, being a realistically-minded people, have produced few fairy-tales of their own. The bulk of their finest fairy-tales were brought by Buddhist monks, in the course of the first millennium A.D., from India by way of Central Asia. The Buddhists made use of them to render their sermons more interesting and impressive. As time went on, these stories spread all over China, modified in harmony with the spirit of the people and adapted to the Chinese environment. Only the fables failed to strike root in China: the matter-of-fact Chinese was not interested in animals that talked and behaved to each other like human beings. In addition, however, to these early fairy-tales, there was another group of stories that did not spread throughout China, but were found only in the south-eastern coastal provinces. These came from the Middle East, especially from Persia. The fairy-tales of Indian origin spread not only to Central Asia but at the same time to Persia, where they found a very congenial soil. The Persians made radical changes in the stories and gave them the form in which they came to Europe by various routes--through North Africa to Spain and France; through Constantinople, Venice, or Genoa to France; through Russian Turkestan to Russia, Finland, and Sweden; through Turkey and the Balkans to Hungary and Germany. Thus the stories found a European home. And this same Persian form was carried by sea in Cheng Ho's time to South China. Thus we have the strange experience of finding some of our own finest fairy-tales in almost the same form in South China.

10 _Struggles between cliques_

Yung-lo's successor died early. Under the latter's son, the emperor Hsüan Tsung (1426-1435; reign name Hsüan-tê), fixed numbers of candidates were assigned for the state examinations. It had been found that almost the whole of the gentry in the Yangtze region sat at the examinations; and that at these examinations their representatives made sure, through their mutual relations, that only their members should pass, so that the candidates from the north were virtually excluded. The important military clique in the north protested against this, and a compromise was arrived at: at every examination one-third of the candidates must come from the north and two-thirds from the south. This system lasted for a long time, and led to many disputes.

At his death Hsüan Tsung left the empire to his eight-year-old son Ying Tsung (1436-49 and 1459-64), who was entirely in the hands of the Yang clique, which was associated with his grandmother. Soon, however, another clique, led by the eunuch Wang Chen, gained the upper hand at court. The Mongols were very active at this time, and made several raids on the province of Shansi; Wang Chen proposed a great campaign against them, and in this campaign he took with him the young emperor, who had reached his twenty-first birthday in 1449. The emperor had grown up in the palace and knew nothing of the world outside; he was therefore glad to go with Wang Chen; but that eunuch had also lived in the palace and also knew nothing of the world, and in particular of war. Consequently he failed in the organization of reinforcements for his army, some 100,000 strong; after a few brief engagements the Oirat-Mongol prince Esen had the imperial army surrounded and the emperor a prisoner. The eunuch Wang Chen came to his end, and his clique, of course, no longer counted. The Mongols had no intention of killing the emperor; they proposed to hold him to ransom, at a high price. The various cliques at court cared little, however, about their ruler. After the fall of the Wang clique there were two others, of which one, that of General Yü, became particularly powerful, as he had been able to repel a Mongol attack on Peking. Yü proclaimed a new emperor--not the captive emperor's son, a baby, but his brother, who became the emperor Ching Tsung. The Yang clique insisted on the rights of the imperial baby. From all this the Mongols saw that the Chinese were not inclined to spend a lot of money on their imperial captive. Accordingly they made an enormous reduction in the ransom demanded, and more or less forced the Chinese to take back their former emperor. The Mongols hoped that this would at least produce political disturbances by which they might profit, once the old emperor was back in Peking. And this did soon happen. At first the ransomed emperor was pushed out of sight into a palace, and Ching Tsung continued to reign. But in 1456 Ching Tsung fell ill, and a successor to him had to be chosen. The Yü clique wanted to have the son of Ching Tsung; the Yang clique wanted the son of the deposed emperor Ying Tsung. No agreement was reached, so that in the end a third clique, led by the soldier Shih Hêng, who had helped to defend Peking against the Mongols, found its opportunity, and by a _coup d'état_ reinstated the deposed emperor Ying Tsung.

This was not done out of love for the emperor, but because Shih Hêng hoped that under the rule of the completely incompetent Ying Tsung he could best carry out a plan of his own, to set up his own dynasty. It is not so easy, however, to carry a conspiracy to success when there are several rival parties, each of which is ready to betray any of the others. Shih Hêng's plan became known before long, and he himself was beheaded (1460).

The next forty years were filled with struggles between cliques, which steadily grew in ferocity, particularly since a special office, a sort of secret police headquarters, was set up in the palace, with functions which it extended beyond the palace, with the result that many people were arrested and disappeared. This office was set up by the eunuchs and the clique at their back, and was the first dictatorial organ created in the course of a development towards despotism that made steady progress in these years.

