Chapter XI: Part 11
DR. DIX: We now come to September of 1938 and the crisis which led to the Munich Conference. What were the activities of your group of conspirators at that time?
GISEVIUS: The more the crisis moved towards the Munich conference, the more we tried to convince Halder that he should start the revolt at once. As Halder was somewhat uncertain, Witzleben prepared everything in detail. I shall now describe only the last two dramatic days. On 27 September it was clear that Hitler wanted to go to the utmost extremity. In order to make the German people war-minded he ordered a parade of the Berlin army through Berlin. Witzleben had to execute the order. The parade had entirely the opposite effect. The population, which assumed that the troops were marching to war, showed their open displeasure. The troops, instead of jubilation, saw clenched fists; and Hitler, who was watching the parade from the window of the Reich Chancellery, had a fit of rage. He stepped back from the window and said, “With such people I cannot wage war.” Witzleben came home indignant and said that he would have liked to have had the guns unlimbered in front of the Reich Chancellery. On the next morning...
DR. DIX: One moment, Witzleben told you that he would have liked to have had the guns unlimbered in front of the Chancellery?
GISEVIUS: Yes.
DR. DIX: And what is the source of your knowledge regarding Hitler’s remark when he stepped back from the balcony?
GISEVIUS: Several people from the Reich Chancellery told us that.
DR. DIX: Well then, go on.
GISEVIUS: The following morning—that was the 28th—we believed that the opportunity had now come to carry out the revolt. That morning we also learned that Hitler had rejected the final offer from the British Prime Minister, Chamberlain, and had sent the intermediary, Wilson, back with a refusal. Witzleben got that letter and took it to Halder. He believed that proof of Hitler’s desire for war had now been produced, and Halder agreed. Halder went to see Brauchitsch while Witzleben waited in Halder’s room. After a few moments Halder came back and said that Brauchitsch now had also realized that the moment for action had arrived and that he merely wanted to go over to the Reich Chancellery to make quite sure that Witzleben and Halder’s account was correct. Brauchitsch went to the Reich Chancellery after Witzleben had told him over the telephone that everything was prepared; and it was that noon hour of 28 September when suddenly, and contrary to expectations, Mussolini’s intervention in the Reich Chancellery took place, and Hitler, impressed by Mussolini’s step, agreed to go to Munich; so that actually at the last moment the revolt was eliminated.
DR. DIX: You mean through Munich, don’t you?
GISEVIUS: Of course.
DR. DIX: And now the Munich conference was over. How did matters stand in your group of conspirators?
GISEVIUS: We were extremely depressed. We were convinced that now Hitler would soon go to the utmost lengths. We did not doubt that Munich was the signal for a world war. Some of our friends wondered if we should emigrate, and that was discussed with Goerdeler and Schacht. Goerdeler, with this idea in mind, wrote a letter to a political friend in America and asked particularly whether the opposition people should now emigrate. Goerdeler said,
“Otherwise to be able to continue our political work at all in Germany in the future there is only one other possibility, and that is to employ the methods of Talleyrand.”
We decided to persevere, and then events followed in quick succession from the Jewish pogroms to the conquest of Prague.
DR. DIX: But before we come to Prague, Witness, you mentioned the Jewish pogroms; and obviously you mean November 1938. Do you know or can you recollect what Schacht’s reaction was to those events?
GISEVIUS: Schacht was indignant about the Jewish pogroms, and he said so in a public speech before the personnel of the Reichsbank.
DR. DIX: I shall submit that speech later as documentary evidence. And then how did things go on from there? We have come to the end of 1938. Were there new political events on the horizon which had a stimulating effect on your group of conspirators?
GISEVIUS: First of all, there was Schacht’s sudden dismissal from the Reichsbank Directorate. Schacht’s desire for a consultation of the Cabinet on this matter did not materialize and our hopes of bringing about a cabinet crisis were vain. Thus our opposition group had no connecting point and we had to wait and see what would happen after the conquest of Prague.
DR. DIX: One moment; you mentioned Schacht’s dismissal from his position as President of the Reichsbank. Can you tell us anything about this, about the circumstances leading to it and the effect it had on Schacht, and so on?
GISEVIUS: I saw how the various letters and memoranda of the Reichsbank Directorate were drafted, and how they were progressively toned down, and how Schacht was then dismissed. A few minutes after the letter of dismissal arrived from Hitler, Schacht read it to me; and he was indignant at the contents. He repeated to me the passage in which Hitler praised him for his participation in the German rearmament program; and Schacht said, “And now he wants me to undertake to go on working with him openly, and uphold his war policy.”
DR. DIX: But then Schacht remained as a Minister without Portfolio. Was the problem as to whether he should do so or whether he could act differently ever discussed between you and Schacht at the time?
GISEVIUS: Yes, but as far as I know it was the same type of discussion which took place whenever he was to resign. He talked to Lammers, and I assume that Lammers gave him the customary reply.
DR. DIX: In other words, he thought he had to remain, that he was forced to remain?
GISEVIUS: Yes.
DR. DIX: Now, you have made several attempts to speak about Prague, but I interrupted you. Will you please describe the effects upon your group of conspirators, as far as Schacht was concerned?
