Chapter V: Section II: Recruiting and Distribution (1)
In making a levy for the auxiliary regiments, the imperial government was under no obligation to be at pains to legalize its position. In an ancient state it was assumed, as a matter of course, that the government had the power to call upon every citizen, if need arose, to take his place in the fighting line. Even the privileged _cives Romani_ were never freed under the Empire from the legal obligation to military service, however much they may have been spared in practice, so that there can have been little doubt about the position of _peregrini_. Only in the case of the _civitates foederatae_ was the government theoretically required to limit its demands to the number of men stipulated in the original _foedus_.
So much for the position in theory; in practice, of course it was not to the interests of the government to raise troops without considering the susceptibilities of its subjects, more particularly since the inhabitants of those districts which would furnish the best soldiers would also prove the most dangerous rebels if the demands made upon them exceeded their endurance. One instance of the conciliatory policy followed by the early Empire has already been noted; the exemption of the Batavians from all burdens but military service flattered their pride and enlisted their clan-spirit effectually on the side of the Romans. Evidence of a similar policy is apparent in the selection of the ethnical titles borne by the majority of the auxiliary regiments. In spite of the obvious convenience of such a step it was unusual for all the auxilia raised in one province to form a single series with a uniform designation. Wherever the clan-spirit existed, the name of the clan was accepted as the official title of the contingent which it furnished to the imperial forces.[158] In Tarraconensis, for example, while the more civilized part of the province was represented by the alae and cohortes Hispanorum, several of the wild tribes of the north and west, such as the Aravaci, Vardulli, and Vascones gave their name to the regiments which they supplied.[159] The Gallic levies reveal a similar policy; while the contingents of the comparatively peaceful Lugdunensis seem to be covered by the general title of Galli, a list of the levies of Belgica contains the name of almost every tribe in that warlike province.[160] Indeed it is probable that during the first years of the Empire many of these tribal contingents fought, like the Batavians, as allies rather than as subjects of Rome, and knew little of Roman training or discipline.
In the East the historic position of the great city-states of Syria received similar recognition. Among the numerous regiments of archers contributed by this province we can distinguish the contingents of Ascalon, Tyre, Antioch, and Apamea, as well as corps from Chalcis, Damascus, Hemesa, and Samaria, who represented the incorporated armies of the old client states.
The incidence of the levy upon different provinces can best be judged by a statistical table giving the number of regiments raised in each. This is not easy to construct owing to the confusion caused by the duplication of numbering, and the consequent danger of counting the same corps twice over, or of reckoning two corps as one. There were, for example, in Pannonia two cohorts, each bearing the title ‘I Alpinorum’, which can fortunately be distinguished from one another because they are both mentioned in the same diploma, but there are scores of similar cases which can only be decided as yet on a balance of probabilities. This extremely inconvenient system seems to be due to two causes. In the first place, when new regiments were raised some time after the original levy they seem to have begun a fresh series instead of being included in the old ones. This process can be followed most clearly in the case of regiments raised after 70, which were distinguished by a title derived from the name of the reigning emperor. Thus we have cohorts I and II Flavia Brittonum, I Ulpia Brittonum, I Aelia Brittonum, and I Aurelia Brittonum.[161] Secondly, it seems probable that when newly-raised regiments were drafted into different provinces they were numbered in a different series in each province. This suggestion is supported by the fact that where a regiment bearing a high number is found, it generally appears that the rest of the series was originally stationed in the same province, whereas isolated cohorts generally have a low number. For example, the greater part of the Gallic levies were originally stationed on the Rhine. Consequently, we find few duplicate numbers and several series which run up to four or even higher. The Thracian regiments, on the other hand, on account of their special utility as archers, were distributed very widely throughout the Empire during the first century, and of the twenty-seven corps known to us, seventeen are numbered I or II, and are distributed over eight provinces.
Apart from this difficulty the following list contains in any case more regiments than ever existed at any one time. Fresh regiments must have been raised to fill the gaps caused by such disasters as the defeat of Varus and the rebellion of Boudicca, but in only a few cases can we distinguish the earlier from the later levies. It is only possible to put in a separate class those regiments which bear a title derived from the Flavians or later emperors, and were probably raised after 70. Still, if these limitations are borne in mind, the following table may serve to show approximately the quota which each province contributed:
A. Raised before 70. B. Raised after 70.
_Recruiting area._ _Alae._ _Cohorts._ _Alae._ _Cohorts._
Britain 2 10[162] 0 6
Belgica 5 45 1 11[163]
Lugdunensis 25[164] 24[165] 0 0
Aquitania 0 7 0 0
Narbonensis 2[166] 0 0 0
Alpes[167] 1 12 0 0
Raetia 0 18 0 1
Noricum 1 1 0 0
Pannonia 5 17 3 1
Dalmatia 0 7 0 4[168]
Moesia 1 3[169] 1 2[170]
Dacia 0 0 1 6
Thrace 9 20 0 2
Macedonia 0 3[171] 0 0
Galatia 1[172] 0 0 6[173]
Cilicia 0 3 0 1
Cyprus 0 4 0 0
Crete 0 1 0 0
Cyrenaica 0 4 0 0
Syria 3[174] 15[175] 1 12
Palestine[176] 2 10 0 0
Arabia 0 0 1 6
Egypt 0 2 0 0
Africa 2 5 3 6
Mauretania 0 0 0 3[177]
Tarraconensis 11 49[178] 1 4
Lusitania 0 9 0 0
Corsica and Sardinia 0 4 0 2
The first point to notice in this list is the smallness of the contingent from the senatorial provinces. So small is it that Mommsen desired to see here evidence of a constitutional principle.[179] The auxilia were ‘gewissermassen eine Hausmacht des Kaisers’ and as such raised only in the provinces governed by his _legati_. Such instances as were then known of regiments raised in senatorial provinces were, he thought, susceptible of explanation. The alae Vocontiorum, for instance, represented a _civitas foederata_ which was not, strictly speaking, a part of the senatorial province of Narbonensis. It does not, however, seem possible to maintain this theory. The Cohors I Cretum[180] is a certain case of a regiment from a senatorial province, nor can it be really doubted that contingents were also drawn from Cyprus[181] and Cyrene.[182] Indeed, it is difficult to see what legal or political obstacle should prevent Augustus and his successors from utilizing the military material available in the senatorial provinces. Even if Mommsen is right in believing that conscription, as opposed to the enrolment of volunteers, could only take place in a senatorial province with the authority of the Senate (and this theory is questioned by both Gardthausen and Liebenam),[183] there is no reason why levies should not have been made for the auxilia under these conditions when they certainly were made for the legions.[184] In no case did any military power remain in the hands of the Senate, since the recruits would immediately be marched away to garrison imperial provinces. As a matter of fact, the reason for the smallness of the senatorial contingent seems to have been a practical one. Few auxilia were raised from Narbonensis and Baetica, because the greater part of the inhabitants of these provinces had received the franchise and were consequently eligible for service in the legions. Achaia, Asia, and to a certain extent Macedonia, were treated as being on the same footing, partly because Greeks did actually serve in the Eastern legions, partly because of the Philhellenic policy of the imperial government, which would not deny to the Greek states, although they were technically unenfranchised, the privileges enjoyed by the enfranchised urban communities of the West. Also no doubt the Greek of the period was not rated highly as a fighting man. On the other hand, from Cyrenaica, Crete, Cyprus, parts of Macedonia, and Africa[185] useful troops could be and were obtained. The way in which the system worked is shown by the case of Noricum, which, although an imperial province, included many enfranchised communities and contributed recruits to the Rhine legions in the middle of the first century.[186] Its contribution of auxilia in consequence is limited to one ala and one cohort, as against the eighteen regiments furnished by the neighbouring province of Raetia.
In contrast to Narbonensis, it was upon the remaining three Gallic provinces that the levy fell most heavily. From this district came more than a quarter of the auxiliary infantry[187] in the pre-Flavian period and nearly half the cavalry. The Gallic troopers indeed maintained for a century the reputation which they had won under Caesar’s command, and Strabo,[188] writing in the reign of Augustus, places them above all other cavalry in the imperial army. Arrian,[189] too, notes their reputation and the number of Celtic words in the cavalry drill-book, although in his day their position had been taken by the Pannonians, already prominent in the campaign of 69.[190] Spain sent the largest contingent after the Gallic provinces, and also contributed a few words to the drill-book,[191] but we hear nothing of the quality of the Spanish troops and they soon lost their early importance. The predominance of the auxilia of Spain and Gaul in the pre-Flavian period is, however, a clear indication of the determination of Augustus to base the Empire on its Western provinces. Archers alone, and these in comparatively small numbers, were drawn from the East,[192] which was still regarded as the home of dangerous and un-Roman ideals.
Lastly, a word must be said about a group of regiments which do not appear in the above lists and are too numerous to be passed over. These are the cohorts which bear the titles _voluntariorum civium Romanorum_, _ingenuorum c. R._, _Italica c. R._, and _campestris_.[193] Collectively these regiments constitute the _cohortes civium Romanorum_ to the soldiers of which Augustus left by his will a donative equal to that of the legionaries.[194] From various passages in the literary authorities it appears that they represent the result of two levies made by Augustus in Italy, the first during the Pannonian rising, and the second after the defeat of Varus.[195] When free-born citizens could not be found in sufficient numbers the levy was extended to freedmen.[196] This is corroborated by the evidence of the inscriptions, since the title _ingenuorum_ clearly implies the existence of regiments whose members could not make this boast.[197] Originally, as the provisions of the will of Augustus show, these cohorts occupied a peculiar position, and were practically on a level with the legionaries, in consequence of which their commanders bear the title of _tribunus_.[198] The presence, however, of the Cohors VIII Voluntariorum on the Dalmatian diploma of 93 shows that unenfranchised recruits had been accepted even during the pre-Flavian period, and in the following century only their title distinguishes these regiments from the ordinary auxilia.
The evidence hitherto considered has mainly served to illustrate the original distribution of the burden of military service and the respective quotas furnished by the different provinces to the auxilia at the time of their organization. To trace the further workings of this system it is necessary to examine the principles on which the auxiliary regiments were distributed among the military areas and to trace the relations between this distribution and the method of recruiting.
A casual glance at the military diplomata, which give a fair idea of the composition of the more important provincial garrisons between the reign of Vespasian and that of Commodus, suggests that it was the settled policy of the imperial government to destroy the possibility of national cohesion and local sympathies among the regiments raised from their subjects by distributing the contingents of each recruiting district over as wide an area as possible, and making every frontier army corps a mosaic of different nationalities. It will be shown later that this theory, which has been frequently adopted by modern writers, will not stand before a closer scrutiny of the evidence as an explanation of the state of things existing in the second century; it can also be shown that such a principle of distribution was not the original policy inaugurated by Augustus.
