Chapter III: The Age of Heroes and Gods (4)
But the theories of degeneration themselves fall into two classes. The one upholds an original monotheism, the basis of which is claimed to be either an innate idea of God or a revelation made to all mankind. Obviously this assumption is itself more nearly a belief than a scientific hypothesis. As a belief, it may be accounted for in terms of a certain religious need. This explains how it happens that, in spite of the multiplication of contradictory facts, the theory has been repeatedly urged in comparatively recent times. Only a short time ago, even a distinguished ethnologist, Wilhelm Schmidt, attempted to prove that such an original monotheism was without doubt a dominant belief among the so-called Pygmies, who must, in general, be classed with primitive peoples. The argument adduced in support of this view, however, unquestionably lacks the critical caution otherwise characteristic of this investigator. One cannot escape the conviction that, in this case, personal religious needs influenced the ethnological views, even though one may well doubt whether the degeneration theory is a theory that is suited to satisfy such needs.[1] The second class of theories adopts the view that the basis of all religious development was not monotheism but primitive polytheism. This polytheism is supposed to have originated, at a very early age, in the impression made by the starry heavens, particularly by the great heavenly bodies, the sun and the moon. Here for the first time, it is maintained, man was confronted by a world far transcending his own realm of sense perception; because of the multiplicity of the motives that were operative, it was not the idea of one deity but the belief in many deities that was evoked. In essential contrast with the preceding view, this class of theories regards all further development as upward. Monotheism is held to be a refined religious product of earlier polytheistic conceptions. In so far, the hypothesis represents a transition to developmental theories proper. It cannot be counted among the latter, however, for it holds to the originality of the god-idea, believing that this conception, which is essential to all religion, was not itself the product of development, but formed an original element of man's natural endowment. Moreover, the theory attaches a disproportionate significance to the transition from many gods to a single god. It is doubtful, to say the least, whether the intrinsic value of the god-idea may be measured merely in terms of this numerical standard. Furthermore, the fact is undeniable that philosophy alone really exhibits an absolute monotheism. A pure monotheistic belief probably never existed in the religion of any people, not even in that of the Israelites, whose national deity, Jahve, was not at all the sole god in the sense of a strict monotheism. When the Decalogue says, "Thou shalt have no other gods before me," this does not deny the existence of gods other than Jahve, but merely prohibits the Israelites from worshipping any other deity. These other gods, however, are the national gods of other peoples. Not only do these other tribal gods exist alongside of Jahve, but the patriarchal sagas centre about individuals that resemble now demonic and now divine beings. The most remarkable of these figures is Jacob. In the account of his personality there seem to be mingled legends of differing origin, dating from a time probably far earlier than the developed Jahve cult. The scene with his father-in-law, Laban, represents him as a sort of crafty märchen-hero. He cheats Laban through his knowledge of magic, gaining for himself the choicest of the young lambs by constructing the watering troughs of half-peeled rods of wood--a striking example of so-called imitative magic. On the other hand, Jacob is portrayed as the hero who rolls from the well's mouth the stone which all the servants of Laban could not move. And finally, when he wrestles with Jahve by night on the bank of the stream and is not overcome until the break of day, we are reminded either of a mighty Titan of divine lineage, or possibly of the river demon who, according to ancient folk belief, threatens to engulf every one who crosses the stream, be it even a god. But what is true of the figures of the patriarchal sagas applies also, in part, to Jahve himself. In the remarkable scene in which Jahve visits Abraham near the terebinths of Mamre, he associates with the patriarch as a _primus inter pares_. He allows Sarah to bake him a cake and to wash his feet, and he then promises Abraham a numerous posterity. He appears as a man among men, though, of course, as one who is superior and who possesses magical power. Only gradually does the god acquire the remoteness of the superhuman. Abraham is later represented as falling down before him, and as scarcely daring to approach him. Here also, however, the god still appears on earth. Finally, when he speaks to Moses from the burning bush, only his voice is perceptible. Thus, his sensuous form vanishes more and more, until we come to the Jahve who uses the prophets as his mouthpiece and is present to them only as a spiritual being. The purified Jahve cult, therefore, was not an original folk-religion. It was the product of priests and prophets, created by them out of a polytheism which contained a rich profusion of demon conceptions, and which was never entirely suppressed.
