Chapter VI: German Literature Since Goethe (1832-1906) (7)
AUTHORITIES.--S. Muller, _Urgeschichte Europas_ (1905), and
_Tierornamentik_ (1881); O. Montelius, "Chronologie der Bronzezeit in
N. Deutschland und Skandinavien," in _Archiv fur Anthropologie_, vols.
xxv. and xxvi.; M. Hoernes, _Urgeschichte des Menschen_ (1892), and
_Der diluviale Mensch in Europa_ (1903); M. Much, _Kupferzeit in
Europa_ (1893); R. Munro, _Lake-dwellings of Europe_ (1890); J. Naue,
_Bronzezeit in Ober-Bayern_ (1894); O. Tischler, _Ostpreussische
Altertumer_ (1902); R. Virchow, _Uber Hunengraber und Pfahlbauten_
(1866); J. Mestorf, _Urnenfriedhofe in Schleswig-Holstein_ (1886); A.
Lissauer, _Prahistorische Denkmaler Preussens_ (1887); I. Undset,
_Erstes Auftreten des Eisens in N. Europa_ (1882); L. Lindenschmit,
_Handbuch der deutschen Altertumskunde_, i. (1880-1889); and W.
Ridgeway, _Early Age of Greece_, i. (1901). Also articles by the above
and others, chiefly in _Zeitschrift fur Ethnologie_ (Berlin); _Archiv
fur Anthropologie_ (Brunswick); _Globus_ (Brunswick); _Westdeutsche
Zeitschrift_ (Trier); _Schriften der physikalisch-okonomischen
Gesellschaft_ (Konigsberg); _Nachrichten uber deutsche Altertumskunde_
(Berlin); _Verhandlungen der Berliner Gesellschaft fur Anthropologie_,
&c.; _Beitrage zur Anthropologie Bayerns_ (Munich); and _Zeitschrift
fur deutsches Altertum_ (Berlin). (B. S. P.)
ETHNOGRAPHY AND EARLY HISTORY
Julius Caesar in Germany.
Our direct knowledge of Germany begins with the appointment of Julius Caesar as governor of Gaul in 59 B.C. Long before that time there is evidence of German communication with southern civilization, as the antiquities prove, and occasional travellers from the Mediterranean had made their way into those regions (e.g. Pytheas, towards the end of the 4th century), but hardly any records of their journeys survive. The first Teutonic peoples whom the Romans are said to have encountered are the Cimbri and Teutoni, probably from Denmark, who invaded Illyria, Gaul and Italy towards the end of the 2nd century B.C. When Caesar arrived in Gaul the westernmost part of what is now Germany was in the possession of Gaulish tribes. The Rhine practically formed the boundary between Gauls and Germans, though one Gaulish tribe, the Menapii, is said to have been living beyond the Rhine at its mouth, and shortly before the arrival of Caesar an invading force of Germans had seized and settled down in what is now Alsace, 72 B.C. At this time the Gauls were being pressed by the Germans along the whole frontier, and several of Caesar's campaigns were occupied with operations, either against the Germans, or against Gaulish tribes set in motion by the Germans. Among these we may mention the campaign of his first year of office, 58 B.C., against the German king Ariovistus, who led the movement in Alsace, and that of 55 B.C. in which he expelled the Usipetes and Tencteri who had crossed the lower Rhine. During the period of Caesar's government he succeeded in annexing the whole of Gaul as far as the Rhine. (For the campaigns see CAESAR, JULIUS.)
The campaign of other Roman leaders.
