Chapter III: Seventeenth and Eighteenth Centuries (1)
The seventeenth century is remarkable for the ferment of thought upon this difficult problem. Such words as genius, taste, imagination or fancy, and feeling, appear in this literature, and deserve a passing notice. As regards the word "genius," we find the Italian "ingegno" opposed to the intellect, and Dialectic adorned with the attributes of the latter, while Rhetoric has the advantage of "ingegno" in all its forms, such as "concetti" and "acutezze." With these the English word ingenious has an obvious connection, especially in its earlier use as applied to men of letters. The French worked upon the word "ingegno" and evolved from it in various associations the expressions "esprit," "beaux Esprits." The manual of the Spanish Jesuit, Baltasar Gracian, became celebrated throughout Europe, and here we find "ingegno" described as the truly inventive faculty, and from it the English word "genius," the Italian "genio," the French "génie," first enter into general use.
The word "gusto" or taste, "good taste," in its modern sense, also sprang into use about this time. Taste was held to be a judicial faculty, directed to the beautiful, and thus to some extent distinct from the intellectual judgment. It was further bisected into active and passive; but the former ran into the definition of "ingegno," the latter described sterility. The word "gusto," or taste as judgment, was in use in Italy at a very early period; and in Spain we find Lope di Vega and his contemporaries declaring that their object is to "delight the taste" of their public. These uses of the word are not of significance as regards the problem of art, and we must return to Baltasar Gracian (1642) for a definition of taste as a special faculty or attitude of the soul. Italian writers of the period echo the praises of this laconic moralist, who, when he spoke of "a man of taste," meant to describe what we call to-day "a man of tact" in the conduct of life.
The first use of the word in a strictly aesthetic sense occurs in France in the last quarter of the seventeenth century. La Bruyère writes in his _Caractères_ (1688): "Il y a dans l'art un point de perfection, comme de bonté ou de maturité dans la nature: celui qui le sent et qui l'aime, a le goût parfait; celui qui ne le sent pas, et qui aime au deçà ou au delà, a le goût défectueux. Il y a donc un bon et un mauvais goût, et l'on dispute des goûts avec fondement." Delicacy and variability or variety were appended as attributes of taste. This French definition of the Italian word was speedily adopted in England, where it became "good taste," and we find it used in this sense in Italian and German writers of about this period.
The words "imagination" and "fancy" were also passed through the crucible in this century. We find the Cardinal Sforza-Pallavicino (1644) blaming those who look for truth or falsehood, for the verisimilar or for historical truth, in poetry. Poetry, he holds, has to do with the primary apprehensions, which give neither truth nor falsehood. Thus the fancy takes the place of the verisimilar of certain students of Aristotle. The Cardinal continues his eloquence with the clinching remark that if the intention of poetry were to be believed true, then its real end would be falsehood, which is absolutely condemned by the law of nature and by God. The sole object of poetic fables is, he says, to adorn our intellect with sumptuous, new, marvellous, and splendid imaginings, and so great has been the benefits accruing from this to the human race, that poets have been rewarded with a glory superior to any other, and their names have been crowned with divine honours. This, he says in his treatise, _Del Bene_, has been the just reward of poets, albeit they have not been bearers of knowledge, nor have they manifested truth.
This throwing of the bridle on the neck of Pegasus seemed to Muratori sixty years later to be altogether too risky a proceeding--although advocated by a Prince of the Church! He reinserts the bit of the verisimilar, though he talks with admiration of the fancy, that "inferior apprehensive" faculty, which is content to "represent" things, without seeking to know if they be true or false, a task which it leaves to the "superior apprehensive" faculty of the intellect. The severe Gravina, too, finds his heart touched by the beauty of poetry, when he calls it "a witch, but wholesome."
As early as 1578, Huarte had maintained that eloquence is the work of the imagination, not of the intellect; in England, Bacon (1605) attributed knowledge to the intellect, history to memory, and poetry to the imagination or fancy; Hobbes described the manifestations of the latter; and Addison devoted several numbers of the _Spectator_ to the analysis of "the pleasures of the imagination."
During the same period, the division between those who are accustomed "à juger par le sentiment" and those who "raisonnent par les principes" became marked in France, Du Bos (1719) is an interesting example of the upholder of the feelings as regards the production of art. Indeed, there is in his view no other criterion, and the feeling for art is a sixth sense, against which intellectual argument is useless. This French school of thought found a reflex in England with the position assigned there to emotion in artistic work. But the confusion of such words as imagination, taste, feeling, wit, shows that at this time there was a suspicion that these words were all applicable to the same fact. Alexander Pope thus distinguished wit and judgment:
For wit and judgment often are at strife,
Though meant each other's aid like man and wife.
But there was a divergence of opinion as to whether the latter should be looked upon as part of the intellect or not.
There was the same divergence of opinion as to taste and intellectual judgment. As regards the former, the opposition to the intellectual principle was reinforced in the eighteenth century by Kant in his _Kritik der Urtheilskraft_. But Voltaire and writers anterior to him frequently fell back into intellectualist definitions of a word invented precisely to avoid them. Dacier (1684) writes of taste as "Une harmonie, un accord de l'esprit et de la raison." The difficulties surrounding a true definition led to the creation of the expression _non so che_, or _je ne sais quoi_, or _no se qué_, which throws into clear relief the confusion between taste and intellectual judgment.
