Chapter III: Introduction (2)
Essentially classical in morality, extolling a temperance like that of Xenophon, Epictetus, Cicero, Socrates, and Aristotle, Franklin could not cheerily champion the moderns without serious reservations. Considering only progress in knowledge, man may be considered as _pedetentim progredientes_, but, Franklin thought, man seemed to have found it easier to conquer lightning than himself. If science and other contemporaneous knowledge detracted from cosmic terror, it did not solve the problem of the mystery of evil and sin: like Shakespeare, Franklin was perplexed by the inexplicability and ruthlessness of Man's potential and actual malevolence.[i-119] Thus in stressing utility and vocational adaptiveness, Franklin did not forget to stress the need for development of character, man's internal self, and here he did not find the ancients dispensable.[i-120] If unlike Socrates in his studies of physical nature, he was like the Athenian gadfly in his quest for moral perfection in the teeth of "perpetual temptation," in his strenuous and sober effort to know himself. Too little attention has been paid Franklin's Hellenic sobriety--even as it has had too meagre an influence. Let Molière challenge, "The ancients are the ancients, we are the people of today"; Franklin, although confident that he could learn more of physical nature from Newton than from Aristotle, was not convinced that the wisdom of Epictetus or the Golden Verses of Pythagoras were less salutary than the wit of his own age. A modern in his confidence in the progress of knowledge, Franklin, approaching the problem of morality, wisely saw the ancients and moderns as complementary. Aware of the continuity of the mind and race, he was not willing to dismiss the ancients as fit to be imitated. Yet he failed to discover in the welter of egoistic men any continuous moral progress, although, unlike the determinists, he thought that the individual could improve himself through self-knowledge and self-control. Unlike contemporary exponents of the "original genius" cult who scorned industrious rational study and conformity, Franklin as an educational theorist was the exponent of reason and of conscious intellectual industry and thrift; he would mediate between the study of nature and of man, and, like Aristotle, he would rely not so much upon individualistic self-expression as upon a purposeful _imitation_ of those men in the past who had led useful and happy lives.
III. FRANKLIN'S LITERARY THEORY AND PRACTICE[i-121]
Uniting the "wit of Voltaire with the simplicity of Rousseau," Franklin achieved a style "only surpassed by the unimprovable Hobbes of Malmesbury, the paragon of perspicuity." Characterized by simplicity, order, and a trenchant pointedness, his prose style was "a principal means" of his "advancement."[i-122]
He was "extreamly ambitious ... to be a tolerable English writer." In the _Autobiography_ he recalls that he read books in "polemic divinity," Plutarch's _Lives_ (probably Dryden's translation), _Pilgrims Progress_, Defoe's _Essays upon Several Projects_, Mather's _Essays to do Good_, Xenophon's _Memorabilia_,[i-123] the _Spectator_ papers, and the writings of Shaftesbury and Collins.
Born in Boston, he knew the Bible,[i-124] characterized by the apostle of Augustan correctness, Jonathan Swift, as possessing "that simplicity, which is one of the greatest perfections in any language." If Franklin did not achieve its "sublime eloquence," he approximated at intervals its directness and simplicity. In reading Defoe's _Essays_ he learned that Queen Anne's England urged that writers be "as concise as possible" and avoid all "superfluous crowding in of insignificant words, more than are needful to express the thing intended." (It is possible that Defoe's efforts "to polish and refine the English tongue," to avoid "all irregular additions that ignorance and affectation have introduced," influenced Franklin in favor of "correctness" and against provincialisms.) Defoe's "explicit, easy, free, and very plain" rhetoric is Franklin's.
After Franklin's father warned him that his arguments were not well-ordered and trenchantly expressed, he desperately sought to acquire a convincing prose style. In 1717 James, Franklin's elder brother, returned from serving a printer's apprenticeship in London. James had known and been attracted to Augustan England, the England of the _Tatler_, _Spectator_, and _Guardian_. Familiar is Franklin's narrative of how he patterned his fledgling style on the pages of the _Spectator_ papers, and learned to satisfy his father--and himself. Like the neoclassicists, Franklin learned to write by imitation, by respectfully subordinating himself to those he recognized as masters, and not, like the romanticists, by expressing his own ego in revolt against convention and conformity to traditional standards. The group who supplied copy for James's _New England Courant_, we are told, were trying to write like the _Spectator_. "The very look of an ordinary first page of the _Courant_ is like that of the _Spectator_ page."[i-125] In the _Dogood Papers_ (1722) and the _Busy-Body_ series (1728) Franklin's writings show a literal indebtedness to the style and even substance of the _Spectator_.[i-126] If, after the _Busy-Body_ essays, Franklin's writings bear little resemblance to the elegance and glow of the _Spectator_, he did learn from it a long-remembered lesson in orderliness. From the _Spectator_ he may have learned to temper wit with morality and morality with wit; he may have learned the neoclassic objection to the "unhappy Force of an Imagination, unguided by the Check of Reason and Judgment";[i-127] he may have acquired his distrust of foreign phrases when English ones were as good, or better, insisting on the use of native English undefiled. It is interesting but perhaps futile to conjecture to what degree Franklin at this time, on reading _Spectator_ No. 160, "On Geniuses" (warning against a servile imitation of ancient authors, a warning which anticipates the cult of original geniuses of later decades), would have been predisposed against ancient literature and languages. If the _Spectator_ was partially responsible for his pleasantries at the expense of Greek in _Dogood Paper_ No. IV, his attitude toward the ancients is more ostensibly the result of his later preoccupation with the sciences,[i-128] and of contact with representatives of the deistic time-spirit whose faith in progress led them to underrate the past.
