Chapter VIII: The Categories of Being. Substance and Accident (1)
59. THE CONCEPTION OF ULTIMATE CATEGORIES.—Having examined so far the notion of real being itself, which is the proper subject-matter of ontology, and those widest or transcendental notions which are coextensive with that of reality, we must next inquire into the various modes in which we find real being expressed, determined, actualized, as it falls within our experience. In other words, we must examine the _highest categories of being_, the _suprema genera entis_. Considered from the point of view of the logical arrangement of our concepts, each of these categories reveals itself as a primary and immediate limitation of the extension of the transcendental concept of real being itself. Each is ultimately distinct from the others in the sense that no two of them can be brought under any other as a genus, nor can we discover any intermediate notion between any one of them and the notion of being itself. The latter notion is not properly a genus of which they would be species, nor can it be predicated univocally of any two or more of them (2). Each is itself an ultimate genus, a _genus supremum_.
By using these notions as predicates of our judgments we are enabled to interpret things, to obtain a genuine if inadequate insight into reality; for we assume as established in the _Theory of Knowledge_ that all our universal concepts have real and objective validity, that they give us real knowledge of the nature of those individual things which form the data of our sense experience. Hence the study of the categories, which is for Logic a classification of our widest concepts, become for Metaphysics an inquiry into the modes which characterize real being.(215) By determining what these modes are, by studying their characteristics, by tracing them through the data of experience, we advance in our knowledge of reality.
The most divergent views have prevailed among philosophers both as to what a category is or signifies, and as to what or how many the really ultimate categories are. Is a category, such as substance, or quality, or quantity, a mode of real being revealed to the knowing mind, as most ancient and medieval philosophers thought, with Aristotle and St. Thomas? or is it a mental mode imposed on reality by the knowing mind, as many modern philosophers have thought, with Kant and after him? It is for the Theory of Knowledge to examine this alternative; nor shall we discuss it here except very incidentally: for we shall assume as true the broad affirmative answer to the first alternative. That is to say, we shall hold that the mind is able to see, in the categories generally, modes of reality; rejecting the sceptical conclusions of Kantism in regard to the power of the Speculative Reason, and the principles which lead to such conclusions.
As to the number and classification of the ultimate categories, this is obviously a question which cannot be settled _a priori_ by any such purely deductive analysis of the concept of being as Hegel seems to have attempted; but only _a posteriori_, _i.e._ by an analysis of experience in its broadest sense as including Matter and Spirit, Nature and Mind, Object and Subject of Thought, and even the Process of Thought itself. Moreover it is not surprising that with the progress of philosophical reflection, certain categories should have been studied more deeply at certain epochs than ever previously, that they should have been “discovered” so to speak, not of course in the sense that the human mind had not been previously in possession of them, but in the sense that because of closer study they furnished the mind with a richer and fuller power of “explaining” things. It is natural, too, that historians of philosophy, intent on tracing the movement of philosophic thought, should be inclined to over-emphasize the _relativity_ of the categories, as regards their “explaining” value—their relativity to the general mentality of a certain epoch or period.(216) But there is danger here of confounding certain large _hypothetical conceptions_, which are found to yield valuable results at a certain stage in the progress of the sciences,(217) with the categories proper of real being. If the mind of man is of the same nature in all men, if it contemplates the same universe, if it is capable of reaching truth about this universe—real truth which is immutable,—then the modes of being which it apprehends in the universe, and by conceiving which it interprets the latter, must be in the universe as known, and must be there immutably. Nowhere do we find this more clearly illustrated than in the futility of the numerous attempts of modern philosophers to deny the reality of the category of _substance_, and to give an intelligible interpretation of experience without the aid of this category. We shall see that as a matter of fact it is impossible to deny _in thought_ the reality of substance, or to think at all without it, however philosophers may have denied it _in language_,—or thought that they denied it when they only rejected some erroneous or indefensible meaning of the term.
60. THE ARISTOTELIAN CATEGORIES.—The first palpable distinction we observe in the data of experience is that between _substance_ and _accident_. “We might naturally ask,” writes Aristotle,(218) “whether what is signified by such terms as _walking_, _sitting_, _feeling well_, is a being (or reality).... And we might be inclined to doubt it, for no single one of such acts _exists by itself_ (καθ᾽ αὐτὸ πεφυκός), no one of them is separable from _substance_ (οὐσία); it is rather to _him who_ walks, or sits, or feels well, that we give the name of _being_. That which is a being _in the primary meaning of this term_, a being _simply and absolutely_, and not merely a being _in a certain sense_, or with a qualification, is substance—ὡστε τὸ πρώτως ὂν καὶ οὐ τὶ ὂν ἀλλ᾽ ὂν ἁπλῶς ἡ οὐσία ἂν εἴν.”(219) But manifestly, though substances, or what in ordinary language we call “persons” and “things”—men, animals, plants, minerals—are real beings in the fullest sense, nevertheless sitting, walking, thinking, willing, and actions generally, are also undoubtedly realities; so too are states and qualities; and shape, size, posture, etc. And yet we do not find any of these latter actually existing in themselves like substances, but only dependently on substances—on “persons” or “things” that think or walk or act, or are large or small, hot or cold, or have some shape or quality. They are all _accidents_, in contradistinction to substance.