As regards imagination and feeling, or sentiment, there was a strong tendency to sensualism. The Cardinal Sforza-Pallavicino talks of poetry as ignoring alike truth or falsehood and yet delighting the senses. He approves of the remark that poetry should make us "raise our eyebrows," but in later life this keen-eyed prince seems to have fallen back from the brilliant intuition of his earlier years into the pedagogic theory. Muratori was convinced that fancy was entirely sensual, and therefore he posted the intellect beside it, "to refrain its wild courses, like a friend having authority." Gravina practically coincides in this view of poetic fancy, as a subordinate faculty, incapable of knowledge, fit only to be used by moral philosophy for the introduction into the mind of the true, by means of novelty and the marvellous.
In England, also, Bacon held poetry to belong to the fancy, and assigned to it a place between history and science. Epic poetry he awarded to the former, "parabolic" poetry to the latter. Elsewhere he talks of poetry as a dream, and affirms that it is to be held "rather as an amusement of the intelligence than as a science." For him music, painting, sculpture, and the other arts are merely pleasure-giving. Addison reduced the pleasures of the imagination to those caused by visible objects, or by ideas taken from them. These pleasures he held to be inferior to those of the senses and less refined than those of the intellect. He looked upon imaginative pleasure as consisting in resemblances discovered between imitations and things imitated, between copies and originals, an exercise adapted to sharpen the spirit of observation.
The sensualism of the writers headed by Du Bos, who looked upon art as a mere pastime, like a tournament or a bull-fight, shows that the truth about Aesthetic had not yet succeeded in emerging from the other spiritual activities. Yet the new words and the new views of the seventeenth century have great importance for the origins of Aesthetic; they were the direct result of the restatement of the problem by the writers of the Renaissance, who themselves took it up where Antiquity had left it. These new words, and the discussions which arose from them, were the demands of Aesthetic for its theoretical justification. But they were not able to provide this justification, and it could not come from elsewhere.
With Descartes, we are not likely to find much sympathy for such studies as relate to wit, taste, fancy, or feelings. He ignored the famous _non so che_; he abhorred the imagination, which he believed to result from the agitation of the animal spirits. He did not altogether condemn poetry, but certainly looked upon it as the _folle du logis_, which must be strictly supervised by the reason. Boileau is the aesthetic equivalent of Cartesian intellectualism, Boileau _que la raison à ses règles engage_, Boileau the enthusiast for allegory. France was infected with the mathematical spirit of Cartesianism and all possibility of a serious consideration of poetry and of art was thus removed. Witness the diatribes of Malebranche against the imagination, and listen to the Italian, Antonio Conti, writing from France in 1756 on the theme of the literary disputes that were raging at the time: "They have introduced the method of M. Descartes into belles-lettres; they judge poetry and eloquence independently of their sensible qualities. Thus they also confound the progress of philosophy with that of the arts. The Abbé Terrasson says that the moderns are greater geometricians than the ancients; therefore they are greater orators and greater poets." La Motte, Fontenelle, Boileau, and Malebranche carried on this battle, which was taken up by the Encyclopaedists, and when Du Bos published his daring book, Jean Jacques le Bel published a reply to it (1726), in which he denied to sentiment its claim to judge of art. Thus Cartesianism could not possess an Aesthetic of the imagination. The Cartesian J.P. de Crousaz (1715) found the beautiful to consist in what is approved of, and thereby reduced it to ideas, ignoring the pleasing and sentiment.
Locke was as intellectualist in the England of this period as was Descartes in France. He speaks of wit as combining ideas in an agreeable variety, which strikes the imagination, while the intellect or judgment seeks for differences according to truth. The wit, then, consists of something which is not at all in accordance with truth and reason. For Shaftesbury, taste is a sense or instinct of the beautiful, of order and proportion, identical with the moral sense and with its "preconceptions" anticipating the recognition of reason. Body, spirit, and God are the three degrees of beauty. Francis Hutcheson proceeded from Shaftesbury and made popular "the internal sense of beauty, which lies somewhere between sensuality and rationality and is occupied with discussing unity in variety, concord in multiplicity, and the true, the good, and the beautiful in their substantial identity." Hutcheson allied the pleasure of art with this sense, that is, with the pleasure of imitation and of the likeness of the copy to the original. This he looked upon as relative beauty, to be distinguished from absolute beauty. The same view dominates the English writers of the eighteenth century, among whom may be mentioned Reid, the head of the Scottish school, and Adam Smith.
With far greater philosophical vigour, Leibnitz in Germany opened the door to that crowd of psychic facts which Cartesian intellectualism had rejected with horror. His conception of reality as _continuous_ (_natura non facit saltus_) left room for imagination, taste, and their congeners. Leibnitz believed that the scale of being ascended from the lowliest to God. What we now term aesthetic facts were then identified with what Descartes and Leibnitz had called "confused" knowledge, which might become "clear," but not distinct. It might seem that when he applied this terminology to aesthetic facts, Leibnitz had recognized their peculiar essence, as being neither sensual nor intellectual. They are not sensual for him, because they have their own "clarity," differing from pleasure and sensual emotion, and from intellectual "distinctio." But the Leibnitzian law of continuity and intellectualism did not permit of such an interpretation. Obscurity and clarity are here to be understood as quantitative grades of a _single_ form of knowledge, the distinct or intellectual, toward which they both tend and reach at a superior grade. Though artists judge with confused perceptions, which are clear but not distinct, these may yet be corrected and proved true by intellective knowledge. The intellect clearly and distinctly knows the thing which the imagination knows confusedly but clearly. This view of Leibnitz amounts to saying that the realization of a work of art can be perfected by intellectually determining its concept. Thus Leibnitz held that there was only one true form of knowledge, and that all other forms could only reach perfection in that. His "clarity" is not a specific difference; it is merely a partial anticipation of his intellective "distinction." To have posited this grade is an important achievement, but the view of Leibnitz is not fundamentally different from that of the creators of the words and intuitions already studied. All contributed to attract attention to the peculiarity of aesthetic facts.