After peace had been established in Italy by Augustus, attempts were made to extend the Roman frontier beyond the Rhine. The Roman prince Nero Claudius Drusus (q.v.) in the year 12 B.C. annexed what is now the kingdom of the Netherlands, and constructed a canal (Fossa Drusiana) between the Rhine and the lake Flevo (Lacus Flevus), which partly corresponded to the Zuyder Zee, though the topography of the district has greatly altered. He also penetrated into regions beyond and crossed the Weser, receiving the submission of the Bructeri, Chatti and Cherusci. After Drusus' death in 9 B.C., while on his return from an expedition which reached the Elbe, the German command was twice undertaken by Tiberius, who in A.D. 5 received the submission of all the tribes in this quarter, including the Chauci and the Langobardi. A Roman garrison was left in the conquered districts between the Rhine and the Elbe, but the reduction was not thoroughly completed. About the same time the Roman fleet voyaged along the northern coast apparently as far as the north of Jutland, and received the nominal submission of several tribes in that region, including the Cimbri and the Charudes. In A.D. 9 Quintilius Varus, the successor of Tiberius, was surprised in the _Saltus Teutobergensis_ between the Lippe and the Weser by a force raised by Arminius, a chief of the Cherusci, and his army consisting of three legions was annihilated. Germanicus Caesar, during his tenure of the command of the Roman armies on the Rhine, made repeated attempts to recover the Roman position in northern Germany and exact vengeance for the death of Varus, but without real success, and after his recall the Rhine formed for the greater part of its course the boundary of the Empire. A standing army was kept up on the Rhine, divided into two commands, upper and lower Germany, the headquarters of the former being at Mainz, those of the latter at Vetera, near Xanten. A number of important towns grew up, among which we may mention Trier (Augusta Trevirorum), Cologne (Colonia Agrippinensis), Bonn (Bonna), Worms (Borbetomagus), Spires (Noviomagus), Strassburg (Argentoratum) and Augsburg (Augusta Vindelicorum).
At a later date, however, probably under the Flavian emperors, the frontier of upper Germany was advanced somewhat beyond the Rhine, and a fortification, the _Pfahlgraben_, constructed to protect it. It led from Honningen on the Rhine, about half-way between Bonn and Coblenz, to Mittenberg above Aschaffenburg on the Main, thence southwards to Lorch in Wurttemberg, whence it turned east to the junction of the Altmuhl with the Danube at Kelheim.
During the wars of Drusus, Tiberius and Germanicus the Romans had ample opportunity of getting to know the tribal geography of Germany, especially the western part, and though most of our authorities lived at a somewhat later period, it is probable that they derived their information very largely from records of that time. It will be convenient, therefore, to give an account of the tribal geography of Germany in the time of Augustus, as our knowledge of the subject is much more complete for his reign than for several centuries later.
The German tribes.
Of the Gaulish tribes west of the Rhine, the most important was the Treveri, inhabiting the basin of the Moselle, from whom the city of Trier (Treves) derives its name. The Rauraci probably occupied the south of Alsace. To the south of the Treveri lay the Mediomatrici, and to the west of them lay the important tribe of the Sequani, who had called in Ariovistus. The Treveri claimed to be of German origin, and the same claim was made by a number of tribes in Belgium, the most powerful of which were the Nervii. The meaning of this claim is not quite clear, as there is some obscurity concerning the origin of the name Germani. It appears to be a Gaulish term, and there is no evidence that it was ever used by the Germans themselves. According to Tacitus it was first applied to the Tungri, whereas Caesar records that four Belgic tribes, namely, the Condrusi, Eburones, Caeraesi and Paemani, were collectively known as Germani. There is no doubt that these tribes were all linguistically Celtic, and it is now the prevailing opinion that they were not of German origin ethnologically, but that the ground for their claim was that they had come from over the Rhine (cf. Caesar, _De Bello Gallico_ ii. 4). It would therefore seem that the name Germani originally denoted certain Celtic tribes to the east of the Rhine, and that it was then transferred to the Teutonic tribes which subsequently occupied the same territory.
Their movements.