GISEVIUS: Since December our group had definite proof that Hitler would attack Prague in March. This new action was cynically called the “March whirlwind.” As it was quite openly discussed in Berlin circles, we hoped that news of this action would also reach the British and French Embassies. We were firmly convinced that this time results would not be achieved by surprise; but Halder had already adopted a different view. He thought that Hitler had been given free passage to Prague by the Western Powers. He refused to have preliminary conferences and wanted to wait and see whether this Prague action could be achieved without a fight. And that is what happened.
DR. DIX: In which direction? You have already spoken about the steps with the British and French Embassies.
GISEVIUS: No, there were no steps taken with regard to the British and French Embassies.
DR. DIX: Do you want to say anything further about it? Have you anything to add?
GISEVIUS: No, I have said that we did not take any steps.
DR. DIX: Now, then, Prague is over; and I believe that you and Schacht went to Switzerland together on behalf of your group. Is that correct?
GISEVIUS: Not only together with Schacht but also with Goerdeler. We were of the opinion that Schacht in Germany—excuse me—that Prague would have incredible psychological effects in Germany. As far as foreign countries were concerned, Prague was the signal that no peace and no treaty could be kept with Hitler. Inside Germany unfortunately we were forced to see that the generals and the people were now convinced that this Hitler could do whatever he wished; nobody would stop him; he was protected by Providence. This alarmed us. On one side we saw that the Western Powers would no longer put up with these things; and on the other side we saw that within Germany the illusion was growing that the Western Powers would not go to war. We could see that a war could be prevented only if the Western Powers would tell not only the Foreign Minister, not only Hitler, but by every means of propaganda tell the German nation that any further step towards the East would mean war. It appeared to us that the only possibility was to warn the generals and to get them to revolt, and that was the subject of the talks which Schacht, Goerdeler, and I conducted in Switzerland, immediately after Prague.
DR. DIX: With whom?
GISEVIUS: We met a man who had excellent connections with the British and French Governments. This man made very exact reports at least to the French Government. I can testify to this because later after Paris was conquered, I was able to find a copy of his report among Daladier’s secret papers. We told this man very clearly that in autumn at the latest, the fight for Danzig would start. We told him that, as good Germans, we were without doubt of the opinion that Danzig was a German city and that some day that point would have to be peacefully discussed; but we also warned him against having conferences now regarding Danzig alone because Hitler did not want only Danzig but the whole of Poland, not the whole of Poland but the Ukraine, and that that was the reason why the propaganda of foreign countries should make it abundantly clear to Germany that the limit had now been reached and that the Western Powers would intervene. We said that only then would a revolt be possible for us.
DR. DIX: And did this man who had your confidence make a report in the way you stipulated?
GISEVIUS: Yes, he did; and I must say that very soon public statements on the part of the British, either on the radio or in the press or in the House of Commons, began to remove these doubts among the German generals and the German people. From that time on everything which could be done was done by the British to alarm the German generals.
DR. DIX: Did not Schacht meet his friend Montagu Norman in Switzerland at that time and talk with him in the same vein? Do you know? Were you there?
GISEVIUS: Yes. We thought that the opportunity for Schacht to talk to a close friend of the British Prime Minister, Chamberlain, should not be allowed to pass; and Schacht had very detailed discussions with Montagu Norman, so as to describe to him the psychological atmosphere in Germany after Prague and to persuade him that the British Government should now undertake the necessary clarifications.
DR. DIX: Was not your slogan in reports to foreign countries at the time: “You must play off the Nazis against Germans”?
GISEVIUS: Yes, it was the tenor of all our discussions. We wanted it made clear to the German people that the Western Powers were not against Germany, but only against this Nazi policy of surprise and against the Nazi methods of terror, within the country as well as without.
DR. DIX: And now, having come back from Switzerland, what happened next, particularly with reference to Schacht?
GISEVIUS: We saw that things in Germany were rapidly drifting toward the August crisis and that the generals could not be dissuaded from the view that Hitler was only bluffing and that there would be another Munich or another Prague. And now began all those desperate efforts which we made in order to influence the leading generals, and particularly Keitel, to prevent the decisive order being given to march against Poland.
DR. DIX: Let us come back to Schacht’s return from the Swiss journey in spring of 1939. You know that Schacht left Germany then and made a journey to India?
GISEVIUS: He went to India and hoped to stay there as long as possible in order to go to China. But on the way Hitler’s order prohibiting him from setting foot on Chinese soil reached him, and he had to return. As far as I remember, he came back a few days before the outbreak of war.
DR. DIX: You said China; did Schacht have sympathies with Chiang-Kai-Chek in spite of the pact with Japan?
GISEVIUS: Yes. He sympathized greatly with the Chinese Government, as did our entire circle. We all had quite a number of good and dear Chinese friends with whom we attempted to keep in touch in spite of the Japanese pact.
DR. DIX: About when did Schacht come back from India?
GISEVIUS: I think it was the beginning of August; but I cannot...
DR. DIX: Now matters were rapidly heading toward war. Did Schacht, before the outbreak of war, take any steps to prevent its outbreak?
GISEVIUS: He took a great number of steps, but they cannot be described individually as that would create the impression that Schacht alone was taking these steps. Actually the situation was such that a large group of people were now in the struggle, and each one took those steps which were most suited to him, and each one informed the group of what he had done and what would be advisable for another to do. For that reason I am afraid that it would present a completely erroneous picture if I were to describe individually, and only with respect to Schacht, all those desperate efforts made from August 1939 until the attack on Holland and Belgium.