Our earliest evidence relates to the composition of the garrison of the Danubian provinces, and the account of the great rising which took place here in the year A.D. 6 by the contemporary observer Velleius makes it clear that the strength of the rebels lay in the training which many had received in the Roman army. His reference to the military knowledge of the leaders and the discipline of the rank and file indicates that regular auxiliary regiments, raised locally and stationed near their homes, had mutinied in sympathy with their fellow tribesmen.[199] Concerning the state of things on the Rhine frontier we have more detailed information which points to the same conclusion. The account in the _Annals_ of the campaigns of Germanicus mentions cohorts of Raeti, Vindelici, and Gauls in addition to the _tumultuariae catervae_ of the local militia.[200] Later in the century we find an Ala Treverorum engaged in putting down a revolt of their own countrymen in 21,[201] an Ala Canninefatium engaged in the disastrous expedition of L. Apronius against the Frisii in 28,[202] and Vangiones and Nemetes helping to repulse a raid of the Chatti in 50.[203] Finally, when we turn to the narrative contained in the _Histories_ of the events of the disastrous year 69, we find abundant evidence that at this date three-fourths of the Rhenish auxilia were drawn from Gaul proper or the Teutonic tribes of Belgica. The only regiments mentioned by Tacitus which are not of local origin are (1) Thracians, who appear on every frontier owing to their special qualifications as archers;[204] (2) Spaniards, who may have entered the province in 43 with Legio IV Macedonica, which was transferred from Spain to the Rhine to replace the troops sent to Britain, and (3) Britons, who probably began to arrive from the newly conquered areas a few years later.[205] Epigraphical evidence adds to the list a few regiments from the Danubian provinces and some corps of oriental archers.[206]
In other provinces the same policy can be traced, although the evidence is less abundant. In Africa, for example, the deserter Tacfarinas seems to have served in his own province,[207] and in Palestine we find Samaritan regiments garrisoning Caesarea.[208] On the whole there is sufficient evidence to show that although each of the great frontier armies contained imported elements, in particular the ubiquitous Thracian and oriental archers, the original policy of the imperial government was to draw the auxilia in each case from the nearest recruiting-areas.
Both the advantages and the defects of this system are sufficiently obvious. It saved trouble, a reason which had already commended it to the administrators of the Republic, and it avoided the dangerous and widespread discontent which, as the case of the Thracians shows, would have followed any wholesale attempt to remove the newly organized regiments to distant provinces.[209] Lastly, the men would be fighting on ground which they knew against an enemy with whose methods of fighting they would already be acquainted. On the other hand, there was of course the obvious danger that in a border war which assumed the character of a national struggle the local auxilia might desert to their own countrymen and use the training which they had acquired in the Roman service to increase the strength of the hostile resistance. As a set-off to this danger the Romans reckoned with some justice that tribal enmity was usually stronger than national feeling, and in fact there were many tribal chiefs like Flavus, the brother of Arminius, who were well content with the rewards and distinctions which recompensed their fidelity.[210] Events, however, made it clear that this confidence was misplaced. A time was to come when the border tribes would identify themselves readily with the cause of imperial defence, but the influences which were to bring about this result were often slow in their operation, and the first century saw on almost every frontier a more or less serious outbreak of national feeling, in which the auxilia often participated. Yet even the most serious of these revolts, that of Civilis in 69, showed how the new leaven was working. The political conceptions of the mutineers were borrowed from their conquerors, not from their ancestors, and in the darkest hour of the revolt a Gallic cavalry regiment, the Ala Picentiana, was the first to return to its fidelity.[211]
The first district in which the Augustan policy broke down was the Danubian provinces, and a glance at the names of the regiments stationed here in the pre-Flavian period shows that the lesson of the great rebellion was not thrown away upon the imperial authorities. In Pannonia a diploma of the year 60[212] shows us the following seven cohorts, I and II Alpinorum, I Asturum et Callaecorum, I and II Hispanorum, I Lusitanorum, and V Lucensium et Callaecorum, forming part of the garrison of the province, and we may add the Ala Aravacorum on the strength of an early inscription.[213] In Dalmatia early inscriptions give the following cohorts:
I Campanorum Voluntariorum civium Romanorum. iii. 8438.
VIII Voluntariorum civium Romanorum. iii. 1742.[214]
III Alpinorum. iii. 8491, 8495, 14632.
I Lucensium. iii. 8486, 8492, 8494, 9834. All these must date before 80, when the regiment appears in Pannonia.
This list might perhaps be lengthened, but it is sufficient for our purpose. It is clear that after the rebellion Augustus imported into the disturbed area a number of regiments from other provinces, particularly from Spain, where the large garrison maintained during the earlier part of his reign could now safely be reduced. The Pannonian and Dalmatian regiments, on the other hand, were transferred elsewhere—several of them, as we have seen, to the Rhine, where they served to replace the troops who shared the fate of the legions of Varus.[215]
The same sequence of events took place on the Rhine in the years 69 and 70. The temporary success of Civilis was largely due to the wholesale defection to his standard of the Gallic and Teutonic regiments then stationed on the Rhine frontier. After the suppression of the rebellion in the summer of 70 a number of these regiments were disbanded or sent elsewhere,[216] and their place was taken by the auxilia who had accompanied the new legions sent into the province by Vespasian. Of the 29 regiments which appear in the Rhine in the second century only 11 bear titles indicating a local origin, and some of these had probably not belonged to the pre-Flavian garrison but had only returned to their native country in 70 after a long stay in other provinces. It has been noticed, for example, that of the two veterans of the Cohors I Aquitanorum, to whom the diplomata of 82 (D. xiv) and 90 (D. xxi) were granted, one is a Thracian, the other a Galatian; further, that one of these diplomata was found near the site of the later town of Nicopolis ad Istrum, where the owner had presumably settled after his discharge. This suggests that the regiment had been stationed in Moesia and only returned to its native province in 70 with the Moesian legion VIII Augusta.