There is little doubt that during the last century before the Christian era the Celtic peoples had been pushed considerably farther west by the Teutonic peoples, a process which was still going on in Caesar's time, when we hear of the overthrow of the Menapii, the last Gaulish tribe beyond the Rhine. In the south the same process can be observed. The Boii were expelled from their territories in Bohemia by the Marcomanni in the time of Augustus, and the Helvetii are also recorded to have occupied formerly lands east of the Rhine, in what is now Baden and Wurttemberg. Caesar also mentions a Gaulish tribe named Volcae Tectosages as living in Germany in his time. The Volcae Arecomici in the south of France and the Tectosages of Galatia were in all probability offshoots of this people. The name of the tribe was adopted in the Teutonic languages as a generic term for all Celtic and Italian peoples (O.H.G. _Walha_, A.S. _Wealas_), from which it is probably to be inferred that they were the Celtic people with whom the Teutonic races had the closest association in early times. It has been thought that they inhabited the basin of the Weser, and a number of place-names in this district are supposed to be of Celtic origin. Farther to the south and west Ptolemy mentions a number of place-names which are certainly Celtic, e.g. Mediolanion, Aregelia, Lougidounon, Lokoriton, Segodounon. There is therefore great probability that a large part of western Germany east of the Rhine had formerly been occupied by Celtic peoples. In the east a Gaulish people named Cotini are mentioned, apparently in the upper basin of the Oder, and Tacitus speaks of a tribe in the same neighbourhood, the Osi, who he says spoke the Pannonian language. It is probable, therefore, that in other directions also the Germans had considerably advanced their frontier southwards at a comparatively recent period.
Tribes in the west and north.
Coming now to the Germans proper, the basin of the Rhine between Strassburg and Mainz was inhabited by the Tribocci, Nemetes and Vangiones, farther down by the Mattiaci about Wiesbaden, and the Ubii in the neighbourhood of Cologne; beyond them were the Sugambri, and in the Rhine delta the Batavi and other smaller tribes. All these tribes remained in subjection to the Romans. Beyond them were the Tencteri, probably about the basin of the Lahn, and the Usipetes about the basin of the Ruhr. The basin of the Lippe and the upper basin of the Ems were inhabited by the Bructeri, and in the same neighbourhood were the Ampsivarii, who derive their name from the latter river. East of them lay the Chasuarii, presumably in the basin of the Hase. The upper basin of the Weser was inhabited by the Chatti, whose capital was Mattium, supposed to be Maden on the Eder. To the north-west of them were situated the Marsi, apparently between the Diemel and the Lippe, while the central part of the basin of the Weser was inhabited by the Cherusci, who seem to have extended considerably eastward. The lower part of the river-basin was inhabited by the Angrivarii. The coastlands north of the mouth of the Rhine were occupied by the Canninefates, beyond them by the Frisii as far as the mouth of the Ems, thence onward to the mouth of the Elbe by the Chauci. As to the affinities of all these various tribes we have little definite information, but it is worth noting that the Batavi in Holland are said to have been a branch of the Chatti, from whom they had separated owing to a _seditio domestica_. The basin of the Elbe was inhabited by Suebic tribes, the chief of which were the Marcomanni, who seem to have been settled on the Saale during the latter part of the 1st century B.C., but moved into Bohemia before the beginning of the Christian era, where they at once became a formidable power under their king Maroboduus. The Quadi were settled somewhat farther east about the source of the Elbe. The Hermunduri in the basin of the Saale were in alliance with the Romans and occupied northern Bavaria with their consent. The Semnones apparently dwelt below the junction of the Saale and Elbe. The Langobardi (see LOMBARDS) possessed the land between the territory of the Semnones and the mouth of the river. Their name is supposed to be preserved in Bardengau, south of Hamburg. From later evidence it is likely that another division of the Suebi inhabited western Holstein. The province of Schleswig (perhaps only the west coast) and the islands adjacent were inhabited by the Saxons, while the east coast, at least in later times, was occupied by the Angli. The coast of Mecklenburg was probably inhabited by the Varini (the later Warni). The eastern part of Germany was much less known to the Romans, information being particularly deficient as to the populations of the coast districts, though it seems probable that the Rugii inhabited the eastern part of Pomerania, where a trace of them is preserved in the name Rugenwalde. The lower part of the basin of the Oder was probably occupied by the Burgundiones, and the upper part by a number of tribes collectively known as Lugii, who seem to correspond to the Vandals of later times, though the early Roman writers apparently used the word Vandilii in a wider sense, embracing all the tribes of eastern Germany. Among the Lugii we may probably include the Silingae, who afterwards appear among the Vandals in Spain, and whose name is preserved in Slavonic form in that of the province Silesia. The Goths (Gotones) apparently inhabited the basin of the Vistula about the middle of its course, but the lower part of the basin was inhabited by non-Teutonic peoples, among whom we may mention the Galindi, probably Prussians, and the Aestii, either Prussian or Esthonian, in the coastlands at the mouth of the river, who are known especially in connexion with the amber trade. To the east of the Vistula were the Slavonic tribes (Veneti), and amongst them, perhaps rather to the north, a Finnish population (Fenni), which disappeared in later times.