DR. DIX: The Tribunal has taken cognizance of the fact that Schacht was not acting alone; but here we are dealing with Schacht’s case, and I should like to ask you, therefore, to confine yourself to the description of Schacht’s efforts.
GISEVIUS: In that case I must state first that Schacht knew of all these other matters and was in a certain sense also an accomplice. Of Schacht himself I can only say at this particular moment that he was co-author of the Thomas memorandum addressed to General Keitel, or the two memoranda, in which Schacht, together with our group, pointed out the dangers of war to Keitel. Further, I can say that, through Thomas and Canaris, Schacht took steps to intervene with Brauchitsch and Halder. But I would like to emphasize expressly that all the steps taken by Beck and Goerdeler were taken with the full knowledge of Schacht and also with his participation. This was a very important undertaking.
DR. DIX: A collective action? Does not Schacht’s attempt at the very last moment, at the end of August, to make representations to Brauchitsch through Canaris at headquarters play a part in this?
GISEVIUS: Yes. After General Thomas had failed with both his memoranda and after he had failed to persuade Keitel to receive Goerdeler or Schacht, Schacht tried to approach Brauchitsch or Halder. For that purpose Thomas paid frequent visits to General Halder, and it was typical that during those critical days he could not get past the anteroom of General Halder’s office, past General Von Stülpnagel. Halder was not “at home,” and just said that he did not want to see Schacht. Thereupon we took a further step on that dramatic 25 August, the day on which Hitler had already once given the order to march. As soon as the news reached us that Hitler had given Halder the order to march, Schacht and I first got into touch with Thomas; and then, together with Thomas, we went to Admiral Canaris so that both Thomas and Canaris should accompany Schacht when he went unannounced to the headquarters in Zossen in order to confront Brauchitsch and Halder with his presence. Schacht intended to point out to Brauchitsch and Halder that, in accordance with the existing constitution, the Reich Cabinet must be consulted before waging war. Brauchitsch and Halder would be guilty of a breach of oath if, without the knowledge of the competent political authorities, they obeyed an order for war. That was roughly what Schacht intended to say to explain his step. When Thomas and Schacht arrived at Bendlerstrasse, Thomas went to Canaris. It was about 6 o’clock or...
DR. DIX: The OKW is situated in Bendlerstrasse. The Tribunal should know that Bendlerstrasse meant the OKW or the OKH.
GISEVIUS: When we arrived at the OKW and were waiting at a corner of the street, Canaris sent Oster to us. That was the moment when Hitler between 6 and 7 o’clock suddenly ordered Halder to withdraw his order to march. The Tribunal will no doubt remember that Hitler, influenced by the renewed intervention of Mussolini, suddenly withdrew the order to march which had already been given. Unfortunately, Canaris and Thomas and all our friends were now under the impression that this withdrawal of an order to march was an incredible loss of prestige for Hitler. Oster thought that never before in the history of warfare had a supreme commander withdrawn such a decisive order in the throes of a nervous breakdown. And Canaris said to me, “Now the peace of Europe is saved for 50 years, because Hitler has now lost the respect of the generals.” And, unfortunately, in the face of this psychological change, we all felt that we could look forward to the following days in a quiet frame of mind. So, when 3 days later, Hitler nevertheless gave the decisive order to march, it came as a complete surprise for our group as well. Oster called me to the OKW; Schacht accompanied me. We asked Canaris again whether he could not arrange another meeting with Brauchitsch and Halder, but Canaris said to me, “It is too late now.” He had tears in his eyes and added, “That is the end of Germany.”
DR. DIX: Your Lordship, we now come to the war, and I think that perhaps we had better deal with the war after lunch.
[_The Tribunal recessed until 1400 hours._]
_Afternoon Session_
DR. DIX: Dr. Gisevius, before the noon recess we had just come to the outbreak of the war, and so that your subsequent testimony may be understood, I must ask you first in what capacity you served during the war.
GISEVIUS: On the day of the outbreak of war I was called to Security Intelligence by General Oster by means of a forged order. However, as it was a regulation that all officers or other members of the intelligence service had to be examined by the Gestapo, and as I would never have received permission to be a member of the intelligence, they simply gave me a forged mobilization order. Then I was at the disposal of Oster and Canaris without doing any direct service.
DR. DIX: And after the outbreak of war what were the activities of your group of conspirators, the members of which you have already mentioned? Who took over the leadership, who participated, and what was done?
GISEVIUS: Immediately after the outbreak of the war Generaloberst Beck was at the head of all oppositional movements which could exist in Germany at all, with the exception of the Communists with whom we had no contact at that time. We were of the opinion that only a general could be the leader during war, and Beck stood so far above purely military matters that he was the suitable man to unify all groups from the left to the right. Beck chose Dr. Goerdeler as his closest collaborator.
DR. DIX: Consequently the only civilians who worked with this group of conspirators were Schacht and Goerdeler as before?