It is far easier to distinguish between accidents and substance than to give an exhaustive list of the ultimate and irreducible classes of the former. Aristotle enumerates _nine_: Quantity (ποσόν), Quality (ποῖον), Relation (πρὸς τι), Action (ποιέιν), Passion (πάσχειν), Where (ποῦ), When (ποτέ), Posture (κεῖσθαι), External Condition or State (ἔχειν). Much has been said for and against the exhaustive character of this classification. Scholastics generally have defended and adopted it. St. Thomas gives the following reasoned analysis of it:(220) Since accidents may be distinguished by their relations to substance, we see that some affect substances intrinsically, others extrinsically; and in the former case, either absolutely or relatively: if relatively we have the category of _relation_; if absolutely we have either _quantity_ or _quality_ according as the accident affects the substance by reason of the matter, or the form, of the latter. What affects and denominates a substance extrinsically does so either as a cause, or as a measure, or otherwise. If as a cause, the substance is either _suffering_ action, or _acting_ itself; if as a measure, it denominates the subject as in _time_, or in _place_, or in regard to the relative position of its parts, its _posture_, in the place which it occupies. Finally, if the accident affects the substance extrinsically, though not as cause or as measure, but only as characterizing its external condition and immediate surroundings, as when we describe a man as clothed or armed, we have the category of _condition_.
It might be said that all this is more ingenious than convincing; but it is easier to criticize Aristotle’s list than to suggest a better one. In addition to what we have said of it elsewhere,(221) a few remarks will be sufficient in the present context.
Some of the categories, as being of lesser importance, we may treat incidentally when dealing with the more important ones. _Ubi_, _Quando_, and _Situs_, together with the analysis of our notions of Space and Time, fall naturally into the general doctrine of _Quantity_. The final category, ἔχειν, however interpreted,(222) may be referred to _Quality_, _Quantity_, or _Relation_.
A more serious point for consideration is the fact, generally admitted by scholastics,(223) that one and the same real accident may belong to different categories if we regard it from different standpoints. _Actio_ and _passio_ are one and the same _motus_ or change, regarded in relation to the agent and to the effect, respectively. _Place_, in regard to the located body belongs to the category _ubi_, whereabouts; in regard to the locating body it is an aspect of the latter’s _quantity_. _Relation_, as we shall see, is probably not an entity really distinct from its foundation—quality, quantity, or causality. The reason alleged for this partial absence of real distinction between the Aristotelian categories is that they were thought out primarily from a logical point of view—that of predication.(224) And the reason is a satisfactory one, for real distinction is not necessary for diversity of predication. Then, where they are not really distinct entities these categories are at least aspects so fundamentally distinct and mutually irreducible that each of them is indeed a _summum genus_ immediately under the concept of being in general.
It seems a bold claim to make for any scheme of categories, that it exhausts all the known modes of reality. We often experience objects of thought which seem at first sight incapable of reduction to any of Aristotle’s _suprema genera_. But more mature reflection will always enable us to find a place for them. In order that any extrinsic denomination of a substance constitute a category distinct from those enumerated, it must affect the substance _in some real_ way distinct from any of those nine; and it must moreover _be not a mere complex or aggregate_ of two or more of the latter. Hence denominations which objects derive from the fact that they are terms of mental activities which are really immanent, _actiones_ “_intentionales_,”—denominations such as “being known,” “being loved,”—neither belong to the category of “_passio_” proper, nor do they constitute any distinct category. They are _entia rationis_, logical relations. Again, while efficient causation resolves itself into the categories of _actio_ and _passio_, the causation of final, formal and material causes cannot be referred to these categories, but neither does it constitute any new category. The influence of a final cause consists in nothing more than its being a good which is the term of appetite or desire. The causation of the formal cause consists in its formally constituting the effect: it is always either a substantial or an accidental form, and so must be referred to the categories of substance, or quality, or quantity. Similarly material causality consists in this that the matter is a partial constitutive principle of the composite being; and it therefore refers us to the category of substance. It may be noted, too, that the ontological principles of a composite being—such as primal matter and substantial form—since they are themselves not properly “beings,” but only “principles of being,” are said to belong each to its proper category, not formally but only referentially, not _formaliter_ but only _reductivé_. Finally, the various properties that are assigned to certain accidents themselves are either logical relations (such as “not having a contrary” or “being a measure”), or real relations, or intrinsic modes of the accident itself (as when a quality is said to have a certain “intensity”); but in all cases where they are not mere logical entities they will be found to come under one or other of the Aristotelian categories.
The “real being” which is thus “determined” into the supreme modes or categories of substance and accidents is, of course, “being” considered _substantially_ as _essential_ (whether possible or actual), and not merely being that is actually existent, _existential_ being, in the _participial_ sense. Furthermore, it is primarily finite or created being that is so determined. The Infinite Being is above the categories, _super_-substantial. It is because substance is the most perfect of the categories, and because the Infinite Being verifies in Himself in an incomprehensibly perfect manner all the perfections of substance, that we speak of Him as a substance: remembering always that these essentially finite human concepts are to be predicated of Him only _analogically_ (2, 5).
It may be inquired whether “accident” is a genus which should be predicated _univocally_ of the nine Aristotelian categories as species? or is the concept of “accident” only _analogical_, so that these nine categories would be each a _summum genus_ in the strict sense, _i.e._ an ultimate and immediate determination of the concept of “being” itself? We have seen already that the concept of “being” as applied to “substance” and “accident” is analogical (2). So, too, it is analogical as applied to the various categories of accidents. For the characteristic note of “accident,” that of “affecting, inhering in” a subject, can scarcely be said to be verified “in the same way,” “univocally,” of the various kinds of accidents; it is therefore more probably correct not to regard “accident” as a genus proper, but to conceive each kind of accident as a _summum genus_ coming immediately under the transcendental concept of “being”.