Domestic wars of the Germans.
In the time of Augustus by far the most powerful ruler in Germany was Maroboduus, king of the Marcomanni. His supremacy extended over all the Suebic tribes (except perhaps the Hermunduri), and most of the peoples of eastern Germany, including apparently the Lugii and Goths. But in the year A.D. 17 he became involved in an unsuccessful campaign against Arminius, prince of the Cherusci, in which the Semnones and Langobardi revolted against him, and two years later he was deprived of his throne by a certain Catualda. The latter, however, was soon expelled by Vibilius, king of the Hermunduri, and his power was transferred to Vannius, who belonged to the Quadi. About the same time Arminius met his death while trying to make himself king of the Cherusci. In the year 28 the Frisians revolted from the Romans, and though they submitted again in the year 47, Claudius immediately afterwards recalled the Roman troops to the left bank of the Rhine. In the year 50 Vannius, king of the Suebi, was driven from the throne by Vibilius, king of the Hermunduri, and his nephews Vangio and Sido obtained his kingdom. In the year 58 the Chatti suffered a serious disaster in a campaign against the Hermunduri. They seem, however, to have recovered very soon, and at the end of the 1st century had apparently extended their power at the expense of the Cherusci. During the latter part of the 1st century the Chauci seem to have been enlarging their territories: as early as the year 47 we find them raiding the Roman lands on the lower Rhine, and in 58 they expelled the Ampsivarii, who after several vain attempts to acquire new possessions were annihilated by the neighbouring tribes. During the last years of the 1st century the Angrivarii are found moving westwards, probably under pressure from the Chauci, and the power of the Bructeri was almost destroyed by their attack. In 69 the Roman territory on the lower Rhine was disturbed by the serious revolt of Claudius Civilis, a prince of the Batavi who had served in the Roman army. He was joined by the Bructeri and other neighbouring tribes, but being defeated by Petilius Cerealis (afterwards consular legate in Britain) at Vetera and in other engagements gave up the struggle and arranged a capitulation in A.D. 70. By the end of the 1st century the Chauci and Chatti seem to have become by far the most powerful tribes in western Germany, though the former are seldom mentioned after this time.
After the time of Tacitus our information regarding German affairs becomes extremely meagre. The next important conflict with the Romans was the Marcomannic War (166-180), in which all the Suebic tribes together with the Vandals (apparently the ancient Lugii) and the Sarmatian Iazyges seem to have taken part. Peace was made by the emperor Commodus in A.D. 180 on payment of large sums of money.
The Alamanni, the Goths and the Franks.