If an original monotheism is nowhere to be found, one might be tempted to believe conversely, that _polytheism_ represents the starting-point of all mythology. In fact, until very recently this was doubtless the consensus of opinion among mythologists and historians of religion, and the idea is still widely prevalent. For, if we hold in any way to the view that the god-idea is underived, there is but one recourse, once we abandon the idea of an original monotheism. The polytheistic theory is, as a rule, connected with the further contention that god-ideas are directly due to celestial phenomena. In substantiation of this view, it is pointed out that, with the exception of the gods of the underworld, the gods are usually supposed to dwell in the heavens. Accordingly, it is particularly the great heavenly bodies, the sun and the moon, or also the clouds and storms, to which--now to the one and now to the other, according to their particular tendency--these theories trace the origin of the gods. Celestial phenomena were present to man from the beginning, and it is supposed that they aroused his reflection from earliest times on. Those mythologists who champion the celestial theory of the origin of religion, therefore, regard god-ideas as in great measure the products of intellectual activity; these ideas are supposed to represent a sort of primitive explanation of nature, though an explanation, of course, which, in contrast to later science, is fantastical, arbitrary, and under the control of emotion. During the past century, moreover, this class of hypotheses has gradually placed less emphasis on emotional as compared with rational factors. In the first instance, it was the phenomena of storms, clouds, thunder, and lightning that were thought to be the basis of deity belief; later, the sun came to be regarded as the embodiment of the chief god; the present tendency is to emphasize particularly the moon, whose changing phases may easily give rise to various mythological ideas. Does not the proverbial 'man in the moon' survive even to-day as a well-known fragment of mythological conceptions of this sort? Similarly, the crescent moon suggests a sword, a club, a boat, and many other things which, though not conceived as gods, may at any rate be regarded as their weapons or implements. The gods, we are told, then gradually became distinguished from celestial objects and became independent personal beings. The heroes of the hero saga are said to be degenerated gods, as it were. When the myth attributes a divine parentage to the hero, or allows him to enter the realm of the gods upon his death, this is interpreted as indicative of a vague memory that the hero was once himself a god. The lowest place in the scale of heroes is given to the märchen-hero, though he also is supposed in the last analysis to have originated as a celestial deity. The märchen itself is thus regarded as the last stage in the decline of the myth, whose development is held to have been initiated in the distant past by the celestial myth. Accordingly, the most prevalent present-day tendency of nature mythology is to assume an orderly development of a twofold sort. On the one hand, the moon is regarded as having been the earliest object of cult, followed by the sun and the stars. Later, it is supposed, a distinction was made between gods and celestial objects, though the former were still given many celestial attributes. On the other hand, it is held that the gods were more and more anthropomorphized; their celestial origin becoming gradually obscured, they were reduced to heroes of various ranks, ranging from the heroic figures of the saga to the heroes of children's märchen. These theories of an original polytheism are rendered one-sided by the very fact that they are not based upon any investigations whatsoever concerning the gods and myths actually prevalent in folk-belief. They merely give an interpretation of hypothetical conceptions which are supposed to be original, and it is from these that the gods of actual belief are derived. Those who proceed thus believe that the task of the psychologist of religion and of the mythologist is completed with the demonstration that back of every deity of myth there lurks a celestial phenomenon. It has been maintained, for example, that every feature of the Biblical legend of Paradise had its origin in ideas connected with the moon. Paradise itself is the moon. The flaming sword of the angel who guards Paradise is the crescent moon. Adam is either the half-moon or the familiar man in the moon. Finally, Adam's rib, out of which Eve was created, is again the crescent moon.
We need not raise the question whether such a mode of treatment ever correctly interprets any actual mythological conception, or whether it represents nothing other than the creation of the mythologist's imagination. This much is clear, that it leaves out of consideration precisely those mythological ideas and religious views that really live in folk-belief. Doubtless we may assume that celestial phenomena occasionally factored as assimilative elements in the formation of mythological conceptions. But such conceptions cannot possibly have been due exclusively to celestial factors, for the very reason that, even where these are indubitably present, they are inextricably interwoven with terrestrial elements derived from man's immediate environment. Consider, for example, the figure of Helios in Greek mythology. His very name so inevitably suggests the sun that this connection remained unsevered throughout later development. Nevertheless, the Greeks no more identified the god Helios with the sun than they did Zeus himself with thunder and lightning. On the contrary, these celestial phenomena were all only attributes of deities. The god stands in the background, and, in the idea which man forms of him, the image of human heroes plays no less a part than do the impressions made by the shining heavenly bodies. These various interpretations of nature mythology, therefore, overlook an important psychological factor which is operative even in elemental experiences, but which attains increasing significance in proportion as the psychical processes become more complicated, and especially, therefore, in the formation of mythological conceptions. I refer to the _assimilative fusion of psychical elements of differing origins_. No external object is perceived precisely as it is immediately given in reality. In the experience of it, there are fused numerous elements whose source is within ourselves; these partly reinforce and partly suppress the given elements, thus producing what we call the 'perception' or the 'apprehension' of the object. The process of assimilation is greatly influenced by the emotions that may be present. To the frightened person, thunder and lightning suggest a god who hurls the lightning. Such a person believes that he really sees this god. Either the surrounding portions of the sky assume, in his imagination, the form of an immense anthropomorphic being, or the thunder and lightning lead his gaze to the canopy of clouds, hidden back of which he thinks that he discovers, at least in vague outline, the thundering Zeus. To gain some appreciation of the tremendous potency of assimilative processes, one need but recall certain situations of ordinary life, such as are experienced even apart from the influence of fear or ecstasy. Consider, for example, the vivid impression that may be aroused by theatrical scenery, which in reality consists of little more than suggestive outlines. A particularly striking illustration is offered also by the familiar puzzle pictures. In a picture of the foliage of a tree there are sketched the outlines of a human face or of the head of a cat. An uninitiated observer sees at first only the foliage. Not until his attention has been directed to it does he suddenly discover the head. Once, however, he has seen the latter, he cannot suppress it, try as he may. Here again it is sometimes but a few indistinct outlines that evoke the picture. The truth is that to a very great extent the observer reads the head into the drawing through the activity of his imagination. Now, it is but natural that such an assimilation should be immeasurably enhanced under the influence of the emotions which excite the mythological imagination. As is well known, Apollo, as well as Helios, was represented by the image of the sun. This image, however, was even less adequate to embody the idea of the Greek in the former case than it was in the latter. The Greek was able, however, to imagine the radiant sun as an attribute of the deity or as a manifestation of his activity. He could see in the sun the shield or chariot of the god; in the sun's rays, his missiles. Here again, however, he had in mind the indefinite outlines of a powerful anthropomorphic god, who could become independent of the natural phenomenon according as his name was free from connection with it.