61. THE PHENOMENIST ATTACK ON THE TRADITIONAL DOCTRINE OF SUBSTANCE.—Passing now to the question of the existence and nature of substances, and their relation to accidents, we shall find evidences of misunderstandings to which many philosophical errors may be ascribed at least in part. It is a fairly common contention that the distinction between substance and accident is really a groundless distinction; that we have experience merely of transient events or happenings, internal and external, with relations of coexistence or sequence between them; that it is an illusion to suppose, underlying these, an inert, abiding basis called “substance”; that this can be at best but a useless name for each of the collections of external and internal appearances which make up our total experience of the outer world and of our own minds. This is the general position of _phenomenists_. “What do you know of substance,” they ask us, “except that it is an indeterminate and unknown something underlying phenomena? And even if you could prove its existence, what would it avail you, since in its nature it is, and must remain, unknown? No doubt the mind naturally supposes this ‘something’ underlying phenomena; but it is a mere mental fiction the reality of which cannot be proved, and the nature of which is admitted, even by some who believe in its real existence, to be unknowable.”
Now there can be no doubt about the supreme importance of this question: all parties are pretty generally agreed that on the real or fictitious character of substance the very existence of genuine metaphysics in the traditional sense depends. And at first sight the possibility of such a controversy as the present one seems very strange. “Is it credible,” asks Mercier,(225) “that thinkers of the first order, like Hume, Mill, Spencer, Kant, Wundt, Paulsen, Littré, Taine, should have failed to recognize the substantial character of things, and of the _Ego_ or Self? Must they not have seen that they were placing themselves in open revolt against sound common sense? And on the other hand is it likely that the genius of Aristotle could have been duped by the naïve illusion which phenomenists must logically ascribe to him? Or that all those sincere and earnest teachers who adopted and preserved in scholastic philosophy for centuries the peripatetic distinction between substance and accidents should have been all utterly astray in interpreting an elementary fact of common sense?”
There must have been misunderstandings, possibly on both sides, and much waste of argument in refuting chimeras. Let us endeavour to find out what they are and how they gradually arose.
Phenomenism has had its origin in the _Idealism_ which confines the human mind to a knowledge of its own states, proclaiming the unknowability of any reality other than these; and in the _Positivism_ which admits the reality only of that which falls directly within external and internal sense experience. Descartes did not deny the substantiality of the soul, nor even of bodies; but his idealist theory of knowledge rendered suspect all information derived by his deductive, _a priori_ method of reasoning from supposed innate ideas, regarding the nature and properties of bodies. Locke rejected the innatism of Descartes, ascribing to sense experience a positive rôle in the formation of our ideas, and proving conclusively that we have no such intuitive and deductively derived knowledge of real substances as Descartes contended for.(226) Locke himself did not deny the existence of substances,(227) any more than Descartes. But unfortunately he propounded the mistaken assumption of Idealism, that the mind can know only its own states; and also the error of thinking that because we have not an intuitive insight into the specific nature of individual substances we can know nothing at all through any channel about their nature: and he gathered from this latter error a general notion or definition of substance which is a distinct departure from what Aristotle and the medieval scholastics had traditionally understood by substance. For Locke substance is merely a supposed, but unknown, support for accidents.(228) Setting out with these two notions—that all objects of knowledge must be states or phases of mind, and that material substance is a supposed, but unknown and unknowable, substratum of the qualities revealed to our minds in the process of sense perception—it was easy for Berkeley to support by plausible arguments his denial of the reality of any such things as material substances. And it was just as easy, if somewhat more audacious, on the part of Hume to argue quite logically that if the supposed but unknowable substantial substratum of external sense phenomena is illusory, so likewise is the supposed substantial _Ego_ which is thought to underlie and support the internal phenomena of consciousness.
Hume’s rejection of substance is apparently complete and absolute, and is so interpreted by many of his disciples. But a thorough-going phenomenism is in reality impossible; no philosophers have ever succeeded in thinking out an intelligible theory of things without the concepts of “matter,” and “spirit,” and “things,” and the “Ego” or “Self,” however they may have tried to dispense with them; and these are concepts of substances. Hence there are those who doubt that Hume was serious in his elaborate reasoning away of substances. The fact is that Hume “reasoned away” substance only in the sense of an unknowable substratum of phenomena, and not in the sense of a something that exists in itself.(229) So far from denying the existence of entities that exist in themselves, he seems to have multiplied these beyond the wildest dreams of all previous philosophers _by substantializing accidents_.(230) What he does call into doubt is the capacity of the human mind to attain to a knowledge of the specific natures of such entities; and even here the arguments of phenomenism strike the false Cartesian theory of knowledge, rather than the sober and moderate teachings of scholasticism regarding the nature and limitations of our knowledge of substances.