In 1505 Wu Tsung came to the throne, an inexperienced youth of fifteen who was entirely controlled by the eunuchs who had brought him up. The leader of the eunuchs was Liu Chin, who had the support of a group of people of the gentry and the middle class. Liu Chin succeeded within a year in getting rid of the eunuchs at court who belonged to other cliques and were working against him. After that he proceeded to establish his power. He secured in entirely official form the emperor's permission for him to issue all commands himself; the emperor devoted himself only to his pleasures, and care was taken that they should keep him sufficiently occupied to have no chance to notice what was going on in the country. The first important decree issued by Liu Chin resulted in the removal from office or the punishment or murder of over three hundred prominent persons, the leaders of the cliques opposed to him. He filled their posts with his own supporters, until all the higher posts in every department were in the hands of members of his group. He collected large sums of money which he quite openly extracted from the provinces as a special tax for his own benefit. When later his house was searched there were found 240,000 bars and 57,800 pieces of gold (a bar was equivalent of ten pieces), 791,800 ounces and 5,000,000 bars of silver (a bar was five ounces), three bushels of precious stones, two gold cuirasses, 3,000 gold rings, and much else--of a total value exceeding the annual budget of the state! The treasure was to have been used to finance a revolt planned by Liu Chin and his supporters.

Among the people whom Liu Chin had punished were several members of the former clique of the Yang, and also the philosopher Wang Yang-ming, who later became so famous, a member of the Wang family which was allied to the Yang. In 1510 the Yang won over one of the eunuchs in the palace and so became acquainted with Liu Chin's plans. When a revolt broke out in western China, this eunuch (whose political allegiance was, of course, unknown to Liu Chin) secured appointment as army commander. With the army intended for the crushing of the revolt, Liu Chin's palace was attacked when he was asleep, and he and all his supporters were arrested. Thus the other group came into power in the palace, including the philosopher Wang Yang-ming (1473-1529). Liu Chin's rule had done great harm to the country, as enormous taxation had been expended for the private benefit of his clique. On top of this had been the young emperor's extravagance: his latest pleasures had been the building of palaces and the carrying out of military games; he constantly assumed new military titles and was burning to go to war.

11 _Risings_

The emperor might have had a good opportunity for fighting, for his misrule had resulted in a great popular rising which began in the west, in Szechwan, and then spread to the east. As always, the rising was joined by some ruined scholars, and the movement, which had at first been directed against the gentry as such, was turned into a movement against the government of the moment. No longer were all the wealthy and all officials murdered, but only those who did not join the movement. In 1512 the rebels were finally overcome, not so much by any military capacity of the government armies as through the loss of the rebels' fleet of boats in a typhoon.

In 1517 a new favourite of the emperor's induced him to make a great tour in the north, to which the favourite belonged. The tour and the hunting greatly pleased the emperor, so that he continued his journeying. This was the year in which the Portuguese Fernão Pires de Andrade landed in Canton--the first modern European to enter China.

In 1518 Wang Yang-ming, the philosopher general, crushed a rising in Kiangsi. The rising had been the outcome of years of unrest, which had two causes: native risings of the sort we described above, and loss for the gentry due to the transfer of the capital. The province of Kiangsi was a part of the Yangtze region, and the great landowners there had lived on the profit from their supplies to Nanking. When the capital was moved to Peking, their takings fell. They placed themselves under a prince who lived in Nanking. This prince regarded Wang Yang-ming's move into Kiangsi as a threat to him, and so rose openly against the government and supported the Kiangsi gentry. Wang Yang-ming defeated him, and so came into the highest favour with the incompetent emperor. When peace had been restored in Nanking, the emperor dressed himself up as an army commander, marched south, and made a triumphal entry into Nanking.

One other aspect of Wang Yang-ming's expeditions has not yet been studied: he crushed also the so-called salt-merchant rebels in the southernmost part of Kiangsi and adjoining Kwangtung. These merchants-turned-rebels had dominated a small area, off and on since the eleventh century. At this moment, they seem to have had connections with the rich inland merchants of Hsin-an and perhaps also with foreigners. Information is still too scanty to give more details, but a local movement as persistent as this one deserves attention.

Wang Yang-ming became acquainted as early as 1519 with the first European rifles, imported by the Portuguese who had landed in 1517. (The Chinese then called them Fu-lan-chi, meaning Franks. Wang was the first Chinese who spoke of the "Franks".) The Chinese had already had mortars which hurled stones, as early as the second century A.D. In the seventh or eighth century their mortars had sent stones of a couple of hundredweights some four hundred yards. There is mention in the eleventh century of cannon which apparently shot with a charge of a sort of gunpowder. The Mongols were already using true cannon in their sieges. In 1519, the first Portuguese were presented to the Chinese emperor in Nanking, where they were entertained for about a year in a hostel, a certain Lin Hsün learned about their rifles and copied them for Wang Yang-ming. In general, however, the Chinese had no respect for the Europeans, whom they described as "bandits" who had expelled the lawful king of Malacca and had now come to China as its representatives. Later they were regarded as a sort of Japanese, because they, too, practiced piracy.

