Chapter VI: Appendix: Some Byzantine Authorities (5)
That the scheme outlined in the _Republic_ was not a practical one was confessed by Plato in his old age by producing the _Laws_, a work in which the actual circumstances of Greek life were not so completely disregarded. The main points that concern us are these. Government is to be vested in a detailed code of laws, administered by magistrates elected by the citizens. There is a Council and an Assembly. Pressure is put upon voters, especially[316] on the wealthier voters, to make them vote. The influence of the Solonian model is obvious. Provision is made[317] for getting over the difficulties of the first start, while the people are still under old traditions which the new educational system will in due course supersede. But, so far from depending on perfect Guardians with absolute power, and treating law as a general pattern[318] modifiable in application by the Guardians at their discretion, we have law supreme and Guardians dependent on the people’s will. It is a kind of democracy, but Demos is to be carefully trained, and protected from his own vagaries by minute regulations. The number of citizens[319] is by law fixed at 5040. Each one has an allotment of land, a sacred κλῆρος that cannot be sold. This passes by inheritance from father to son as an undivided whole. Extinction of a family may be prevented by adoptions under strict rules. Excess of citizen population may be relieved by colonies. Poverty is excluded[320] by the minimum guaranteed in the inalienable land-lot, excessive wealth by laws fixing a maximum. It is evident that in this detailed scheme of the _Laws_ agriculture must have its position more clearly defined than in the _Republic_.
So indeed it has. In order that all may have a fair share, each citizen’s land-lot[321] is in two parts, one near the city, the other near the frontier. Thus we see that all citizens will be interested in cultivating the land. We see also that this will be absolutely necessary: for it is intended[322] that the model state shall not be dependent on imported food (like Athens), but produce its own supply. Indeed commerce is to be severely restricted. What the country cannot produce must if necessary be bought, and for this purpose only[323] will a recognized Greek currency be employed: internal transactions will be conducted with a local coinage. The evil effects[324] seen to result from excessive commercial dealings will thus be avoided. When we turn to the agricultural labour-question, we find that wholesale employment of slaves[325] or serfs is the foundation of the system. For Plato, holding fast to the principle of specialization, holds also that leisure[326] is necessary for the citizens if they are to bear their part in politics with intelligent judgment. As, in this second-best Utopia, the citizens are the landowners, and cannot divest themselves of their civic responsibilities, they must do their cultivating by deputy. And this practically amounts to building the fabric of civilization on a basis of slavery—nothing less. In the matter of agriculture, the industry on which this self-sufficing community really rests, this dependence on slave-labour is most striking. It even includes a system[327] of serf-tenants (probably for the borderland farms) who are to be left to cultivate the land, paying a rent or quota of produce (ἀπαρχὴ) to the owners. The importance of not having too large a proportion[328] of the slaves in a gang drawn from any one race is insisted on as a means of preventing combinations and risings. At the same time careful management is enjoined, sympathetic[329] but firm: a master should be kind, but never forget that he is a master: no slave must be allowed to take liberties. To implant a sound tradition of morality is recognized as a means of promoting good order in the community, and this influence should be brought to bear[330] on slaves as well as on freemen. Yet the intrinsic chattelhood of the slave appears clearly in many ways; for instance, the damage to a slave is made good by compensating[331] his owner. The carelessness of ill-qualified practitioners[332] who treat slaves, contrasted with the zeal of competent doctors in treating freemen, is another significant touch.
It seems then that Plato, the more he adapts his speculations to the facts of existing civilization, the more positively he accepts slave-labour as a necessary basis. The conception of government as an art is surely the chief cause of this attitude. The extreme specialization of the _Republic_ is moderated in the _Laws_, but there is not much less demand for leisure, if the civic artists are to be unhampered in the practice of their art. Of the dangers[333] of servile labour on a large scale he was well aware, and he had evidently studied with attention[334] the awkward features of serfdom, not only in the old Hellas, but in the Greek colonial states of the East and West. Nevertheless he would found his economy on the forced labour of human chattels. A system that had grown up in the course of events, extending or contracting according to changes of economic circumstance, was thus presented as the deliberate result of independent thought. But the only theory at the back of traditional slavery was the law[335] of superior force—originally the conqueror’s will. Plato was therefore driven to accept this law as a principle of human society. To accept it was to bring his speculations more into touch with Greek notions; for no people have surpassed the Greeks in readiness to devolve upon others the necessary but monotonous drudgery of life. This attitude of his involves the conclusion that the Barbarian is to serve the Greek, a position hardly consistent with his earlier[336] doctrine, that no true line could be drawn distinguishing Greek and Barbarian. Such a flux of speculative opinion surely weakens our respect for Plato’s judgment in these matters. We can hardly say that he offers any effective solution of the great state-problems of his age. But that these problems were serious and disquieting his repeated efforts bear witness. And one of the most serious was certainly that of placing the agricultural interest on a sound footing. Its importance he saw: but neither of his schemes, neither passive free farmers nor slave-holding landlords, was likely to produce the desired result. To say this is not to blame a great man’s failure. Centuries have passed, and experience has been gained, without a complete solution being reached: the end is not yet.