It is on these two frontiers, the Rhine and the Danube, that the transfer of troops can most easily be traced, because of the importance of the military events which caused it to take place. In other parts of the Empire other tendencies were at work during the first century which produced the same result in less noticeable fashion. One need only mention the steady drift of troops from the Danube to the East in the reign of Nero,[217] and from the Rhine to the Danube a little later,[218] and it is easily intelligible that the second-century army list shows few traces of the original policy of Augustus.
If, then, it were correct to assume that the title of an auxiliary regiment is always a correct index of its composition, it would certainly be justifiable to comment on the extraordinary mixture of nationalities in the frontier garrisons of the second century. Fortunately, however, the frequent mention of the origin of individual soldiers on diplomata and sepulchral inscriptions[219] gives us the means of checking this assumption and of working upon a surer basis of fact. The following lists give the inscriptions of this type from Pannonia arranged in two groups according to their date, the year 70 being taken as the dividing line; that is to say, the soldiers mentioned in the first group were _enrolled_ before that date. Some inscriptions which could not be dated with any certainty have necessarily been omitted, also others where there was reason to believe that the soldier mentioned was enrolled when his regiment was in a different province.[220] To the second group, which illustrates the recruiting system from the Flavian period onwards, a list of similar inscriptions from Dacia has been added. In each case the title of the regiment is followed by the nationality or place of origin of the soldier, stated in the form given on the inscription, and by the name of the province from which he was drawn. For reasons which will appear later the evidence concerning the oriental regiments is omitted.
I. SOLDIERS RECRUITED BEFORE 70 AND STATIONED IN PANNONIA.
Ala II Hispanorum Hispanus Spain iii. 3271.
et Aravacorum[221]
Ala II Hispanorum Sueltrius Narbonensis iii. 3286.
et Aravacorum[221]
Ala Frontoniana Andautonia Pannonia iii. 3679.
Tungrorum[222]
Cohors II Hispanorum Cornacas Pannonia D. ci
(before 60).
Cohors II Hispanorum Varcianus Pannonia D. ii (60).
Cohors I Lusitanorum Iasus Pannonia D. xvii (85).
Cohors I Montanorum Bessus Thrace D. xiii (80).
Cohors I Montanorum Dalmatia Dalmatia D. xvi (84).
II. SOLDIERS RECRUITED AFTER 70.
_II. A. Pannonia Superior._
Ala I Ulpia Contariorum Helvetius Germania D. xlvii (133).
Ala I Ulpia Contariorum Bessus Thrace iii. 4378.
Ala I Ulpia Contariorum Siscia Pannonia iii. 13441.
Ala I Hispanorum Azalus Pannonia D. c (150).
Aravacorum
Ala Pannoniorum Apulum Dacia iii. 4372.
Ala I Thracum Boius Pannonia vi. 3308.
Victrix[223]
Cohors II Alpinorum Azalus Pannonia D. lxv (154).
Cohors I Britannica Dobunnus Britain D. xcviii (105).
Cohors V Lucensium Castris Pannonia D. lix (138-46).
et Callaecorum
Cohors V Lucensium Azalus Pannonia D. lxi (149).
et Callaecorum
Cohors I Ulpia Azalus Pannonia D. lx (148).
Pannoniorum
We may add here a recently discovered inscription from Samaria:
I(ovi) O(ptimo) M(aximo) mil(ites) v[e]xil(larii) coh(ortium) P(annoniae) sup(erioris) cives Sisc(iani) Varcian(i) et Latobici sacrum fecerunt. _A. E._ 1909. 235. 1910. p. 6.
The vexillation had presumably taken part in suppressing one of the Jewish rebellions in the first half of the second century.
_II. B. Pannonia Inferior._
Ala I Thracum Veterana Eraviscus Pannonia D. lxxiv (167).
Sagittariorum
Cohors I Alpinorum Eraviscus Pannonia D. lxviii
(154-60).
Cohors I Thracum[224] Andautonia Pannonia iii. 4316.
_II. C. Dacia._
Ala I Gallorum et Bessus Thrace D. lxvii (158).
Bosporanorum
Ala I Hispanorum Dacus Dacia vi. 3238.
Campagonum[225]
Ala I Tungrorum Thrace iii. 799.
Frontoniana[226]
Vexillatio equitum Sebasto- Pontus D. xlvi (129).
Illyricorum[227] politanus
Ala I Illyricorum Dacus Dacia vi. 3234.
Cohors I Ulpia Britto Britain D. lxx
Brittonum (145-61).
Cohors III Campestris Scupi Moesia iii. 7289.
Superior
Cohors I Vindelicorum Caesarea Palestine(?) D. lxvi (157?).
The facts disclosed by these inscriptions are very significant. In the first list, as is natural, we find traces of the troops transferred into Pannonia from other provinces after the great rebellion. It is more important, however, to notice that before the end of the reign of Tiberius natives of the province were already being accepted for service in these imported regiments.[228] In fact there is nothing here to suggest that any attempt was made to preserve the national character of these Spanish and Alpine corps by obtaining fresh drafts from the districts in which they were originally raised. Those recruits who do not come from Pannonia itself are drawn merely from the neighbouring provinces of Dalmatia and Thrace.