12 _Machiavellism_

All main schools of Chinese philosophy were still based on Confucius. Wang Yang-ming's philosophy also followed Confucius, but he liberated himself from the Neo-Confucian tendency as represented by Chu Hsi, which started in the Sung epoch and continued to rule in China in his time and after him; he introduced into Confucian philosophy the conception of "intuition". He regarded intuition as the decisive philosophic experience; only through intuition could man come to true knowledge. This idea shows an element of meditative Buddhism along lines which the philosopher Lu Hsiang-shan (1139-1192) had first developed, while classical Neo-Confucianism was more an integration of monastic Buddhism into Confucianism. Lu had felt himself close to Wang An-shih (1021-1086), and this whole school, representing the small gentry of the Yangtze area, was called the Southern or the Lin-ch'uan school, Lin-ch'uan in Kiangsi being Wang An-shih's home. During the Mongol period, a Taoist group, the _Cheng-i-chiao_ (Correct Unity Sect) had developed in Lin-ch'uan and had accepted some of the Lin-ch'uan school's ideas. Originally, this group was a continuation of Chang Ling's church Taoism. Through the _Cheng-i_ adherents, the Southern school had gained political influence on the despotic Mongol rulers. The despotic Yung-lo emperor had favoured the monk Tao-yen (_c_. 1338-1418) who had also Taoist training and proposed a philosophy which also stressed intuition. He was, incidentally, in charge of the compilation of the largest encyclopaedia ever written, the _Yung-lo ta-tien_ commissioned by the Yung-lo emperor.

Wang Yang-ming followed the Lin-ch'uan tradition. The introduction of the conception of intuition, a highly subjective conception, into the system of a practical state philosophy like Confucianism could not but lead in the practice of the statesman to Machiavellism. The statesman who followed the teaching of Wang Yang-ming had the opportunity of justifying whatever he did by his intuition.

Wang Yang-ming failed to gain acceptance for his philosophy. His disciples also failed to establish his doctrine in China, because it served the interests of an individual despot against those of the gentry as a class, and the middle class, which might have formed a counterweight against them, was not yet politically ripe for the seizure of the opportunity here offered to it. In Japan, however, Wang's doctrine gained many followers, because it admirably served the dictatorial state system which had developed in that country. Incidentally, Chiang Kai-shek in those years in which he showed Fascist tendencies, also got interested in Wang Yang-ming.

13 _Foreign relations in the sixteenth century_

The feeble emperor Wu Tsung died in 1521, after an ineffective reign, without leaving an heir. The clique then in power at court looked among the possible pretenders for the one who seemed least likely to do anything, and their choice fell on the fifteen-year-old Shih Tsung, who was made emperor. The forty-five years of his reign were filled in home affairs with intrigues between the cliques at court, with growing distress in the country, and with revolts on a larger and larger scale. Abroad there were wars with Annam, increasing raids by the Japanese, and, above all, long-continued fighting against the famous Mongol ruler Yen-ta, from 1549 onward. At one time Yen-ta reached Peking and laid siege to it. The emperor, who had no knowledge of affairs, and to whom Yen-ta had been represented as a petty bandit, was utterly dismayed and ready to do whatever Yen-ta asked; in the end he was dissuaded from this, and an agreement was arrived at with Yen-ta for state-controlled markets to be set up along the frontier, where the Mongols could dispose of their goods against Chinese goods on very favourable terms. After further difficulties lasting many years, a compromise was arrived at: the Mongols were earning good profits from the markets, and in 1571 Yen-ta accepted a Chinese title. On the Chinese side, this Mongol trade, which continued in rather different form in the Manchu epoch, led to the formation of a local merchant class in the frontier province of Shansi, with great experience in credit business; later the first Chinese bankers came almost entirely from this quarter.

After a brief interregnum there came once more to the throne a ten-year-old boy, the emperor Shen Tsung (reign name Wan-li; 1573-1619). He, too, was entirely under the influence of various cliques, at first that of his tutor, the scholar Chang Chü-chan. About the time of the death, in 1582, of Yen-ta we hear for the first time of a new people. In 1581 there had been unrest in southern Manchuria. The Mongolian tribal federation of the Tümet attacked China, and there resulted collisions not only with the Chinese but between the different tribes living there. In southern and central Manchuria were remnants of the Tungus Juchên. The Mongols had subjugated the Juchên, but the latter had virtually become independent after the collapse of Mongol rule over China. They had formed several tribal alliances, but in 1581-83 these fought each other, so that one of the alliances to all intents was destroyed. The Chinese intervened as mediators in these struggles, and drew a demarcation line between the territories of the various Tungus tribes. All this is only worth mention because it was from these tribes that there developed the tribal league of the Manchus, who were then to rule China for some three hundred years.

In 1592 the Japanese invaded Korea. This was their first real effort to set foot on the continent, a purely imperialistic move. Korea, as a Chinese vassal, appealed for Chinese aid. At first the Chinese army had no success, but in 1598 the Japanese were forced to abandon Korea. They revenged themselves by intensifying their raids on the coast of central China; they often massacred whole towns, and burned down the looted houses. The fighting in Korea had its influence on the Tungus tribes: as they were not directly involved, it contributed to their further strengthening.

The East India Company was founded in 1600. At this time, while the English were trying to establish themselves in India, the Chinese tried to gain increased influence in the south by wars in Annam, Burma, and Thailand (1594-1604). These wars were for China colonial wars, similar to the colonial fighting by the British in India. But there began to be defined already at that time in the south of Asia the outlines of the states as they exist at the present time.