62. THE SCHOLASTIC VIEW OF OUR KNOWLEDGE IN REGARD TO THE EXISTENCE AND NATURE OF SUBSTANCES.—What, then, are these latter teachings? That we have a direct, intellectual insight into the specific essence or nature of a corporeal substance such as gold, similar to our insight into the abstract essence of a triangle? By no means; Locke was quite right in rejecting the Cartesian claim to intuitions which were supposed to yield up all knowledge of things by “mathematical,” _i.e._ deductive, _a priori_ reasoning. The scholastic teaching is briefly as follows:—
First, as regards our knowledge of the _existence_ of substances, and the manner in which we obtain our concept of substance. We get this concept from corporeal substances, and afterwards apply it to spiritual substances; so that our knowledge of the former is “immediate” only in the relative sense of being prior to the latter, not in the sense that it is a direct intuition of the natures of corporeal substances. We have no such direct insight into their natures. But our concept of them as actually existing is also immediate in the sense that _at first_ we _spontaneously_ conceive _every_ object which comes before our consciousness _as something existing in itself_. The child apprehends each separate stimulant of its sense perception—resistance, colour, sound, etc.—as a “this ”or a “that,” _i.e._ as a separate something, existing there in itself; in other words it apprehends all realities as substances: not, of course, that the child has yet any reflex knowledge of what a substance is, but unknowingly it applies to all realities at first the concept which it undoubtedly possesses “something existing in itself”. It likewise apprehends each such reality as “one” or “undivided in itself,” and as “distinct from other things”. Such is the child’s immediate, direct, and implicit idea of substance. But if we are to believe Hume, what is true of the child remains true of the man: for the latter, too, “every perception is a substance, and every distinct part of a perception a distinct substance”.(231) Nothing, however, could be more manifestly at variance with the facts. For as reason is developed and reflective analysis proceeds, the child most undoubtedly realizes that not everything that falls within its experience has the character of “a something existing in itself and distinct from other things”. “Walking,” “talking,” and “actions” generally, it apprehends as realities,—as realities which, however, do _not_ “exist in themselves,” but in other beings, in the beings that “walk” and “talk” and “act”. And these latter beings it still apprehends as “existing in themselves,” and as thus differing from the former, which “exist not in themselves but in other things”. Thus the child comes into possession of the notion of “accident,” and of the further notion of “substance” as something which not only exists in itself (οὐσία, _ens in se subsistens_), but which is also a support or subject of accidents (ὑποκείμενον, _substans_, _substare_).(232) Nor, indeed, need the child’s reason be very highly developed in order to realize that if experience furnishes it with “beings that do not exist in themselves,” there must also be beings which do exist in themselves: that if “accidents” exist at all it would be unintelligible and self-contradictory to deny the existence of “substances”.
Hence, _in the order of our experience_ the first, _implicit_ notion of substance is that of “something existing in itself” (οὐσία); the first _explicit_ notion of it, however, is that by which it is apprehended as “a subject or support of accidents” (ὑποκείμενον, _sub-stare_, _substantia_); then by reflection we go back to the _explicit_ notion of it as “something existing in itself”. In the _real_ or _ontological_ order the perfection of “existing in itself” is manifestly more fundamental than that of “supporting accidents”. It is in accordance with a natural law of language that we name things after the properties whereby they reveal themselves to us, rather than by names implying what is more fundamental and essential in them. “To exist in itself” is an absolute perfection, essential to substance; “to support accidents” is only a relative perfection; nor can we know _a priori_ but a substance might perhaps exist without any accidents: we only know that accidents cannot exist without some substance, or subject, or power which will sustain them in existence.
Can substance be apprehended by the senses, or only by intellect? Strictly speaking, only by intellect: it is neither a “proper object” of any one sense, such as taste, or colour, or sound; nor a “common object” of more than one sense, as extension is with regard to sight and touch: it is, in scholastic language, not a “_sensibile per se_,” not itself an object of sense knowledge, but only “_sensibile per accidens_,” _i.e._ it may be said to be “accidentally” an object of sense because of its conjunction with accidents which are the proper objects of sense: so that when the senses perceive accidents what they are really perceiving is the substance affected by the accidents. But strictly and properly it is by intellect we consciously grasp that which in the reality is the substance: while the external and internal sense faculties make us aware of various qualities, activities, or other accidents external to the “self,” or of various states and conditions of the “self,” the intellect—which is a faculty of the same soul as the sense faculties—makes us simultaneously aware of corporeal substances actually existing outside us, or of the concrete substance of the “ego” or “self,” existing and revealing itself to us in and through its conscious activities, as the substantial, abiding, and unifying subject and principle of these conscious activities.
Thus, then, do we attain to the concept of substance in general, to a conviction of the concrete actual existence of that mode of being the essential characteristic of which is “to exist in itself”.
In the next place, how do we reach a knowledge of the _specific natures_ of substances?(233) What is the character, and what are the limitations, of such knowledge? Here, especially, the very cautious and moderate doctrine of scholasticism has been largely misconceived and misrepresented by phenomenists and others. About the specific nature of substances we know just precisely what their accidents reveal to us—that and no more. We have no intuitive insight into their natures; all our knowledge here is abstractive and discursive. As are their properties—their activities, energies, qualities, and all their accidents—so is their nature. We know of the latter just what we can infer from the former. _Operari sequitur esse_; we have no other key than this to knowledge of their specific natures. We have experience of them only through their properties, their behaviour, their activities; analysis of this experience, _a posteriori_ reasoning from it, inductive generalization based upon it: such are the only channels we possess, the only means at our disposal, for reaching a knowledge of their natures.