When Franklin went to live in London in 1724-1726, and became familiar with such men of science as Dr. Henry Pemberton and others, he must have become aware of ideals of prose style not a little unlike those practised by the preachers of his Boston. In Boston he had heard (and in the polemical works in his father's library, read) sermons couched in a style satirized in _Hudibras_ as a "Babylonish dialect ... of patched and piebald languages" (ll. 93 ff.). Sensing the disparity between the seventeenth-century prose styles and the empirical, logical, and orderly method of science, the Royal Society not long after its inception inaugurated a campaign for a clarity akin to the pattern urged by Hobbes: "The Light of humane minds is Perspicuous Words, _Reason_ is the Pace, Encrease of _Science_ the _way_; and the benefit of man-kind the _end_. And on the contrary, Metaphors, and senseless and ambiguous words, are like _ignes fatui_; and reasoning upon them, is wandering among innumerable absurdities."[i-129] Summarizing the intent of the stylistic reformations instituted by the Royal Society, Thomas Sprat urged writers "to reject all the amplifications, digressions, and swellings of style: to return back to the primitive purity, and shortness, when men deliver'd so many things, almost in an equal number of words ... a close, naked, natural way of speaking; positive expressions; clear senses; a native easiness: bringing all things as near the Mathematical plainness, as they can: and preferring the language of Artizans, Countrymen, and Merchants, before that, of Wits, or Scholars."[i-130] It is asserted that the program of the Royal Society "called for stylistic reform as loudly as for reformation in philosophy. Moreover, this attitude was in the public mind indissolubly associated with the Society."[i-131] It is only reasonable to infer that Franklin (as a member of the Royal Society and as founder of the American Philosophical Society) was alive to the movement toward "undefiled plainness" which had for half a century been gathering momentum.[i-132]
Even as Cartesianism[i-133] in France is said to have fostered logic and lucidity of detail, and that which is universally valid and recognized by all men, and that art which is aloof to the non-human world, so in England may Newtonianism (which overthrew Cartesianism) have conditioned writers to develop a uniform style, purged of tenuous rhetorical devices. An age characterized by a worship of reason, which was supposed to be identical in all men, an age deferring to the general mind of man, would be hostile to the rhetorical caprices of those expressing their private, idiosyncratic enthusiasms. If the neoclassic apotheosis of simplicity and freedom from intricacy was the result of a "rationalistic anti-intellectualism,"[i-134] expressed in terms of hostility to belabored proof of ideas known to the general will, then it would seem that one of the factors sturdily conditioning this hostility was Newtonian science. Admitting that _reason_ leads to uniformitarianism, one may recall that the processes of science are discoverable by reason, and that such a cosmologist as Newton illustrated mathematically and empirically a system, grand in its lucidity, and capable of being apprehended by all through reason. If the deistic fear of "enthusiasm" in religion--the individual will prevailing against the _consensus gentium_--parallels, according to Professor Lovejoy, the neoclassic fear of feeling and the unrestrained play of imagination in art, then Newtonian science, as it reinforced deism, was no negligible factor in discrediting enthusiasm, and hence indirectly militating against originality, emotion, and the unchecked imagination. Is it not conceivable that the Newtonian[i-135] cosmology, popularized by a vast discipleship, challenged the scientists and men of letters alike to achieve a corresponding order, clarity, and simplicity in poetry and prose?
After Franklin's return from London, he reinforced his Addison-like style with the rhetorical implications of science and Newtonianism: in his _Preface_ (1729) to the _Pennsylvania Gazette_ he observed that an editor ought to possess a "great Easiness and Command of Writing and Relating Things clearly and intelligibly, and in few Words."[i-136] Good writing, in Franklin's opinion, "should proceed regularly from things known to things unknown [surely the method of all inductive reasoning and science] distinctly and clearly without confusion. The words used should be the most expressive that the language affords, provided that they are the most generally understood. Nothing should be expressed in two words that can be as well expressed in one; that is, no synonyms should be used, or very rarely, but the whole should be as short as possible, consistent with clearness; the words should be so placed as to be agreeable to the ear in reading; summarily it should be smooth, clear, and short, for the contrary qualities are displeasing."[i-137] Like the members of the Royal Society, Franklin would bring the words of written discourse "as near as possible to the spoken."[i-138] In 1753 he observed: "If my Hypothesis [concerning waterspouts] is not the Truth itself it is [at] least as naked: For I have not with some of our learned Moderns, disguis'd my Nonsense in Greek, cloth'd it in Algebra or adorn'd it with Fluxions. You have it in puris naturalibus."[i-139] He briefly summarized his rhetorical ideal, in a letter to Hume: "In writings intended for persuasion and for general information, one cannot be too clear; and every expression in the least obscure is a fault."[i-140]
Unlike Jefferson, "no friend to what is called _purism_, but a zealous one" to neology, Franklin had an inveterate antipathy toward the use of colloquialisms, provincialisms, and extravagant innovations.[i-141] In another letter to Hume, he hoped that "we shall always in America make the best English of this Island [Britain] our standard."[i-142] If he did not hold the typical eighteenth-century view that "English must be subjected to a process of classical regularizing,"[i-143] neither did he, with his friend Joseph Priestley, espouse the idea of correctness, dependent only on usage. In general, he seems to have had a tendency toward purism; it is not unlikely that as a youth he was influenced by Swift's _Proposal for Correcting, Improving, and Ascertaining the English Tongue_.[i-144] Striving for correctness, and the avoidance of "affected Words or high-flown Phrases"[i-145] he approximated the _curiosa felicitas_ of the neoclassicists.[i-146]
A solid neoclassicist[i-147] in style. Franklin accepted the canon of imitation as it was imperfectly understood in the eighteenth century. To the extent, however, that the models were conceived of as approximating the _consensus gentium_, fragments illustrating universal reason, there may be little disparity between neoclassic imitation and Aristotle's use of the term in the sense of imitating a higher ethical reality. His own life, Franklin thought, (with the exception of a few "errata") was "fit to be imitated."[i-148] A. H. Smyth notes, perhaps extravagantly, "Nothing but the 'Autobiography' of Benvenuto Cellini, or the 'Confessions' of Rousseau, can enter into competition with it."[i-149] This may suggest a clue to the durable nature of Franklin's life-tale. Cellini, it is true, was tremendously alive to Benvenuto, even as Michel de Montaigne was interested in his own whims, but neither Cellini, nor Montaigne, nor Franklin, could have penned the _Confessions_, the thesis of which is that if Rousseau is not better than other men at least he is different. Cellini, Montaigne, and Franklin, on the other hand, while allowing us to see their fancies and singular biases, tended to emphasize those qualities which they held in common with their age, nation, and even the continuity of mankind. Montaigne, it will be remembered, sought to express _la connaissance de l'homme en général_. With no aspirations to become an original genius, Franklin, both in his prose style and his yearning for perfection, sought the guidance of models, which he conceived as embodying universal reason. Had he been a writer of epics[i-150] he would with Pope have acquired "from ancient rules a just esteem"--when the rules were, in his mind, "according to nature."