But it would perhaps be misleading to infer from this evidence alone that local recruiting was universally adopted in the first century, although it was certainly common. It is possible that in the Flavian period, when the memory of the rebellion of Civilis was still fresh, some attempt was made to check a national cohesion by combining drafts from different provinces in the same regiment. This at least is suggested by the nationalities of twenty-one soldiers of an auxiliary regiment which are recorded on a sepulchral inscription at Tropaeum Traiani in Moesia Inferior.[229] This monument was erected in memory of men killed in action during one of the Dacian campaigns either of Domitian or Trajan, so that its evidence applies to the recruiting of the Flavian period. Twelve of these men came from the Lower Rhine, two from Lugdunensis, and three from Spain, while Raetia, Noricum, Britain, and Africa supply one each.[230] In Pannonia, too, some Spanish soldiers appear rather mysteriously in an Ala Pannoniorum on two inscriptions which can hardly be later than the beginning of the second century.[231] There are even traces of a similar policy having been pursued in the recruiting for the legions during the same period. In a list of seventy-six soldiers who were apparently enrolled in Legio III Augusta towards the end of the first century, we find men from seven different provinces.[232] In any case, however, no attempt seems to have been made to preserve any connexion between an auxiliary regiment and the tribe from which its title was derived.
When we come to the second century there is no more room for doubt; for all cohorts and alae on the Pannonian frontier, leaving out of account, as before, the oriental regiments, local recruiting has become practically universal. Seventy per cent. of the recruits come from the two Pannonian provinces, the majority from the Azali and the Eravisci, tribes which never gave their name to an auxiliary regiment. Even the Thracian regiments, which might have maintained their original character without much difficulty, form no exception to the rule. In Dacia the exceptionally large auxiliary garrison[233] could not be supported entirely by local levies, but the deficiency was mostly made up in the nearest available recruiting-grounds of Moesia and Thrace.
A few examples may be adduced from other provinces to show that the methods employed on the Danube frontier were not exceptional. In Germania Superior three soldiers of the Alae I and II Flaviae Geminae describe themselves as Baetasius, Elvetius, and Secuanus, and the Raetian diploma of the year 107 was granted to a Boian who had served in the Ala I Hispanorum Auriana.[234] In Africa a soldier of the Cohors VII Lusitanorum gives ‘castris’ as his place of origin, as do the majority of the veterans discharged during the second century from the African legion III Augusta.[235] Concerning the Eastern provinces we have very little evidence, but it may be noted that of the large number of regiments raised by Trajan in this part of the Empire the majority remained stationed in the East throughout the following century, and there is no reason to suppose that they were not kept up by local levies.[236]
The recruiting of the legions during the second century seems to have followed the same lines. The high proportion of men of Legio III Augusta in Africa who give ‘castris’ as their birthplace has already been noted. Similarly of 39 soldiers discharged from Legio II Traiana at Alexandria in 194, 22 come from the ‘castra’, 8 from the Greek towns in Egypt, and only 9 were not born in the province.[237] Of 133 soldiers discharged in the following year from Legio VII Claudia stationed at Viminacium, 104 come from Upper or Lower Moesia, and of the remainder all but one come from the Danubian provinces.[238] Further evidence on the recruiting-area of the auxilia during this period can be obtained from another source, the inscriptions of the Equites Singulares Imperatoris. This corps, which seems to have been raised towards the end of the first century, possibly by Domitian,[239] formed thenceforward a part of the imperial guard, and was stationed at Rome. It was recruited mainly from the same area as the auxiliary alae, and a certain number of the men were selected from them.[240] On a hundred epitaphs of members of this corps who recorded their place of origin, the provinces are represented in the following proportions:[241]
Britain 2
Germania Inferior 1
Germania Superior 2
Belgica 1
Raetia 10
Noricum 9
Pannonia 30[242]
Dalmatia 1
Thrace 11
Moesia 4[242]
Dacia 7
Syria 4
Africa 2
Mauretania 3
The list shows that this _corps d’élite_ was not representative of all the cavalry of the Empire; the proportion of orientals is far too low. It was still upon the Western provinces that the emperors of the second century relied, and from these, therefore, that the guard was recruited. As regards these provinces, the composition of the Equites Singulares reflects fairly accurately the relative importance of each as a recruiting-ground for the auxiliary cavalry of this period, and the change which has taken place in the military situation since the days of Augustus is at once apparent. The Galli[243] and Hispani, who were then the flower of the imperial cavalry, and continued to give their names to nearly half the cavalry regiments in the service, have entirely vanished. Speaking generally, in fact, the inland provinces no longer contribute, and the recruiting-areas have contracted to the purely frontier districts. The relative importance of these, too, has altered since the beginning of the first century. The tribes on the Lower Rhine are still well represented, but the contingent of the German provinces is entirely surpassed by that of Pannonia. If we assume that the honour of serving in the Guards was bestowed upon the natives of each province in proportion to the size of the contingent which they supplied to the cavalry of the line, this increased importance of the Pannonians follows naturally upon the universal adoption of local recruiting for the frontier armies; since not only had the balance of military power now definitely shifted from the Rhine to the Danube,[244] but local conditions required an exceptionally high proportion of mounted men.[245]