Thus, even those nature gods who might appear to be purely celestial deities, as, for example, Helios, or the lightning-hurling Zeus, are the products of a psychological assimilation of perceptual elements, the most important of which have their ultimate source in terrestrial life. Hence it is that, wherever the nature myth has reached its complete development, the gods appear in _human form_. It is only in an age still influenced by totemic ideas that zoömorphism occurs alongside of anthropomorphism, or in combination with it. Of such figures, the one which maintained itself longest--as is shown by the history of ancient Egypt--was that of a human body with the head of an animal. After this connection of an incipient deity cult with the ideas of the preceding age had disappeared, the only remaining trace of totemism was the fact that an animal was represented as accompanying the deity. Eventually the animal became a mere symbol used by art in its pictorial representations of the god. Doubtless the lamb, as a symbol of Christ, may be regarded as a late survival of a stage of deity belief which was still semi-totemic, and under the influence of the sacred animals of older cultural religions. The expression 'sacred animals,' moreover, points to the fact that the worship and veneration paid to the god influenced also the attitude taken toward the animal. But however far this development of the god-idea may have advanced, the essential elements of the conception nevertheless remained of _terrestrial_ origin. In the mythological assimilation-complexes that gave rise to gods, celestial phenomena furnished but a part of the elements. At best, they were the exciting stimuli; in many cases, it is doubtful whether they exercised any influence whatsoever upon the origin of mythological conceptions. Whether, for example, the crescent moon has actually any connection with the flaming sword of the angel of Paradise, or whether it suggested the club of Hercules, this and much else is possible, but is incapable of demonstration. Even where this influence upon mythological conceptions is incontestable, celestial phenomena are subordinate to terrestrial factors, and in most cases they have left no trace in consciousness. Proof of the dominant importance of the terrestrial environment is not far to seek. Even the celestial gods are conceived as men or as anthropomorphic beings, and it is usually the earth that is regarded as the scene of their activity.
The theories maintaining the originality of the god-idea have more and more been displaced by the contrary view, namely, that the gods developed out of lower forms of mythological thought. Here there are _two_ distinct interpretations. The first and the older is the _ancestor theory_. This represents a particular form of animism, for the soul of the ancestor is thought to become a god. The worship of the god, therefore, is held to have been originally a reverence paid to the ancestor. The main evidence for this view is found in the ancestor worship which is actually being practised, among many peoples, even at the present time. Prior to the Jahve religion, such a cult is supposed to have prevailed even among the Israelites. Do not the patriarchs Abraham, Isaac, and Jacob appear as the ancestors of the later tribes of Israel? More significant still are the ancestor cults that have prevailed in China and Japan since very ancient times. It should be remembered, however, that these cults, wherever they occur, represent but more or less prominent elements of more extensive mythological and religious conceptions. Hence the ancestor theory, also, is an arbitrary construction based on a presupposition which is in itself very improbable, namely, that all mythology and religion must eventually be traceable to a single source. The contention, for example, that a Zeus or a Jahve was a human ancestor elevated into a deity is a completely arbitrary supposition, lacking the confirmation of empirical facts.
Finally, there is another theory which, like the ancestor hypothesis, seeks to derive gods, or at least the beings generally regarded as gods, from more primitive mythological ideas. This theory, which was developed by Hermann Usener, the most prominent student of the science of religion among recent classical philologists, might perhaps be referred to, in distinction from the soul and ancestor hypothesis, as the _demon theory_ of the origin of gods. Usener agrees with the rival hypothesis in assuming that the exalted celestial deities were not the first of the higher beings who were feared or worshipped in a cult, but that there were other more temporary gods. Though these many temporary gods are described as demoniacal beings, they are nevertheless regarded as gods of a primitive sort. Usener distinguishes three stages in the development of gods. First, there was the 'god of the moment.' Some phenomenon--such, for example, as a flash of lightning or a clap of thunder--was felt to be divine. But, inasmuch as the impression was vanishing, the mythological idea in question was that of a 'god of the moment.' Then followed a second stage, in which a demoniacal power was associated with a particular place. Following upon these local gods came other gods, representing the guardian powers of a tribe, a vocation, or some other social group. At the third stage of development, the 'particular god' acquired a personal nature, and thus finally became a god proper. The gods of this final stage are called by Usener 'personal gods.'