63. PHENOMENIST DIFFICULTIES AGAINST THIS VIEW. ITS VINDICATION.—Now the phenomenist will really grant all this. His only objection will be that such knowledge of substance is really no knowledge at all; or that, such as it is, it is useless. But surely the knowledge that this mode of being _really exists_, that there _is_ a mode of being which “exists in itself,” is already some knowledge, and genuine knowledge, of substance? No doubt, the information contained in this very indeterminate and generic concept is imperfect; but then it is only a starting point, an all-important starting point, however; for not only is it perfectible but every item of knowledge we gather from experience perfects it, whereas without it the intellect is paralysed in its attempt to interpret experience: indeed so indispensable is this concept of substance to the human mind that, as we have seen, no philosopher has ever been really able to dispense with it. When phenomenists say that what _we_ call mind is only a bundle of perceptions and ideas; when they speak of the flow of events, which is _ourselves_, of which _we_ are conscious,(234) the very language they themselves make use of cries out against their professed phenomenism. For why speak of “we,” “ourselves,” etc., if there be no “we” or “ourselves” other than the perceptions, ideas, events, etc., referred to?
Of course the explanation of this strange attitude on the part of these philosophers is simple enough; they have a wrong conception of substance and of the relation of accidents thereto; they appear to imagine that according to the traditional teaching nothing of all we can discover about accidents—or, as they prefer to term them, “phenomena”—can possibly throw any light upon the nature of substance: as if the rôle of phenomena were to cover up and conceal from us some sort of inner core (which they call substance), and not rather to reveal to us the nature of that “being, existing in itself,” of which these phenomena are the properties and manifestations.
The denial of substance leads inevitably to the substantializing of accidents. It is possible that the manner in which some scholastics have spoken of accidents has facilitated this error.(235) Anyhow the error is one that leads inevitably to contradictions in thought itself. Mill, for instance, following out the arbitrary postulates of subjectivism and phenomenism, finally analysed all reality into present sensations of the individual consciousness, _plus_ permanent possibilities of sensations. Now, consistently with the idealistic postulate, these “permanent possibilities” should be nothing more than a certain tone, colouring, quality of the “present” sensation, due to the fact that this has in it, as part and parcel of itself, feelings of memory and expectation; in which case the “present sensation,” taken in its concrete fulness, would be the sole reality, and would exist in itself. This “solipsism” is the ultimate logical issue of subjective idealism, and it is a sufficient _reductio ad absurdum_ of the whole system. Or else, to evade this issue, the “permanent possibilities” are supposed to be something really other than the “present sensations”. In which case we must ask what Mill can mean by a “permanent _possibility_”. Whether it be subjective or objective possibility, it is presumably, according to Mill’s thought, some property or appurtenance of the individual consciousness, _i.e._ a quality proper to a subject or substance.(236) But to deny that the conscious subject is a substance, and at the same time to contend that it is a “permanent _possibility_ of sensation,” _i.e._ that it has properties which can appertain only to a substance, is simply to hold what is self-contradictory.
After these explanations it will be sufficient merely to state formally the proof that substances really exist. It is exceedingly simple, and its force will be appreciated from all that has been said so far: Whatever we become aware of as existing at all must exist either in itself, or by being sustained, supported in existence, in something else in which it inheres. If it exists in itself it is a substance; if not it is an accident, and then the “something else” which supports it, must in turn either exist in itself or in something else. But since an infinite regress in things existing not in themselves but in other things is impossible, we are forced to admit the reality of a mode of being which exists in itself—_viz._ substance.
Or, again, we are forced to admit the real existence of accidents—or, if you will, “phenomena” or “appearances”—_i.e._ of realities or modes of being whose nature is manifestly to modify or qualify in some way or other some subject in which they inhere. Can we conceive a _state_ which is not a state of something? a phenomenon or appearance which is not an appearance of something? a vital act which is not an act of a living thing? a sensation, thought, desire, emotion, unless of some conscious being that feels, thinks, desires, experiences the emotion? No; and therefore since such accidental modes of being really exist, there exists also the substantial mode of being in which they inhere.
And the experienced realities which verify this notion of “substance” as the “mode of being which exists in itself,” are manifestly _not one but manifold_. Individual “persons” and “things”—men, animals, plants—are all so many really and numerically distinct substances (38). So, too, are the ultimate individual elements in the inorganic universe, whatever these may be (31). Nor does the universal interaction of these individuals on one another, or their manifold forms of interdependence on one another throughout the course of their ever-changing existence and activities, interfere in any way with the substantiality of the mode of being of each. These mutual relations of all sorts, very real and actual as they undoubtedly are, only constitute the universe a _cosmos_, thus endowing it with _unity of order_, but not with _unity of substance_ (27).
Let us now meet the objection of Hume: that there is no substantial soul distinct from its acts, that it is only the sum-total of the acts, each of these being a substance. The objection has been repeated in the metaphorical language in which Huxley and Taine speak of the soul, the living soul, as nothing more than a _republic_ of conscious states, or the movement of a _luminous sheaf_ etc. And Locke and Berkeley had already contended that an apple or an orange is nothing more than a collection or sum-total of sensible qualities, so that if we conceive these removed there is nothing left, for beyond these there was nothing there.