Likewise Franklin is representative of the Enlightenment in his description of the province of the imagination. It is an axiom that "the belief that the imagination ought to be kept in check by reason, pervades the critical literature of the first half of the eighteenth century."[i-151] Franklin observes that poetasters above all need instruction on how to govern "Fancy [Imagination] with Judgement."[i-152] He implies that imagination is a power lending an air of unreality to a creation, often like "the Effect of some melancholy Humour."[i-153] He feared that the unchecked fancy would vitiate his ideals of simplicity and correctness, and a sober and practical argument.
Posing as no original genius independent of the wisdom of the ages,[i-154] confessing that "from a child" he "was fond of reading" and that as a youth "reading was the only amusement" he allowed himself, Franklin was not backward in cataloguing many of the authors who helped to motivate his thought. He seems to have been acquainted with portions of Plato, Aesop, Pliny, Xenophon, Herodotus, Epictetus, Vergil, Horace, Tacitus, Seneca, Sallust, Cicero, Tully, Milton, Jeremy Taylor, Bacon, Dryden, Tillotson, Rabelais,[i-155] Bunyan, Fénelon, Chevalier de Ramsay,[i-156] Pythagoras, Waller, Defoe, Addison and Steele, William Temple, Pope, Swift, Voltaire, Boyle, Algernon Sidney, Trenchard and Gordon,[i-157] Young, Mandeville, Locke, Shaftesbury, Collins, Bolingbroke, Richardson, Whiston, Watts, Thomson, Burke, Cowper, Darwin, Rowe, Rapin, Herschel, Paley, Lord Kames, Adam Smith, Hume, Robertson, Lavoisier, Buffon, Dupont de Nemours, Whitefield, Pemberton, Blackmore, John Ray, Petty, Turgot, Priestley, Paine, Mirabeau, Quesnay, Raynal, Morellet, and Condorcet, to suggest only the more prominent.[i-158] Such a catalogue tends to discredit the all too common idea that the untutored tradesman was torpid to the information and wisdom found in books.
If his prose style shows none of the delicate rhythms and haunting imagery of the prose born of the romantic movement, it is nevertheless far from pedestrian. If it seems devoid of imaginative splendor, it is not lacking in force and persuasion.[i-159] After one has noted Franklin's canon of simplicity and order, his insistence on correctness, his assumed role as _Censor Morum_, his acceptance of the doctrine of imitation and the use of imagination guided by reason, one returns to the question of the degree to which the ideals of rhetoric fostered by the men of science may have helped to motivate Franklin's prose style, and to what degree his acceptance of deism augmented by Newtonianism may have furnished him with a rationale which lent sanction to his demand for a simple style.
Sir Humphrey Davy found in Franklin's scientific papers a language lucid and decorous, "almost as worthy of admiration as the doctrine"[i-160] they contain. S. G. Fisher buoyantly maintained that Franklin's "is the most effective literary style ever used by an American." After reading Franklin's paper on stoves he was "inclined to lay down the principle that the test of literary genius is the ability to be fascinating about stoves."[i-161] Whether he writes soberly (albeit tempered by Gallic fancy) of the mutability of life, as in _The Ephemera_, or of sophisticated social amenities, as in the letters to Madame Brillon and Madame Helvétius, or in his memoirs, in which solid fact follows solid fact, sifted by the years of good fortune, Franklin's style never loses its compelling charm and vigor. If he never wrote (or uttered) less than was demanded by the nature of his subject, neither would he have disgusted the Clerk of Oxenford who
Nought o word spak he more than was nede.
He was no formal literary critic such as Boileau, Lessing, or Coleridge, and no acknowledged arbiter of taste, such as Dr. Johnson. Yet Franklin, in voluminous practice, enjoying tremendous international vogue, proved that his theories bore the acid test of effectiveness. Indirectly he challenged his readers to honor principles of rhetoric which could so trenchantly serve the demands of his catholic pen, and make him one of the most widely read of all Americans.
IV. FRANKLIN AS PRINTER AND JOURNALIST
Franklin was a printer chiefly because of two proclivities which were basic in his personality from childhood to old age--a bent toward practical mechanics ("handiness") and a fondness for reading (bookishness). Further, he was a journalist and publisher chiefly because he was a printer.
A thorough printer is both an artisan and an artist; he has both the manual dexterity of a good workman and the aesthetic appreciation of the amateur of beauty. Franklin always took pride in his ability to handle the printer's tools, from the time when, at the age of twelve, he became "a useful hand"[i-162] in the print shop of his brother James, until the very end of his life. One of the pleasantest anecdotes of the old printer is that which tells of his visit to the famous Didot printing establishment in Paris, when he stepped up to a press, and motioning the printer aside, himself took possession of the machine and printed off several sheets. Then the American ambassador smiled at the gaping printers and said, "Do not be astonished, Sirs, it is my former business."[i-163]
Even in his boyhood, it was a pleasure to Franklin "to see good workmen handle their tools," and he tells in his autobiography how much this feeling for tools meant to him throughout his life.[i-164] His flair for invention, though founded on this same "handiness," was not always directed toward the production of tools; but in the two fields of "philosophical" experimentation and the printing trade, his dexterity and cleverness in making needful instruments and devices were invaluable.