GISEVIUS: No, on the contrary; all the opposition groups, who had so far had merely loose connections with each other, were now drawn together under the pressure of war. This was especially so with the left opposition movements, which had been greatly reduced in the early years as all their leaders had been interned. These left groups especially now came in with us. In this connection I shall merely mention Leuschner and Dr. Karl Muehlendorf. However, I must also mention the Christian Trade Unions, and Dr. Habermann, and Dr. Jacob Kaiser. Further I must mention the Catholic circles, the leaders of the Confessional Church, and individual political men such as Ambassador Von Hassell, State Secretary Planck, Minister Popitz, and many, many others.
DR. DIX: What was the attitude of these left circles, especially concerning the question of a revolt, the forceful removal of Hitler or even an attempt on his life? Did they also consider the possibility of an attempt at assassination, which later was actually suggested in your group?
GISEVIUS: No, the left circles were very much under the impression that the “stab in the back” legend had done much harm in Germany; and the left circles thought that they ought not to expose themselves again to the danger of having it said later that Hitler or the German Army had not been defeated on the battlefield. The left-wing had long been of the opinion that no matter how bitter an experience it might be for them, it must now be proved absolutely to the German people that militarism was committing suicide in Germany.
DR. DIX: I have already submitted to the Tribunal, a letter which you, Doctor, smuggled to Switzerland for Schacht at about this time—the end of 1939. It is a letter to the former president of the International Bank at Basel, later president of the First National Bank of New York; a man of influence, who probably had access to President Roosevelt.
In anticipation of the documentary evidence pertaining hereto I had originally intended to read this letter to the Tribunal now. However, in discussing the admissibility of evidence I informed the Tribunal of most of the essential points, and as Mr. Justice Jackson could not yet have the Schacht Document Book in hand, and as he remarked previously that he did not like me to produce documentary evidence at this point, I will not carry out my original intention to read this letter in its entirety. I will come back to it when I present my documentary evidence. Just to refresh the witness’ memory about this letter, I will give the underlying reasons for it. Schacht suggested to President Fraser that now the moment...
MR. JUSTICE JACKSON: I make no objection to the use of the letter from Schacht to Leon Fraser as one banker writing to another. If you want to claim that Mr. Fraser was influential with President Roosevelt, I should want you to prove it; but I have no objection to the letter.
DR. DIX: The letter is dated 14 January 1946. I will not read it in its entirety, for there are six long pages. Its contents are...
THE PRESIDENT: What date was it?
DR. DIX: I had the wrong letter. The 16 October 1939. It will be Exhibit Number 31 in my document book. He writes that now would be an excellent time to give peace to the world with President Roosevelt—that would be a victory, also a German victory...
THE PRESIDENT: Is the letter from Schacht?
DR. DIX: From Schacht to Fraser.
THE PRESIDENT: Do you have proof for the letter?
DR. DIX: If the Tribunal prefers, Schacht can also deal with the letter. In that case I will only ask the witness whether it is true that he smuggled this letter into Switzerland.
[_Turning to the witness._] Please answer the question, Witness.
GISEVIUS: Yes. I took this letter to Switzerland and mailed it there.
DR. DIX: Very well. What did your group do to bring about peace, or prevent the war from spreading? Did you undertake further activities in foreign politics in that direction in your opposition group, that is, your group of conspirators?
GISEVIUS: The main thing for us was with all possible means to prevent the war from spreading. It could only spread toward Holland and Belgium or Norway. We recognized clearly that if a step was taken in this direction, the consequences, not only for Germany, but for the whole of Europe would be tremendous. Therefore, we wanted to prevent war in the West by all means.
Immediately after the Polish Campaign Hitler decided to move his troops from the East to the West, and to launch the attack by violating the neutrality of Holland and Belgium.
We believed that if we could succeed in preventing this attack in November we would in the coming winter months gain enough time to convince the individual generals, above all Brauchitsch and Halder and the leaders of the army groups, that they must at least oppose the expansion of the war.
Brauchitsch and Halder evaded the question and said it was now too late, that the enemy would fight Germany to the end and destroy her. We did not share this opinion. We believed a peace with honor was still possible, and by honor I mean that we would of course eliminate the Nazi hierarchy to the last man. In order to prove to the generals that the foreign powers did not wish to destroy the German people, but wanted only to protect themselves against the Nazi terror, we took all possible steps abroad. The first attempt in that direction, or a small part of that attempt, was the letter written by Schacht to Fraser, the object of which was to point out that certain domestic political developments were imminent and that if we could gain time, that is, if we could come through the winter, we could perhaps persuade the generals to undertake a revolt.
DR. DIX: Thank you. May I interrupt you for a moment? I would like to call the attention of the Tribunal now to the fact that the witness is referring to a passage, to a suggestion, contained in the letter. This letter is in English. I have no German translation, and I must therefore read this sentence in English. “My feeling is that the earlier discussions be opened, the easier it will be to influence the development of certain existing conditions.” The question is now...
Now, I would like to ask you: What did Dr. Schacht mean by the “certain existing conditions” that were to be influenced? Did he mean your efforts?
MR. JUSTICE JACKSON: I must interpose an objection. I am not sure whether you have misunderstood it. I think that what Schacht meant is not a question to be addressed to this witness. I shall have no objection to Dr. Schacht telling us what he meant by his cryptic language, but I don’t think that this witness can interpret what Schacht meant unless he has some information apart from anything that now appears. I don’t want to be over technical about this, but it does seem to me that this is the sort of question which should be reserved for Dr. Schacht himself.