Now we admit that the substance of the soul is not _adequately_ distinct from its acts, or the substance of the apple or orange from its qualities. As a matter of fact we never experience substance apart from accidents or accidents apart from substance;(237) we do not know whether there exists, or even whether there can exist, a created substance devoid of all accidents; nor can we know, from the light of reason alone, whether any accidents could exist apart from substance.(238) We have, therefore, no ground in natural experience for demonstrating such an _adequate_ real distinction (38) between substance and accidents as would involve the separability of the latter from the former. But that the acts of the soul are so many really distinct entities, each “existing in itself,” each therefore a substance, so that the term “soul” is merely a title we give to their sum-total; and similarly the terms “apple” and “orange” merely titles of collections of qualities each of which would be an entity existing in itself and really distinct from the others, each in other words a substance,—this we entirely deny. We regard it as utterly unreasonable of phenomenists thus to multiply substances. Our contention is that the individual soul or mind is one substance, and that it is _partially_ and _really_, though _not adequately_, distinct from the various conscious acts, states, processes, functions, which are certainly themselves real entities,—entities, however, the reality of which is dependent on that of the soul, entities which this dependent or “inhering” mode of being marks off as distinct in their nature, and incapable of total identification with that other non-inhering or subsisting mode of being which characterizes the substance of the soul.
We cannot help thinking that this phenomenist denial of substance, with its consequent inevitable substantialization of accidents, is largely due to a mistaken manner of regarding the concrete existing object as a mere mechanical bundle of distinct and independent abstractions. Every aspect of it is mentally isolated from the others and held apart as an “impression,” an “idea,” etc. Then the object is supposed to be constituted by, and to consist of, a sum-total of these separate “elements,” integrated together by some sort of mental chemistry. The attempt is next made to account for our total conscious experience of reality by a number of principles or laws of what is known as “association of ideas”. And phenomenists discourse learnedly about these laws in apparent oblivion of the fact that by denying the reality of any substantial, abiding, self-identical soul, distinct from the transient conscious states of the passing moment, they have left out of account the only reality capable of “associating” any mental states, or making mental life at all intelligible. Once the soul is regarded merely as “a series of conscious states,” or a “stream of consciousness,” or a succession of “pulses of cognitive consciousness,” such elementary facts as memory, unity of consciousness, the feeling of personal identity and personal responsibility, become absolutely inexplicable.(239)
Experience, therefore, does reveal to us the real existence of substances, of “things that exist in themselves,” and likewise the reality of other modes of being which have their actuality only by inhering in the substances which they affect. “A substance,” says St. Thomas, “is a thing whose nature it is to exist not in another, whereas an accident is a thing whose nature it is to exist in another.”(240) Every concrete being that falls within our experience—a man, an oak, an apple—furnishes us with the data of these two concepts: the being existing in itself, the substance; and secondly, its accidents. The former concept comprises only constitutive principles which we see to be _essential_ to that sort of being: the material, the vegetative, the sentient, the rational principle, in a man, or his soul and his body; the material principle and the formal or vital principle in an apple. The latter concept, that of accidents, comprises only those characteristics of the thing which are no doubt real, but which do not constitute the essence of the being, which can change or be absent without involving the destruction of that essence. An intellectual analysis of our experience enables us—and, as we have remarked above, it alone enables us—to distinguish between these two classes of objective concepts, the concept of the principles that are essential to the substance or being that exists in itself, and the concept of the attributes that are accidental to this being; and experience alone enables us, by studying the latter group, the accidents of the being, whether naturally separable or naturally inseparable from the latter, to infer from those accidents whatever we can know about the former group, about the principles that constitute the specific nature of the particular kind of substance that may be under investigation.
It may, perhaps, be urged against all this, that experience does _not_ warrant our placing a _real_ distinction between the entities we describe as “accidents” and those which we claim to be constitutive of the “substance,” or “thing which exists in itself”; that all the entities without exception, which we apprehend by distinct concepts in any concrete existing being such as a man, an oak, or an apple, are only one and the same individual reality looked at under different aspects; that the distinction between them is only a logical or mental distinction; that we separate in thought what is one in reality because we regard each aspect in the abstract and apart from the others; that to suppose in any such concrete being the existence of two distinct modes of reality—_viz._ a reality that exists in itself, and other realities inhering in this latter—is simply to make the mistake of transferring to the real order of concrete things what we find in the logical order of conceptual abstractions.
This objection, which calls for serious consideration, leads to a different conclusion from the previous objection. It suggests the conclusion, not that substances are unreal, but that accidents are unreal. Even if it were valid it would leave untouched the existence of substances. We hope to meet it satisfactorily by establishing presently the existence of accidents really distinct from the substances in which they inhere. While the objection draws attention to the important truth that distinctions recognized in the conceptual order are not always real, it certainly does not prove that all accidents are only mentally distinct aspects of substance. For surely a man’s thoughts, volitions, feelings, emotions, his conscious states generally, changing as they do from moment to moment, are not really identical with the man himself who continues to exist throughout this incessant change; yet they are realities, appearing and disappearing and having all their actuality in him, while he persists as an actual being “existing in himself”.
64. ERRONEOUS VIEWS ON THE NATURE OF SUBSTANCE.—If we fail to remember that the notion of substance, as “a being existing in itself and supporting the accidents which affect it,” is a most abstract and generic notion; if we transfer it in this abstract condition to the real order; if we imagine that the concrete individual substances which actually exist in the real order merely verify this widest notion and are devoid of all further content; that they possess in themselves no further richness of reality; if we forget that actual substances, in all the variety of their natures, as material, or living, or sentient, or rational and spiritual, are indeed full, vibrant, palpitating with manifold and diversified reality; if we rob them of all this perfection or locate it in their accidents as considered apart from themselves,—we are likely to form very erroneous notions both of substances and of accidents, and of their real relations to one another. It will help us to form accurate concepts of them, concepts really warranted by experience, if we examine briefly some of the more remarkable misconceptions of substance that have at one time or other gained currency.