The preceding survey of the evidence has purposely omitted that dealing with the oriental regiments, which seemed, on account of its exceptional character, to merit a special discussion. In Pannonia and Dacia we find three such regiments, the Ala I Augusta Ituraeorum and the Cohors I Hemesenorum in Pannonia Inferior, and the Cohors I Augusta Ituraeorum, stationed in Pannonia during the first century, and transferred to Dacia at the time of the creation of the province.[246] Thanks to the recent work of Hungarian archaeologists, the second of these corps, the Cohors I Hemesenorum Miliaria Equitata Civium Romanorum Sagittariorum, to give it its full title, is perhaps better known to us than any other auxiliary regiment.[247] Probably enrolled in the Roman army at the beginning of the second century, at the time of the annexation of the small client kingdom from which its name was derived, this regiment had been transferred to Pannonia by the beginning of the reign of Antoninus Pius, and certainly remained in the province until 240.[248] Throughout this period it seems to have been stationed at Intercisa, where upwards of fifty inscriptions, chiefly sepulchral, have now been discovered, the majority of the latter belonging, as the frequent use of the name Aurelius shows, to the end of the second and the beginning of the third century. Of the five soldiers whose birthplace is mentioned on their tombstones, three came from Hemesa itself, one from Samosata, and one from Arethusa,[249] and the owner of a diploma which dates from between 138 and 146 came from Syria.[250] It is clear, then, that during its whole stay in Pannonia this regiment was not recruited, like the majority of the auxilia, from the neighbouring district, but was constantly in receipt of fresh drafts from the province in which it was originally raised. As further proof of the tenacity with which this connexion was maintained, we find that at the end of the reign of Severus the soldiers dedicated a temple to their _deus patrius_ Sol Aelagabalus.[251] An examination of the evidence dealing with the other oriental regiments leads to the same result. Soldiers discharged in 98 and 110 from the Cohors I Augusta Ituraeorum and the Ala of the same name, give Cyrrhus in Syria and Ituraea as their places of origin, and another Ituraean is mentioned on a sepulchral inscription of the latter regiment in Pannonia.[252] Oriental regiments, and in particular oriental archers, appear also on other provinces[253], and although there is a lack of dated evidence we can hardly doubt that a rule which was maintained along the whole Danube frontier also held good elsewhere.[254]
The reason for the adoption of these exceptional methods in the recruiting of the oriental auxilia was probably the purely military one that good archers were born in Syria, and could not be made elsewhere, but the consequent presence in every frontier army of an oriental element, holding firmly to its own customs and religious beliefs, was a fact of more than military significance. In particular it must be remembered that the enfranchised children of these oriental auxiliaries were qualified and readily accepted for service in the legions. In the inscriptions of the Cohors I Hemesenorum we have abundant evidence of this process, which gave oriental ideas an opportunity for wider penetration.[255]
The British regiments, too, show a tendency to keep up national recruiting, although the evidence on this point is still scanty.[256] In this case the explanation is probably to be found in the intractable nature of the tribes of North Britain, which made it appear undesirable to use the contingents which they supplied near at home. Certainly all the British regiments seem to have been sent abroad, and only one soldier of British origin is found in the province.[257] It would appear, in fact, that the army of Britain was maintained largely by drafts from the Rhine area, but the evidence at present is an insufficient basis for any general conclusions. In Dacia, too, as was natural, the auxilia raised immediately after the conquest were transferred elsewhere. Here, however, there does not seem to have been the same objection to local recruiting for the troops stationed in the province, and the practice was certainly, as has been shown, in force during the second century.
_The Numeri._
It is clear, then, that in the second century the cohorts and alae of the Augustan system, with certain definite and limited exceptions, were recruited locally from the provinces in which they were stationed, without any general attempt to justify the ethnical titles which they still bore. At the same moment, however, as this principle seems definitely established, there begin to appear on inscriptions certain regiments of a new type which stand outside the prevailing system. These regiments are given the name _numerus_, which does not seem to have had any very precise meaning, and for which it is difficult to find an English equivalent. They also bore tribal titles, a list of which is given below, together with the names of the provinces in which _numeri_ of each tribe occur.[258]
_Brittones._ At least ten _numeri_ in Germania Superior. The earliest inscriptions date from the reign of Pius, and the theory is generally accepted that these Brittones were newly conquered tribesmen from the district lying between the two frontier walls, deported after the campaigns of Lollius Urbicus. These _numeri_ also bear secondary titles derived from the names of the districts in which they were stationed, e.g. Murrenses, clearly connected with the river Murr.[259]
_Germani._ Dacia.[260]
_Palmyreni._ Africa,[261] Dacia,[262] and probably Britain.[263]
_Mauri._ Dacia (as a vexillatio from Mauretania Caesariensis).[264] Frequently also in the two Mauretanias.
_Raeti Gaesati_ (i.e. Raetians armed with the _gaesum_, a kind of heavy spear). Britain.[265]
_Syri._ Dacia,[266] Mauretania,[267] Moesia Inferior,[268] and possibly Britain.[269]
The titles show that these _numeri_ are closely connected with the five _nationes_, Cantabri, Gaesati,[270] Palmyreni, Daci, and Brittones, who form part of the army described by Hyginus, and are distinguished from the cohorts and alae of the regular auxilia. In fact the term _numerus_ is not invariably found on inscriptions, and for a corps which simply described itself as ‘Syri sagittarii,’[271] _natio_ may easily have seemed a convenient term. It is also clear from Hyginus that what distinguished the _numeri_ from the older formations was their looser organization and more barbarous character, and their titles show that they were drawn from the outermost borders of the Empire, or the most uncivilized districts within it.
