Chapter XXVIII: Appendix

I here add as an appendix, at the request of the author, a translation of his lecture which he delivered before the Third International Congress of Philosophy, at Heidelberg, on 2nd September 1908.

The reader will find that it throws a vivid light upon Benedetto Croce's general theory of Aesthetic.

PURE INTUITION AND THE LYRICAL CHARACTER OF ART.

_A Lecture delivered at Heidelberg at the second general session of the Third International Congress of Philosophy._

There exists an _empirical_ Aesthetic, which although it admits the existence of facts, called aesthetic or artistic, yet holds that they are irreducible to a single principle, to a rigorous philosophical concept. It wishes to limit itself to collecting as many of those facts as possible, and in the greatest possible variety, thence, at the most, proceeding to group them together in classes and types. The logical ideal of this school, as declared on many occasions, is zoology or botany. This Aesthetic, when asked what art is, replies by indicating successively single facts, and by saying: "Art is this, and this, and this too is art," and so on, indefinitely. Zoology and botany renew the representatives of fauna and of flora in the same way. They calculate that the species renewed amount to some thousand, but believe that they might easily be increased to twenty or a hundred thousand, or even to a million, or to infinity.

There is another Aesthetic, which has been called hedonistic, utilitarian, moralistic, and so on, according to its various manifestations. Its complex denomination should, however, be _practicism_, because that is precisely what constitutes its essential character. This Aesthetic differs from the preceding, in the belief that aesthetic or artistic facts are not a merely empirical or nominalistic grouping together, but that all of them possess a common foundation. Its foundation is placed in the practical form of human activity. Those facts are therefore considered, either generically, as manifestations of pleasure and pain, and therefore rather as economic facts; or, more particularly, as a special class of those manifestations; or again, as instruments and products of the ethical spirit, which subdues and turns to its own ends individual hedonistic and economic tendencies.

There is a third Aesthetic, the _intellectualist_, which, while also recognizing the reducibility of aesthetic facts to philosophical treatment, explains them as particular cases of logical thought, identifying beauty with intellectual truth; art, now with the natural sciences, now with philosophy. For this Aesthetic, what is prized in art is what is learned from it. The only distinction that it admits between art and science, or art and philosophy, is at the most that of more or less, or of perfection and imperfection. According to this Aesthetic, art would be the whole mass of easy and popular truths; or it would be a transitory form of science, a semi-science and a semi-philosophy, preparatory to the superior and perfect form of science and of philosophy.

A fourth Aesthetic there is, which may be called _agnostic_. It springs from the criticism of the positions just now indicated, and being guided by a powerful consciousness of the truth, rejects them all, because it finds them too evidently false, and because it is too loth to admit that art is a simple fact of pleasure or pain, an exercise of virtue, or a fragmentary sketch of science and philosophy. And while rejecting them, it discovers, at the same time, that art is not now this and now that of those things, or of other things, indefinitely, but that it has its own principle and origin. However, it is not able to say what this principle may be, and believes that it is impossible to do so. This Aesthetic knows that art cannot be resolved into an empirical concept; knows that pleasure and pain are united with the aesthetic activity only in an indirect manner; that morality has nothing to do with art; that it is impossible to rationalize art, as is the case with science and philosophy, and to prove it beautiful or ugly with the aid of reason. Here this Aesthetic is content to stop, satisfied with a knowledge consisting entirely of negative terms.

Finally, there is an Aesthetic which I have elsewhere proposed to call _mystic_. This Aesthetic avails itself of those negative terms, to define art as a spiritual form without a practical character, because it is theoretic, and without a logical or intellective form, because it is a theoretic form, differing alike from those of science and of philosophy, and superior to both. According to this view, art would be the highest pinnacle of knowledge, whence what is seen from other points seems narrow and partial; art would alone reveal the whole horizon or all the abysses of Reality.