In 1601 the first European, the Jesuit Matteo Ricci, succeeded in gaining access to the Chinese court, through the agency of a eunuch. He made some presents, and the Chinese regarded his visit as a mission from Europe bringing tribute. Ricci was therefore permitted to remain in Peking. He was an astronomer and was able to demonstrate to his Chinese colleagues the latest achievements of European astronomy. In 1613, after Ricci's death, the Jesuits and some Chinese whom they had converted were commissioned to reform the Chinese calendar. In the time of the Mongols, Arabs had been at work in Peking as astronomers, and their influence had continued under the Ming until the Europeans came. By his astronomical labours Ricci won a place of honour in Chinese literature; he is the European most often mentioned.

The missionary work was less effective. The missionaries penetrated by the old trade routes from Canton and Macao into the province of Kiangsi and then into Nanking. Kiangsi and Nanking were their chief centres. They soon realized that missionary activity that began in the lower strata would have no success; it was necessary to work from above, beginning with the emperor, and then, they hoped, the whole country could be converted to Christianity. When later the emperors of the Ming dynasty were expelled and fugitives in South China, one of the pretenders to the throne was actually converted--but it was politically too late. The missionaries had, moreover, mistaken ideas as to the nature of Chinese religion; we know today that a universal adoption of Christianity in China would have been impossible even if an emperor had personally adopted that foreign faith: there were emperors who had been interested in Buddhism or in Taoism, but that had been their private affair and had never prevented them, as heads of the state, from promoting the religious system which politically was the most expedient--that is to say, usually Confucianism. What we have said here in regard to the Christian mission at the Ming court is applicable also to the missionaries at the court of the first Manchu emperors, in the seventeenth century. Early in the eighteenth century missionary activity was prohibited--not for religious but for political reasons, and only under the pressure of the Capitulations in the nineteenth century were the missionaries enabled to resume their labours.

14 _External and internal perils_

Towards the end of the reign of Wan-li, about 1620, the danger that threatened the empire became more and more evident. The Manchus complained, no doubt with justice, of excesses on the part of Chinese officials; the friction constantly increased, and the Manchus began to attack the Chinese cities in Manchuria. In 1616, after his first considerable successes, their leader Nurhachu assumed the imperial title; the name of the dynasty was Tai Ch'ing (interpreted as "The great clarity", but probably a transliteration of a Manchurian word meaning "hero"). In 1618, the year in which the Thirty Years War started in Europe, the Manchus conquered the greater part of Manchuria, and in 1621 their capital was Liaoyang, then the largest town in Manchuria.

But the Manchu menace was far from being the only one. On the south-east coast a pirate made himself independent; later, with his family, he dominated Formosa and fought many battles with the Europeans there (European sources call him Coxinga). In western China there came a great popular rising, in which some of the natives joined, and which spread through a large part of the southern provinces. This rising was particularly sanguinary, and when it was ultimately crushed by the Manchus the province of Szechwan, formerly so populous, was almost depopulated, so that it had later to be resettled. And in the province of Shantung in the east there came another great rising, also very sanguinary, that of the secret society of the "White Lotus". We have already pointed out that these risings of secret societies were always a sign of intolerable conditions among the peasantry. This was now the case once more. All the elements of danger which we mentioned at the outset of this chapter began during this period, between 1610 and 1640, to develop to the full.

Then there were the conditions in the capital itself. The struggles between cliques came to a climax. On the death of Shen Tsung (or Wan-li; 1573-1619), he was succeeded by his son, who died scarcely a month later, and then by his sixteen-year-old grandson. The grandson had been from his earliest youth under the influence of a eunuch, Wei Chung-hsien, who had castrated himself. With the emperor's wet-nurse and other people, mostly of the middle class, this man formed a powerful group. The moment the new emperor ascended the throne, Wei was all-powerful. He began by murdering every eunuch who did not belong to his clique, and then murdered the rest of his opponents. Meanwhile the gentry had concluded among themselves a defensive alliance that was a sort of party; this party was called the Tung-lin Academy. It was confined to literati among the gentry, and included in particular the literati who had failed to make their way at court, and who lived on their estates in Central China and were trying to gain power themselves. This group was opposed to Wei Chung-hsien, who ruthlessly had every discoverable member murdered. The remainder went into hiding and organized themselves secretly under another name. As the new emperor had no son, the attempt was made to foist a son upon him; at his death in 1627, eight women of the harem were suddenly found to be pregnant! He was succeeded by his brother, who was one of the opponents of Wei Chung-hsien and, with the aid of the opposing clique, was able to bring him to his end. The new emperor tried to restore order at court and in the capital by means of political and economic decrees, but in spite of his good intentions and his unquestionable capacity he was unable to cope with the universal confusion. There was insurrection in every part of the country. The gentry, organized in their "Academies", and secretly at work in the provinces, no longer supported the government; the central power no longer had adequate revenues, so that it was unable to pay the armies that should have marched against all the rebels and also against external enemies. It was clear that the dynasty was approaching its end, and the only uncertainty was as to its successor. The various insurgents negotiated or fought with each other; generals loyal to the government won occasional successes against the rebels; other generals went over to the rebels or to the Manchus. The two most successful leaders of bands were Li Tz[)u]-ch'êng and Chang Hsien-chung. Li came from the province of Shensi; he had come to the fore during a disastrous famine in his country. The years around 1640 brought several widespread droughts in North China, a natural phenomenon that was repeated in the nineteenth century, when unrest again ensued. Chang Hsien-chung returned for a time to the support of the government, but later established himself in western China. It was typical, however, of all these insurgents that none of them had any great objective in view. They wanted to get enough to eat for themselves and their followers; they wanted to enrich themselves by conquest; but they were incapable of building up an ordered and new administration. Li ultimately made himself "king" in the province of Shensi and called his dynasty "Shun", but this made no difference: there was no distribution of land among the peasants serving in Li's army; no plan was set into operation for the collection of taxes; not one of the pressing problems was faced.