Evidence about the character of these troops is scanty; being the least civilized part of the army they were not very prone to indulge in inscriptions. We do not even know the size of a _numerus_, or, indeed, if these regiments had any definite size at all. The _nationes_ of Hyginus range from 500 to 900,[272] but the low rank of the _praepositus numeri_ below the _praefectus cohortis_,[273] and the smallness of the accommodation arranged for these regiments in German forts, suggest 200 to 300 as a more probable figure. Smaller they can hardly have been, since they are divided into centuries and _turmae_.[274]
As regards recruiting, the Palmyrenes, at any rate, obtained fresh drafts, not from the province in which they were stationed, but from their native home. The numerus Palmyrenorum, which was stationed at El-Kantara in Africa, has left inscriptions covering the whole period from the middle of the second to the middle of the third century, which show clearly what pains were taken to preserve the original character of the regiment.[275] Similar inscriptions of a numerus Palmyrenorum in Dacia give evidence of the same principle.[276] Unfortunately, we cannot tell whether this was the case with all the _numeri_, or whether the Palmyreni occupied in this respect the same peculiar position as the oriental regiments among the regular auxilia.[277]
But whatever the later practice, the original intention of the imperial government in raising this new class of troops seems to be clear. The local recruiting of the regular auxilia presupposes a rapid progress of ‘Romanization’ among the provincials and the disappearance of all such national feeling as had caused the mutiny of the German and Pannonian auxilia in the first century. From the military point of view, however, this advance in culture, although it facilitated the raising of recruits, was by no means an unmixed blessing. The old levies of wild tribesmen, schooled by centuries of local warfare, who strove to preserve in the Roman service their local reputation, had qualities which were lacking to the regiments of civilized Latin-speaking provincials, in which national methods of fighting[278] had been replaced by a uniform training and clan feeling by _esprit de corps_. It was to provide a leaven of the old spirit that the _numeri_ were raised from the wildest of the border tribes, and not only encouraged to fight after the manner of their fathers, but even permitted to continue the use of their native tongues.[279]
The first experiment of this kind was made by Trajan, when he brought over Lusius Quietus and his _Mauri gentiles_ for the Dacian war,[280] but it was probably Hadrian who made the _numeri_ a regular part of the military system. It is in his reign that they first appear on inscriptions, and it is to the _numeri_ that we must refer the passage in Arrian’s _Tactica_, in which the emperor is praised for encouraging his troops to keep up their national methods of fighting, and even their national war-cries.[281] The tribes to whom he refers are Κελτοί (by which Germans are probably meant),[282] Dacians, and Raetians. For the first and third there is epigraphical evidence, and the last two appear also among the _nationes_ of Hyginus. It appears, then, that Hadrian was not, as is sometimes stated, the originator of the system of local recruiting; rather he found it already in existence, and sought to correct its defects by utilizing again in the service of the Empire the clan spirit of uncivilized tribes, which had often proved so useful in the past.
_The Praefecti._
The previous discussion of the methods by which the auxilia were recruited has dealt only with the private soldiers, and, as a natural corollary, with such officers as were promoted from the ranks. To the position of _praefectus_, however, the private soldier could not normally aspire, and he attained it, if at all, only under exceptionally favourable circumstances.[283] Normally, the commanding officers of the auxiliary regiments were drawn from an entirely different social stratum to the men, and although the method of their appointment varied and the area from which they were drawn shifted its boundaries at different periods, these changes did not follow the same lines as those which we have been tracing in connexion with the recruiting of the rank and file.
The auxiliary commands are familiar to all students of the Roman Empire from inscriptions of men who went through the equestrian career, the first stage of which was formed by the posts of _praefectus cohortis_, _tribunus legionis_, and _praefectus alae_. It has, however, been pointed out by von Domaszewski[284] that this system was not established until the middle of the first century. Under Augustus and Tiberius, not only was the relative rank of these posts still undetermined, but they were filled in many cases not by young men beginning the equestrian _cursus_, but by veteran centurions from the legions, especially the _primipili_. We have noticed this system in the army of Caesar, so that here, as elsewhere, Augustus was continuing a republican practice. The following inscriptions,[285] which are both of early date, give typical careers of this character.
1. C. Pompullius C. f. Hor(atia) prim(us) pil(us), trib(unus)
mil(itum), praef(ectus) eq(uitum).
2. M. Vergilio M. f. Ter(etina) Gallo Lusio prim(o) pil(o)
leg(ionis) XI, praef(ecto) coh(ortis) Ubiorum peditum et equitum,
donato hastis puris duabus et coronis aureis ab Divo Augusto et Ti:
Caesare Augusto, &c.
This system is heartily commended by von Domaszewski, on the ground that the auxilia were thus commanded by more skilful officers, and were more under Roman (i.e. Italian) control than was the case in the second century.[286] The assertion, however, seems far too sweeping, since by no means all the auxiliary regiments were commanded by men of this class; there were, on the contrary, many _praefecti_ at this period who came neither from Italy nor even the more Romanized provinces. The _Histories_ of Tacitus show clearly that at the end of the pre-Flavian period a number of auxiliary regiments, particularly those drawn from the more independent border tribes, were commanded by their own chiefs. This practice had not sprung up during the reign of Nero, but was a natural consequence of the development of these corps from contingents supplied by states nominally ‘in alliance’ with Rome.[287] The eight Batavian cohorts who play such an important rôle in the rebellion of 69 were so commanded,[288] as well as an ala of the same tribe.[289] Iulius Civilis himself was a _praefectus cohortis_,[290] and two Treveri, Alpinius Montanus and Iulius Classicus, commanded a cohort and ala respectively.[291] All these officers, as their names show, had doubtless received the franchise, but they were employed in their capacity as tribal chiefs, not as Roman citizens, and are to be distinguished from the _praefecti_, who were drawn at this period from the Romanized districts of Spain and from Gallia Narbonensis. It is chiefly as commanders of cohorts that officers of this type appear, since many of the alae dated back, as we have seen, to the period of the civil wars, and had long lost their original character as tribal regiments. This explains the fact that among Italian officers of this period, the title _praefectus alae_ or _praefectus equitum_ appears far more frequently than _praefectus cohortis_, although the cohorts were of course more numerous than the alae.