A few details remain to be touched on separately. The employment of hired labourers is referred to as normal[337] in the _Politicus_ _Republic_ and _Laws_. They are regarded simply as so much physical strength at disposal. They are free, and so able to transfer their labour from job to job according to demand. Intellectually and politically they do not count. But the μισθωτὸς is neither a chattel like the slave, nor bound to the soil like the serf. I have found no suggestion of the employment of this class in agriculture; and, as I have said above, I believe that they were in fact almost confined to the towns, especially such as the Peiraeus. It is also worth noticing that we find favourable mention of apprenticeship[338] as a method of learning a trade. But this principle also seems not applied to agriculture. Again, we are told[339] in the _Laws_ that one who has never served (δουλεύσας) will never turn out a creditable master (δεσπότης). From the context this would seem to refer only to the wardens of the country (ἀγρονόμοι), who must be kept under strict discipline in order to perform very responsible duties. It does not apply to farmers. Another curious rule[340] is that kidnapping of men is not to be allowed. Yet there are bought slaves, and therefore a market. That the dealer in human flesh should be despised[341] by his customers is a feeling probably older than Plato, and it lasted down to the days of _Uncle Tom’s Cabin_. In view of Plato’s acceptance of the sharp line drawn between Greek and Barbarian (and this does touch rustic slavery) it is interesting to note that he observed[342] with care the different characters of alien peoples. He also refers[343] to them without contempt in various contexts side by side with Greeks, and cites[344] their common belief as a proof of the existence of the gods.
If I may venture to make a general comment on Plato’s position in relation to the labour-question, I would remark that he is already in the same difficulty which proved embarrassing to Aristotle, and which has always beset those who seek to find a theoretical justification for slavery. True, he is less definite and positive than Aristotle, but the attempt to regard a human being as both a man and a chattel is a failure. This point need not be further pressed here. But it is well to observe that agriculture is the department in which the absurdity most strikingly appears. Heavy farm-labour without prospect of personal advantage was recognized as a function that no man would willingly perform. Hence to be sent to labour on a farm was one of the punishments that awaited the offending domestic slave. Hence overseers were employed to exact from rustic slaves their daily task under the menace of severe and often cruel punishments. Hence the humaner masters (as Xenophon shews us) tried to secure more cheerful and effective service by a system of little rewards for good work. In short there was in practical life a miserable attempt to treat the slave both as a brute beast and as a moral being capable of weighing consequences and acting accordingly. One form of reward, manumission, was apparently not at this time common[345] in Greece: and it was one not easy to apply in agriculture. It was not easy to know what to do with a worn-out farm-hand, unless he was transferred to lighter duties on the farm; for he would be useless elsewhere. Sooner or later a time would come when he could no longer do anything of any value. What then? Was he charitably fed by the master[346] whom he had served, or was he cast adrift in nominal freedom? From the fragments of Comedy one may perhaps guess that the humaner practice generally prevailed. But the silence of Plato seems to suggest that to him, and indeed to Greeks generally, the point was not an important one. Even for a citizen, if destitute in old age, the state-relief was very small. We must therefore not wonder at the silence generally maintained as to the treatment of the worn-out rustic slave. Slave artisans, and those whose services were let out to other employers with reservation of a rent to their own masters, could scrape together the means of sustenance in their old age. It is possible that manumission of rustic slaves may have occasionally taken place, and that they too may have scraped together some small savings: but I can find no ground for thinking that such cases were normal or even frequent. In the _Laws_ Plato allows for the presence of freedmen[347], and frames regulations for their control, probably suggested by experience of the Attic laws and their defects. Manumission by the state[348] as reward of slave-informers is also mentioned. But there is nothing in these passages to weaken the natural inference that town slaves, and chiefly domestics, are the class to whom in practice such rules would apply. In short, we must not look to a philosopher reared in a civilization under which manual labour tended to become the burden of the unfree and the destitute, and to be despised as mean and unworthy of the free citizen, for a wholesome solution of the problem of farm-labour.
XVI. THE EARLIER ATTIC ORATORS.
It is convenient to take the speeches and pamphlets of the masters of Attic oratory in two sections, though there can be no exact chronological division between the two. The political background is different in the two cases. To Isocrates the urgent problem is how to compose Greek jealousies by uniting in an attack on the common enemy, Persia: to Demosthenes it is how to save the separate independence of the weary Greek states from the control of the encroaching king of Macedon. True, the disunion of Greece was not to be ended by either effort. But the difficulties of Isocrates lay largely outside Athens: the states did not want to have a leader; Philip, to whom he turned in his old age, was no more welcome to them than the rest of his proposed leaders. Demosthenes had to face the fact of a Macedonian party in Athens itself, as well as to overcome the apathy and inertia which had been growing continually since the fall of the Athenian empire. His opponents were not all mere corrupt partisans of the Macedonian king. Athens was now no longer a great power, and they knew it: Demosthenes is forgiven by historians for his splendid defiance of facts. Naturally enough, in the conflicts of political opinion from the time of the revolution of the Four Hundred to the death of Demosthenes (411-322 BC) we have few references to agriculture. Yet we know that the question of food-supply was still a pressing one for many Greek states, above all for Athens. Some of the references have a value as being contemporary. But a large part of these are references to litigation, and deal not with conditions of cultivation but with claims to property. Among the most significant facts are the importance attached to the control of the Hellespontine trade-route and the careful regulations affecting the import and distribution[349] of corn.