Now, the five Aesthetics so far mentioned are not referable to contingent facts and historical epochs, as are, on the other hand, the denominations of Greek and Mediaeval Aesthetic, of Renaissance and eighteenth-century Aesthetic, the Aesthetic of Wolff and of Herbart, of Vico and of Hegel. These five are, on the contrary, mental attitudes, which are found in all periods, although they have not always conspicuous representatives of the kind that are said to become historical. Empirical Aesthetic is, for example, called Burke in the eighteenth, Fechner in the nineteenth century; moralistic Aesthetic is Horace or Plutarch in antiquity, Campanella in modern times; intellectualist or logical Aesthetic is Cartesian in the seventeenth, Leibnitzian in the eighteenth, and Hegelian in the nineteenth century; agnostic Aesthetic is Francesco Patrizio at the Renaissance, Kant in the eighteenth century; mystic Aesthetic is called Neoplatonism at the end of the antique world, Romanticism at the beginning of the nineteenth century, and if it be adorned during the former period with the name of Plotinus, in the latter it will bear the name of Schelling or of Solger, And not only are those attitudes and mental tendencies common to all epochs, but they are also all found to some extent developed or indicated in every thinker, and even in every man. Thus it is somewhat difficult to classify philosophers of Aesthetic according to one or the other category, because each philosopher also enters more or less into some other, or into all the other categories.

Nor can these five conceptions and points of view be looked upon as increasable to ten or twenty, or to as many as desired, or that I have placed them in a certain order, but that they could be capriciously placed in another order. If this were so, they would be altogether heterogeneous and disconnected among themselves, and the attempt to examine and criticize them would seem altogether desperate, as also would be that of comparing one with the other, or of stating a new one, which should dominate them all. It is precisely thus that ordinary sceptics look upon various and contrasting scientific views. They group them all in the same plane, and believing that they can increase them at will, conclude that one is as good as another, and that therefore every one is free to select that which he prefers from a bundle of falsehoods. The conceptions of which we speak are definite in number, and appear in a necessary order, which is either that here stated by me, or another which might be proposed, better than mine. This would be the necessary order, which I should have failed to realize effectively. They are connected one with the other, and in such a way that the view which follows includes in itself that which precedes it.

Thus, if the last of the five doctrines indicated be taken, which may be summed up as the proposition that art is a form of the theoretic spirit, superior to the scientific and philosophic form--and if it be submitted to analysis, it will be seen that in it is included, in the first place, the proposition affirming the existence of a group of facts, which are called aesthetic or artistic. If such facts did not exist, it is evident that no question would arise concerning them, and that no systematization would be attempted. And this is the truth of empirical Aesthetic. But there is also contained in it the proposition: that the facts examined are reducible to a definite principle or category of the spirit. This amounts to saying, that they belong either to the practical spirit, or to the theoretical, or to one of their subforms. And this is the truth of practicist Aesthetic, which is occupied with the enquiry as to whether these ever are practical facts, and affirms that in every case they are a special category of the spirit. Thirdly, there is contained in it the proposition: that they are not practical facts, but facts which should rather be placed near the facts of logic or of thought. This is the truth of intellectualistic Aesthetic. In the fourth place, we find also the proposition; that aesthetic facts are neither practical, nor of that theoretic form which is called logical and intellective. They are something which cannot be identified with the categories of pleasure, nor of the useful, nor with those of ethic, nor with those of logical truth. They are something of which it is necessary to find a further definition. This is the truth of that Aesthetic which is termed agnostic or negative.

When these various propositions are severed from their connection; when, that is to say, the first is taken without the second, the second without the third, and so on,--and when each, thus mutilated, is confined in itself and the enquiry which awaits prosecution is arbitrarily arrested, then each one of these gives itself out as the whole of them, that is, as the completion of the enquiry. In this way, each becomes error, and the truths contained in empiricism, in practicism, in intellectualism, in agnostic and in mystical Aesthetic, become, respectively, falsity, and these tendencies of speculation are indicated with names of a definitely depreciative colouring. Empiria becomes empiricism, the heuristic comparison of the aesthetic activity with the practical and logical, becomes a conclusion, and therefore practicism and intellectualism. The criticism which rejects false definitions, and is itself negative, affirms itself as positive and definite, becoming agnosticism; and so on.