During the first half of the first century, therefore, we have a system which differs widely from that revealed by the equestrian _cursus honorum_. The establishment of the equestrian monopoly of the auxiliary commands was, in fact, only completed by a series of reforms carried out during the period which began with the administrative activity of Claudius, and ended with the reorganization of the army by Vespasian after the disastrous Civil War of 69.
The first of these changes was that the _praefecti_ ceased to be drawn as before from among the veteran centurions of the legions. Early in the reign of Claudius the post of _praefectus alae_ disappeared from the career of the _primipili_, who were promoted henceforward to the tribunate of one of the cohorts of Household Troops at Rome.[292] Centurions of lower rank were still advanced to the command of cohorts both in this and the succeeding periods, but such cases are very rare.[293] A trace of the old connexion between the legionary officers and the _militia equestris_ still survives, however, in the regular use of a centurion as _praepositus cohortis_—that is to say, as temporary commander in case of the death or absence of a _praefectus_.[294] The _numeri_, too, were often placed in charge of an ex-centurion bearing this title, an arrangement which was probably called for by the intractable character of these barbarian irregulars.[295]
The employment of tribal chiefs as _praefecti_ also became less frequent, as the auxiliary regiments, transferred from one province to another, and recruited from different nationalities, gradually lost their original character. The mutinous officers of the Rhine army, who were doubtless cashiered by Vespasian, were probably the last examples of _praefecti_ drawn from this class.
Lastly, the respective rank of the different posts in the _militia equestris_ was finally determined; and the order _praefectus cohortis_—_tribunus legionis_—_praefectus alae_ is hardly ever varied after 70, except that the tribunate of a _cohors miliaria_ sometimes appears in the second place.[296]
The result of these changes was that henceforward the auxiliary officers were practically all of one type, men of equestrian rank entering upon what was now the accustomed _cursus honorum_ of their class. That this system was not universally adopted at an earlier date is not surprising. The equestrian _praefecti_ were young men directly appointed by the emperor, without any previous military training; before the auxilia could be entrusted to their charge a certain advance in civilization and tractability had to be made by the provincials, and the veteran centurions and tribal chiefs of the Augustan system were more fitted to deal with the men who composed the auxiliary levies during the first hundred years of the Empire. As it was, these regiments contained in the second century far fewer representatives of the governing class than the native corps in our own Indian army. With the exception of the _praefectus_, who himself was not necessarily an Italian, the officers—that is, the centurions and decurions—were practically all, as we have seen, promoted from the ranks. But to the Roman Empire, in which rulers and ruled, never separated by any deep racial or religious gulf, were gradually made closer akin by the bond of a common civilization, our rule in India affords in this respect no real parallel.
The majority of these _praefecti_ were, at the beginning of this period, of Italian origin, taken from the leading families of the country towns, the class which formed, under the rule of the Flavian emperors who were themselves sprung from it, the backbone of the Roman bureaucracy. The Romanization of the Western provinces led to an increasing proportion of men from the provincial _municipia_ being admitted into the imperial service, but until the reign of Marcus the Italian element still predominated. The _praefecti_ mentioned on five diplomata from Pannonia Superior and two from Dacia dated 133, 138, 136-46, 148, 149, 157, and 145-61 were natives of Sassina, Bovianum, Faventia, Suessa, Rome, Hispellum, and Picenum.[297]
The accession of Septimius Severus possibly accelerated the speed at which the provincial element was increasing, but there is not, as has been suggested by von Domaszewski, any sign of a violent and wholesale exclusion of Italians from this branch of the service. This point may be illustrated by the following inscriptions of Italian _praefecti_, which can be dated after 193:
VIII 9359. Caesarea. M. Popilius Nepos domo Roma, a _praefectus_
of the Ala Gemina Sebastenorum in Mauretania Caesariensis. The
inscription honours a procurator who is dated by Cagnat to 201-9.
_A. E._ 1908. 206. Puteoli. T. Caesius Anthianus, a native of this
town, was _praefectus_ of the Cohors II Augusta Thracum at the
beginning of the third century.
The earliest provincial _praefecti_ came from the thoroughly Romanized districts of Spain and Gallia Narbonensis, natives of which appear even in the pre-Flavian period. These were followed in the course of the second century by representatives of nearly all the Western provinces; Africa in particular sent _praefecti_ from its many flourishing towns to almost every frontier during the latter half of the second century, and the accession of the African Septimius Severus at its close possibly gave his fellow countrymen a specially favoured position in the succeeding period.
Only in Britain and Gallia Lugdunensis do the Celtic chiefs seem to have made no attempt to maintain in the second century the military position held by their fathers in the first. It is hardly likely that their absence from the lists of _praefecti_[298] is due to deliberate exclusion on the part of the imperial government. It was more probably a voluntary abstinence, due largely to the fact that these military commands were now regarded merely as an introduction to the civil service, not as a career in themselves. The Celtic nobles were not uninfluenced by the tendencies of the age. But although they might speak and read Latin with ease, decorate their homes with the material products of Roman civilization, and employ Greek rhetoricians to tutor their children, these country gentlemen living in the midst of their estates preserved a very different outlook to that of the leading townsmen of the municipalities of Africa or even Narbonensis. The Celt retained his martial qualities down to the last days of the Empire in the West, but seems to have found little that was congenial to him in the prospect of forming part of that great administrative machine, in the perfection of which almost every other province in the Empire took its share.[299]
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The Auxilia of the Roman Imperial ArmyChapter V: Section II: Recruiting and Distribution (1)
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