The period on which we get some little light from passages in the earlier orators is roughly about 410-350 BC. It includes the general abandonment of agricultural enterprises abroad, owing to the loss of empire and therewith of cleruchic properties. By this shrinkage the relative importance of home agriculture must surely have been increased. Yet I cannot find a single direct statement or reference to this effect. It seems reasonable to suppose that it was not necessary to assert what was only too obvious. Corn had to be imported, and imported it was from various[350] sources of supply. To guard against failure of this supply was a chief preoccupation of the Athenian government. But that some corn was still grown in Attica is clear. Isocrates says[351] that one act of hostility to the Thirty was the destruction of corn in the country by the democrats. And in another place[352] he lays stress upon the mythical legend of the earliest introduction of corn-growing, the civilizing gift of Demeter to her favoured Attica. Yet there are signs that the culture of the olive and vine was more and more displacing cereal crops: the fig tree, often a sacred thing, was, and had long been, a regular feature of the countryside. Live stock, goats sheep and cattle, were probably abundant, though there was seldom need for an orator to mention them. If we judge by the remaining references, it would seem that land was not generally cultivated by its owners. Letting to tenant farmers[353] was the plan adopted by the state in dealing with public lands, and the collection of the rents was farmed out in its turn to capitalist speculators by public auction. We have several specimens[354] of mixed estates, described by an orator in connexion with some litigation. From these we may fairly infer that the policy of not putting all their eggs into one basket found favour with Athenian capitalists. Landed estate is in such cases but one item, side by side with house-property, mortgages and money at interest on other securities, slaves and other stock employed or leased to employers, stock in hand, specie and other valuables, mentioned in more or less detail. Consistently with this picture of landlord and tenant is the statement[355] that formerly, in the good old times before Athens entered upon her ill-starred career of imperialism, the country houses and establishments of citizens were superior to those within the city walls; so much so, that even the attraction of festivals could not draw them to town from their comfortable country-seats. Evidently a great change had come over rural Attica, if the writer is to be trusted. We are not to suppose that personal direction of a farm by the owner of the land was altogether a thing of the past. Suburban farms at least were, as we learn from Xenophon, sometimes managed by men living in the city and riding out to superintend operations and give orders. The injured husband[356] defended by =Lysias= may even have gone to and fro on foot. He does not seem to have been a wealthy man, and he may have been a αὐτουργός, taking part in the labours of his farm: that he earned his night’s rest and slept sound seems suggested by the context of his curious story.
That there was no lack of interest in the prospects of agriculture generally may be inferred from various references to the different qualities of soils not only in Attica but in other parts of Greece and abroad. The smallness of the cultivable area in rocky Samothrace[357] was noted by =Antiphon=. =Isocrates= remarked[358] that in Laconia the Dorian conquerors appropriated not only the greater part of the land but the most fertile. The results of their greed and oppression had not been wholly satisfactory in the long run: adversity carried with it the peril[359] of Helot risings. No fertility of soil can compensate for the ill effects of bad policy and lack of moderation: the independence and wellbeing of cramped rocky Megara, contrasted[360] with the embarrassments of wide fruitful Thessaly, is an object-lesson. The Greek race needs to expand[361], as it did of old, when Athens led the colonization of the Asiatic seaboard. It is monstrous to try and wring contributions from (δασμολογεῖν)[362] the islanders, who have to till mountain sides for lack of room. It is in Asia that the new Greece must find relief, at the expense of Persia, whose subjects let vast areas lie idle, while the parts that they do cultivate keep them in great plenty; so fertile is the land. Attica itself was once a prosperous farming country. In the good old days, before the unhappy dissension between selfish rich and grudging poor, agriculture was one of the chief means[363] used to avert poverty and distress. Farms let at fair rents kept the people profitably employed, and so out of mischief. Men could and did[364] live well in the country: they were not jostling each other in the city to earn a bare subsistence by pitiful state-fees—beggars all—as they are doing now. The great pamphleteer may be overdrawing his picture, but that it contains much truth is certain, and it seems pretty clear that he saw no prospect of a local revival. Athens had run her course of ambitious imperialism, and the old country life, developed in long security, could not be restored. Any man who felt inclined to live a farmer’s life would, if I read the situation aright, prefer some cheap and profitable venture abroad to the heavy and unremunerative struggles of a crofter in upland Attica. Small farms in the rich lowland were I take it very seldom to be had. And, if he had the capital to work a large farm, he was under strong temptation to employ his capital in urban industries, state-contracts, loans at interest, etc, and so to distribute his risks while increasing his returns. For his main object was to make money, not to provide himself and his family with a healthy and comfortable home. The land-question in Attica is illustrated by a passage of =Isaeus= in which he refers to the fraud of a guardian. The scoundrel, he says, has robbed his nephew of the estate: he is sticking to the farm (τὸν ἀγρόν) and has given him a hill pasture[365] (φελλέα).