DR. DIX: Mr. Justice Jackson, of course, is right, but this witness said that he smuggled the letter into Switzerland, and I assume that he discussed the contents of the letter with Schacht and was therefore in a position to explain the cryptic words.
THE PRESIDENT: He didn’t say this yet; he hasn’t said he ever saw the letter except the outside of it. He hasn’t said he ever saw the letter.
DR. DIX: Will you please tell us whether you saw the letter and knew its contents?
GISEVIUS: I am sorry that I did not so clearly at once, but I helped in drafting the letter. I was there when the letter was drafted and written.
DR. DIX: Then I believe Justice Jackson will withdraw his objection.
MR. JUSTICE JACKSON: Yes.
DR. DIX: Will you please answer my question; what is meant by those cryptic words?
GISEVIUS: We wanted to suggest that we, in Germany, were interested in forcing certain developments and that we now expected an encouraging word from the other side. I do not, however, want any misunderstanding to arise here. In this letter it also states very clearly that President Roosevelt had in the meantime been disappointed many times by the German side, so that we had to beg, to urge him to take such a step. It is a fact that President Roosevelt had taken various steps for peace.
DR. DIX: Let us go on now. If I give you the cue “Vatican Action”?...
GISEVIUS: In addition to this attempt to enter into discussions with America, we believed we should ask for a statement from the British Government. Again it was our aim solely to...
THE PRESIDENT: Is the original of this letter still available or is this only given from memory?
DR. DIX: The original copy, yes; that is, a copy signed by Schacht is here. It was kept during the war in Switzerland and was brought back to us from Switzerland by this witness.
[_Turning to the witness._] Now, let us go on to the “Vatican Action.”
GISEVIUS: We tried in every possible way to prove to General Halder and General Olbricht that their theory was wrong, that there could be no longer a question of dealing with a decent German government. We believed that we should now follow a particularly important and safe road. The Holy Father made personal efforts in these matters, as the British Government had, with justification, become uncertain whether there really existed in Germany a trustworthy group of men with whom talks could be undertaken. I remember that shortly afterwards the Venlo incident took place when, with the excuse that there was a German opposition group, officials of the English Secret Service were kidnapped at the Dutch border. Therefore, we were anxious to prove that there was a group here which was honestly trying to do its best and which, if the occasion arose, would stand by its word under all circumstances. I believe that we kept our word regarding the things we proposed to do, while we said quite frankly that we could not bring about this revolt as we had said previously we hoped to do.
These negotiations began in October—November 1939. They were only concluded later in the spring, and if I am asked I will continue.
DR. DIX: Yes, please describe the conclusion.
GISEVIUS: I believe I must add first that, during November of 1939, General Halder actually had intended a revolt, but that these intentions for a revolt again came to naught because at the very last minute Hitler called off the western offensive. Strengthened by the attitude of Halder at that time, we believed that we should continue these discussions at the Vatican. We reached what you might call a gentleman’s agreement, on the grounds of which I believe that I am entitled to state that we could give the generals unequivocal proof that in the event of the overthrow of the Hitler regime, an agreement could be reached with a decent civil German government.
DR. DIX: Did you read the documents yourself, Doctor?
GISEVIUS: These were oral discussions which were then written down in a comprehensive report. This report was read by the Ambassador Von Hassell and by Dr. Schacht before it was given to Halder by General Thomas. Halder was so taken aback by the contents that he gave this comprehensive report to Generaloberst Von Brauchitsch. Brauchitsch was enraged and threatened to arrest the intermediary, General Thomas, and thus this action which had every prospect of success, failed.
DR. DIX: Doctor, you have testified...
THE PRESIDENT: Dr. Dix, the last notes that I have got down in my notebook are these: “That we knew that if Holland, Belgium, and the other countries were attacked, it would have very grave consequences and we therefore negotiated with Halder and Brauchitsch and they weren’t prepared to help us to stop the war at that time. We wanted peace with honor, eliminating politics. We took all possible steps.” Well, now, since I took these notes down, I think we spent nearly 10 minutes in details, which are utterly irrelevant, about further negotiations. If they took all possible steps, what is the point of giving us these details about it?
DR. DIX: Yes, Your Lordship, if a witness is called in a matter of such importance, where he as well as the defendants’ counsel must always take into account that people who are of a different opinion may say “these are just generalities, we want facts and particulars,” then I cannot forego having the witness testify at least in broad outline that, for example, a detailed action had been undertaken through His Holiness in the Vatican. If he merely says that the result of this action was a comprehensive report, if with Halder and Brauchitsch the above mentioned...
THE PRESIDENT: I agree with you that the one sentence about some negotiations with the Vatican may have been properly given, but all the rest of it were unnecessary details.
DR. DIX: Anyway we have already concluded this chapter, Your Lordship.
[_Turning to the witness._] You have already testified that the revolt which was planned for November did not occur because the western offensive did not take place. Therefore, we need not pursue this subject any further. I would merely like to ask you at this point: Did your group of conspirators remain inactive during the winter, and particularly during the spring, or were further plans followed and acted upon?
GISEVIUS: Constant attempts were made to influence all generals within our reach. Besides Halder and Brauchitsch we tried to reach the generals of the armored divisions in the West. I remember, for instance, there was a discussion between Schacht and General Hoeppner.
DR. DIX: Hoeppner?