Meanwhile the Manchus were gaining support. Almost all the Mongol princes voluntarily joined them and took part in the raids into North China. In 1637 the united Manchus and Mongols conquered Korea. Their power steadily grew. What the insurgents in China failed to achieve, the Manchus achieved with the aid of their Chinese advisers: they created a new military organization, the "Banner Organization". The men fit for service were distributed among eight "banners", and these banners became the basis of the Manchu state administration. By this device the Manchus emerged from the stage of tribal union, just as before them Turks and other northern peoples had several times abandoned the traditional authority of a hierarchy of tribal leaders, a system of ruling families, in favour of the authority, based on efficiency, of military leaders. At the same time the Manchus set up a central government with special ministries on the Chinese model. In 1638 the Manchus appeared before Peking, but they retired once more. Manchu armies even reached the province of Shantung. They were hampered by the death at the critical moment of the Manchu ruler Abahai (1626-1643). His son Fu Lin was not entirely normal and was barely six years old; there was a regency of princes, the most prominent among them being Prince Dorgon.

Meanwhile Li Tz[)u]-ch'êng broke through to Peking. The city had a strong garrison, but owing to the disorganization of the government the different commanders were working against each other; and the soldiers had no fighting spirit because they had no pay for a long time. Thus the city fell, on April 24th, 1644, and the last Ming emperor killed himself. A prince was proclaimed emperor; he fled through western and southern China, continually trying to make a stand, but it was too late; without the support of the gentry he had no resource, and ultimately, in 1659, he was compelled to flee into Burma.

Thus Li Tz[)u]-ch'êng was now emperor. It should have been his task rapidly to build up a government, and to take up arms against the other rebels and against the Manchus. Instead of this he behaved in such a way that he was unable to gain any support from the existing officials in the capital; and as there was no one among his former supporters who had any positive, constructive ideas, just nothing was done.

This, however, improved the chances of all the other aspirants to the imperial throne. The first to realize this clearly, and also to possess enough political sagacity to avoid alienating the gentry, was General Wu San-kui, who was commanding on the Manchu front. He saw that in the existing conditions in the capital he could easily secure the imperial throne for himself if only he had enough soldiers. Accordingly he negotiated with the Manchu Prince Dorgon, formed an alliance with the Manchus, and with them entered Peking on June 6th, 1644. Li Tz[)u]-ch'eng quickly looted the city, burned down whatever he could, and fled into the west, continually pursued by Wu San-kui. In the end he was abandoned by all his supporters and killed by peasants. The Manchus, however, had no intention of leaving Wu San-kui in power: they established themselves in Peking, and Wu became their general.

(C) The Manchu Dynasty (1644-1911)

1 _Installation of Manchus_

The Manchus had gained the mastery over China owing rather to China's internal situation than to their military superiority. How was it that the dynasty could endure for so long, although the Manchus were not numerous, although the first Manchu ruler (Fu Lin, known under the rule name Shun-chih; 1644-1662) was a psychopathic youth, although there were princes of the Ming dynasty ruling in South China, and although there were strong groups of rebels all over the country? The Manchus were aliens; at that time the national feeling of the Chinese had already been awakened; aliens were despised. In addition to this, the Manchus demanded that as a sign of their subjection the Chinese should wear pigtails and assume Manchurian clothing (law of 1645). Such laws could not but offend national pride. Moreover, marriages between Manchus and Chinese were prohibited, and a dual government was set up, with Manchus always alongside Chinese in every office, the Manchus being of course in the superior position. The Manchu soldiers were distributed in military garrisons among the great cities, and were paid state pensions, which had to be provided by taxation. They were the master race, and had no need to work. Manchus did not have to attend the difficult state examinations which the Chinese had to pass in order to gain an appointment. How was it that in spite of all this the Manchus were able to establish themselves?

The conquering Manchu generals first went south from eastern China, and in 1645 captured Nanking, where a Ming prince had ruled. The region round Nanking was the economic centre of China. Soon the Manchus were in the adjoining southern provinces, and thus they conquered the whole of the territory of the landowning gentry, who after the events of the beginning of the seventeenth century had no longer trusted the Ming rulers. The Ming prince in Nanking was just as incapable, and surrounded by just as evil a clique, as the Ming emperors of the past. The gentry were not inclined to defend him. A considerable section of the gentry were reduced to utter despair; they had no desire to support the Ming any longer; in their own interest they could not support the rebel leaders; and they regarded the Manchus as just a particular sort of "rebels". Interpreting the refusal of some Sung ministers to serve the foreign Mongols as an act of loyalty, it was now regarded as shameful to desert a dynasty when it came to an end and to serve the new ruler, even if the new regime promised to be better. Many thousands of officials, scholars, and great landowners committed suicide. Many books, often really moving and tragic, are filled with the story of their lives. Some of them tried to form insurgent bands with their peasants and went into the mountains, but they were unable to maintain themselves there. The great bulk of the élite soon brought themselves to collaborate with the conquerors when they were offered tolerable conditions. In the end the Manchus did not interfere in the ownership of land in central China.