Although this theory is doubtless in greater consonance with certain general characteristics of myth development than is the ancestor theory, we would urge, as one chief objection, the fact that its god-concept unites mythological-religious elements of a very different nature. In particular, the so-called 'god of a moment' is neither a god, in the proper sense of the word, nor even a demon, but either a particular impression arousing fear, or, on a higher plane, a single manifestation of the activity of a demon or god. The Greeks referred the flash of lightning to Zeus, the lightning-hurler. On a more primitive level, the North American Indian sees in the lightning and thunder the acts of a demon hidden in the clouds. In neither case are the momentary phenomena identified with gods or demons themselves. There is not a shadow of proof in the entire history of myth that such acts or attributes as these, which were attributed to gods and demons, ever existed as independent realities of even but a moment's duration. The so-called 'particular gods,' on the other hand, are in every respect demons and not gods. They are not personal in nature; this also implies that they are not conceived as having a particular form, for somehow the latter always leads to personalization. As a matter of fact, these 'particular gods' are only objectified emotions of fear and terror. Spirits, in the sense of magical agents of disease conceived as invisible beings, or occasionally imaged in the form of fantastic though ever-changing animal shapes, are not gods, but demons. The same holds true of the multitude of nature demons that infest field and forest and the vicinity of streams and gorges. Wherever myth has given these spirits definite forms, they reveal no evidence of traits such as would constitute them individual personalities. This, of course, does not imply that there are no cases at all in which the indeterminate traits ascribed to them are so combined as to result in individual beings. When this occurs, however, we have already transcended the stage of so-called 'particular gods.' Such beings as the Greek Pan or the Germanic Hel must already be classed with gods proper, even though they exhibit traits indicative of a demoniacal past; for the narrowness of character which they manifest results from the fact that they originated directly in a particular emotion. Surely, therefore, the decisive emphasis in the case of deity ideas in general must be placed on the attribute of personality. Gods are personal beings, whose characters reflect the peculiarity of the people who have created them. We see in the god Jahve of the Israelites the clear-cut lines of the stern god who threatens the disobedient, but who also rewards the faithful. More impressive still is the uniqueness of personality in those cases in which a multiplicity of gods causes the development of diverse and partly opposed characteristics in the various gods. How individual are the gods of the Greeks with respect to one another! Under the influence of poetry every god has here become a clearly defined personality, whose individuality was fixed by formative art. Thus, the error of the demon theory or, as it might also be called, the three-stage theory, lies in the fact that it effaces the essential distinctions between god and demon, retaining as the chief characteristic of the multitude of resulting deity-conceptions only the most external quality, that of _permanence_. For the 'god of a moment' is characterized merely by his extreme transitoriness; the 'particular god' is the 'god of a moment' become somewhat more enduring but not yet possessed of sufficient stability to develop personal traits; the true or personal god, finally, owes his distinctive attribute solely to the permanence of his characteristics. Because of this confusion of the concepts god and demon, there is lacking precisely that which is of most importance for a psychological investigation--namely, an answer to the question as to the _intrinsic_ marks that differentiate a god, in the proper and only true sense of the word, from demons, ancestors, and souls--in short, from all other creations of mythological thought.
Herewith we come to a question which will bring us closer to an answer respecting the origin of gods. By what characteristic marks is a mythological conception to be distinguished as that of an actual god? The question might also be stated in a more concrete form. What characteristics differentiate a god from a _demon_, who is not yet a god because he lacks personality, and from a _hero_, who is regarded by the age in which gods originate as somewhat approximating a god but as nevertheless still a man? Or, briefly expressed, how does the god differ from the demon and from the ideal man? The criteria thus demanded are to be found in the traits that are universally ascribed to gods wherever any complete deity mythology and a corresponding religion have been developed. The god is always distinguished by three characteristics. The first of these is that his _place of abode_ is other than that of man. He may occasionally visit man on the earth, but this occurs only rarely. So far as he himself is concerned, the god lives in another world. In this sense, the idea of a 'beyond' is closely bound up with that of gods. As a rule, the 'beyond' is the heavenly world. But gods may dwell also in the regions of the air and clouds between the heaven and the earth, on high mountains, on distant islands, or, finally, under special circumstances, in the depths of the earth. Secondly, the gods lead a _perfect_ life, free, on the whole, from the evils and infirmities of earthly existence. A perfect life, however, is always regarded as primarily a life without death and without sickness. There then develops, though doubtless gradually, the idea of something even more perfect than is involved in this merely negative conception of immortal and painless existence. But at this point ideas begin to differ, so that, in reality, the most universal characteristics of the gods are that they know neither death nor sickness. There are occasional exceptions, however, just as there are with respect to the supra-mundane place of abode. The Greek as well as the Germanic deity sagas represent the gods as possessing a particular food and a particular drink, an idea connected with that of the anthropomorphic nature of these gods. The Germanic