Farming enterprise abroad had been a product of the Athenian empire with its cleruchies and colonies, and probably private ventures of individuals, unofficial but practically resting on imperial protection. The collapse of this system would ruin some settlers and speculators, and impoverish more. Even those who returned to Athens still possessed of considerable capital would not in all cases take to Attic farming, even supposing that they were willing to face its risks and that suitable farms were available. It was to Athens a most important object to retain or recover all she could of her island territories, partly no doubt in order to control the cultivable lands in them. In the peace-negotiations of 390 BC the extreme opposition party at Athens were not content[366] with the proposals by which she was to recover the islands of Lemnos Imbros and Scyros: they demanded also the restitution of the Thracian Chersonese and estates and debts elsewhere. So strong was the feeling of dependence on these investments abroad. And =Isocrates=, in depicting the evil results of imperial ambition, recalls[367] to the citizens that, instead of farming the lands of others, the Peloponnesian war had for years prevented them from setting eyes upon their own.
Thus far I have said nothing of the labour-question. Orators and pamphleteers were not likely to concern themselves much with this topic, for there was nothing in the nature of an Abolitionist controversy to bring them into discussion of the subject. Slavery is in this department of Greek literature more a fundamental assumption than ever. The frequent arguments on the torture of slave witnesses and the moral value of evidence so extracted are plain proof of this. But what about agricultural labour? In the case of the sacred olive-stump we hear from =Lysias=[368] that the farm in question several times changed hands by sale. Some of the purchasers let it to tenants. The words used of the persons who actually farmed it from time to time are the usual ones, ἐγεώργει, εἰργάσατο etc. That these tenants were not merely αὐτουργοί, but employers of labour, may fairly be guessed from the case of the present tenant, accused of sacrilege. He at least is an owner of slaves, and argues[369] that he could never have been so mad as to put himself at their mercy. They would have witnessed his sacrilege, and could have won their freedom by informing against their master. Isocrates[370] draws no real distinction between serfs and slaves in the case of Sparta. Here too the slave was dangerous, though in a different way: but he was on the land. A fragment of =Isaeus=[371] runs ‘he left on the farm old men and cripples.’ The context is lost, but the persons referred to must surely be slaves: no one would employ wage-labour of this quality. In another place he casually mentions[372] the sale of a flock of goats with the goatherd. These little scraps of evidence all serve to strengthen the impression, derived from other sources, of slave-labour as the backbone of Attic agriculture in this period. To free labour there are very few references, and none of these seem to have any connexion with agriculture. This does not prove that no hired freemen were employed on farms. For special jobs, as we shall see later, they were called in: but this was only temporary employment. The μισθτοὶ or θῆτες were a despised[373] class: some of them were freedmen. The competition with slave-labour doubtless had something to do with this, and to be driven by necessity to such labour was galling to a citizen, as we have already learnt from Xenophon.
XVII. ARISTOTLE.
The great founder of the philosophy of experience is a witness[374] of exceptional value. He collected and recorded the facts and traditions of the past, judging them from the point of view of his own day. Stimulated by the theories of his master Plato, he also strove, by sketching the fabric of a model state, to indicate the lines on which Greek political development might be conducted with advantage. Inasmuch as ideal circumstances were rather to be desired than expected, he did not restrict his interest in the future to the mere designing of an ideal: taking states as he found them, conditioned by their situation and past history, he sought for the causes of their growth and decay, and aimed at discovering cures for their various maladies. But throughout, whether looking to the past or the future, he was guided by a characteristic moral purpose. For him ‘good living’ (τὸ εὖ ζῆν) is the aim and object of political institutions. It is in the state that man finds the possibility of reaching his full development: for he is by nature a ‘political animal.’ That is, he cannot live alone. Each step in association (household, village,) brings him nearer to that final union of the city. In this he attains the highest degree of manhood of which he (as Man, differentiated from other animals by reason and speech,) is capable. This completion of his potentialities is the proof of his true nature; that he realizes his best self in the πόλις shews that he is a πολιτικὸν ζῷον. The animal needs met in the more primitive associations are of course met in the city also. But there is something more, and this something more is a moral element, from which is derived the possibility of ‘good living,’ as contrasted with existence of a more predominantly animal character. Therefore, though in point of time the man comes before the state, in logical order the state comes first: for the man can only exist in the fulness of his nature when he is a citizen. He is by the law of his nature part of a state, potentially: as such a part he is to be regarded. As states vary, so do the several types of citizens. In the best state the qualities of good man and good citizen are identical and complete.