Partly because of the fact that printers' supplies must be imported from England, and partly because of his natural tool-mindedness, Franklin manufactured more of his own supplies than any other American commercial printer before or since. He cast type, made paper molds, mixed inks, made contributions to press building, did engraving, forwarded experiments in stereotyping, and worked at logotypy. Long after he had retired from the printing business. Franklin continued to influence developments in that field. It is a common saying among printers that one never forgets the smell of printer's ink. Franklin kept touch with his former business through various partnerships, through correspondence with printer friends, through the establishment of a private press in his home at Passy during his ambassadorship to France, and through his personal supervision of the education of his grandson in "the art preservative of arts." "I am too old to follow printing again myself," he wrote to a friend, "but, loving the business, I have brought up my grandson Benjamin to it, and have built and furnished a printing-house for him, which he now manages under my eye."[i-165]
As to just how adept Franklin was on the distinctively aesthetic side of printing, critics must differ. It has been customary to assume that the output of his shop was far superior to that of the several other printing houses in the colonies.[i-166] Such broad generalizations are misleading, however; and it is certainly possible to find Parks and even Bradford imprints which compare favorably enough with some of Franklin's. In typography, the phase of printing which affords the widest aesthetic scope, Franklin was by no means a genius. William Parks, of Annapolis and later of Williamsburg, was at least Franklin's peer during the seventeen-thirties and 'forties in the artistic arrangement of type; and William Goddard, who practiced the art a little later in several of the colonies, was his superior. Yet Franklin was an outstanding printer in a region blessed with few good presses. The difference between him and most of the other colonial printers may be stated thus: Franklin maintained a high average of workmanlike (though not inspired) performance, while his contemporaries were inclined to be slovenly, inaccurate, and generally careless.
In the later years of his life Franklin gave no little attention to fine printing, though as a dilettante rather than as a commercial printer. In France he was friendly with François Ambroise Didot, the greatest French printer of his times, and put his grandson Benjamin Franklin Bache to school in Didot's establishment. With Pierre Simon Fournier, who ranked next to Didot among French printers, Franklin corresponded from time to time. In England the American printer maintained touch with prominent practitioners of his craft from the time of his first visit abroad until his death. Samuel Palmer, Franklin's first London employer, was but a mediocre printer; but John Watts, to whose house the young American went after a year at Palmer's, stood much higher in his vocation.[i-167] Both Watts and Palmer were patrons of William Caslon, from whom Franklin later bought type. But John Baskerville, Caslon's rival, was the founder whom Franklin did most to encourage and to bring to the attention of discriminating printers. The English printer with whom Franklin was upon the terms of greatest intimacy--and that for many years--was William Strahan, member of Parliament, King's Printer, and a successful publisher. Strahan was a man of parts, a great letter writer, and a friend of David Hume and Samuel Johnson. The latter referred to the Strahan shop as "the greatest printing house in London."[i-168] Another correspondent was John Walter, logotyper, press builder, and founder of the London _Times_.[i-169] In all his letters to his printer friends, Franklin shows not only a lively interest in improvements and inventions for the trade, but also an increasing interest in the artistic side of printing and type-founding.
The "bookish inclination" which Franklin credits in the _Autobiography_ with being the quality that decided his father to make a printer of him, appertained to the trade because printers were commonly publishers and sellers of books and pamphlets, and often editors and publishers of newspapers. How the young Franklin satisfied his literary urge in the print shop of his brother James is a familiar story, and his theories of writing are traced in another section of this Introduction. The contribution to literature which he made as a publisher of original books is negligible, but he did his part both as publisher and bookseller to spread that bookishness to which he felt that he owed much of his own success. Like all publishers before and since, he was forced by his customers to issue books of a lower sort than he could fully approve in order to float editions of more desirable works: he tells plaintively of his public's preference for "Robin Hood's Songs" over the Psalms of his beloved Watts.[i-170] In still another way, Franklin promoted the bookishness of his community: he founded the first of American circulating libraries, and he built up for himself one of the largest private libraries in the country.[i-171]
Journalism was a common by-product of the printing trade. When Franklin and Meredith took over Keimer's _The Universal Instructor in all Arts and Sciences: and Pennsylvania Gazette_ in 1729, there were six other newspapers being published in the colonies--three in Boston and one each in New York, Philadelphia, and Annapolis. The Williamsburg press had a newspaper a few years later, but the other two printing towns in the colonies had to wait some thirty years for journalistic ventures--a newspaper in New London and a magazine in Woodbridge.[i-172]
The fundamental question to be asked in analyzing a newspaper may be stated thus: What is the editorial conception of the primary function of the press? Franklin had received his early newspaper training on his brother's _New England Courant_, which frankly acknowledged entertainment as its primary function and relegated news to a minor place. Of his contemporaries in 1729, the oldest, the _Boston News-Letter_, held the publication of news to be its sole function; while the _Boston Gazette_, the _New York Gazette_, and the _Maryland Gazette_ took much the same attitude. In the main, they were rather dreary reprints of stale European news. Bradford's _American Weekly Mercury_, in Philadelphia, gave somewhat more attention to local news; but with the exception of the Franklin-Breintnal _Busy-Body_ papers, contributed in 1728-1729 in order to bring Keimer to his knees, the _Mercury_ gave very little attention to the entertainment function. Only the _New England Weekly Journal_, carrying on something of the tradition of the old _Courant_, dealt largely in entertainment as well as in news. This bi-functional policy was the one adopted by Franklin's _Pennsylvania Gazette_, which was always readable and amusing at the same time that it was newsy.
Of the editorial or opinion-forming function of newspapers there was little evidence in Franklin's paper,[i-173] at least in the field of politics. The obvious reason was the active governmental censorship. It remained for John Peter Zenger to introduce that function into colonial journalism in the _New York Weekly Journal_ in 1733: his struggle for the freedom of the press is well known.[i-174] But the _Pennsylvania Gazette_ never became in any degree a political organ while Franklin edited it; and his first political pronouncement was published not in his paper but in a pamphlet, _Plain Truth_, issued just before his retirement from editorial duties.