Speculation on language at this period revealed an equally determined intellectualist attitude. Grammar was held to be an exact science, and grammatical variations to be explainable by the ellipse, by abbreviation, and by failure to grasp the typical logical form. In France, with Arnauld (1660), we have the rigorous Cartesian intellectualism; Leibnitz and Locke both, speculated upon this subject, and the former all his life nourished the thought of a universal language. The absurdity of this is proved in this volume.
A complete change of the Cartesian system, upon which Leibnitz based his own, was necessary, if speculation were ever to surpass the Leibnitzian aesthetic. But Wolff and the other German pupils of Leibnitz were as unable to shake themselves free of the all-pervading intellectualism as were the French pupils of Descartes.
Meanwhile a young student of Berlin, named Alexander Amedeus Baumgarten, was studying the Wolffian philosophy, and at the same time lecturing in poetry and Latin rhetoric. While so doing, he was led to rethink and pose afresh the problem of how to reduce the precepts of rhetoric to a rigorous philosophical system. Thus it came about that Baumgarten published in September 1735, at the age of twenty-one, as the thesis for his degree of Doctor, an opuscule entitled, _Meditationes philosophicae de nonnullis ad poèma pertinentibus_, and in it we find written _for the first time_ the word "Aesthetic," as the name of a special science. Baumgarten ever afterwards attached great importance to his juvenile discovery, and lectured upon it by request in 1742, at Frankfort-on-the-Oder, and again in 1749. It is interesting to know that in this way Emmanuel Kant first became acquainted with the theory of Aesthetic, which he greatly altered when he came to treat of it in his philosophy. In 1750, Baumgarten published the first volume of a more ample treatise, and a second part in 1762. But illness, and death in 1762, prevented his completing his work.
What is Aesthetic for Baumgarten? It is the science of sensible knowledge. Its objects are the sensible facts (_aisthaeta_), which the Greeks were always careful to distinguish from the mental facts (_noaeta_). It is therefore _scientia cognitionis sensitivae, theoria liberalium artium, gnoseologia inferior, ars pulcre cogitandi, ars analogi rationis_. Rhetoric and Poetic are for him special cases of Aesthetic, which is a general science, embracing both. Its laws are diffused among all the arts, like the mariner's star (_cynosura quaedam_), and they must be always referred to in all cases, for they are universal, not empirical or merely inductive (_falsa regula pejor est quam nulla_). Aesthetic must not be confounded with Psychology, which supplies only suppositions. Aesthetic is an independent science, which gives the rules for knowing sensibly, and is occupied with the perfection of sensible knowledge, which is beauty. Its contrary is ugliness. The beauty of objects and of matter must be excluded from the beauty of sensible knowledge, because beautiful objects can be badly thought and ugly objects beautifully thought. Poetic representations are those which are confused or imaginative. Distinction and intellectuality are not poetic. The greater the determination, the greater the poetry; individuals absolutely determined (_omnimodo determinata_) are very poetical, as are images or fancies, and everything which refers to feeling. The judgment of sensible and imaginative representations is taste.
Such are, in brief, the truths which Baumgarten stated in his _Meditationes_, and further developed and exemplified in his _Aesthetica_. Close study of the two works above-mentioned leads to the conviction that Baumgarten did not succeed in freeing himself from the unity of the Leibnitzian monadology. He obtained from Leibnitz his conception of the poetic as consisting of the confused, but German critics are wrong in believing that he attributed to it a positive, not a negative quality. Had he really done this, he would have broken at a blow the unity of the Leibnitzian monad, and conquered the science of Aesthetic.
This giant's step he did not take: he failed to banish the contradictions of Leibnitz and of the other intellectualists. To posit a _perfection_ did not suffice. It was necessary to maintain it against the _lex continui_ of Leibnitz and to proclaim its independence of all intellectualism. Aesthetic truths for Baumgarten were those which did not seem altogether false or altogether true: in fact, the verisimilar. If it were objected to Baumgarten that one should not occupy oneself with what, like poetry, he defines as confused and obscure, he would reply that confusion is a condition of finding the truth, that we do not pass at once from night to dawn. Thus he did not surpass the thought of Leibnitz in this respect. Poor Baumgarten was always in suspense lest he should be held to occupy himself with things unworthy of a philosopher! "How can you, a professor of philosophy, dare to praise lying and the mixture of truth and falsehood?" He imagined that some such reproach might be addressed to him on account of his purely philosophical speculations, and true enough he actually received a criticism of his theory, in which it was argued, that if poetry consisted of sensual perfection, then it was a bad thing for mankind. Baumgarten contemptuously replied that he had not the time to argue with those capable of confounding his _oratio perfecta sensitiva_ with an _oratio perfecte (omnino!) sensitiva_.
The fact about Baumgarten is that apart from baptizing the new science Aesthetic, and apart from his first definitions, he does not stray far from the old ruts of scholastic thought. The excellent Baumgarten, with all his ardour and all his convictions, is a sympathetic and interesting figure in the history of Aesthetic not yet formed, but in process of formation.
The revolutionary who set aside the old definitions of Aesthetic, and for the first time revealed the true nature of art and poetry, is the Italian, Giambattista Vico.
What were the ideas developed by Vico in his _Scienza nuova_ (1725)? They were neither more nor less than the solution of the problem, posed by Plato, attempted in vain by Aristotle, again posed and again unsolved at the Renaissance.