At the time when in Europe Louis XIV was reigning, the Thirty Years War was coming to an end, and Cromwell was carrying out his reforms in England, the Manchus conquered the whole of China. Chang Hsien-chung and Li Tz[)u]-ch'êng were the first to fall; the pirate Coxinga lasted a little longer and was even able to plunder Nanking in 1659, but in 1661 he had to retire to Formosa. Wu San-kui, who meanwhile had conquered western China, saw that the situation was becoming difficult for him. His task was to drive out the last Ming pretenders for the Manchus. As he had already been opposed to the Ming in 1644, and as the Ming no longer had any following among the gentry, he could not suddenly work with them against the Manchus. He therefore handed over to the Manchus the last Ming prince, whom the Burmese had delivered up to him in 1661. Wu San-kui's only possible allies against the Manchus were the gentry. But in the west, where he was in power, the gentry counted for nothing; they had in any case been weaker in the west, and they had been decimated by the insurrection of Chang Hsien-chung. Thus Wu San-kui was compelled to try to push eastwards, in order to unite with the gentry of the Yangtze region against the Manchus. The Manchus guessed Wu San-kui's plan, and in 1673, after every effort at accommodation had failed, open war came. Wu San-kui made himself emperor, and the Manchus marched against him. Meanwhile, the Chinese gentry of the Yangtze region had come to terms with the Manchus, and they gave Wu San-kui no help. He vegetated in the south-west, a region too poor to maintain an army that could conquer all China, and too small to enable him to last indefinitely as an independent power. He was able to hold his own until his death, although, with the loss of the support of the gentry, he had no prospect of final success. Not until 1681 was his successor, his grandson Wu Shih-fan, defeated. The end of the rule of Wu San-kui and his successor marked the end of the national governments of China; the whole country was now under alien domination, for the simple reason that all the opponents of the Manchus had failed. Only the Manchus were accredited with the ability to bring order out of the universal confusion, so that there was clearly no alternative but to put up with the many insults and humiliations they inflicted--with the result that the national feeling that had just been aroused died away, except where it was kept alive in a few secret societies. There will be more to say about this, once the works which were suppressed by the Manchus are published.

In the first phase of the Manchu conquest the gentry had refused to support either the Ming princes or Wu San-kui, or any of the rebels, or the Manchus themselves. A second phase began about twenty years after the capture of Peking, when the Manchus won over the gentry by desisting from any interference with the ownership of land, and by the use of Manchu troops to clear away the "rebels" who were hostile to the gentry. A reputable government was then set up in Peking, free from eunuchs and from all the old cliques; in their place the government looked for Chinese scholars for its administrative posts. Literati and scholars streamed into Peking, especially members of the "Academies" that still existed in secret, men who had been the chief sufferers from the conditions at the end of the Ming epoch. The young emperor Sheng Tsu (1663-1722; K'ang-hsi is the name by which his rule was known, not his name) was keenly interested in Chinese culture and gave privileged treatment to the scholars of the gentry who came forward. A rapid recovery quite clearly took place. The disturbances of the years that had passed had got rid of the worst enemies of the people, the formidable rival cliques and the individuals lusting for power; the gentry had become more cautious in their behaviour to the peasants; and bribery had been largely stamped out. Finally, the empire had been greatly expanded. All these things helped to stabilize the regime of the Manchus.

2 _Decline in the eighteenth century_

The improvement continued until the middle of the eighteenth century. About the time of the French Revolution there began a continuous decline, slow at first and then gathering speed. The European works on China offer various reasons for this: the many foreign wars (to which we shall refer later) of the emperor, known by the name of his ruling period, Ch'ien-lung, his craze for building, and the irruption of the Europeans into Chinese trade. In the eighteenth century the court surrounded itself with great splendour, and countless palaces and other luxurious buildings were erected, but it must be borne in mind that so great an empire as the China of that day possessed very considerable financial strength, and could support this luxury. The wars were certainly not inexpensive, as they took place along the Russian frontier and entailed expenditure on the transport of reinforcements and supplies; the wars against Turkestan and Tibet were carried on with relatively small forces. This expenditure should not have been beyond the resources of an ordered budget. Interestingly enough, the period between 1640 and 1840 belongs to those periods for which almost no significant work in the field of internal social and economic developments has been made; Western scholars have been too much interested in the impact of Western economy and culture or in the military events. Chinese scholars thus far have shown a prejudice against the Manchu dynasty and were mainly interested in the study of anti-Manchu movements and the downfall of the dynasty. On the other hand, the documentary material for this period is extremely extensive, and many years of work are necessary to reach any general conclusions even in one single field. The following remarks should, therefore, be taken as very tentative and preliminary, and they are, naturally, fragmentary.