Two common misconceptions in regard to Franklin's newspaper call for correction: (1) The _Pennsylvania Gazette_ was not connected as forerunner or ancestor with the _Saturday Evening Post_. The _Gazette_, a newspaper to the end, closed its file in 1815;[i-175] the _Post_, a story paper, issued its Volume I, Number 1, in 1821. Throughout much of the latter half of the nineteenth century, the _Post_ carried the legend "Founded in 1821" on its front page; and not until after the Curtis Publishing Company bought it in 1897 did it begin to print the words "Founded A.D. 1728 by Benjamin Franklin" on its cover. The sole connection of the _Post_ with Franklin lies in the fact that it was first issued from an office at 53 Market Street which Franklin had once occupied.[i-176] (2) Franklin did not publish a "chain" of newspapers. A "chain" implies some kind of co-operative connection between the various members, but the several papers which Franklin helped to finance had no such relationship. In some he was a six-years partner,[i-177] keeping his interest until the resident publisher, usually a former employee, was established; to some he made loans or, in the case of relatives, gifts.[i-178]
One of his journalistic ventures which is not mentioned in the _Autobiography_ is the _General Magazine_, of 1741. It missed by three days being the first of American magazines: Andrew Bradford had learned of Franklin's project and, with his _American Magazine_, beat him in the race for priority. But the _American Magazine_ was a failure in three monthly numbers, while Franklin's periodical, though more readable, died after its sixth issue.[i-179] As an initial episode in the history of American magazines, the _General Magazine_ has a certain eminence; but Franklin's neglect of it when writing his _Autobiography_, after the events of nearly fifty busy years had apparently crowded it out of his memory, is sufficient commentary on its unimportance.
To the end of his life Franklin was proud of his trade of printing, with its handmaiden journalism. His last will and testament begins: "I, Benjamin Franklin, Printer...." Though clearly not the chief interest of his life, it was one to which he was fundamentally and consistently attached.
V. FRANKLIN'S ECONOMIC VIEWS
An eighteenth-century colonial who wrote on paper money, interest, value, and insurance, who discussed a theory of population and the economic aspects of the abolition of slavery, who championed free trade, and who probably lent Adam Smith some information used in his _Wealth of Nations_, who was an empirical agriculturist, who was "half physiocratic before the rise of the physiocratic school"--such a colonial has, indeed, claims to being America's pioneer economist.
Franklin's hatred of negro slavery was conditioned by more than his humanitarian bias. It may be seen that his indictments of black cargoes were the resultant of an interplay of his convictions that economically slavery was enervating and dear and of his abstract sense of religious and ethical justice. One should not minimize, however, his distrust of slavery on other than economic bases. He was acutely influenced by the Quakers of his colony who, like gadflies, were stinging slaveholders to an awareness of their blood traffic, and by the rise of English humanitarianism. In his youth he had published (first edition, 1729; second, 1730), with no little danger to himself and his business, Ralph Sandiford's _A Brief Examination of the Practice of the Times_, an Amos-like vituperative attack on the "unrighteous Gain" of slaveholding. He also published works of Benjamin Lay and John Woolman.[i-180] Friend of Anthony Benezet, Benjamin Rush, Fothergill, and Granville Sharp, and after 1760 a member of Dr. Bray's Associates, he lent his voice and pen to denouncing slavery on religious and ethical grounds; and in England, after the James Sommersett trial (1772), he "began to agitate for parliamentary action" toward the abolishing of slavery in all parts of the British Empire.[i-181] Following the Sommersett verdict, Franklin contributed a brief article to the _London Chronicle_ (June 18-20, 1772) in which he denounced the "constant butchery of the human species by this pestilential detestable traffic in the bodies and souls of men."[i-182] Losing his temperamental urbanity when observing "the diabolical Commerce,"[i-183] "the abominable African Trade," he recollects approvingly that a certain French moralist[i-184] could "not look on a piece of sugar without conceiving it stained with spots of human blood!"[i-185] Conditioned by Quakerism, by his deism, which suggested that "the most acceptable Service we render him [God] is doing good to his other Children," and by the eighteenth century's growing repugnance toward suffering and pain,[i-186] Franklin (although he took little part in legislating against slavery in Pennsylvania) became through his writing a model to be imitated, especially in France, by a people more intent on becoming humane than saintly.
His letter to Anthony Benezet (London, July 14, 1773), however, clearly indicates that for economic, as well as humanitarian reasons, he had sought freedom for slaves:
I am glad to hear that such humane Sentiments prevail so much
more generally than heretofore, that there is Reason to hope
our Colonies may in time get clear of a Practice that
disgraces them, and, without producing any equivalent
Benefit, is dangerous to their very Existence.[i-187]
Franklin's view of the economic disabilities of slavery is best expressed in _Observations Concerning the Increase of Mankind, Peopling of Countries, Etc._ (1751). Arguing against British restraint of colonial manufactures, he observed that "'tis an ill-grounded Opinion that by the Labour of slaves, _America_ may possibly vie in Cheapness of Manufactures with _Britain_. The Labour of Slaves can never be so cheap here as the Labour of working Men is in _Britain_."[i-188] With arithmetic based on empirical scrutiny of existing conditions, resembling the mode of economists following Adam Smith, he charged that slaves are economically unprofitable due to the rate of interest in the colonies, their initial price, their insurance and maintenance, their negligence and malevolence.[i-189] In addition, "Slaves ... pejorate the Families that use them; the white Children become proud, disgusted with Labour, and being educated in Idleness, are rendered unfit to get a Living by Industry."[i-190] Slaves are hardly economical investments in terms of colonial character. Looking to the "_English_ Sugar _Islands_" where Negroes "have greatly diminish'd the Whites," and deprived the poor of employment, "while a few Families acquire vast Estates," he realized that "population was limited by means of subsistence,"[i-191] which foreshadowed the more pessimistic progressions of Malthus. Having just maintained that "our People must at least be doubled every 20 Years,"[i-192] and intuitively suspecting that the means for subsistence progress more slowly, he exclaimed, "Why increase the Sons of _Africa_, by planting them in _America_, where we have so fair an Opportunity, by excluding all Blacks and Tawneys, of increasing the lovely White and Red?"[i-193] He saw mere economic extravagance as the short-time effect of slavery; he feared that the long-time effect would be to create an aristocracy subsisting at the head of a vast brood of slaves and poor whites.[i-194]