Is poetry a rational or an irrational thing? Is it spiritual or animal? If it be spiritual, what is its true nature, and in what way does it differ from art and science?
Plato, we know, banished poetry to the inferior region of the soul, among the animal spirits. Vico on the contrary raises up poetry, and makes of it a period in the history of humanity. And since Vico's is an ideal history, whose periods are not concerned with contingent facts, but with spiritual forms, he makes of it a moment of the ideal history of the spirit, a form of knowledge. Poetry comes before the intellect, but _after_ feeling. Plato had _confused_ it with feeling, and for that reason banished it from his Republic. "Men _feel_," says Vico, "before observing, then they observe with perturbation of the soul, finally they reflect with the pure intellect," He goes on to say, that poetry being composed of passion and of feeling, the nearer it approaches to the _particular_, the more _true_ it is, while exactly the reverse is true of philosophy.
Imagination is independent and autonomous as regards the intellect. Not only does the intellect fail of perfection, but all it can do is to destroy it. "The studies of Poetry and Metaphysic are _naturally opposed_. Poets are the feeling, philosophers the intellect of the human race." The weaker the reason, the stronger the imagination. Philosophy, he says, deals with abstract thought or universals, poetry with the particular. Painters and poets differ only in their material. Homer and the great poets appear in barbaric times. Dante, for instance, appeared in "the renewed barbarism of Italy." The poetic ages preceded the philosophical, and poetry is the father of prose, by "necessity of nature," not by the "caprice of pleasure." Fables or "imaginary universals" were conceived before "reasoned or philosophical universals." To Homer, says Vico, belongs wisdom, but only poetic wisdom. "His beauties are not those of a spirit softened and civilized by any philosophy."
If any one make poetry in epochs of reflexion, he becomes a child again; he does not reflect with his intellect, but follows his fancy and dwells upon particulars. If the true poet make use of philosophic ideas, he only does so that he may change logic into imagination.
Here we have a profound statement of the line of demarcation between science and art. _They cannot be confused again_.
His statement of the difference between poetry and history is a trifle less clear. He explains why to Aristotle poetry seemed more philosophical than history, and at the same time he refutes Aristotle's error that poetry deals with the universal, history with the particular. Poetry equals science, not because it is occupied with the intellectual concept, but because, like science, it is ideal. A good poetical fable must be all ideal: "With the idea the poet gives their being to things which are without it. Poetry is all fantastic, as being the art of painting the idea, not icastic, like the art of painting portraits. That is why poets, like painters, are called divine, because in that respect they resemble God the Creator." Vico ends by identifying poetry and history. The difference between them is posterior and accidental. "But, as it is impossible to impart false ideas, because the false consists of a vicious combination of ideas, so it is impossible to impart a tradition, which, though it be false, has not at first contained some element of truth. Thus mythology appears for the first time, not as the invention of an individual, but as the spontaneous vision of the truth as it appears to primitive man."
Poetry and language are for Vico substantially identical. He finds in the origins of poetry the origins of languages and letters. He believed that the first languages consisted in mute acts or acts accompanied by bodies which had natural relations to the ideas that it was desired to signify. With great cleverness he compared these pictured languages to heraldic arms and devices, and to hieroglyphs. He observed that during the barbarism of the Middle Age, the mute language of signs must return, and we find it in the heraldry and blazonry of that epoch. Hence come three kinds of languages: divine silent languages, heroic emblematic languages, and speech languages.
Formal logic could never satisfy a man with such revolutionary ideas upon poetry and language. He describes the Aristotelian syllogism as a method which explains universals In their particulars, rather than unites particulars to obtain universals, looks upon Zeno and the sorites as a means of subtilizing rather than sharpening the intelligence, and concludes that Bacon is a great philosopher, when he advocates and illustrates _induction_, "which has been followed by the English to the great advantage of experimental philosophy." Hence he proceeds to criticize mathematics, which, had hitherto always been looked upon as the type of the _perfect science_.
Vico is indeed a revolutionary, a pioneer. He knows very well that he is in direct opposition to all that has been thought before about poetry. "My new principles of poetry upset all that first Plato and then Aristotle have said about the origin of poetry, all that has been said by the Patrizzi, by the Scaligers, and by the Castelvetri. I have discovered that It was through lack of human reason that poetry was born so sublime that neither the Arts, nor the Poetics, nor the Critiques could cause another equal to it to be born, I say equal, and not superior." He goes as far as to express shame at having to report the stupidities of great philosophers upon the origin of song and verse. He shows his dislike for the Cartesian philosophy and its tendency to dry up the imagination "by denying all the faculties of the soul which come to it from the body," and talks of his own time as of one "which freezes all the generous quality of the best poetry and thus precludes it from being understood."
As regards grammatical forms, Vico may be described as an adherent of the great reaction of the Renaissance against scholastic verbalism and formalism. This reaction brought back as a value the experience of feeling, and afterwards with Romanticism gave its right place to the imagination. Vico, in his _Scienza nuova_, may be said to have been the first to draw attention to the imagination. Although he makes many luminous remarks on history and the development of poetry among the Greeks, his work is not really a history, but a science of the spirit or of the ideal. It is not the ethical, logical, or economic moment of humanity which interests him, but the _imaginative_ moment. _He discovered the creative imagination_, and it may almost be said of the _Scienza nuova_ of Vico that it is Aesthetic, the discovery of a new world, of a new mode of knowledge.