The aim of political science (πολιτική) is to frame and employ the machinery of states so as to promote the perfection of human excellence (ἀρετή), and to train the citizens on such principles as will insure the effective working and permanence of their institutions. We may call it Aristotle’s response to the Greek yearning after a stability which was in practice never attained. To design a model state was one way of approaching the problem. But Aristotle was surely not the man to believe that such an ideal could be practically realised. To make the best of existing systems was a more promising enterprise. Now in either procedure it was evident that material equipment[375] could not be left out of account. Without food clothing and shelter men cannot live at all, and therefore cannot live well. Experience also shewed that the means of defence against enemies could not safely be neglected. It is under the head of equipment (χορηγία) that we get the philosopher’s view of the proper position of agriculture in the life of a state. We must bear in mind the general Greek conception of citizenship common to statesmen and theorists, present to Plato and Aristotle no less than to Cleisthenes or Pericles. Residence gave no claim to it. Either it was hereditary, passing from father to son on proof of citizen descent and certain religious qualifications; or it was deliberately conferred on a person or persons as a privilege. That beside the citizens there should be resident within the state[376] a number of persons, not citizens or likely to become citizens, was a necessity generally admitted. They might be free aliens, more or less legally connected with the state, or slaves public or private. These alien persons were very numerous in some states, such as Athens or Corinth. Subject or serf populations of Greek origin, as in Laconia or Thessaly, are not to be distinguished from them for the present purpose. One common mark of citizenship was the right of owning land within the territory of the state. We know that the Attic landowner must be an Athenian citizen, and such was the general rule. Who did the actual work of cultivation, or tended the flocks and herds, is another question. We have seen reason for believing that personal labour[377] of the owner on his farm had at one time been usual, and that the practice still in the fourth century BC prevailed in those parts of Greece where there had been little development of urban life. And that slave-labour was employed by farmers on a greater or less scale, according to the size of their estates, seems as certain as certain can be. In Attica the slave overseer, entrusted with the direction of a gang of slave labourers, had become[378] a well-recognized figure, and farming by deputy, as well as labouring by deputy, was an ordinary thing. Citizens resided in the city more than ever. Rich men visited their country estates to keep an eye on their overseers, or paid the penalty of their neglect. Poor citizens, resident and able to attend meetings of the Assembly, had to be kept quiet by systematic provision of fees for performance of civic functions. It may be too strong to say that squeezing the wealthy was the leading fact of politics: but there was too much of that sort of thing, and the scramble for state pay was demoralizing. Immediate personal interest tended to deaden patriotism in a state that within human memory had, whatever its faults, been the most public-spirited community among the leading states of Greece.
In treating of politics, and therewith in assigning a position to agriculture, Aristotle was affected by three main influences. First, the historical; the experience of Greek states, and more particularly of Athens. Secondly, the theoretical; the various attempts of earlier philosophers, particularly of Plato, to find a solution of political problems on speculative lines. Thirdly, his own firm conviction that the lasting success of state life depended on devotion to a moral end. It will be the simplest and best plan to consider his utterances on agriculture from these three points of view.
The supply of food being the first of necessities, and being in fact (as we have seen) an ever-pressing problem in Greece, it is no wonder that land-hunger, leading to wars for territory, and land-grabbing, a fertile cause of internal dissension and seditions in states, were normal phenomena of Greek history. And what happened in old Hellas was reproduced abroad, as the Greek colonists overflowed into lands beyond the seas. Once the possession of territory was secured by war, and the means of its defence organized, two problems soon presented themselves for solution. It was at once necessary to decide by what labour the land was to be cultivated. Greek colonists, desirous no doubt of an easier life than they had led in the old country, generally contrived to devolve this labour upon others at a very early stage of their establishment. Either they reduced natives to the condition of serfs, or they employed slaves, whom the profits of growing trade and commerce enabled them to procure in larger and larger numbers. Meanwhile in the mother country various systems went on side by side. There were large districts of agricultural serfage, in which a race of conquerors were supported by the labour of the conquered. In other parts independent peoples, backward in civilization, lived a free rustic life of a largely pastoral character. Others again devoted themselves more to the tillage of the soil, with or without the help of slaves. It was known that in earlier times a population of this kind in Attica had long existed, and that after the unification of Attica and the reforms of Solon it had for a time been the backbone of the Athenian state. But in fertile lowland districts there was a not unnatural tendency towards larger estates, worked by hireling or slave-labour. It seems fairly certain that in Attica before the time of Aristotle the supply of free wage-earners for farm-work was failing: the development of the city and the Peiraeus, and the growing number of those in receipt of civil and military pay, had drawn the poor citizen away from rustic labour. Nor is there reason to think that after the loss of empire there was any marked movement back to the land on the part of free labourers or even small farmers. It would rather seem that Attic land was passing into fewer hands, and that the employment of stewards or overseers, free or slave, was one of the features of a change by which the farming of land was becoming a symptom of considerable wealth.