gods, especially, are described as capable of maintaining their perfect life only by far exceeding the human measure of food and drink. This, however, is but a subordinate feature. More important is the fact that if, by any unfortunate circumstance, food and drink are lacking, the gods waste away and meet the universal lot of human existence--death. But, even apart from this connection, the Germanic sagas, or at any rate the poetry inspired by them, tell of a decline of gods and of the rise of a new divine hierarchy. It is not to be assumed, of course, that this represents an original element in Germanic mythology. All records of Germanic deity sagas, as we know, date from Christian times. Even though the ancient skalds, as well as those historians who regarded the saga as a bit of actual history, may have made every effort to preserve for posterity the memory of this departed world, they could, nevertheless, hardly have avoided mingling certain Christian ideas with tradition. In view of the actual decline of the former gods, the thought of a _Götterdämmerung_, in particular, must almost inevitably have forced itself upon them. At any rate, inasmuch as this particular conception represents the gods as subject to death, it contains an element that is bound up with the anthropomorphic nature of the divine beings, though this, of course, is irreconcilable with the immortality originally conceded to them. We are thus brought to the most important characteristic of gods, which is connected with this very fact of their similarity to man. The god is a _personality_; he has a specific personal character, which gives direction to his will and leads him to send blessings or misfortunes to mortals. These purely human characteristics, however, he possesses in an exalted and complete measure. His will-acts, as well as the emotion from which they spring and the insight by which they are guided, are superhuman in power. But this power is not equivalent to omnipotence. This it cannot be by very reason of the multiplicity of gods, each of whom has a particular sphere of activity. Frequently, moreover, omnipotence is rendered impossible by the idea--likewise carried over from the terrestrial to the supermundane world--of a _destiny_, an impersonal power behind the wills of gods no less than those of men. This is a conception which deity beliefs inherit from the earlier demon beliefs. True, polytheistic myth itself takes a step in the direction of transcending this limitation when it here also transfers the conditions of the human order to the divine world, and creates for the latter a monarch, a supreme deity ruling over gods and men. But this very projection of human relations into the divine realm prevents the chief deity from being an unlimited ruler. On the one hand, he shares authority with a deliberative assembly consisting of the remaining gods; on the other hand, even behind him there lurk those demoniacal powers which, to a certain extent, continued to assert themselves even after they had been superseded by the gods. For here also it holds true that whatever lives in folk-belief must retain a foundation in myth. The advent of gods nowhere led to the complete banishment of demons. What occurred was that, due to the power of the gods, certain of the demons likewise developed into mighty forces of destiny, though continuing to remain impersonal.
Thus, the god possesses three characteristics: a special dwelling-place, immortality, and a superhuman, though at the same time a human, personality. Leaving out of regard the tribute exacted even of the gods by the last-mentioned of these characteristics, human nature, we have before us the marks which distinguish the god both from the demon and from the hero. The demon, however powerful he may be, lacks the attribute of personality; the hero, as thoroughly human, shares the universal lot of man as regards dwelling-place, length of life, and liability to sickness and death. This places the god midway between the demon and the hero, though, of course, by combining the attributes of both, he is really exalted above them. The demon, in the sense in which the Greeks employed this term, is a fundamental element in the development of all mythologies. There can be no doubt, moreover, that demons appeared far earlier than gods, if we exclude from among the latter those indefinite and transitory personifications of natural phenomena that have wrongly been classed with them--such personifications as those of rocks, hills, clouds, stars, etc., which were widely current even among peoples of nature. According to a belief which has not entirely disappeared even among cultural peoples, the soul leaves the corpse in the form of a demon; the wandering ghost is a demon; demons dwell in the depths, in the neighbourhood of streams, in solitary ravines, in forests and fields, upon and beneath the earth. They are usually threatening, though sometimes beneficent, powers. In every instance, however, they are absolutely impersonal embodiments of the emotions of fear and hope, and it is these emotions, under the assimilative influences of impressions of external nature, that have given rise to them. Thus, demons are usually mundane beings, or, at any rate, have their abode near the surface of the earth; with few exceptions, the most distant realm which they occupy is that of the clouds, particularly the dark rain and thunder clouds. True, the heavenly bodies may manifest demoniacal powers, just as may also the gods. As a rule, however, celestial phenomena are far from belonging to the class of demons proper; they are too constant and too regular in their changes and movements to be thus included. The activity of demons relates exclusively to the welfare of man. Hence it is but natural that demons should be primarily man's co-inhabitants on earth. Usually invisible, they assume sensuously perceptible forms only in the darkness of night, or, more especially, under the influence of heightened emotions. Sometimes they are audible even when invisible. Only in those narratives which tell of demoniacal beings that are not immediately present do demons acquire fairly definite forms. Thus, even soul beliefs--which the fear of the uncanny activity of the departed soul transforms directly into a sort of demon belief--represent the soul in the form of a bird, a snake, or of other specific 'soul animals.' The demons of