This was the contribution of the genius of Vico to the progress of humanity: he showed Aesthetic to be an autonomous activity. It remained to distinguish the science of the spirit from history, the modifications of the human spirit from the historic vicissitudes of peoples, Aesthetic from Homeric civilization.
But although Goethe, Herder, and Wolf were acquainted with the _Scienza nuova_, the importance of this wonderful book did not at first dawn upon the world. Wolf, in his prolegomena to Homer, thought that he was dealing merely with an ingenious speculator on Homeric themes. He did not realize that the intellectual stature of Vico far surpassed that of the most able philologists.
The fortunes of Aesthetic after Vico were very various, and the list of aestheticians who fell back into the old pedagogic definition, or elaborated the mistakes of Baumgarten, is very long. Yet with C.H. Heydenreich in Germany and Sulzer in Switzerland we find that the truths contained in Baumgarten have begun to bear fruit. J.J. Herder (1769) was more important than these, and he placed Baumgarten upon a pedestal, though criticizing his pretension of creating an _ars pulchre cogitandi_ instead of a simple _scientia de pulchro et pulchris philosophice cogitans_. Herder admitted Baumgarten's definition of poetry as _oratio sensitiva perfecta_, perfect sensitived speech, and this is _probably the best definition of poetry that has ever been given_. It touches the real essence of poetry and opens to thought the whole of the philosophy of the beautiful. Herder, although he does not cite Vico upon aesthetic questions, yet praises him as a philosopher. His remarks about poetry as "the maternal language of humanity, as the garden is more ancient than the cultivated field, painting than writing, song than declamation, exchange than commerce," are replete with the spirit of the Italian philosopher.
But despite similar happy phrases, Herder is philosophically the inferior of the great Italian. He is a firm believer in the Leibnitzian law of continuity, and does not surpass the conclusions of Baumgarten.
Herder and his friend Hamann did good service as regards the philosophy of language. The French encyclopaedists, J.J. Rousseau, d'Alembert, and many others of this period, were none of them able to get free of the idea that a word is either a natural, mechanical fact, or a sign attached to a thought. The only way out of this difficulty is to look upon the imagination as itself active and expressive in _verbal imagination_, and language as the language of _intuition_, not of the intelligence. Herder talks of language as "an understanding of the soul with itself." Thus language begins to appear, not as an arbitrary invention or a mechanical fact, but as a primitive affirmation of human activity, as a _creation_.
But all unconscious of the discoveries of Vico, the great mass of eighteenth century writers try their hands at every sort of solution. The Abbé Batteux published in 1746 _Les Beaux-arts réduits a un seul principe_, which is a perfect little bouquet of contradictions. The Abbé finds himself confronted with difficulties at every turn, but with "un peu d'esprit on se tire de tout," and when for instance he has to explain artistic enjoyment of things displeasing, he remarks that the imitation never being perfect like reality, the horror caused by reality disappears.
But the French were equalled and indeed surpassed by the English in their amateur Aesthetics. The painter Hogarth was one day reading in Italian a speech about the beauty of certain figures, attributed to Michael Angelo. This led him to imagine that the figurative arts depend upon a principle which consists of conforming to a given line. In 1745 he produced a serpentine line as frontispiece of his collection of engravings, which he described as "the line of beauty." Thus he succeeded in exciting universal curiosity, which he proceeded to satisfy with his "Analysis of Beauty." Here he begins by rightly combating the error of judging paintings by their subject and by the degree of their imitation, instead of by their form, which is the essential in art. He gives his definition of form, and afterwards proceeds to describe the waving lines which are beautiful and those which are not, and maintains that among them all there is but one that is really worthy to be called "the line of beauty," and one definite serpentine line "the line of grace." The pig, the bear, the spider, and the frog are ugly, because they do not possess serpentine lines. E. Burke, with a like assurance in his examples, was equally devoid of certainty in his general principles. He declares that the natural properties of an object cause pleasure or pain to the imagination, but that the latter also procures pleasure from their resemblance to the original. He does not speak further of the second of these, but gives a long list of the natural properties of the sensible, beautiful object. Having concluded his list, he remarks that these are in his opinion the qualities upon which beauty depends and which are the least liable to caprice and confusion. But "comparative smallness, delicate structure, colouring vivid but not too much so," are all mere empirical observations of no more value than those of Hogarth, with whom Burke must be classed as an aesthetician. Their works are spoken of as "classics." Classics indeed they are, but of the sort that arrive at no conclusion.
Henry Home (Lord Kaimes) is on a level a trifle above the two just mentioned. He seeks "the true principles of the beaux-arts," in order to transform criticism into "a rational science." He selects facts and experience for this purpose, but in his definition of beauty, which he divides into two parts, relative and intrinsic, he is unable to explain the latter, save by a final cause, which he finds in the Almighty.
Such theories as the three above mentioned defy classification, because they are not composed by any scientific method. Their authors pass from physiological sensualism to moralism, from imitation of nature to finalism, and to transcendental mysticism, without consciousness of the incongruity of their theses, at variance each with itself.
The German, Ernest Platner, at any rate did not suffer from a like confusion of thought. He developed his researches on the lines of Hogarth, but was only able to discover a prolongation of sexual pleasure in aesthetic facts. "Where," he exclaims, "is there any beauty that does not come from the feminine figure, the centre of all beauty? The undulating line is beautiful, because it is found in the body of woman; essentially feminine movements are beautiful; the notes of music are beautiful, when they melt into one another; a poem is beautiful, when one thought embraces another with lightness and facility."
French sensualism shows itself quite incapable of understanding aesthetic production, and the associationism of David Hume is not more fortunate in this respect.