But beside the decision as to labour there was the question as to a means of checking land-monopoly. Such monopoly, resulting in the formation of a discontented urban mob, was a serious menace to the stability of a constitution. For all poor citizens to get a living by handicrafts was perhaps hardly possible; nor would the life of an artisan suit the tastes and wishes of all. Nature does (or seems to do) more for the farmer on his holding than for the artisan in his workshop, and the claim to a share of the land within the boundaries of their states had led to seditions and revolutions, ruinous and bloody, followed by ill feeling, and ever liable to recur. Colonial states, in which the first settlers usually allotted the land (or most of it) among themselves and handed down their allotments to their children, were particularly exposed to troubles of this kind. The various fortunes of families, and the coming of new settlers, early raised the land-question there in an acute form, as notoriously at Syracuse. No wonder that practical and theoretical statesmen tried to find remedies for a manifest political evil. Stability was only to be assured by internal peace. To this end two main lines of policy[379] found favour. Security of tenure was promoted by forbidding the sale of land-lots or making it difficult to encumber them by mortgages: while the prohibition of excessive acquisition[380] was a means of checking land-grabbers and interesting a larger number of citizens in the maintenance of the land-system. But there is no reason to think that measures of this kind had much success. Nor were vague traditions[381] of the equality of original land-lots in some Greek states of any great importance. Some theoretical reformers might aim at such an arrangement, but it was a vain aspiration. Indeed, regarded from the food-producing point of view, nothing like a true equality was possible in practice. Confiscation and redistribution were only to be effected at the cost of civil war, and the revered wisdom of Solon[382] had rejected such a proceeding. Communistic schemes had little attraction for the average Greek, so far as his own labour or interests might be involved: even the dream of Plato was far from a thoroughgoing communism.
Of the farmer in his character of citizen[383] Aristotle had a favourable impression formed from the experience of the past. The restless activity of Assemblies frequently meeting, and with fees for attendance, was both a cause and an effect of the degeneration of democracies in his day. It meant that political issues were now at the mercy of the ignorant and fickle city-dwellers, a rabble swayed by the flattery of self-seeking demagogues. Athens was the notable instance. Yet tradition alleged (and it can hardly be doubted) that in earlier times, when a larger part of the civic body lived and worked in the country, a soberer and steadier policy[384] prevailed. The farmers, never free from responsibilities and cares, were opposed to frequent Assemblies, to attend which involved no small sacrifice of valuable time. For this sacrifice a small fee would have been no adequate compensation, and in fact they had none at all. Naturally enough Aristotle, admitting[385] that in the states of his day democratic governments were mostly inevitable, insists on the merits of the farmer-democracies of the good old times, and would welcome their revival. But the day for this was gone by, never to return. Another important point arises in connexion with the capacity of the state for war, a point seldom overlooked in Greek political speculation. In discussing the several classes out of which the state is made up, Aristotle observes[386] that individuals may and will unite in their own persons the qualifications of more than one class. So the same individuals may perform various functions: but this does not affect his argument, for the same persons may be, and often are, both hoplites and cultivators, who yet are functionally distinct parts of the state. Just below, speaking of the necessity of ‘virtue’ (ἀρετὴ) for the discharge of certain public duties (deliberative and judicial), he adds ‘The other faculties may exist combined in many separate individuals; for instance, the same man may be a soldier a cultivator and a craftsman, or even a counsellor of state or a judge; but all men claim to possess virtue, and think they are qualified to hold most offices. But the same men cannot be at once rich and poor. The common view therefore is that Rich and Poor are the true _parts_ of a state.’ That is to say, practical analysis can go no further. In another passage[387], discussing the formation of the best kind of democracy, he says ‘for the best Demos is that of farmers (ὁ γεωργικός): so it is possible to form (a corresponding?) democracy where the mass of the citizens gets its living from tillage or pasturage (ἀπὸ γεωργίας ἢ νομῆς).’ After considering the political merits of the cultivators, busy and moderate men, he goes[388] on ‘And after the Demos of cultivators the next best is that where the citizens are graziers (νομεῖς) and get their living from flocks and herds (βοσκημάτων): for the life in many respects resembles that of the tillers of the soil, and for the purposes of military campaigning these men are peculiarly hardened[389] by training, fit for active service, and able to rough it in the open.’ The adaptability of the rustic worker is further admitted[390] in a remark let fall in a part of his treatise where he is engaged in designing a model state. It is to the effect that, so long as the state has a plentiful supply of farm-labourers, it must also have plenty of seamen (ναυτῶν). Having just admitted that a certain amount of maritime commerce will be necessary, and also a certain naval power, he is touching on the manning of the fleet. The marine soldiers will be freemen, but the seamen (oarsmen) can be taken from unfree classes working on the land. Their social status does not at this stage concern us: that such labourers could readily be made into effective oarsmen is an admission to be noted. To the philosopher himself it is a comfort to believe that he has found out a way of doing without the turbulent ‘seafaring rabble’ (ναυτικὸς ὄχλος) that usually throngs seaport towns and embarrasses orderly governments. In other words, it is a relief to find that in a model state touching the sea it will not be necessary to reproduce the Peiraeus.
In considering the proposals of earlier theorists for the remedy of political defects it is hardly possible and nowise needful to exhaust all the indications of dissatisfaction with existing systems. Of Euripides and Socrates, the two great questioners, enough has been said above. The reactionary Isocrates was for many years a contemporary of Aristotle. What we can no longer reproduce is the talk of active-minded critics in the social circles of Athens. It happens that Xenophon has left us a sketch of the ordinary conversations of Socrates. No doubt these were the most important examples of their kind, and his method a powerful, if sometimes irritating, stimulus to thought. But we are not to assume a lack of other questioners, acute and even sincere, more especially among men of oligarchic leanings. That Aristotle came into touch with such persons is probable from his connexion with Plato. Certain passages in the _Constitution of Athens_, in which he is reasonably suspected[391] of giving a partisan view of historical events, point to the same conclusion. We shall never know all the criticisms and suggestions of others that this watchful collector heard and noted. But it is both possible and desirable to recall those to which his own record proves him to have paid attention.