The decline of the Manchu dynasty began at a time when the European trade was still insignificant, and not as late as after 1842, when China had to submit to the foreign Capitulations. These cannot have been the true cause of the decline. Above all, the decline was not so noticeable in the state of the Exchequer as in a general impoverishment of China. The number of really wealthy persons among the gentry diminished, but the middle class, that is to say the people who had education but little or no money and property, grew steadily in number.

One of the deeper reasons for the decline of the Manchu dynasty seems to lie in the enormous increase in the population. Here are a few Chinese statistics:

_Year_ _Population_

1578(before the Manchus) 10,621,463 families or 60,692,856 individuals
1662 19,203,233 " 100,000,000 " [*]
1710 23,311,236 " 116,000,000 " [*]
1729 25,480,498 " 127,000,000 " [*]
1741 " 143,411,559 "
1754 184,504,493 "
1778 242,965,618 "
1796 275,662,414 "
1814 374,601,132 "
1850 414,493,899 "
(1953) (601,938,035 ")

[*] Approximately

It may be objected that these figures are incorrect and exaggerated. Undoubtedly they contain errors. But the first figure (for 1578) of some sixty millions is in close agreement with all other figures of early times; the figure for 1850 seems high, but cannot be far wrong, for even after the great T'ai P'ing Rebellion of 1851, which, together with its after-effects, costs the lives of countless millions, all statisticians of today estimate the population of China at more than four hundred millions. If we enter these data together with the census of 1953 into a chart (see p. 273), a fairly smooth curve emerges; the special features are that already under the Ming the population was increasing and, secondly, that the high rate of increase in the population began with the long period of internal peace since about 1700. From that time onwards, all China's wars were fought at so great a distance from China proper that the population was not directly affected. Moreover, in the seventeenth and eighteenth centuries the Manchus saw to the maintenance of the river dykes, so that the worst inundations were prevented. Thus there were not so many of the floods which had often cost the lives of many million people in China; and there were no internal wars, with their heavy cost in lives.

But while the population increased, the tillage failed to increase in the needed proportion. I have, unfortunately, no statistics for all periods; but the general tendency is shown by the following table:

_Date Cultivated area_ mou _per person_
_in_ mou

1578 701,397,600 11.6
1662 531,135,800
1719 663,113,200
1729 878,176,000 6.1
(1953) (1,627,930,000) (2.7)

Six _mou_ are about one acre. In 1578, there were 66 _mou_ land per family of the total population. This was close to the figures regarded as ideal by Chinese early economists for the producing family (100 _mou_) considering the fact that about 80 per cent of all families at that time were producers. By 1729 it was only 35 _mou_ per family, i.e. the land had to produce almost twice as much as before. We have shown that the agricultural developments in the Ming time greatly increased the productivity of the land. This then, obviously resulted in an increase of population. But by the middle of the eighteenth century, assuming that production doubled since the sixteenth century, population pressure was again as heavy as it had been then. And after _c_. 1750, population pressure continued to build up to the present time.

Internal colonization continued during the Manchu time; there was a continuous, but slow flow of people into Kwangsi, Kweichow, Yünnan. In spite of laws which prohibited emigration, Chinese also moved into South-East Asia. Chinese settlement in Manchuria was allowed only in the last years of the Manchus. But such internal colonization or emigration could alleviated the pressure only in some areas, while it continued to build up in others.

In Europe as well as in Japan, we find a strong population increase; in Europe at almost the same time as in China. But before population pressure became too serious in Europe or Japan, industry developed and absorbed the excess population. Thus, farms did not decrease too much in size. Too small farms are always and in many ways uneconomical. With the development of industries, the percentage of farm population decreased. In China, however, the farm population was still as high as 73.3 per cent of the total population in 1932 and the percentage rose to 81 per cent in 1950.

From the middle of the seventeenth century on, commercial activities, especially along the coast, continued to increase and we find gentry families who equip sons who were unwilling or not capable to study and to enter the ranks of the officials, but who were too unruly to sit in villages and collect the rent from the tenants of the family, with money to enter business. The newly settled areas of Kwangtung and Kwangsi were ideal places for them: here they could sell Chinese products to the native tribes or to the new settlers at high prices. Some of these men introduced new techniques from the old provinces of China into the "colonial" areas and set up dye factories, textile factories, etc., in the new towns of the south. But the greatest stimulus for these commercial activities was foreign, European trade. American silver which had flooded Europe in the sixteenth century, began to flow into China from the beginning of the seventeenth century on. The influx was stopped not until between 1661 and 1684 when the government again prohibited coastal shipping and removed coastal settlements into the interior in order to stop piracy along the coasts of Fukien and independence movements on Formosa. But even during these twenty-three years, the price of silver was so low that home production was given up because it did not pay off. In the eighteenth century, silver again continued to enter China, while silk and tea were exported. This demand led to a strong rise in the prices of silk and tea, and benefited the merchants. When, from the late eighteenth century on, opium began to be imported, the silver left China again. The merchants profited this time from the opium trade, but farmers had to suffer: the price of silver went up, and taxes had to be paid in silver, while farm products were sold for copper. By 1835, the ounce of silver had a value of 2,000 copper coins instead of one thousand before 1800. High gains in commerce prevented investment in industries, because they would give lower and later profits than commerce. From the nineteenth century on, more and more industrial goods were offered by importers which also prevented industrialization. Finally, the gentry basically remained anti-industrial and anti-business. They tried to operate necessary enterprises such as mining, melting, porcelain production as far as possible as government establishments; but as the operators were officials, they were not too business-minded and these enterprises did not develop well. The businessmen certainly had enough capital, but they invested it in land instead of investing it in industries which could at any moment be taken away by the government, controlled by the officials or forced to sell at set prices, and which were always subject to exploitation by dishonest officials. A businessman felt secure only when he had invested in land, when he had received an official title upon the payment of large sums of money, or when he succeeded to push at least one of his sons into the government bureaucracy. No doubt, in spite of all this, Chinese business and industry kept on developing in the Manchu time, but they did not develop at such a speed as to transform the country from an agrarian into a modern industrial nation.