The Dutchman Hemsterhuis (1769) developed an ingenious theory, mingling mystical and sensualist theory with some just remarks, which afterwards, in the hands of Jacobi, became sentimentalism. Hemsterhuis believed beauty to be a phenomenon arising from the meeting by the sentimentalism, which gives multiplicity, with the internal sense, which tends to unity. Consequently the beautiful will be that which presents the greatest number of ideas in the shortest space of time. To man is denied supreme unity, but here he finds approximative unity. Hence the joy arising from the beautiful, which has some analogy with the joy of love.
With Winckelmann (1764) Platonism or Neo-platonism was vigorously renewed. The creator of the history of the figurative arts saw in the divine indifference and more than human elevation of the works of Greek sculpture a beauty which had descended from the seventh heaven and become incarnate in them. Mendelssohn, the follower of Baumgarten, had denied beauty to God: Winckelmann, the Neoplatonician, gave it back to Him. He holds that perfect beauty is to be found only in God. "The conception of human beauty becomes the more perfect in proportion as it can be thought as in agreement with the Supreme Being, who is distinguished from matter by His unity and indivisibility." To the other characteristics of supreme beauty, Winckelmann adds "the absence of any sort of signification" (Unbezeichnung). Lines and dots cannot explain beauty, for it is not they alone which form it. Its form is not proper to any definite person, it expresses no sentiment, no feeling of passion, for these break up unity and diminish or obscure beauty. According to Winckelmann, beauty must be like a drop of pure water taken from the spring, which is the more healthy the less it has of taste, because it is purified of all foreign elements.
A special faculty is required to appreciate this beauty, which Winckelmann is inclined to call intelligence, or a delicate internal sense, free of all instinctive passions, of pleasure, and of friendship. Since it becomes a question of perceiving something immaterial, Winckelmann banishes colour to a secondary place. True beauty, he says, is that of form, a word which describes lines and contours, as though lines and contours could not also be perceived by the senses, or could appear to the eye without any colour.
It is the destiny of error to be obliged to contradict itself, when it does not decide to dwell in a brief aphorism, in order to live as well as may be with facts and concrete problems. The "History" of Winckelmann dealt with historic concrete facts, with which it was necessary to reconcile the idea of a supreme beauty. His admission of the contours of lines and his secondary admission of colours is a compromise. He makes another with regard to the principle of expression. "Since there is no intermediary between pain and pleasure in human nature, and since a human being without these feelings is inconceivable, we must place the human figure in a moment of action and of passion, which is what is termed expression in art." So Winckelmann studied expression after beauty. He makes a third compromise between his one, indivisible, supreme, and constant beauty and individual beauties. Winckelmann preferred the male to the female body as the most complete incarnation of supreme beauty, but he was not able to shut his eyes to the indisputable fact that there also exist beautiful bodies of women and even of animals.
Raphael Mengs, the painter, was an intimate friend of Winckelmann and associated himself with him in his search for a true definition of the beautiful. His ideas were generally in accordance with those of Winckelmann. He defines beauty as "the visible idea of perfection, which is to perfection what the visible is to the mathematical point." He falls under the influence of the argument from design. The Creator has ordained the multiplicity of beauties. Things are beautiful according to our ideas of them, and these ideas come from the Creator. Thus each beautiful thing has its own type, and a child would appear ugly if it resembled a man. He adds to his remarks in this sense: "As the diamond is alone perfect among stones, gold among metals, and man among living creatures, so there is distinction in each species, and but little is perfect." In his _Dreams of Beauty_, he looks upon beauty as "an intermediate disposition," which contains a part of perfection and a part of the agreeable, and forms a _tertium quid_, which differs from the other two and deserves a special name. He names four sources of the art of painting: beauty, significant or expressive character, harmony, and colouring. The first of these he finds among the ancients, the second with Raphael, the third with Correggio, the fourth with Titian. Mengs does not succeed in rising above this empiricism of the studio, save to declaim about the beauty of nature, virtue, forms, and proportions, and indeed everything, including the First Cause, which is the most beautiful of all.
The name of G.E. Lessing (1766) is well known to all concerned with art problems. The ideas of Winckelmann reappear in Lessing, with less of a metaphysical tinge. For Lessing, the end of art is the pleasing, and since this is "a superfluous thing," he thought that the legislator should not allow to art the liberty indispensable to science, which seeks the truth, necessary to the soul. For the Greeks painting was, as it should always be, "imitation of beautiful bodies." Everything disagreeable or ill-formed should be excluded from painting. "Painting, as clever imitation, may imitate deformity. Painting, as a fine art, does not permit this." He was more inclined to admit deformity in poetry, as there it is less shocking, and the poet can make use of it to produce in us certain feelings, such as the ridiculous or the terrible. In his _Dramaturgie_ (1767), Lessing followed the Peripatetics, and believed that the rules of Aristotle were as absolute as the theorems of Euclid. His polemic against the French school is chiefly directed to claiming a place in poetry for the verisimilar, as against absolute historical exactitude. He held the universal to be a sort of mean of what appears in the individual, the catharsis was in his view a transformation of the passions into virtuous dispositions, and he held the duty of poetry to be inspiration of the love of virtue. He followed Winckelmann in believing that the expression of physical beauty was the supreme object of painting. This beauty exists only as an ideal, which finds its highest expression in man. Animals possess it to a slighter extent, vegetable and inanimate nature not at all. Those mistaken enough to occupy themselves with depicting the latter are imitating beauties deprived of all ideal. They work only with eye and hand; genius has little if any share in their productions. Lessing found the physical ideal to reside chiefly in form, but also in the ideal of colour, and in permanent expression. Mere colouring and transitory expression were for him without ideal, "because nature has not imposed upon herself anything definite as regards them." At bottom he does not care for colouring, finding in the pen drawings of artists "a life, a liberty, a delicacy, lacking to their pictures." He asks "whether even the most wonderful colouring can make up for such a loss, and whether it be not desirable that the art of oil-painting had never been invented."