GISEVIUS: Hoeppner. We also tried to influence Field Marshal Rundstedt, Bock, and Leeb. Here, too, General Thomas and Admiral Canaris were the intermediaries.
DR. DIX: And how did the generals react?
GISEVIUS: When everything was ready, they would not start.
DR. DIX: Now, we come to the summer of 1941. Hitler is in Paris. The aerial offensive against England is imminent. Tell us about your group of conspirators and their activity during this period and the period following.
GISEVIUS: After the fall of Paris, our group had no influence at all for months. Hitler’s success deluded everyone, and it took much effort on our part, through all channels available, to try at least to prevent the bombardment of England. Here again the group made united efforts and we tried, through General Thomas and Admiral Canaris and others, to prevent this evil.
DR. DIX: Do I understand you correctly, when you use the word “group” you mean the group which was led by Beck, in which Schacht collaborated?
GISEVIUS: Yes.
DR. DIX: Now, at that time did Schacht have several talks, or one talk, along the same line in Switzerland?
GISEVIUS: That was a little later. We have now come to the year 1941, and on this trip to Switzerland Schacht tried to urge that a peace conference should be held as soon as possible. We knew that Hitler was thinking about the attack on Russia, and we believed that we should do everything to avert at least this disaster. With this thought in mind Schacht’s discussions in Switzerland were conducted. I myself took part in arranging a dinner in Basel with the president of the B. I. Z., Mr. McKittrick, an American, and I was present when Schacht tried to express at least the opinion that everything possible must now be done to initiate negotiations.
DR. DIX: In this connection I would respectfully like to remind the Tribunal of the article in the _Basler Nachrichten_, of which I presented the essential contents when we discussed the admissibility of the document. It deals with a similar conversation between Schacht and an American economist. That is the same trip which the witness is now discussing. I will take the liberty of referring to this article later, when presenting documentary evidences.
[_Turning to the witness._] Now, the war continued. Do you have anything to say about Russia; about the imminent war with Russia?
GISEVIUS: I can say only that Schacht knew of all the many attempts which we undertook to avert this catastrophe.
DR. DIX: Now let us go further to the time of Stalingrad. What was done by your group of conspirators after this critical period of the war?
GISEVIUS: When we did not succeed in persuading the victorious generals to engineer a revolt, we then tried at least to win them over to one when they had obviously come up against their great catastrophe. This catastrophe, which found its first visible signs in Stalingrad, had been predicted in all its details by Generaloberst Beck since December of 1942. We immediately made all preparations so that at the moment, which could be forecast with almost mathematical exactitude, when the army of Paulus, completely defeated, would have to capitulate, then at least a military revolt could be organized. I myself was called back from Switzerland and participated in all discussions and preparations. I can only testify that this time a great many preparations were made. Contact was also made with the field marshals in the East, with Witzleben in the West but again, things turned out differently, for Field Marshal Paulus capitulated instead of giving us the cue at which Kluge, according to plan, was to start the revolt in the East.
DR. DIX: This was the time of the so-called Schlaberndorff attempt?
GISEVIUS: No, a little later.
DR. DIX: Now I shall interpose another question. Until now you have always described the group led by Generaloberst Beck and supported by Schacht, Goerdeler, _et cetera_, as a revolt movement, that is, a group which wanted to overthrow the government. Did you not now more and more aim at an assassination?
GISEVIUS: Yes, from the moment when the generals again deserted us, we realized that a revolt was not to be hoped for, and from that moment on we took all the steps we could to instigate an assassination.
DR. HANS LATERNSER (Counsel for General Staff and High Command of the German Armed Forces): Mr. President, I must object at this point to the testimony of the witness. The witness, Dr. Gisevius, by his testimony has incriminated the group which I represent. However, some of this testimony is so general that it cannot be referred to as fact. Furthermore, he has just testified that the field marshals in the East had “deserted” the group of conspirators. These statements are opinions which the witness is giving, but they are not facts, to which the witness must limit his testimony, and therefore I ask—Mr. President, I have not yet finished. I wanted to conclude with the request for a resolution by the Court that the testimony given by the witness, where he asserted that the generals had “deserted” the group of conspirators, be stricken from the record.
DR. DIX: May I please reply briefly? I cannot agree with the opinion of my esteemed colleague Dr. Laternser that the statement “the generals deserted us” was not a statement of fact...
THE PRESIDENT: I don’t think we need to hear further argument upon it. It certainly won’t be stricken from the record until we have had time to consider it, and Dr. Laternser will have his opportunity of examining this witness, and he can then elucidate any evidence he wants to.
DR. LATERNSER: But, Mr. President, if I make the motion for the reason that the witness is giving testimony which is beyond his scope as a witness, and that he is giving his opinion, then to that extent it is inadmissible testimony which would have to be stricken from the record.
THE PRESIDENT: If you mean that the evidence is hearsay, that will be perfectly obvious to the Tribunal, and doesn’t make the evidence inadmissible, and you will be able to cross-examine him about it.
DR. LATERNSER: Mr. President, I have been misunderstood. I did not say, and I am not basing my request to strike the testimony from the record on the allegation that the witness made statements from hearsay; but I say that it is not a statement of fact, but an opinion which the witness is giving when he says that “the generals in the East deserted the group of conspirators.”