It was inevitable in a state having no staple crop, such as rice, sugar, tobacco, or cotton, which offered at least economic justification for negro slavery, that abolition of slaves should be urged partially on purely economic grounds, and that Pennsylvania should have been the first colony to legislate in favor of abolition, in 1780. Although one may feel that economic determinism is overly simple and audacious in its doctrinaire interpretations, one can not refuse to see the extent to which economics tended to buttress humane and religious factors in Franklin's mind to make him a persuasive champion of abolition.[i-195]
_A Modest Enquiry into the Nature and Necessity of a Paper Currency_[i-196] has been appraised as "by far the ablest and most original treatise that had been written on the subject up to 1728 and was probably the most widely read work on paper currency that appeared in colonial America."[i-197] That Franklin's interest in paper money was not unique, one may gather from the fact that between 1714 and 1721 "nearly thirty pamphlets appeared" on this subject in Massachusetts alone.[i-198] One of the 1728 theses at Harvard, answered in the affirmative, was: "Does the issue of paper money contribute to the public good?"[i-199] "Since there was a scarcity of circulating medium, caused by the constant drain of specie for export," explains Mr. D. R. Dewey, "it is not strange that projects for converting credit into wealth should have sprung up in the colonies."[i-200] Franklin argued in his _Modest Enquiry_[i-201] that (1) "A plentiful Currency will occasion Interest to be low," (2) it "will occasion the Trading Produce to bear a good Price," (3) it "will encourage great Numbers of labouring and Handicrafts Men to come and settle in the Country," and (4) it "will occasion a less consumption of European Goods, in proportion to the Number of the People." Thus he saw paper money as a "Morrison's Pill," promising to cure all economic ills.[i-202] It has been suggested that as a printer Franklin naturally would favor issues of paper money. In view of his later apostasy one should note that in this essay Franklin apparently accepted the current mercantilist notions, best expressed here in his conviction that paper money will secure a favorable balance of trade. Demands for emissions of paper money were inevitable in a colony in the grip of such a restrictive commercial policy as British mercantilism. It must be observed, however, that Franklin differed from the proper mercantilists to the extent that simple valuable metals were not to be measures of value. Deriving his idea from Sir William Petty, Franklin took labor as the true measure of value,[i-203]--a position later held by Karl Marx. In his preoccupation with the growth of manufactures and favorable balances of trade, Franklin gave no suggestions that at least by 1767 he was to become an exponent of agrarianism and free trade. One wonders to what extent his warnings against the purchase of "unnecessary Householdstuff, or any superfluous thing," his inveterate emphasis on industry and frugality, were conditioned by his view that such indulgence would essentially cause a preponderance of imports, hence casting against them an unfavorable trade balance.[i-204]
In 1751 Parliament passed an act regulating in the New England colonies the issue of paper money and preventing them "from adding a legal tender clause thereto"; in 1764 Parliament forbade issue of legal tender money in any of the colonies. As a member of the Pennsylvania assembly, Franklin had successfully sponsored issues of paper money; in London, following the 1764 act, he urged that one of the causes breeding disrespect for Parliament was "the prohibition of making paper money among [us]."[i-205] Economics blends into politics when we remember that the 1764 restraining legislation was "one of the factors in the subsequent separation, for it caused some of the suffering that inevitably follows in the wake of an unsound monetary policy whose onward course is suddenly checked."[i-206] In 1766 Franklin was yet an ardent imperialist, who sought politically and economically to keep whole "that fine and noble China Vase, the British Empire." His _Remarks and Facts Concerning American Paper Money_ (1767), in answer to Lord Hillsborough's Board of Trade report circulated among British merchants, is an ardent plea for legal tender paper money. He argued that British merchants (since yearly trade balances had regularly been in their favor) had not been deprived of gold and silver, that paper money _had worked_ in the Colonies,[i-207] and that British merchants had lost no more in their colonial dealings than was inevitable in war times. Franklin concluded that since there were no mines in the colonies, paper money was a necessity (arguing here very shrewdly that even English silver "is obliged to the legal Tender for Part of its Value"). Hence, at least for colonies deserving it, the mother country should take off the restraint on legal tender. What Franklin seems not to have known and what the merchants had actually felt (they had their accounts staring at them) was that in the past, especially after 1750, much of the legal tender was in effect nothing but inconvertible fiat money. Mr. Carey quotes from an uncollected item, Franklin's "The Legal Tender of Paper Money in America," in which he threatened that "if the colonies were not allowed to issue legal-tender notes there was no way in which they could retain hard money except by boycotting English goods."[i-208] Franklin suggested (to S. Cooper, April 22, 1779) that depreciation may not be unmixed evil, since it may be viewed as a tax: "It should always be remembered, that the original Intention was to sink the Bills by Taxes, which would as effectually extinguish the Debt as an actual Redemption."[i-209] Not a little Machiavellian for one who was not blind to the sanctity of contracts!