Both Hippodamus and Plato based their schemes on a class-system, in which the farmer-class form a distinct body: but the former made them citizens with voting rights. Being unarmed, and so at the mercy of the military class, Aristotle held that their political rights were nugatory. In the _Republic_, Plato gave them no voice in state-affairs, but in the _Laws_ he admitted them to the franchise. While these two reformers made provision for a military force, Phaleas, ignoring relations with other states, made none. To Phaleas, equality in landed estate seemed the best means of promoting harmony and wellbeing in the community; and he would effect this equality by legal restrictions. This proposition Aristotle rejected as neither adequate nor suited to its purpose. Moral[392] influences, hard work, discretion, even intellectual activity, can alone produce the temper of moderation that promotes concord and happiness. In short, if you are to effect any real improvement, you must start from the doctrine of the Mean[393] and not trust to material equalizing. The several tenure of land-lots was generally recognized, with variations in detail; Plato in the _Laws_ abandoned the impracticable land-system of the _Republic_, and not only assigned a κλῆρος to each citizen household, but arranged it in two[394] sections, for reasons given above. The attempt to ensure the permanence of the number of land-lots and households by strict legal regulation, as some legislators had tried to do, is also a general feature of these speculations. Plato in the _Laws_ even went further, and would place rigid restrictions on acquisition of property of all kinds. All agree in the usual Greek contempt for those engaged in manual or sedentary trades. Such ‘mechanical’ (βάναυσοι) workers were held to be debased in both body and mind below the standard of ‘virtue’ required of the good soldier or citizen. Phaleas made these ‘artisans’ public slaves _de iure_: Hippodamus placed them, with the farmers, in nominal citizenship but _de facto_ bondage. Plato tolerates them because he cannot do without them. In the matter of hard bodily labour, free or slave, the position of Plato is clear. He would devolve it upon slaves; in agriculture, with a coexisting alternative system of serf-tenants. But both classes are to be Barbarians. It seems that Hippodamus meant the public, if not the private, land of his model state to be worked by slaves. Most striking is the fact that Plato in his later years combined the aim of self-sufficiency with dependence on servile labour. Commerce is, for the moral health of the state, to be strictly limited. The supply of necessary food-stuffs is to be a domestic industry, carried on by alien serfs or slaves for the most part. Such communism as exists among the Guardians in the _Republic_ is a communism of consumers who take no part in material production: and it is abandoned in the _Laws_.
The above outlines must suffice as a sketch of the situation both in practice and in theory when Aristotle took the matter in hand. The working defects of Greek constitutions were obvious to many, and the incapacity of the ignorant masses in democracies was especially evident to thoughtful but irresponsible critics. Yet the selfishness of the rich in oligarchies was not ignored, and the instability of governments supported by only a minority of the citizens was an indisputable fact. The mass of citizens (that is, full members of the state according to the qualification-rules in force) had to come in somewhere, to give numerical strength to a government. How was governing capacity to be placed in power under such conditions? Experience suggested that things had been better for Athens when a larger part of her citizens lived on the land. Use could no doubt be made of this experience in case an opening for increasing the number of peasant farmers[395] should occur. But it was precisely in states where such a policy was most needed that an opening was least likely to occur. It would seem then that the only chance of improving government lay in persuading the average citizen to entrust wider powers to a specially selected body of competent men, in short to carry into politics the specializing principle[396] already developed by the advance of civilization in other departments. Now the average citizen was certain to test the plans of reformers by considering how their operation would affect cases like his own. It was therefore necessary to offer him a reassuring picture of projects of this kind, if they were to receive any hearing at all. To own a plot of land, inalienable and hereditary, was a security against indigence. To have the labour of cultivating it performed as a matter of course by others was a welcome corollary. To be relieved of mechanical drudgery by aliens and slaves was a proposal sure to conciliate Greek pride. And the resulting leisure for the enlightened discharge of the peculiarly civic functions of war and government was an appeal to self-esteem and ambition. But that the creation of a ruling class of Guardians with absolute power, such as those of Plato’s _Republic_, would commend itself to democratic Greeks, was more than any practical man could believe. Nor would the communism of those Guardians appear attractive to the favourers of oligarchy. Therefore Plato himself had to recast his scheme, and try to bring it out of dreamland by concessions to facts of Greek life. Not much was gained thereby, and the great difficulty, how to make a start, still remained. That much could be done by direct legislative action was a tradition in Greek thought fostered by tales of the achievements of early lawgivers. But to remodel the whole fabric of a state so thoroughly that an entire change should be effected in the political atmosphere in which the citizens must live and act, while the citizens themselves would be the same persons, reared in old conditions and ideas, was a project far beyond the scope of ordinary legislation. To Aristotle it seemed that the problem must be approached differently.