DR. DIX: May I answer briefly to that? If I try to influence a group of generals to organize a revolt and if they do not do so, that is a fact and I can state this fact with the words, “They deserted us.” Naturally I can also say, “They did not revolt,” but that is merely a matter of expression. Both are facts and not an opinion. He is not appraising the behavior of the generals in an ethical, military, or political sense, he is merely pointing out, “They were not willing.”
THE PRESIDENT: Go on.
DR. DIX: [_Turning to the witness._] If I recall correctly, you were just about to tell us that now the policy of the conspirators’ group changed from a revolt to an assassination. Is that correct?
GISEVIUS: Yes.
DR. DIX: Do you wish to state anything further?
GISEVIUS: You had asked me about the first step in this direction after Generaloberst Beck had given up all hope of being able to win over another general to a revolt. It was said at that time that there was now nothing left for us but to free Germany, Europe, and the world from the tyrant by a bomb attack. Immediately after this decision, preparations were started. Oster spoke to Lahousen and Lahousen furnished the bombs from his arsenal. The bombs were taken to the headquarters of Kluge at Smolensk, and with every possible means we tried to bring about the assassination, which was unsuccessful only because at a time when Hitler was visiting the front, the bomb which had been put in his airplane did not explode. This was in the spring of 1943.
DR. DIX: Now, an event took place in the Abwehr OKW, which as a result of further developments, strongly affected Schacht’s further attitude and also your remaining in Germany. Will you please describe that?
GISEVIUS: Gradually even Himmler could not fail to see what was happening in the OKW, and at the urgent request of SS General Schellenberg a thorough investigation of the Canaris group was now started. A special commissioner was appointed and on the first day of this investigation Oster was relieved of his post and a number of his collaborators were arrested. A short time afterwards Canaris was also dismissed from his post. I myself could no longer remain in Germany and thus this group, which until now had in a certain sense been the directorate of all the conspiracies, was eliminated.
DR. DIX: During that time, that is January 1943, Schacht was also relieved of his position as Reich Minister without Portfolio. Did you meet Schacht after that time?
GISEVIUS: Yes. By chance I was in Berlin on the day this letter of dismissal arrived. It was an unusually sharp letter and I remember that that night I was asked to the country house of Schacht, and as the letter had simply stated that Schacht was to be dismissed, we wondered whether he was also going to be arrested.
DR. DIX: I would like to remind the Tribunal that I read this letter into the record when Lammers was examined and showed it to him. This letter—I mean Schacht’s letter of dismissal signed by Lammers—has already been read into the record and is probably contained in my document book.
[_Turning to the witness._] You were in Switzerland at that time, but on 20 July you were in Berlin. How did that happen?
THE PRESIDENT: You mean the 20th of July 1944?
DR. DIX: Yes, the well-known day of the 20th of July. We are rapidly approaching the end now.
GISEVIUS: A few months after the elimination of the Canaris-Oster circle we formed a new group around General Olbricht. At that time Colonel Count Von Stauffenberg also joined us. He replaced Oster in all activities, and when after several months, and after many unsuccessful attempts and discussions, the time finally arrived in July 1944, I returned secretly to Berlin in order to participate in the events.
DR. DIX: But you had no direct connection with Schacht at this attempted assassination?
GISEVIUS: No; I, personally, was in Berlin secretly and saw only Goerdeler, Beck, and Stauffenberg; and it was agreed expressly at this time that no other civilian except Goerdeler, Leuschner, and myself were to be informed of the matter. We hoped thus to protect lives by not burdening anyone unnecessarily with this knowledge.
DR. DIX: Now I come to my last question.
You know that Schacht had after all held high government positions under the Hitler regime. You, Doctor, as is shown by your testimony today were an arch enemy of the Hitler regime. Despite that you had, as can also be seen from your testimony today, special confidence in Schacht. How do you explain this fact which at first sight seems to be contradictory in itself?
GISEVIUS: My answer can, of course, only express a personal opinion and I will formulate it as briefly as possible. However, I would like to emphasize that the problem of Schacht was confusing not only to me but to my friends as well; Schacht was always a problem and a puzzle to us. Perhaps it was due to the contradictory nature of this man that he kept his position in the Hitler government for so long. He undoubtedly entered the Hitler regime for patriotic reasons, and I would like to testify here that the moment his disappointment became obvious he decided for the same patriotic reasons to join the opposition. Despite Schacht’s many contradictions and the puzzles he gave us to solve, my friends and I were strongly attracted to Schacht because of his exceptional personal courage and the fact that he was undoubtedly a man of strong moral character, and he did not think only of Germany but also of the ideals of humanity. That is why we went with him, why we considered him one of us; and, if you ask me personally, I can say that the doubts which I often had about him were completely dispelled during the dramatic events of 1938 and 1939. At that time he really fought, and I will never forget that. It is a pleasure for me to be able to testify to this here.
DR. DIX: Your Lordship, I am now through with the questioning of this witness.
THE PRESIDENT: Does any other member of the defendants counsel want to ask questions of the witness?
HERR GEORG BÖHM (Counsel for SA): Witness, yesterday you said that you were a member of the Stahlhelm. When and for how long were you a member?
GISEVIUS: I entered the Stahlhelm in 1929, I believe, and left that organization in 1933.