sickness lurking within the diseased body are usually portrayed as fantastic animals, whose monstrous forms reflect the terrible distress and the torturing pains of sickness. These animals hinder respiration and bore into and lacerate the intestines. Thus, they objectify both the pain of the sickness and the fear aroused in the community by the behaviour of the sick person. No less, however, can the impression of the desert, the dark forest, the lonely ravine, or the terror of an approaching storm cause demons, which are in first instance invisible, to assume definite shapes. Where there is a more highly developed sense of nature, such as begins to manifest itself in the heroic age, this objectification of impressions occurs not only under the influence of strong excitement but also in connection with the peaceful landscape. Here it gives rise to more friendly beings, in the case of whom those characteristics, at least, which made the original demon an object of terror, are moderated so as to find expression in magic of a playful sort. This is the origin of satyrs, sylphs and fauns, of gnomes, giants and dwarfs, elves, fairies, etc., all of whom are debarred from personality by their very multiplicity, while their generic character accurately reflects the mood which led to their creation. The individualization of certain of these beings is, in general, due to poetry. But even poetry does not entirely succeed in freeing the demon from the generic character which once for all represents its nature. Thus, it is the contrast between genericalness and individual personality that differentiates the demon from the god. Every gnome resembles every other, and all nymphs are alike; hence these beings are generally referred to in the plural. Their multiplicity is such that they are imaged in only indefinite forms, except in cases where particularly strong emotions excite a more lively imagination. Indeed, they may be present to consciousness solely as a peculiar feeling associated with particular places or occasions, such as is the case with the Lares, Manes, and Penates of the Romans, and with the similar guardian spirits of the house and the field common among many peoples. Some of these guardian spirits are not very unlike the ancestors of cult. But this only indicates that the ancestor worshipped in cult also approximates to the demon, acquiring a more personal character only in occasional instances in which memory has preserved with considerable faithfulness the traits of a particularly illustrious ancestor. Here, then, we have the condition underlying the origin of gods. Gods are universally the result of a _union of demoniacal and heroic elements_. The god is at once demon and hero; since, however, the demoniacal element in him magnifies his heroic attributes into the superhuman, and since the personal character which he borrows from the hero supersedes the indefinite and impersonal nature of the demon, he is exalted above them both: the god himself is neither hero nor demon, because he combines in himself the attributes of both, in an ideally magnified form.
The resemblance of demons to gods is due primarily to the magic power which they exert. The demons of sickness torture and destroy men; the cloud demons bring rain and blessing to the fields, or plot ruin when rain does not relieve the drought of the burning sun. By means of magic incantations and ceremonies, these demons can be won over, or, when angry, reconciled. Their own activity, therefore, is magical, and, as regards the effects that it produces, superhuman. In their fleeting and impersonal character, however, they are subhuman. Since the dominant emotions that call them into being are fear and terror, they are generally regarded as enemies not only of man but even of the gods. The struggle between gods and nature-demons is a recurrent theme in the cosmogonies of all cultural peoples. This hostility between demons and gods is connected with the contrast in the feelings evoked by darkness and radiant brightness. Hence the mighty nature-demons are, as a rule, consigned to gloomy abysses, from which they rise to the sky only occasionally, as, for example, in the case of thunder-clouds. The abode of the gods, however, is in the bright celestial realms, and they themselves are radiant beings upon whose activity the harmonious order of nature and the happiness of mankind are dependent. In the strife which the demons carry on with gods, they occasionally develop into counter-gods, as occurred in the case of the Persian Ahriman and the Jewish-Christian Satan. Yet it is significant of the almost insuperable lack of personality characteristic of the demon, that even these counter-gods of darkness and evil are wanting in _one trait_ which is indispensable for a completely developed personality--namely, changes in motives and the capacity to determine at will the nature of these changes. Herein, again, is reflected the fact that the demon has but a _single_ source--namely, fear.
Very different from the relation of the god to the demon is his relation to the hero. The hero, to a greater extent even than the god, is the complete opposite of the demon. For the hero is an idealized man. He is subject to all human destinies, to sickness and death, to afflictions of the soul, and to violent passions. Yet in all these instances the experiences are of a more exalted nature than in the case of ordinary human life. The life as well as the death of the hero are of wide import; the effects of his deeds extend to distant lands and ages. But it is just because the hero is the ideal man himself that he possesses all the more markedly the attribute which the demon lacks--namely, _personality_. This, of course, does not prevent his character from exhibiting generic differences and antitheses. But herein also the hero is only the idealized counterpart of man, for, despite all its uniqueness and individuality, man's character usually conforms to certain types. Thus, legend introduces the strong, all-conquering hero, and, in contrast with him, the hero who is resourceful and overcomes his enemies through subtle cunning. It tells of the aged man, superior in wisdom and experience, and also of him who, in the unbroken strength of youth and with stormy passion, overthrows all opponents. It further portrays the hero who plots evil, but who is nevertheless characterized by a sharply defined personality.