About the beginning of the 3rd century we find a forward movement in south-west Germany among a group of tribes known collectively as Alamanni (q.v.) who came in conflict with the emperor Caracalla in the year 213. About the same time the Goths also made their first appearance in the south-east and soon became the most formidable antagonists of Rome. In the year 251 they defeated and slew the emperor Decius, and in the reign of Gallienus their fleets setting out from the north of the Black Sea worked great havoc on the coast of the Aegean (see GOTHS). It is not to be supposed, however, that they had quitted their own lands on the Vistula by this time. In this connexion we hear also of the Heruli (q.v.), who some twenty years later, about 289, make their appearance in the western seas. In 286 we hear for the first time of maritime raids by the Saxons in the same quarter. About the middle of the 3rd century the name Franks (q.v.) makes its first appearance, apparently a new collective term for the tribes of north-west Germany from the Chatti to the mouth of the Rhine.
Arrival of the Huns.
In the 4th century the chief powers in western Germany were the Franks and the Alamanni, both of whom were in constant conflict with the Romans. The former were pressed in their rear by the Saxons, who at some time before the middle of the 4th century appear to have invaded and conquered a considerable part of north-west Germany. About the same time great national movements seem to have been taking place farther east. The Burgundians made their appearance in the west shortly before the end of the 3rd century, settling in the basin of the Main, and it is probable that some portions of the north Suebic peoples, perhaps the ancient Semnones, had already moved westward. By the middle of the 4th century the Goths had become the dominant power in eastern Germany, and their King Hermanaric held a supremacy which seems to have stretched from the Black Sea to Holstein. At his death, however, the supremacy of eastern Germany passed to the Huns, an invading people from the east, whose arrival seems to have produced a complete displacement of population in this region. With regard to the course of events in eastern Germany we have no knowledge, but during the 5th century several of the peoples previously settled there appear to have made their way into the lands south of the Carpathians and Riesengebirge, amongst whom (besides the Goths) may be especially mentioned the Rugii and the Gepides, the latter perhaps originally a branch of the Goths. According to tradition the Vandals had been driven into Pannonia by the Goths in the time of Constantine. We do not know how far northward the Hunnish power reached in the time of Attila, but the invasion of this nation was soon followed by a great westward movement of the Slavs.
The Burgundians and other tribes.
In the west the Alamanni and the descendants of the Marcomanni, now called Baiouarii (Bavarians), had broken through the frontiers of the Roman provinces of Vindelicia and Noricum at the beginning of the 5th century, while the Vandals together with some of the Suebi and the non-Teutonic Alani from the east crossed the Rhine and invaded Gaul in 406. About 435-440 the Burgundians were overthrown by Attila, and their king Gunthacarius (Gundahar) killed. The remains of the nation shortly afterwards settled in Gaul. About the same time the Franks overran and occupied the modern Belgium, and in the course of the next half-century their dominions were enormously extended towards the south (see FRANKS). After the death of Attila in 453 the power of the Huns soon collapsed, but the political divisions of Germany in the ensuing period are far from clear.
The Franks and others in the 6th century.
In the 6th century the predominant peoples are the Franks, Frisians, Saxons, Alamanni, Bavarians, Langobardi, Heruli and Warni. By the beginning of this century the Saxons seem to have penetrated almost, if not quite, to the Rhine in the Netherlands. Farther south, however, the old land of the Chatti was included in the kingdom of Clovis. Northern Bavaria was occupied by the Franks, whose king Clovis subdued the Alamanni in 495. To the east of the Franks between the Harz, the Elbe and the Saale lay the kingdom of the Thuringi, the origin of whom is not clear. The Heruli also had a powerful kingdom, probably in the basin of the Elbe, and to the east of them were the Langobardi. The Warni apparently now dwelt in the regions about the mouth of the Elbe, while the whole coast from the mouth of the Weser to the west Scheldt was in the hands of the Frisians. By this time all the country east of the lower Elbe seems to have been Slavonic. In the north, perhaps in the province of Schleswig, we hear now for the first time of the Danes. Theodoric, king of the Ostrogoths, endeavoured to form a confederacy with the Thuringi, Heruli and Warni against Clovis in order to protect the Visigoths in the early years of the 6th century, but very shortly afterwards the king of the Heruli was slain by the Langobardi and their existence as an independent power came to an end. In 531 the Thuringian kingdom was destroyed by the Frankish king Theodoric, son of Clovis, with whom the Saxons were in alliance.