HERR BÖHM: You know the mentality of the members of the Stahlhelm. You know that, almost without exception, they were people who had served in the first World War, and I would like to ask you now whether the internal and foreign political goals of the Stahlhelm were to be reached by its members in a legal or in a revolutionary manner?
GISEVIUS: To my knowledge the Stahlhelm always favored the legal way.
HERR BÖHM: Yes. Was the fight of the Stahlhelm against the Treaty of Versailles which every organization with national tendencies took up, to be carried on by legal or revolutionary means, or means of force?
GISEVIUS: It is very hard for me to answer for the entire Stahlhelm, but I can only say that I, and the members of the Stahlhelm organization with whom I was acquainted, knew that the Stahlhelm wanted to take the legal way.
HERR BÖHM: Is it correct to say that in the year 1932 and 1933 hundreds of thousands, regardless of party and race, entered the Stahlhelm organization?
GISEVIUS: That is correct. The more critical matters became in Germany, the more people went to the right. I myself having experienced this growth of the Stahlhelm as an official speaker at public meetings, from 1929 to 1933, I would describe it in this way: That those who did not want to join the NSDAP and the SA, deliberately entered the Stahlhelm so that within the German rightist movement there would be a counterbalance against the rising “brown” tide. That was the underlying reason of our recruitment for the Stahlhelm at that time.
HERR BÖHM: You know, of course, that in the year 1933 the Stahlhelm organization as a whole was taken into the SA. Was it possible at that time for the individual member of the Stahlhelm to say “no,” or to protest against being taken over into the SA?
GISEVIUS: That was possible, of course, as everything was possible also in the Third Reich.
HERR BÖHM: What would have been the possible consequences of such a step?
GISEVIUS: The possible consequences would have been a violent discussion with the regional Party leaders or SA leaders. At that time I was no longer a member of the Stahlhelm and I can merely say that it undoubtedly must have been very difficult for many people, particularly those living in the country, to refuse being transferred to the SA. After they had been betrayed by their leader, Minister Seldte, or as it was said at that time “sold” to the SA, refusal to transfer to the SA was naturally a sign of open distrust toward National Socialism.
HERR BÖHM: I gather from my correspondence with the former members of the Stahlhelm, that these people who, as former members of the Stahlhelm, were taken into the SA, remained a foreign body in it and were in constant opposition to the NSDAP and the SA. Is that correct?
GISEVIUS: As I myself no longer belonged to that organization, I can only say that I assume that those members of the Stahlhelm felt very uneasy in their new surroundings.
HERR BÖHM: Do you know whether the members of the Stahlhelm, before 1934 and from 1934, participated in Crimes against Peace, against the Jews, against the Church, and so forth?
GISEVIUS: No, I know nothing about that.
HERR BÖHM: Now I would also like to question you about the SA as far as you are able to give information. Yesterday at least you expressed yourself freely with regard to the SA leaders. I would like to ask you, in replying to a question I shall now ask, to confine yourself to a circle of SA members which lies between the simple SA man and the Standartenführer or the Brigadeführer. Could you tell from the attitude and activity of the ordinary SA man and that of the Standartenführer or Brigadeführer—and I do not go beyond that limit because I well remember the statements you made yesterday concerning the Gruppenführer or Obergruppenführer—that these people intended to commit Crimes against Peace?
GISEVIUS: It is, of course, very difficult to answer such a general question. If you ask me about the majority of these SA men, I can only say no.
HERR BÖHM: Witness, did you notice that SA men were arrested and that SA men were also put into concentration camps?
GISEVIUS: I saw that many times. In 1933, 1934, and 1935, that was in the years when it was my official duty to deal with these matters, many SA men were arrested by the Gestapo, beaten to death, or at least tortured, and put into concentration camps.
HERR BÖHM: Could a man, who was in the SA, or anyone outside for that matter, judge the SA as a whole from the activity of its members, or from individual cases, and gather that the SA intended to commit Crimes against Peace?
GISEVIUS: No. When I consider what efforts even we in the High Command of the Wehrmacht had to make to try and discover whether or not Hitler was planning a war, I naturally cannot attribute to a simple SA man knowledge of something which we ourselves did not know for certain.
HERR BÖHM: The Prosecution asserted that the SA incited the youth and the German people to war. Did you observe anything of that nature? You were a member of the Gestapo and such activities could not have escaped your notice.
GISEVIUS: That is another extremely general question, and I do not know to what extent certain songs, and other things, can be considered a preparation for war. At any rate I cannot imagine that the mass of the SA was of a different frame of mind than the mass of the German people in the years up to 1938, and the general trend of opinion beyond a doubt was that the mere thought of war was absolute madness.
HERR BÖHM: Was there anything that made you think that the SA intended to commit Crimes against Peace, or that they had committed such crimes?
GISEVIUS: As far as the ordinary SA man is concerned, I must say “no” again, and I say the same for the mass of the SA. I could not say to what extent the higher leaders were involved in plotting all the horrible things we have heard about here, but the majority undoubtedly did not know of such things and were not trained for them.
HERR BÖHM: Witness, it cannot be denied that mistakes were made by a number of SA men, and criminal acts were committed for which these people certainly should be punished.
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Trial of the Major War Criminals Before the International Military Tribunal, Nuremburg, 14 November 1945-1 October 1946, Volume 12Chapter XI: Part 11
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