3 _Expansion in Central Asia; the first State treaty_

The rise of the Manchu dynasty actually began under the K'ang-hsi rule (1663-1722). The emperor had three tasks. The first was the removal of the last supporters of the Ming dynasty and of the generals, such as Wu San-kui, who had tried to make themselves independent. This necessitated a long series of campaigns, most of them in the south-west or south of China; these scarcely affected the population of China proper. In 1683 Formosa was occupied and the last of the insurgent army commanders was defeated. It was shown above that the situation of all these leaders became hopeless as soon as the Manchus had occupied the rich Yangtze region and the intelligentsia and the gentry of that region had gone over to them.

A quite different type of insurgent commander was the Mongol prince Galdan. He, too, planned to make himself independent of Manchu overlordship. At first the Mongols had readily supported the Manchus, when the latter were making raids into China and there was plenty of booty. Now, however, the Manchus, under the influence of the Chinese gentry whom they brought, and could not but bring, to their court, were rapidly becoming Chinese in respect to culture. Even in the time of K'ang-hsi the Manchus began to forget Manchurian; they brought tutors to court to teach the young Manchus Chinese. Later even the emperors did not understand Manchurian! As a result of this process, the Mongols became alienated from the Manchurians, and the situation began once more to be the same as at the time of the Ming rulers. Thus Galdan tried to found an independent Mongol realm, free from Chinese influence.

The Manchus could not permit this, as such a realm would have threatened the flank of their homeland, Manchuria, and would have attracted those Manchus who objected to sinification. Between 1690 and 1696 there were battles, in which the emperor actually took part in person. Galdan was defeated. In 1715, however, there were new disturbances, this time in western Mongolia. Tsewang Rabdan, whom the Chinese had made khan of the Ölöt, rose against the Chinese. The wars that followed, extending far into Turkestan and also involving its Turkish population together with the Dzungars, ended with the Chinese conquest of the whole of Mongolia and of parts of eastern Turkestan. As Tsewang Rabdan had tried to extend his power as far as Tibet, a campaign was undertaken also into Tibet, Lhasa was occupied, a new Dalai Lama was installed there as supreme ruler, and Tibet was made into a protectorate. Since then Tibet has remained to this day under some form of Chinese colonial rule.

This penetration of the Chinese into Turkestan took place just at the time when the Russians were enormously expanding their empire in Asia, and this formed the third problem for the Manchus. In 1650 the Russians had established a fort by the river Amur. The Manchus regarded the Amur (which they called the "River of the Black Dragon") as part of their own territory, and in 1685 they destroyed the Russian settlement. After this there were negotiations, which culminated in 1689 in the Treaty of Nerchinsk. This treaty was the first concluded by the Chinese state with a European power. Jesuit missionaries played a part in the negotiations as interpreters. Owing to the difficulties of translation the text of the treaty, in Chinese, Russian, and Manchurian, contained some obscurities, particularly in regard to the frontier line. Accordingly, in 1727 the Russians asked for a revision of the old treaty. The Chinese emperor, whose rule name was Yung-cheng, arranged for the negotiations to be carried on at the frontier, in the town of Kyakhta, in Mongolia, where after long discussions a new treaty was concluded. Under this treaty the Russians received permission to set up a legation and a commercial agency in Peking, and also to maintain a church. This was the beginning of the foreign Capitulations. From the Chinese point of view there was nothing special in a facility of this sort. For some fifteen centuries all the "barbarians" who had to bring tribute had been given houses in the capital, where their envoys could wait until the emperor would receive them--usually on New Year's Day. The custom had sprung up at the reception of the Huns. Moreover, permission had always been given for envoys to be accompanied by a few merchants, who during the envoy's stay did a certain amount of business. Furthermore the time had been when the Uighurs were permitted to set up a temple of their own. At the time of the permission given to the Russians to set up a "legation", a similar office was set up (in 1729) for "Uighur" peoples (meaning Mohammedans), again under the control of an office, called the Office for Regulation of Barbarians. The Mohammedan office was placed under two Mohammedan leaders who lived in Peking. The Europeans, however, had quite different ideas about a "legation", and about the significance of permission to trade. They regarded this as the opening of diplomatic relations between states on terms of equality, and the carrying on of trade as a special privilege, a sort of Capitulation. This reciprocal misunderstanding produced in the nineteenth century a number of serious political conflicts. The Europeans charged the Chinese with breach of treaties, failure to meet their obligations, and other such things, while the Chinese considered that they had acted with perfect correctness.

4 _Culture_