The Saxons and the Franks.
During the 6th and 7th centuries the Saxons were intermittently under Frankish supremacy, but their conquest was not complete until the time of Charlemagne. Shortly after the middle of the 6th century the Franks were threatened with a new invasion by the Avars. In 567-568 the Langobardi, who by this time had moved into the Danube basin, invaded Italy and were followed by those of the Saxons who had settled in Thuringia. Their lands were given by the Frankish king Sigeberht to the north Suebi and other tribes who had come either from the Elbe basin or possibly from the Netherlands. About the same time Sigeberht was defeated by the Avars, and though the latter soon withdrew from the Frankish frontiers, their course was followed by a movement of the Slavs, who occupied the basin of the Elster and penetrated to that of the Main.
By the end of the 6th century the whole basin of the Elbe except the Saxon territory near the mouth had probably become Slavonic. To the east of the Saale were the Sorbs (Sorabi), and beyond them the Daleminci and Siusli. To the east of the Saxons were the Polabs (Polabi) in the basin of the Elbe, and beyond them the Hevelli about the Havel. Farther north in Mecklenburg were the Warnabi, and in eastern Holstein the Obotriti and the Wagri. To the east of the Warnabi were the Liutici as far as the Oder, and beyond that river the Pomerani. To the south of the Oder were the Milcieni and the Lusici, and farther east the Poloni with their centre in the basin of the Vistula. The lower part of the Vistula basin, however, was in possession of Prussian tribes, the Prussi and Lithuani.
The Warni now disappear from history, and from this time the Teutonic peoples of the north as far as the Danish boundary about the Eider are called Saxons. The conquest of the Frisians by the Franks was begun by Pippin (Pepin) of Heristal in 689 and practically completed by Charles Martel, though they were not entirely brought into subjection until the time of Charlemagne. The great overthrow of the Saxons took place about 772-773 and by the end of the century Charlemagne had extended his conquests to the border of the Danes. By this time the whole of the Teutonic part of Germany had been finally brought under his government.
AUTHORITIES.--Caesar, _De bello Gallico_, especially i. 31 ff., iv.
1-19, vi. 21 ff.; Velleius Paterculus, especially ii. 105 ff.; Strabo,
especially pp. 193 ff., 290 ff.; Pliny, _Natural History_, iv. SS 99
ff., 106; Tacitus, Annales, i. 38 ff., ii. 5 ff., 44 ff., 62 f., 88;
_Germania_, passim; _Histories_, iv.; Ptolemy ii. 9, SS 2 ff., 11,
iii. 5, SS 19 ff.; Dio Cassius, passim; Julius Capitolinus; Claudius
Mamertinus; Ammianus Marcellinus, passim; Zosimus; Jordanes, _De
origine Getarum_; Procopius, _De bello Gothico_; K. Zeuss, _Die
Deutschen und die Nachbarstamme_; O. Bremer in Paul's _Grundriss d.
germ. Philologie_ (2nd ed.), vol. iii. pp. 735 ff. (F. G. M. B.)
MEDIEVAL AND MODERN HISTORY
Divisions of Germany.
When Clovis, or Chlodovech, became king of a tribe of the Salian Franks in 481, five years after the fall of the Western empire, the region afterwards called Germany was divided into five main districts, and its history for the succeeding three centuries is mainly the history of the tribes inhabiting these districts. In the north-east, dwelling between the Rhine and the Elbe, were the Saxons (q.v.), to the east and south of whom stretched the extensive kingdom of Thuringia (q.v.). In the south-west the Alamanni occupied the territory afterwards called Swabia (q.v.), and extended along the middle Rhine until they met the Ripuarian Franks, then living in the northern part of the district which at a later period was called after them, Franconia (q.v.); and in the south-east were the Bavarians, although it was some time before their country came to be known as Bavaria (q.v.).