This is not the place to discuss the two distinct lines taken by him; first, that the character of the state depends on that of its members, and secondly, that the individual only finds his true self as member of a state. The subject has been fully[397] treated, better than I could treat it; and in constructing a model there remains the inevitable difficulty, where to begin. The highest development of the individual is only attainable under the training provided by the model state, and this state is only possible as an association of model citizens. If we may conjecture Aristotle’s answer from a rule[398] laid down in the _Ethics_, he would say ‘first learn by doing, and then you can do what you have learnt to do.’ That is, effort (at first imperfect) will improve faculty, and by creating habit will develope full capacity. But even so it would remain uncertain whether the individual, starting on a career of self-improvement, is to work up to the making of a model state, or the imperfect state to start training its present citizens to perfection. The practical difficulty is there still. Nor is it removed by putting the first beginnings of training so early[399] that they even precede the infant citizen’s birth, in the form of rules for eugenic breeding. Aristotle’s procedure is to postulate favourable equipment, geographical and climatic, a population of high qualities (that is, Greek,) and then to consider how he would organize the state and train its members—if the postulated conditions were realized and he had a free hand. In this new Utopia it is most significant to observe what he adopts from historical experience and the proposals of earlier theorists, and in what respects he departs from them. It is in particular his attitude towards ownership and tillage of land, and labour in general, that is our present concern.
As it follows from his doctrine of the Mean that the virtue of the state and its several members must be based on the avoidance of extremes, so it follows[400] from the moral aim of the state that its component elements are not all ‘parts’ of the state in the same strict sense. Economically, those who provide food clothing etc are parts, necessary to the existence of the community. Politically (for politics have a moral end) they are below the standard of excellence required for a share in the government of a perfect state. They cannot have the leisure or the training to fit them for so responsible a charge. Therefore they cannot be citizens. To maintain secure independence and internal order the citizens, and the citizens only, must bear arms. And, since the land must belong to the possessors of arms, none but citizens can own land. This does not imply communism. There will have to be public[401] land, from the produce of which provision will be made for the service of religion and for the common tables at which citizens will mess. To maintain these last by individual contributions would be burdensome to the poor and tend to exclude them. For rich and poor there will be. But the evil of extreme poverty will be avoided. There will be private land, out of which each citizen (that is evidently each citizen-household) will have an allotment of land. This κλῆρος will be in two[402] parcels, one near the city and the other near the state-frontier, so that issues of peace and war may not be affected by the bias of local interests. The cultivation of these allotments will be the work of subjects, either inhabitants of the district (περίοικοι) or slaves; in any case aliens, not Greeks; and in the case of slaves care must be taken not to employ too many of the same race together or such as are high-spirited. He is concerned to secure the greatest efficiency and to leave the least possible facilities for rebellion. The labourers will belong to the state or to individual citizens according to the proprietorship of the land on which they are severally employed. By these arrangements he has provided for the sustenance of those who in the true political sense are ‘parts’ of the state (πόλις), and for their enjoyment of sufficient leisure[403] to enable them to conduct its government in the paths of virtue and promote the good life (τὸ εὖ ζῆν) which is the final cause of state existence.
The citizens then have the arms and the land and all political power. Among themselves they are on an equal footing, only divided functionally according to age: deliberative and judicial duties belonging to the elder men, military activities to the younger. It is impossible to overlook the influence of the Spartan system on the speculations of Aristotle as well as those of Plato. The equality of Spartan citizens was regarded as evidence[404] of a democratic element in their constitution, and we find this same theoretical equality among the full citizens at any given moment in the developing constitution of Rome. It is significant that Aristotle felt the necessity of such an equality. He remarks[405] that the permanence of a constitution depends on the will of the possessors of arms. We may observe that he seldom refers to the mercenaries so commonly employed in his day, save as his bodyguard of usurping tyrants. But in one passage[406] he speaks of oligarchies being driven to employ them at a pinch for their own security against the Demos, and of their own overthrow in consequence. Therefore he did not ignore the risk run by relying on hirelings: naturally he would prefer to keep the military service of his model state in the hands of his model citizens. But he had no belief[407] in the blind devotion of Sparta to mere preparation for warfare. Peace is the end of war, not war of peace. If you do not learn to make a proper use of peace, in the long run you will fail in war also: hence the attainment of empire was the ruin of Sparta: she had not developed the moral qualities needed for ruling in time of peace. But in his model state he seems not to make adequate provision for the numbers required in war. His agricultural labourers are not to be employed in warfare, as the Laconian Helots regularly were. He only admits them to the service of the oar, controlled by the presence of marine soldiers, who are free citizens like the poorer class of Athenians who generally served in that capacity. The servile character of rustic labour on his plan is thus reasserted, and with it the superior standing of land forces as compared with maritime. The days were past when Athenians readily served at the oar in their own triremes, cruising among the subject states and certain of an obsequious reception in every port. Hired rowers had always been employed to some extent, even by Athens: in this later period the motive power of war-gallies of naval states was more and more obtained from slaves. There was an economic analogy between farm-labour and oar-labour. The slave was forced to toil for practically no more[408] than his food: the profits of the farm and the profits of war-booty fell to be shared in either case by few.
Comments
Log in to leave a comment.
AgricolaChapter VI: Appendix: Some Byzantine Authorities (5)
0%38 min left in chapter