But the attempt to close a mental process in an arbitrary manner is vain, and of necessity causes remorse and self-criticism. Thus it comes about, that each one of those unilateral and erroneous doctrines continually tends to surpass itself and to enter the stage which follows it. Thus empiricism, for example, assumes that it can dispense with any philosophical conception of art; but, since it severs art from non-art--and, however empirical it be, it will not identify a pen-and-ink sketch and a table of logarithms, as if they were just the same thing, or a painting and milk or blood (although milk and blood both possess colour)--thus empiricism too must at last resort to some kind of philosophical concept. Therefore, we see the empiricists becoming, turn and turn about, hedonists, moralists, intellectualists, agnostics, mystics, and sometimes they are even better than mystics, upholding an excellent conception of art, which can only be found fault with because introduced surreptitiously and without justification. If they do not make that progress, it is impossible for them to speak in any way of aesthetic facts. They must return, as regards such facts, to that indifference and to that silence from which they had emerged when they affirmed the existence of these facts and began to consider them in their variety. The same may be said of all other unilateral doctrines. They are all reduced to the alternative of advancing or of going back, and in so far as they do not wish to do either, they live amid contradictions and in anguish. But they do free themselves from these, more or less slowly, and thus are compelled to advance, more or less slowly. And here we discover why it is so difficult, and indeed impossible, exactly to identify thinkers, philosophers, and writers with one or the other of the doctrines which we have enunciated, because each one of them rebels when he finds himself limited to one of those categories, and it seems to him that he is shut up in prison. It is precisely because those thinkers try to shut themselves up in a unilateral doctrine, that they do not succeed, and that they take a step, now in one direction, now in another, and are conscious of being now on this side, now on the other, of the criticisms which are addressed to them. But the critics fulfil their duty by putting them in prison, thus throwing into relief the absurdity into which they are led by their irresolution, or their resolution not to resolve.

And from this necessary connection and progressive order of the various propositions indicated arise also the resolve, the counsel, the exhortation, to "return," as they say, to this or that thinker, to this or that philosophical school of the past. Certainly, such returns are impossible, understood literally; they are also a little ridiculous, like all impossible attempts. We can never return to the past, precisely because it is the past. No one is permitted to free himself from the problems which are put by the present, and which he must solve with all the means of the present (which includes in it the means of the past). Nevertheless, it is a fact that the history of philosophy everywhere resounds with cries of return. Those very people who in our day deride the "return to Hume" or the "return to Kant," proceed to advise the "return to Schelling," or the "return to Hegel." This means that we must not understand those "returns" literally and in a material way. In truth, they do not express anything but the necessity and the ineliminability of the logical process explained above, for which the affirmations contained in philosophical problems appear connected with one another in such a way that the one follows the other, surpasses it, and includes it in itself. Empiricism, practicism, intellectualism, agnosticism, mysticism, are _eternal stages of the search for truth_. They are eternally relived and rethought in the truth which each contains. Thus it would be necessary for him who had not yet turned his attention to aesthetic facts, to begin by passing them before his eyes, that is to say, he must first traverse the empirical stage (about equivalent to that occupied by mere men of letters and mere amateurs of art); and while he is at this stage, he must be aroused to feel the want of a principle of explanation, by making him compare his present knowledge with the facts, and see if they are explained by it, that is to say, if they be utilitarian and moral, or logical and intellective. Then we should drive him who has made this examination to the conclusion, that the aesthetic activity is something different from all known forms, a form of the spirit, which it yet remains to characterize. For the empiricists of Aesthetic, intellectualism and moralism represent progress; for the intellectualists, hedonistic and moralistic alike, agnosticism is progress and may be called Kant. But for Kantians, who are real Kantians (and not neo-Kantians), progress is represented by the mystical and romantic point of view; not because this comes after the doctrine of Kant chronologically, but because it surpasses it ideally. In this sense, and in this sense alone, we should now "return" to the romantic Aesthetic. We should return to it, because it is ideally superior to all the researches in Aesthetic made in the studies of psychologists, of physio-psychologists, and of psycho-physiologists of the universities of Europe and of America. It is ideally superior to the sociological, comparative, prehistoric Aesthetic, which studies especially the art of savages, of children, of madmen, and of idiots. It is ideally superior also to that other Aesthetic, which has recourse to the conceptions of the genetic pleasure, of games, of illusion, of self-illusion, of association, of hereditary habit, of sympathy, of social efficiency, and so on. It is ideally superior to the attempts at logical explanation, which have not altogether ceased, even to-day, although they are somewhat rare, because, to tell the truth, fanaticism for Logic cannot be called the failing of our times. Finally, it is ideally superior to that Aesthetic which repeats with Kant, that the beautiful is finality without the idea of end, disinterested pleasure, necessary and universal, which is neither theoretical nor practical, but participates in both forms, or combines them in itself in an original and ineffable manner. But we should return to it, bringing with us the experience of a century of thought, the new facts collected, the new problems that have arisen, the new ideas that have matured. Thus we shall return again to the stage of mystical and romantic Aesthetic, but not to the personal and historical stage of its representatives. For in this matter, at least, they are certainly inferior to us: they lived a century ago and therefore inherited so much the less of the problems and of the results of thought which day by day mankind laboriously accumulates.