When we survey these various heroic figures in both their generic and their individual aspects and compare them with the god-personalities, we are struck by the fact that the god was not created directly in the image of a man, but rather in that of the hero, man idealized. It is the hero who gives to the gods those very characteristics which the demon lacks from the outset. Of these, the most important are personality, self-consciousness, and a will controlled by diverse and frequently conflicting motives. This multiplicity of motives has a close connection with the multiplicity of gods. Polytheism is not an accidental feature which may or may not accompany the belief in gods; it is a necessary transitional stage in the development of the god-idea. Folk-belief, which never frees itself entirely from mythology, always retains a plurality of divine beings. Hence true monotheism represents a philosophical development of the god-idea. Though this development was not without influence on the theological speculation which was dominated by traditional doctrines, it was never able to uproot the polytheistic tendency involved in the god-idea from the very beginning. There are two sources from which this tendency springs. Of these, one is external and, therefore, though of great importance for the beginnings of religious development, is transitory. It consists in the influence exerted by the multiplicity of natural phenomena, through the nature myth, upon the number of gods. More important and of more permanent significance is the second or _internal_ motive, namely, the fact that the psychical needs that come to expression in the demand for gods are numerous. There cannot be a single god-ideal any more than a single type of hero. On the contrary, as heroes exhibit the diversity of human effort on an exalted plane, so, in turn, does the realm of gods represent, on a still higher level, the world of heroes. This advance beyond the hero-ideal becomes possible to the mythological imagination only because the very endeavour to exalt the hero above the human itself brought the hero-idea, at the very time of its origin, into connection with the demon-idea. For the demon is a superhuman being, magic-working and unpredictable, affecting in mysterious ways the course of nature and of human destiny. But it lacks the familiar human traits which make the hero an object not only of fear but also of admiration and love. Thus, the fusion of hero and demon results in the final and the greatest of mythological creations, the conception which represents the birth of religion in the proper and ultimately only true sense of the word. I refer to _the rise of gods_.
The god-idea, accordingly, is the product of _two_ component factors. One of these, the demoniacal, has had a long history, extending back to the beginnings of mythological thought; the other, the heroic, begins to assert itself the very moment that the figure of the hero appears. This implies that god-ideas are neither of sudden origin nor unchangeable, but that they undergo a gradual development. The direction of development is determined by the relation which its two component factors sustain to each other. The earliest god-ideas are predominantly demoniacal in nature--personal characteristics are few, while magical features are all the more pronounced. Then the heroic element comes to the fore, until it finally acquires such dominance that even the magical power of the god appears to be a result of his heroic might, rather than a survival of the demoniacal nature which was his from the very beginning. In connection with this change, it is significant to note that, as the god loses his original demoniacal character, he comes to be attended by subservient beings who remain, in every respect, demons. On the one hand, these beings execute the divine commands; on the other hand, however--as an echo, one might say, of the age of demons which precedes that of gods--they are superior even to the gods in that they possess magical powers. These beings must be regarded as survivals of the age of demons. Between them and the gods proper there are intermediate beings, just as there are between heroes and gods, those of the latter sort being exemplified particularly by such heroes as have been exalted into deities. Inasmuch as all the intermediate forms that arise in the course of this transition continue in existence even up to the culmination of the development, the gods constantly become more numerous. Side by side with the gods, demons maintain their sway. At times, they contend with the gods; in other instances, they are subservient to them; again, as in the earliest periods of mythological thought, they are without any knowledge whatsoever of the existence of gods. The hero also is invariably associated with the god. With the decline of the heroic age, therefore, the realm of gods also disappears. Though the religious developments that ensue have their origin in deity beliefs, they nevertheless discard the original nucleus of these beliefs--namely, the gods themselves--or, at any rate, they retain gods only in a greatly altered form.
That gods belong essentially to the heroic age appears also in the fact that the divine realm mirrors in detail the relations of political society developed subsequently to the beginning of the heroic age. The world of gods likewise forms a divine _State_. It is at most at an early period that the tribal gods of various peoples betray the influence of the ancient tribal organization that preceded the State. In the supremacy of a single god, however, the idea of rulership, which is basal to the State, is transferred also to the divine realm. This is true whether the ruling deity exercises command over a subservient host of demons and subordinate gods, or whether he has at his side a number of independent gods, who represent, in part, an advisory council, such as is found associated with the earthly ruler, and, in part, since the different gods possess diverse powers, a sort of celestial officialdom. Finally, the multiplicity of independent States is mirrored in the multiplicity of the independent realms ruled over by the gods. The differentiation, in this latter case, corresponds with the main directions of human interest. The development is influenced, moreover, by those natural phenomena that have long factored in the capacity of assimilative elements. Over against the bright celestial gods are the subterranean gods who dwell in the gloomy depths. For the inhabitants of the sea-coast and of islands, furthermore, there is a ruler of the sea. The importance of the god of the sea, however, is subordinate to that of the rulers of the celestial and the nether worlds, so that those over whom he holds sway never develop into clearly defined personalities, but always retain more of a demoniacal character. All the more important, therefore, are the contrasts between the celestial and the nether worlds, as the two realms which include the real destiny of man. At death, man must enter the nether world; to rise from the gloom of this realm of the dead to the heaven and immortality of the celestial gods becomes his longing. Thus, deity beliefs enter into reciprocal relations with soul conceptions. The further stages of this development carry us far beyond the heroic age, and reflect the influence of a diversity of motives. The discussion of this point will occupy our attention in later pages.