(_a_) Substance is not a concrete core on which concrete accidents are superimposed, or a sort of kernel of which they form the rind. Such a way of conceiving them is as misleading as it is crude and material. No doubt the language which, for want of better, we have to employ in regard to substance and accidents, suggests fancies of that kind: we speak of substance “supporting,” “sustaining” accidents, and of these as “supported by,” and “inhering in” the former. But this does not really signify any juxtaposition or superposition of concrete entities. The substance is a subject determinable by its various accidents; these are actualizations of its potentiality; its relation to them is the relation of the potential to the actual, of a “material” or “determinable” subject to “formal” or “determining” principles. But the appearance or disappearance of accidents never takes place in the same concrete subject: by their variations the concrete subject is changed: at any instant the substance affected by its accidents is one individual concrete being (27), and the inevitable result of any modification in them is that this individual, concrete being is changed, is no longer the same. No doubt, it preserves its substantial identity throughout accidental change, but not its concrete identity,—that is to say, not wholly. This is the characteristic of every finite being, subject to change and existing in time: it has the actuality of its being, not _tota simul_, but only gradually, successively (10). From this, too, we see that although substance is a more perfect mode of being than accident—because the former exists in itself while the latter has its actuality only in something else,—nevertheless, created, finite substance is a mode of being which is itself imperfect, and perfectible by accidents: another illustration of the truth that all created perfection is only relative, not absolute. To the notion of “inherence” we shall return in connexion with our treatment of accidents (65).
(_b_) Again, substance is wrongly conceived as an _inert_ substratum underlying accidents. This false notion appears to have originated with Descartes: he conceived the two great classes of created substances, matter and spirit, as essentially inert. For him, matter is simply a _res extensa_; extension in three dimensions constitutes its essence, and extension is of course inert: all motion is given to matter and conserved in it by God. Spirit or soul is simply a _res cogitans_, a being whose essence is thought; but in thinking spirit too is passive, for it simply receives ideas as wax does the impress of a seal. Nay, even when soul or spirit wills it is really inert or passive, for God puts all its volitions into it.(241) From these erroneous conceptions the earlier disciples of Descartes took the obvious step forward into Occasionalism; and to them likewise may be traced the conviction of many contemporary philosophers that the human soul—a being that is so eminently vital and active—cannot possibly be a substance: neither indeed could it be, if substance were anything like what Descartes conceived it to be. The German philosophers, Wundt and Paulsen, for example, argue that the soul cannot be a substance. But when we inquire what they mean by substance, what do we find? That with them the concept of substance applies only to the _corporeal_ universe, where it properly signifies the atoms which are “the absolutely permanent substratum, qualitatively and quantitatively unchangeable, of all corporeal reality”.(242) No wonder they would argue that the soul is not a substance!
No actually existing substance is inert. What is true, however, is this, that when we conceive a being as a substance, when we think of it under the abstract concept of substance, we of course abstract from its concrete existence as an active agent; in other words we consider it not from the _dynamic_, but from the _static_ aspect, not as it is in the concrete, but as constituting an object of abstract thought: and so the error of Descartes seems to have been that already referred to,—the mistake of transferring to the real order conditions that obtain only in the logical order.
(_c_) To the Cartesian conception of substances as inert entities endowed only with motions communicated to them _ab extra_, the mechanical or atomist conception of reality, as it is called, Leibniz opposed the other extreme conception of substances as _essentially active entities_. For him substance is an _ens præditum vi agendi_: activity is the fundamental note in the concept of substance. These essentially active entities he conceived as being all _simple_ and _unextended_, the corporeal no less than the spiritual ones. And he gave them the title of _monads_. It is unnecessary for our present purpose to go into any details of his ingenious dynamic theory of the universe as a vast system of these monads. We need only remark that while combating the theory of inert substances he himself erred in the opposite extreme. He conceived every monad as endowed essentially with active tendency or effort which is never without its effect,—an exclusively _immanent_ effect, however, which is the constant result of constant immanent action: for he denied the possibility of transitive activity, _actio transiens_; and he conceived the immanent activity of the monad as being in its nature _perceptive_,(243) that is to say, _cognitive_ or _representative_, in the sense that each monad, though “wrapt up in itself, doorless and windowless,” if we may so describe it, nevertheless mirrors more or less inchoatively, vaguely, or clearly, all other monads, and is thus itself a miniature of the whole universe, a microcosm of the macrocosm. Apart from the fancifulness of his whole system, a fancifulness which is, however, perhaps more apparent than real, his conception of substance is much less objectionable than that of Descartes. For as a matter of fact every individual, actually existing substance is endowed with an internal directive tendency towards some term to be realized or attained by its activities. Every substance has a transcendental relation to the operations which are natural to it, and whereby it tends to realize the purpose of its being. But nevertheless substance should not be defined by action, for all action of created substances is an accident, not a substance; nor even by its transcendental relation to action, for when we conceive it under this aspect we conceive it as an _agent_ or _cause_, not as a _substance_ simply. The latter concept abstracts from action and reveals its object simply as “a reality existing in itself”. When we think of a substance as a principle of action we describe it by the term _nature_.