They should return, but not to remain there; because, if a return to the romantic Aesthetic be advisable for the Kantians (while the idealists should not be advised to "return to Kant," that is to say, to a lower stage, which represents a recession), so those who come over, or already find themselves on the ground of mystical Aesthetic, should, on the other hand be advised to proceed yet further, in order to attain to a doctrine which represents a stage above it. This doctrine is that of the _pure intuition_ (or, what amounts to the same thing, of pure expression); a doctrine which also numbers representatives in all times, and which may be said to be immanent alike in all the discourses that are held and in all the judgments that are passed upon art, as in all the best criticism and artistic and literary history.

This doctrine arises logically from the contradictions of mystical Aesthetic; I say, _logically_, because it contains in itself those contradictions and their solution; although _historically_ (and this point does not at present concern us) that critical process be not always comprehensible, explicit, and apparent.

Mystical Aesthetic, which makes of art the supreme function of the theoretic spirit, or, at least, a function superior to that of philosophy, becomes involved in inextricable difficulties. How could art ever be superior to philosophy, if philosophy make of art its object, that is to say, if it place art beneath itself, in order to analyse and define it? And what could this new knowledge be, supplied by art and by the aesthetic activity, appearing when the human spirit has come full circle, after it has imagined, perceived, thought, abstracted, calculated, and constructed the whole world of thought and history?

As the result of those difficulties and contradictions, mystical Aesthetic itself also exhibits the tendency, either to surpass its boundary, or to sink below its proper level. The descent takes place when it falls back into agnosticism, affirming that art is art, that is, a spiritual form, altogether different from the others and ineffable; or worse, where it conceives art as a sort of repose or as a game; as though diversion could ever be a category and the spirit know repose! We find an attempt at overpassing its proper limit, when art is placed below philosophy, as inferior to it; but this overpassing remains a simple attempt, because the conception of art as instrument of universal truth is always firmly held; save that this instrument is declared less perfect and less efficacious than the philosophical instrument. Thus they fall back again into intellectualism from another side.