With the Revolution and the attendant depreciation in currency, Franklin tended to warn against over-issues.[i-210] Like Governor Hutchinson, who said that "the morals of the people depreciate with the currency," Franklin confessed in 1783 "the many Mischiefs, the injustices, the Corruption of Manners, &c., &c., that attended a depreciating Currency."[i-211] There is no evidence to show that Franklin dissented from the conservative prohibition in the Constitutional Convention of 1787 against issues of legal tender paper.[i-212]
Deborah Logan (in a letter in 1829) stated that Franklin "once told Dr. Logan that the celebrated Adam Smith, when writing his 'Wealth of Nations,' was in the habit of bringing chapter after chapter as he composed it, to himself, Dr. Price and others of the literati; then patiently hear [_sic_] their observations, and profit by their discussion and criticism--even sometimes submitting to write whole chapters anew, and even to reverse some of his propositions."[i-213] James Parton observed that the allusions to the colonies which "constitute the experimental evidence of the essential truth of the book" were supplied by Franklin.[i-214] But Rae reasonably counters: "It ought of course to be borne in mind that Smith had been in the constant habit of hearing much about the American Colonies and their affairs during his thirteen years in Glasgow from the intelligent merchants and returned planters of that city."[i-215]
In general, we may conclude that Franklin and Smith were exponents of free trade in proportion as they were reactionaries against British mercantilism. Each in his reaction tended to elevate the function of agriculture beyond reasonable limits. Unlike the physiocrats and Franklin, however, Adam Smith did not hold that, in terms of wealth-producing, manufacturers were sterile. Even if Franklin saw only agriculture as _productive_, he was not blind to the utility of manufactures, especially after the break with the mother country, when he realized that home industry must be developed to supply the colonial needs formerly satisfied by British exports.[i-216]
Finally, each was, in varying degrees, an exponent of laissez faire.[i-217] Since we shall discover that politically Franklin was less a democrat than is often supposed, we may feel that his belief in free trade led him to embrace reservedly the principle of laissez faire, rather than that free trade, an economic concept, was but a fragment of a larger dogma, namely, that government should be characterized by its passivity, frugality, and maximum negligence. V. L. Parrington quotes[i-218] from George Whately's _Principles of Trade_, which contained views congenial to Franklin:
When Colbert assembled some wise old merchants of France, and
desired their advice and opinion, how he could best serve and
promote commerce, their answer, after consultation, was, in
three words only, _Laissez-nous faire_: "Let us alone." It is
said by a very solid writer of the same nation, that he is
well advanced in the science of politics, who knows the full
force of that maxim. _Pas trop gouverner_: "Not to govern too
much!" _which, perhaps, would be of more use when applied to
trade, than in any other public concern_. (Present editors'
italics.)
Laissez faire in Franklin's as in Whately's view tended to be synonymous with free trade. Laissez faire was suggested by his insistence on free trade, as he progressively expressed his antipathy for mercantilism, rather than that free trade was simply a natural deduction from a more inclusive economic-political dogma.
Writing to the pro-colonial Jonathan Shipley, Bishop of St. Asaph, whose "sweet Retirement" at Twyford he had long enjoyed, Franklin, seeing no hopes of a reconciliation between the colonies and Great Britain, uttered what marked him as the first American disciple of Quesnay's school of economic thought: "Agriculture is the great Source of Wealth and Plenty. By cutting off our Trade you have thrown us _to the Earth_, whence like _Antaeus_ we shall rise yearly with fresh Strength and Vigour."[i-219] Upon learning of the colonists' "Resolutions of Non-Importation" he wrote to "Cousin" Folger that they must promote their own industries, especially those of the "Earth and their Sea, the true Sources of Wealth and Plenty."[i-220] Learning that the colonists had threatened to boycott English manufacturers by creating their own basic industries, Franklin demurred in a letter to Cadwallader Evans: "Agriculture is truly _productive of new wealth_; manufacturers only change forms, and whatever value they give to the materials they work upon, they in the mean time consume an equal value in provisions, &c. So that riches are not _increased_ by manufacturing; the only advantage is, that provisions in the shape of manufactures are more easily carried for sale to foreign markets."[i-221] _Positions to be Examined, Concerning National Wealth_[i-222] affords a succinct statement of Franklin's agrarianism. "There seem to be but three ways for a nation to acquire wealth. The first is by _war_, as the Romans did, in plundering their conquered neighbours. This is _robbery_. The second by _commerce_, which is generally _cheating_. The third by _agriculture_, the only _honest way_, wherein man receives a real increase of the seed thrown into the ground, in a kind of continual miracle, wrought by the hand of God in his favour, as a reward for his innocent life and his virtuous industry."[i-223] Dupont de Nemours, as early as 1769, had written: "Who does not know that the English have today their Benjamin Franklin, who has adopted the principles and the doctrines of our French economists?"[i-224] Before attempting to appraise the real indebtedness of Franklin to the physiocrats, it is well to seek to learn how he came in contact with their ideas, and especially why by the year 1767 he was acutely susceptible to their doctrine. In the summer of 1767, in the company of Sir John Pringle, Franklin went to Paris, not an unknown figure to the French savants, who were acquainted with his scientific papers already translated into French by D'Alibard. That he was feted by the Newtons of the physiocrats, François Quesnay and the elder Mirabeau, as "le Savant, le Geomètre, le Physicien, l'homme à qui la nature permet de dévoiler ses secrets,"[i-225] we are assured, when to De Nemours (July 28, 1768) he writes regretfully: "Be so good as to present my sincere respect to that venerable apostle, Dr. Quesnay, and to the illustrious Ami des Hommes (of whose civilities to me at Paris I retain a grateful remembrance)...."[i-226] Having missed Franklin in Paris (1767), De Nemours had sent Franklin "un recueil des principaux traités économiques du Docteur Quesnay" and his own _Physiocratie_ (1768), which cast him in the role "of a propagandist of Physiocratie doctrines."[i-227] Franklin admitted, "I am perfectly charmed with them, and wish I could have stayed in France for some time, to have studied in your school, that I might by conversing with its founders have made myself quite a master of that philosophy."[i-228] That Franklin was not before 1767 unacquainted with the Économistes we learn when he tells Dupont de Nemours that Dr. Templeman had shown him the De Nemours-Templeman correspondence when the latter was Secretary of the London Society for the Encouragement of Arts, Manufactures, and Commerce. A second trip to Paris (in 1769) to confer with Barbeu Dubourg, an avowed physiocrat, concerning his forthcoming translation of Franklin's works, served to acquaint him still further with the doctrines of the new school.