(_d_) A very widespread notion of substance is the conception of it as a “_permanent_,” “_stable_,” “_persisting_” subject of “_transient_,” “_ephemeral_” realities called accidents or phenomena. This view of substance is mainly due to the influence of Kant’s philosophy. According to his teaching we can think the succession of phenomena which appear to our sense consciousness only by the aid of a pure intuition in which our sensibility apprehends them, _viz._ _time_. Now the application of the category of substance to this pure intuition of our sensibility engenders a _schema_ of the imagination, _viz._ the _persistence_ of the object in time. Persistence, therefore, is for him the essential note of substance.
Herbert Spencer, too, has given apt expression to this widely prevalent notion: “Existence means nothing more than persistence; and hence in Mind that which persists in spite of all changes, and maintains the unity of the aggregate in defiance of all attempts to divide it, is that of which existence in the full sense of the word must be predicated—that which we must postulate as the substance of Mind in contradistinction to the varying forms it assumes. But if so, the impossibility of knowing the substance of Mind is manifest.”(244)
Thus, substance is conceived as the unique but hidden and unknowable basis of all the phenomena which constitute the totality of human experience.
What is to be said of such a conception? There is just this much truth in it: that substance is _relatively_ stable or permanent, _i.e._ in comparison with accidents; the latter cannot survive the destruction or disappearance of the substance in which they inhere, while a substance can persist through incessant change of its accidents. But accidents are not _absolutely_ ephemeral, nor is substance _absolutely_ permanent: were an accident to exist for ever it would not cease to be an accident, nor would a substance be any less a substance were it created and then instantaneously annihilated. But in the latter case the human mind could not apprehend the substance; for since all human cognitive experience takes place _in time_, which involves _duration_, the mind can apprehend a substance only on condition that the latter has some permanence, some appreciable duration in existence. This fact, too, explains in some measure the error of conceiving permanence as essential to a substance. But the error has another source also: Under the influence of subjective idealism philosophers have come to regard the individual’s consciousness of his own self, the consciousness of the _Ego_, as the sole and unique source of our concept of substance. The passage we have just quoted from Spencer is an illustration. And since the spiritual principle of our conscious acts is a permanent principle which abides throughout all of them, thus explaining the unity of the individual human consciousness, those who conceive substance in general after the model of the _Ego_, naturally conceive it as an essentially stable subject of incessant and evanescent processes.
But it is quite arbitrary thus to conceive the _Ego_ as the sole type of substance. Bodies are substances as well as spirits, matter as well as mind. And the permanence of corporeal substances is merely relative. Nevertheless they are really substances. The relative stability of spirit which is immortal, and the relative instability of matter which is corruptible, have nothing to do with the substantiality of either. Both alike are substances, for both alike have that mode of being which consists in their existing in themselves, and not by inhering in other things as accidents do.
(_e_) Spencer’s conception of substance as the permanent, unknowable ground of phenomena, implies that substance is one, not manifold, and thus suggests the view of reality known as _Monism_. There is yet another mistaken notion of substance, the notion in which the well known pantheistic philosophy of Spinoza has had its origin. Spinoza appears to have given the ambiguous definition of Descartes—“_Substantia est res quae ita existit, ut nulla alia re indigeat ad existendum_”—an interpretation which narrowed its application down to the Necessary Being; for he defined substance in the following terms: “_Per substantiam intelligo id quod est in se et per se concipitur: hoc est, id cujus conceptus non indiget conceptu alterius rei a quo formari debeat_”. By the ambiguous phrase, that substance “requires no other thing for existing,” Descartes certainly meant to convey what has always been understood by the scholastic expression that substance “exists _in_ itself”. He certainly did not mean that substance is a reality which “exists _of_ itself,” _i.e._ that it is what scholastics mean by _Ens a se_, the Being that has its actuality from its own essence, by virtue of its very nature, and in absolute independence of all other being; for such Being is One alone, the Necessary Being, God Himself, whereas Descartes clearly held and taught the real existence of finite, created substances.(245) Yet Spinoza’s definition of substance is applicable only to such a being that our concept of this being shows forth the actual existence of the latter as absolutely explained and accounted for by reference to the essence of this being itself, and independently of any reference to other being. In other words, it applies only to the Necessary Being. This conception of substance is the starting-point of Spinoza’s pantheistic philosophy.
Now, the scholastic definition of substance and Spinoza’s definition embody two entirely distinct notions. Spinoza’s definition conveys what scholastics mean by the Self-Existent Being, _Ens a se_; and this the scholastics distinguish from caused or created being, _ens ab alio_. Both phrases refer formally and primarily, not to the mode of a being’s existence when it does exist, but to the origin of this existence in relation to the being’s essence; and specifically it marks the distinction between the Essence that is self-explaining, self-existent, essentially actual (“_a_ se”), the Necessary Being, and essences that do not themselves explain or account for their own actual existence, essences that have not their actual existence from themselves or of themselves, essences that are in regard to their actual existence contingent or dependent, essences which, therefore, if they actually exist, can do so only dependently on some other being whence they have derived this existence (“_ab_ alio”) and on which they essentially depend for its continuance.
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Ontology, or the Theory of BeingChapter VIII: The Categories of Being. Substance and Accident (1)
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