These mistakes of mystical Aesthetic were manifested during the Romantic period in some celebrated paradoxes, such as those of _art as irony_ and of the _death of art_. They seemed calculated to drive philosophers to desperation as to the possibility of solving the problem of the nature of art, since every path of solution appeared closed. Indeed, whoever reads the aestheticians of the romantic period, feels strongly inclined to believe himself at the heart of the enquiry and to nourish a confident hope of immediate discovery of the truth. Above all, the affirmation of the theoretic nature of art, and of the difference between its cognitive method and that of science and of logic, is felt as a definite conquest, which can indeed be combined with other elements, but which must not in any case be allowed to slip between the fingers. And further, it is not true that all ways of solution are closed, or that all have been attempted. There is at least one still open that can be tried; and it is precisely that for which we resolutely declare ourselves: the Aesthetic of the pure intuition.

This Aesthetic reasons as follows:--Hitherto, in all attempts to define the place of art, it has been sought, either at the summit of the theoretic spirit, above philosophy, or, at least, in the circle of philosophy itself. But is not the loftiness of the search the reason why no satisfactory result has hitherto been obtained? Why not invert the attempt, and instead of forming the hypothesis that art is _one of the summits or the highest grade_ of the theoretic spirit, form the very opposite hypothesis, namely, that it is _one of the lower grades_, or the lowest of all? Perhaps such epithets as "lower" and "lowest" are irreconcilable with the dignity and with the splendid beauty of art? But in the philosophy of the spirit, such words as lowest, weak, simple, elementary, possess only the value of a scientific terminology. All the forms of the spirit are necessary, and the higher is so only because there is the lower, and the lower is as much to be despised or less to be valued to the same extent as the first step of a stair is despicable, or of less value in respect to the topmost step.

Let us compare art with the various forms of the theoretic spirit, and let us begin with the sciences which are called _natural_ or _positive_. The Aesthetic of pure intuition makes it clear that the said sciences are more _complex_ than History, because they presuppose historical material, that is, collections of things that have happened (to men or animals, to the earth or to the stars). They submit this material to a further treatment, which consists in the abstraction and systematization of the historical facts. _History_, then, is less complex than the natural sciences. History further presupposes the world of the imagination and the pure philosophical concepts or categories, and produces its judgments or historical propositions, by means of the synthesis of the imagination with the concept. And _Philosophy_ may be said to be even less complex than History, in so far as it is distinguished from the former as an activity whose special function it is to make clear the categories or pure concepts, neglecting, in a certain sense at any rate, the world of phenomena. If we compare _Art_ with the three forms above mentioned, it must be declared inferior, that is to say, less complex than the _natural Sciences_, in so far as it is altogether without abstractions. In so far as it is without conceptual determinations and does not distinguish between the real and the unreal, what has really happened and what has been dreamed, it must be declared inferior to _History_. In so far as it fails altogether to surpass the phenomenal world, and does not attain to the definitions of the pure concepts, it is inferior to _Philosophy_ itself. It is also inferior to _Religion_, assuming that religion is (as it is) a form of speculative truth, standing between thought and imagination. Art is governed entirely by imagination; its only riches are images. Art does not classify objects, nor pronounce them real or imaginary, nor qualify them, nor define them. Art feels and represents them. Nothing more. Art therefore is _intuition_, in so far as it is a mode of knowledge, not abstract, but concrete, and in so far as it uses the real, without changing or falsifying it. In so far as it apprehends it immediately, before it is modified and made clear by the concept, it must be called _pure intuition_.

The strength of art lies in being thus simple, nude, and poor. Its strength (as often happens in life) arises from its very weakness. Hence its fascination. If (to employ an image much used by philosophers for various ends) we think of man, in the first moment that he becomes aware of theoretical life, with mind still clear of every abstraction and of every reflexion, in that first purely intuitive instant he must be a poet. He contemplates the world with ingenuous and admiring eyes; he sinks and loses himself altogether in that contemplation. By creating the first representations and by thus inaugurating the life of knowledge, art continually renews within our spirit the aspects of things, which thought has submitted to reflexion, and the intellect to abstraction. Thus art perpetually makes us poets again. Without art, thought would lack the stimulus, the very material, for its hermeneutic and critical labour. Art is the root of all our theoretic life. To be the root, not the flower or the fruit, is the function of art. And without a root, there can be no flower and no fruit.