Franklin's agrarianism[i-229] is congruent with physiocracy[i-230] in as far as he observed that agriculture alone, of the many industries, produced a surplus of wealth after all of the expenses of production had been paid.[i-231] Each laborer produced more than enough to satisfy his own needs. This surplus the Économistes termed the _produit net_. A worker in manufactures, it was assumed, consumed foodstuffs and other materials in proportion to the value he created in his manufacturing process. Hence there obviously could be no _produit net_ accruing from manufactures. Like the physiocrats, Franklin felt that manufactures were _sterile_, to the extent that no new wealth was created. The physiocrats believed, however, that laborers in manufacturing industries _could_ create a _produit net_ if they stinted themselves in consuming foodstuffs, et cetera, but it was argued that this prudential asceticism was not a characteristic habit. To this extent at least the physiocrats were empirical.
Free trade no less than agrarianism characterized physiocracy. Although Franklin indicated his antagonism toward governmental restraint of trade, internal and among nations, in his antipathy toward British mercantilism, it was not until after he became impregnated with French doctrine that he began to express very fully his advocacy of free trade. After Connecticut imposed a 5% duty on goods imported from neighboring colonies, Franklin wrote to Jared Eliot in 1747 that it was likely that the duty would devolve on the consumer and be "only another mode of Taxing" the purchaser. In addition he recognized that smuggling, virtually a colonial art, would cause the "fair Trader" to "be undersold and ruined."[i-232] He urged that the import duty might suggest selfishness, and might also tend to deter Connecticut commerce. Here, it must be admitted, Franklin did not sanction free trade with a priori appeals to the "natural order," the key in the arch of physiocracy. He rather appealed to the instincts and observations of the prudential tradesman. His _Plan for Regulating Indian Affairs_ (1766), unlike his 1747 letters, _suggested_ (if it did not express concretely) inviolable laws of commerce in the words: "It seems contrary to the Nature of Commerce, for Government to interfere in the Prices of Commodities.... It therefore seems to me, that Trade will best find and make its own Rates; and that Government cannot well interfere, unless it would take the whole Trade into its own hands ... and manage it by its own Servants at its own Risque."[i-233] To Dupont de Nemours he admitted that British mercantilism had not achieved "that wisdom which sees the welfare of the parts in the prosperity of the whole."[i-234] To Sir Edward Newenham, representing the County of Dublin, he expressed admiration for Irish efforts to secure freedom of commerce, "which is the right of all mankind." "To enjoy all the advantages of the climate, soil, and situation in which God and nature have placed us, is as clear a right as that of breathing; and can never be justly taken from men but as a punishment for some atrocious crime."[i-235] Three years before he met Quesnay (though after he had read Dupont de Nemours's letters to Templeman), Franklin sanctioned free trade through appeal to other than utilitarian prudence: first he admitted that British restraint of colonial commerce, for example with the West Indies, will tend to prevent colonists from making remittances for British manufactured goods, since "The Cat can yield but her skin." Then with a suggestion of philosophic generalization he hoped that "In time perhaps Mankind may be wise enough to let Trade take its own Course, find its own Channels, and regulate its own Proportions, etc."[i-236] Restraint of manufactures "deprive[s] us of the Advantage God & Nature seem to have intended us.... So selfish is the human Mind! But 'tis well there is One above that rules these Matters with a more equal Hand. He that is pleas'd to feed the Ravens, will undoubtedly take care to prevent a Monopoly of the Carrion."[i-237] Glorifying the husbandman and suggesting that trade restrictions disturb a natural order, Franklin wrote to David Hartley in 1783 that Great Britain has tended to impede "the mutual communications among men of the gifts of God, and rendering miserable multitudes of merchants and their families, artisans, and cultivators of the earth, the most peaceable and innocent part of the human species."[i-238]
That Franklin was not without his influence in eighteenth-century economic thought we may gather from Dugald Stewart's opinion that "the expressions _laissez-faire_ and, _pas trop gouverner_ are indebted chiefly for their extensive circulation to the short and luminous comments of Franklin, which had so extraordinary an influence on public opinion in the old and new world."[i-239] Mr. Carey maintains that Franklin, unlike the physiocrats, inveighed against trade regulations because they led to smuggling rather than because to any important degree they violated the "natural order." The physiocrats are tenuous, amorphous, and ambiguous when they seek to define _L'Ordre naturel_. At times Dupont de Nemours seems to identify it with a primitivistic past.[i-240] Quesnay, on the other hand, says: "Natural right is indeterminate in a state of nature. The right only appears when justice and labour have been established."[i-241] Again, he asserts: "By entering society and making conventions for their mutual advantage men increase the scope of natural right without incurring any restriction of their liberties, for this is just the state of things that enlightened reason would have chosen."[i-242] Natural order is a "providential order": "Its laws are irrevocable, pertaining as they do to the essence of matter and the soul of humanity. They are just the expression of the will of God."[i-243] According to the physiocrats, the laws of the natural order are "unique, eternal, invariable, and universal."[i-244] Now it is true that nowhere did Franklin assert that his advocacy of laissez faire and agrarianism was neatly dependent on these a priori bases. Even though this is true, there are references (quoted above) which seem to suggest that trade restrictions are violations of the very nature of things. It is not wholly fanciful (bearing in mind Franklin's adoration of a Deity who is the creator and sustainer of immutable, universal physical laws which together present the mind with the concept of a vast, wonderfully harmonized physical machine) to conjecture to what extent this matchless physical harmony tended to challenge him with the possibility of discovering a parallel economic machine operating according to immutable laws capable of proof and human adaptability.
O. H. Taylor has shown that "The evolution of the idea of 'laws' in economics has closely paralleled its evolution in the natural sciences."[i-245] In searching for these economic constants, "the economic mechanism was regarded as a wise device of the Creator for causing individuals, while pursuing only their own interests, to promote the prosperity of society; and for causing the right adjustment to one another of supplies, demand, prices, and incomes, to take place automatically, in consequence of the free action of all individuals."[i-246] After giving due weight to the fact that Franklin saw in the doctrine of the physiocrats trenchant arguments to buttress his attacks on British mercantilism, one has cogent evidence for at least raising the question, To what extent may his apprehension of a demonstrable physical harmony have suggested to his speculative mind an economic analogy?[i-247]
VI. FRANKLIN'S POLITICAL THEORIES
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Benjamin FranklinChapter III: Introduction (2)
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