[1] Concerning this alleged monotheism among primitive peoples, cf. supra, pp.78 f.
12. THE HERO SAGA.
If the gods be described as personalities, each one of whom possesses a more or less definite individuality, it is at once evident that the conception of an animated natural phenomenon--the idea, for example, that the setting sun is a being which a dark cloud-demon is devouring--cannot in and of itself as yet be called a god-idea. Just as the character of a man may be known only from the manner in which he reacts towards the objects of his experience, so also is the nature of a god revealed only in his life and activity, and in the motives that determine his conduct. The character of the god is expressed, not in any single mythological picture, but in the _myth_ or mythological tale, in which the god figures as a personal agent. It is significant to note, however, that the form of myth in which god-ideas come to development is not the deity saga, in the proper sense of the term, but the _hero saga_, which becomes a combined hero and deity saga as soon as both gods and heroes are represented as participating in the action. The deity saga proper, which deals exclusively with the deeds of gods and demons, is, as we shall see below, only of secondary and of later origin. It is not to such deity sagas, therefore, that we must turn if we would learn the original nature of gods. This circumstance in itself offers external evidence of the fact that gods did not precede heroes, but, conversely, that heroes preceded gods. Or, at least, to be more accurate, the idea of the divine personality was developed in constant reciprocity with that of the hero personality, in such wise, however, that with reference to details the hero paved the way for the god, and not conversely.
But how did the idea of hero arise? Was it a free and completely new creation of this age, based merely on actual observations of individuals who were paragons of human ability? Or did it have precursors in the totemic era? As a matter of fact, this second question must be answered unqualifiedly in the affirmative. The hero was not unknown in the preceding age. At that time, however, he was not a hero in the specific sense which the word first acquired in the heroic age; on the contrary, he was a _märchen_-hero, if we may use the word 'hero' in connection with the concepts of this earlier period. On the threshold of the heroic age, the märchen-hero changes into the hero proper. The former represents the central theme of the earlier form of myth narrative, the märchen-myth, as does the hero that of the more developed form, the saga. The marks that distinguish the märchen-hero, as he still survives in children's tales, from the hero of saga, are important ones and are fraught with significance for the development of myth as a whole. The märchen-hero is usually a _child_. In the form in which he gradually approximates to the hero proper, he is more especially, as a rule, a boy who goes forth into the world and meets with adventures. In these adventures, he is aided by various powers of magic, which he either himself possesses or which are imparted to him by friendly magical beings. Opposed to him are hostile, demoniacal beings, who seek his destruction. It is in their overthrow that the action usually consists. Thus, fortune comes to this hero, in great part, from without, and magic plays the decisive rôle in his destiny; his own cunning and skill may be co-operating factors, but they rarely determine the outcome. Not so the hero of the saga. This hero is not a boy, but a _man_. The favourite theme of the saga is particularly the young man in the bloom of life. In his acts, moreover, this hero is dependent, for the most part, upon himself. True, he, as well as the märchen-hero, is familiar with magic and miracle, but it is primarily by his own power that he overcomes the hostile forces that oppose him. A suggestive illustration of this is Hercules, that figure of Greek saga who is pre-eminently the typical hero among the most diverse peoples and in widely different ages. Hercules is an entirely self-dependent hero. He indeed performs marvellous deeds, but these are never more than extreme instances of what an ordinary man might do were his strength multiplied a hundred or a thousand fold. Hercules is not a magician, but a being of transcendent power and strength. As such, he is able even to carry the weight of the sky on his shoulders; as such, he can overcome monsters, such as the Nemean lion and the Lernæan hydra, or bring Cerberus, the most terrible of these monsters, from the nether world. These are deeds which surpass every measure of human power, but which nevertheless still lie in the general plane of human actions. Thus, just as the magic-working boy was superseded by the man of might, so also does the true magical hero disappear from mythology. The saga, then, differs from the märchen-myth in the character of its hero. The Hercules saga itself, however, is an illustration of the fact that the former may have no connection whatsoever with historical events, any more than has the latter. Moreover, the earliest sagas, particularly, not infrequently still remind one of the märchen in that they are obviously a composite of several narratives. Of this fact also, the saga of Hercules offers a conspicuous example. The deeds of the hero appear to have but an accidental connection with one another. True, later sagas represent these deeds as adventures which the hero undertook at the command of King Eurystheus of Mycene. But even here we obviously have only a loose sort of framework which was at some later period imposed upon the original tales in order to bind the cycle together as a whole. It is not improbable that these various sagas of a hero who vanquished monsters, rendered lands habitable, and performed other deeds, originated independently of one another. Not only may their places of origin have been different, but their narratives may have had their settings in different localities. Possibly, therefore, it was not until later that the sagas were combined to portray the character of a single individual, who thus became exalted into the national hero. But, though the hero saga resembles the märchen in the fact that it grows by the agglutination of diverse legendary materials, it differs from it in the possession of a characteristic which is typical of this stage of development. That which binds together the separate elements of the hero saga is a unitary thought, generally associated with great cultural changes or with historical events.
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Elements of Folk PsychologyChapter III: The Age of Heroes and Gods (4)
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