This "ideal beauty," wonderfully constructed from divine quintessence and subtle pen and brush strokes, this academic mystery, had great success. In Italy it was much discussed in the environment of Mengs and of Winckelmann, who were working there.
The first counterblast to their aesthetic Neo-platonism came from an Italian named Spalletti, and took the form of a letter addressed to Mengs. He represents the _characteristic_ as the true principle of art. The pleasure obtained from beauty is intellectual, and truth is its object. When the soul meets with what is characteristic, and what really suits the object to be represented, the work is held to be beautiful. A well-made man with a woman's face is ugly. Harmony, order, variety, proportion, etc.--these are elements of beauty, and man enjoys the widening of his knowledge before disagreeable things characteristically represented. Spalletti defines beauty as "that modification inherent to the object observed, which presents it, as it should appear, with an infallible characteristic."
Thus the Aristotelian thesis found a supporter in Italy, some years before any protestation was heard in Germany. Louis Hirt, the historian of art (1797) observed that ancient monuments represented all sorts of forms, from the most beautiful and sublime to the most ugly and most common. He therefore denied that ideal beauty was the principle of art, and for it substituted the _characteristic_, applicable equally to gods, heroes, and animals.
Wolfgang Goethe, in 1798, forgetting the juvenile period, during which he had dared to raise a hymn to Gothic architecture, now began seriously to seek a middle term between beauty and expression. He believed that he had found it, in certain characteristic contents presenting to the artist beautiful shapes, which the artist would then develop and reduce to perfect beauty. Thus for Goethe at this period, the characteristic was simply the _starting-point_, or framework, from which the beautiful arose, through the power of the artist.
But these writers mentioned after J.B. Vico are not true philosophers. Winckelmann, Mengs, Hogarth, Lessing, and Goethe are great in other ways. Meier called himself a historian of art, but he was inferior both to Herder and to Hamann. From J.B. Vico to Emmanuel Kant, European thought is without a name of great importance as regards this subject.
Kant took up the problem, where Vico had left it, not in the historical, but in the ideal sense. He resembled the Italian philosopher, in the gravity and the tenacity of his studies in Aesthetic, but he was far less happy in his solutions, which did not attain to the truth, and to which he did not succeed in giving the necessary unity and systematization. The reader must bear in mind that Kant is here criticized solely as an aesthetician: his other conclusions do not enter directly into the discussion.
What was Kant's idea of art? The answer is: the same in substance as Baumgarten's. This may seem strange to those who remember his sustained polemic against Wolf and the conception of beauty as confused perception. But Kant always thought highly of Baumgarten. He calls him "that excellent analyst" in the _Critique of Pure Reason_, and he used Baumgarten's text for his University lectures on Metaphysic. Kant looked upon Logic and Aesthetic as cognate studies, and in his scheme of studies for 1765, and in the _Critique of Pure Reason_, he proposes to cast a glance at the Critique of Taste, that is to say, Aesthetic, "since the study of the one is useful for the other and they are mutually illuminative." He followed Meier in his distinctions between logical and aesthetic truth. He even quoted the Instance of the young girl, whose face when distinctly seen, i.e. with a microscope, is no longer beautiful. It is true, aesthetically, he said, that when a man is dead he cannot come to life, although this be opposed both to logical and to moral truth. It is aesthetically true that the sun plunges into the sea, although that is not true logically or objectively.
No one, even among the greatest, can yet tell to what extent logical truth should mingle with aesthetic truth. Kant believed that logical truth must wear the habit of Aesthetic, in order to become _accessible_. This habit, he thought, was discarded only by the rational sciences, which tend to depth. Aesthetic certainly is subjective. It is satisfied with authority or with an appeal to great men. We are so feeble that Aesthetic must eke out our thoughts. Aesthetic is a vehicle of Logic. But there are logical truths which are not aesthetic. We must exclude from philosophy exclamations and other emotions, which belong to aesthetic truth. For Kant, poetry is the harmonious play of thought and sensation, differing from eloquence, because in poetry thoughts are fitted to suggestions, in eloquence the reverse is true. Poetry should make virtue and intellect visible, as was done by Pope in his _Essay on Man_. Elsewhere, he says frankly that logical perfection is the foundation of all the rest.
The confirmation of this is found in his _Critique of Judgment_, which Schelling looked upon as the most important of the three _Critiques_, and which Hegel and other metaphysical idealists always especially esteemed.
For Kant art was always "a sensible and imaged covering for an intellectual concept." He did not look upon art as pure beauty without a concept. He looked upon it as a beauty adherent and fixed about a concept. The work of genius contains two elements: imagination and intelligence. To these must be added taste, which combines the two. Art may even represent the ugly in nature, for artistic beauty "is not a beautiful thing but a beautiful representation of a thing." But this representation of the ugly has its limits in the arts (here Kant remembers Lessing and Winckelmann), and an absolute limit in the disgusting and the repugnant, which kills the representation itself. He believes that there may be artistic productions without a concept, such as are flowers in nature, and these would be ornaments to frameworks, music without words, etc., etc., but since they represent nothing reducible to a definite concept, they must be classed, like flowers, with free beauties. This would certainly seem to exclude them from Aesthetic, which, according to Kant, should combine imagination and intelligence.