The wars of Clovis.
Clovis was descended from Chlogio, or Clodion, who had ruled over a branch of the Salian Franks from 427 to 447, and whose successors, following his example, had secured an influential position for their tribe. Having obtained possession of that part of Gaul which lay between the Seine and the Loire, Clovis turned his attention to his eastern neighbours, and was soon engaged in a struggle with the Alamanni which probably arose out of a quarrel between them and the Ripuarian Franks for the possession of the middle Rhine. When in 496, or soon afterwards, the Alamanni were defeated, they were confined to what was afterwards known as Swabia, and the northern part of their territory was incorporated with the kingdom of the Franks. Clovis had united the Salian Franks under his rule, and he persuaded, or compelled, the Ripuarian Franks also to accept him as their king; but on his death in 511 his kingdom was divided, and the Ripuarian, or Rhenish, Franks as they are sometimes called, together with some of the Alamanni, came under the rule of his eldest son Theuderich or Theodoric I. This was the first of the many partitions which effectually divided the kingdom of the Franks into an eastern and a western portion, that is to say, into divisions which eventually became Germany and France respectively, and the district ruled by Theuderich was almost identical with that which afterwards bore the name of Austrasia. In 531 Theuderich killed Hermannfried, king of the Thuringians, a former ally, with whom he had quarrelled, conquered his kingdom, and added its southern portion to his own possessions. His son and successor, Theudebert I., exercised a certain supremacy over the Alamanni and the Bavarians, and even claimed authority over various Saxon tribes between whom and the Franks there had been some fighting. After his death in 548, however, the Frankish power in Germany sank to very minute proportions, a result due partly to the spirit of tribal independence which lingered among the German races, but principally to the paralysing effect of the unceasing rivalry between Austrasia and Neustria. From 548 the Alamanni were ruled by a succession of dukes who soon made themselves independent; and in 555 a duke of the Bavarians, who exercised his authority without regard for the Frankish supremacy, is first mentioned. In Thuringia, which now only consisted of the central part of the former kingdom, King Dagobert I. set up in 634 a duke named Radulf who soon asserted his independence of Dagobert and of his successor, Sigebert III. The Saxons for their part did not own even a nominal allegiance to the Frankish kings, whose authority on the right bank of the Rhine was confined to the district actually occupied by men of their own name, which at a later date became the duchy of Franconia. During these years the eastern border of Germany was constantly ravaged by various Slavonic tribes. King Dagobert sent troops to repel these marauders from time to time, but the main burden of defence fell upon the Saxons, Bavarians and Thuringians. The virtual independence of these German tribes lasted until the union of Austrasia and Neustria in 687, an achievement mainly due to the efforts of Pippin of Heristal, who soon became the actual, though not the nominal, ruler of the Frankish realm. Pippin and his son Charles Martel, who was mayor of the palace from 717 to 741, renewed the struggle with the Germans and were soon successful in re-establishing the central power which the Merovingian kings had allowed to slip from their grasp. The ducal office was abolished in Thuringia, a series of wars reduced the Alamanni to strict dependence, and both countries were governed by Frankish officials. Bavaria was brought into subjection about the same time; the Bavarian law, committed to writing between 739 and 748, strongly emphasizes the supremacy of the Frankish king, whose authority it recognizes as including the right to appoint and even to depose the duke of Bavaria. The Saxons, on the other hand, succeeded in retaining their independence as a race, although their country was ravaged in various campaigns and some tribes were compelled from time to time to pay tribute. The rule of Pippin the Short, both before and after his coronation as king, was troubled by constant risings on the part of his East Frankish or German subjects, but aided by his brother Carloman, who for a time administered this part of the Frankish kingdom, Pippin was generally able to deal with the rebels.