Kant is shut in with intellectualist barriers. A complete definition of the _imagination_ is _wanting_ to his system. He does not admit that the imagination belongs to the powers of the mind. He relegates it to the facts of sensation. He is aware of the reproductive and combinative imagination, but he does not recognize _fancy_ (_fantasia_), which is the true productive imagination.
Yet Kant was aware that there exists an activity other than the intellective. Intuition is referred to by him as preceding intellective activity and differing from sensation. He does not speak of it, however, in his critique of art, but in the first section of the _Critique of Pure Reason_. Sensations do not enter the mind, until it has given them _form_. This is neither sensation nor intelligence. It is _pure intuition_, the sum of the _a priori_ principles of sensibility. He speaks thus: "There must, then, exist a science that forms the first part of the transcendental doctrine of the elements, distinct from that which contains the principles of pure thought and is called transcendental Logic."
What does he call this new science? He calls it _Transcendental Aesthetic_, and refuses to allow the term to be used for the Critique of Taste, which could never become a science.
But although he thus states so clearly the necessity of a science of the form of the sensations, that is of _pure intuition_, Kant here appears to fall into grave error. This arises from _his inexact idea_ of the _essence of the aesthetic faculty or of art_, which, as we now know, is pure intuition. He conceives the form of sensibility to be reducible to the _two categories of space and time_.
Benedetto Croce has shown that space and time are far from being categories or functions: they are complex posterior formations. Kant, however, looked upon density, colour, etc., as material for sensations; but the mind only observes colour or hardness when it has _already_ given a form to its sensations. Sensations, in so far as they are _crude matter_, are _outside_ the mind: they are a _limit_. Colour, hardness, density, etc., are _already_ intuitions. _They are the aesthetic activity in its rudimentary manifestation._
Characterizing or qualifying imagination, that is, _aesthetic activity_, should therefore _take the place occupied by the study of space and time_ in the _Critique of Pure Reason_, and constitute the true _Transcendental Aesthetic_, prologue to Logic.
Had Kant done this, he would have surpassed Leibnitz and Baumgarten; he would have equalled Vico.
Kant did not identify the Beautiful with art. He established what he called "the four moments of Beauty," amounting to a definition of it. The two negative moments are, "That is beautiful which pleases _without interest_"; this thesis was directed against the sensualist school of English writers, with whom Kant had for a time agreed; and "That is beautiful which pleases without a concept," directed against the intellectualists. Thus he affirmed the existence of a spiritual domain, distinct from that of organic pleasure, of the useful, the good, and the true. The two other moments are, "That is beautiful which has the form of finality without the representation of an end," and "That is beautiful which is the object of universal pleasure." What is this disinterested pleasure that we experience before pure colours, pure sounds, and flowers? Benedetto Croce replies that this mysterious domain has no existence; that the instances cited represent, either instances of organic pleasure, or are artistic facts of expression.
Kant was less severe with the Neoplatonicians than with the two schools of thought above mentioned. His _Critique of Judgment_ contains some curious passages, in one of which he gives his distinction of form from matter: "In music, the melody is the matter, harmony the form: in a flower, the scent is the matter, the shape or configuration the form." In the other arts, he found that the design was the essential. "Not what pleases in sensation, but what is approved for its form, is the foundation of taste."
In his pursuit of the phantom of a beauty, which is neither that of art nor of sensual pleasure, exempt alike from expression and from enjoyment, he became enveloped in inextricable contradictions. Little disposed as he was to let himself be carried away by the imagination, he expressed his contempt for philosopher-poets like Herder, and kept saying and unsaying, affirming and then immediately criticizing his own affirmations as to this mysterious beauty. The truth is that _this mystery is simply his own individual uncertainty before a problem which he could not solve_, owing to his having no clear idea of an activity of sentiment. Such an activity represented for him a logical contradiction. Such expressions as "necessary universal pleasure," "finality without the idea of end," are verbal proofs of his uncertainty.
How was he to emerge from this uncertainty, this contradiction? He fell back upon the concept of a base of subjective finality as the base of the judgment of taste, that is of the subjective finality of nature by the judgment. But nothing can be known or disclosed to the object by means of this concept, which is indeterminate in itself and not adapted for knowledge. Its determining reason is perhaps situated in "the suprasensible substratum of humanity." Thus beauty becomes a symbol of morality. "The subjective principle alone, that is, the indeterminate idea of the suprasensible in us, can be indicated as the sole key to reveal this faculty, which remains unknown to us in its origin. Nothing but this principle can make that hidden faculty comprehensible."
Kant had a tendency to mysticism, which this statement does not serve to conceal, but it was a mysticism without enthusiasm, a mysticism almost against the grain. His failure to penetrate thoroughly the nature of the aesthetic activity led him to see double and even triple, on several occasions. Art being unknown to him in its essential nature, he invents the functions of _space_ and _time_ and terms this _transcendental aesthetic_; he develops the theory of the imaginative beautifying of the intellectual concept by genius; he is finally forced to admit a mysterious power of feeling, intermediate between the theoretic and the practical activity. This power is cognoscitive and non-cognoscitive, moral and indifferent to morality, agreeable and yet detached from the pleasure of the senses. His successors hastened to make use of this mysterious power, for they were glad to be able to find some sort of justification for their bold speculations in the severe philosopher of Königsberg.
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Aesthetic as Science of Expression and General LinguisticChapter III: Seventeenth and Eighteenth Centuries (1)
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