The Saxons remain independent.
After all, however, even these powerful Frankish conquerors had but imperfect success in Germany. When they were present with their formidable armies, they could command obedience; when engaged, as they often were, in distant parts of the vast Frankish territory, they could not trust to the fulfilment of the fair promises they had exacted. One of the chief causes of their ill-success was the continued independence of the Saxons. Ever since they had acquired the northern half of Thuringia, this warlike race had been extending its power. They were still heathens, cherishing bitter hatred towards the Franks, whom they regarded as the enemies both of their liberties and of their religion; and their hatred found expression, not only in expeditions into Frankish territory, but in help willingly rendered to every German confederation which wished to throw off the Frankish yoke. Hardly any rebellion against the dukes of the Franks, or against King Pippin, took place in Germany without the Saxons coming forward to aid the rebels. This was perfectly understood by the Frankish rulers, who tried again and again to put an end to the evil by subduing the Saxons. They could not, however, attain their object. An occasional victory was gained, and some border tribes were from time to time compelled to pay tribute; but the mass of the Saxons remained unconquered. This was partly due to the fact that the Saxons had not, like the other German confederations, a duke who, when beaten, could be held responsible for the engagements forced upon him as the representative of his subjects. A Saxon chief who made peace with the Franks could undertake nothing for the whole people. As a conquering race, they were firmly compact; conquered, they were in the hands of the victor a rope of sand.
Christianity in Germany.
It was during the time of Pippin of Heristal and his son and grandson that the conversion of the Germans to Christianity was mainly effected. Some traces of Roman Christianity still lingered in the Rhine valley and in southern Germany, but the bulk of the people were heathen, in spite of the efforts of Frank and Irish missionaries and the command of King Dagobert I. that all his subjects should be baptized. Rupert, bishop of Worms, had already made some progress in the work of converting the Bavarians and Alamanni, as had Willibrord among the Thuringians when St Boniface appeared in Germany in 717. Appointed bishop of the Germans by Pope Gregory II., and supported by Charles Martel, he preached with much success in Bavaria and Thuringia, notwithstanding some hostility from the clergy who disliked the influence of Rome. He founded or restored bishoprics in Bavaria, Thuringia and elsewhere, and in 742 presided over the first German council. When he was martyred in 755 Christianity was professed by all the German races except the Saxons, and the church, organized and wealthy, had been to a large extent brought under the control of the papacy. The old pagan faith was not yet entirely destroyed, and traces of its influence may still be detected in popular beliefs and customs. But still Christianity was dominant, and soon became an important factor in the process of civilization, while the close alliance of the German church with the papacy was followed by results of the utmost consequence for Germany.
The work of Charlemagne.
The reign of Charlemagne is a period of great importance in the history of Germany. Under his rule the first signs of national unity and a serious advance in the progress of order and civilization may be seen. The long struggle, which ended in 804 with the submission of the Saxons to the emperor, together with the extension of a real Frankish authority over the Bavarians, brought the German races for the first time under a single ruler; while war and government, law and religion, alike tended to weld them into one people. The armies of Charlemagne contained warriors from all parts of Germany; and although tribal law was respected and codified, legislation common to the whole empire was also introduced. The general establishment of the Frankish system of government and the presence of Frankish officials helped to break down the barriers of race, and the influence of Christianity was in the same direction. With the conversion of the Saxons the whole German race became nominally Christian; and their ruler was lavish in granting lands and privileges to prelates, and untiring in founding bishoprics, monasteries and schools. Measures were also taken for the security and good government of the country. Campaigns against the Slavonic tribes, if sometimes failing in their immediate object, taught those peoples to respect the power of the Frankish monarch; and the establishment of a series of marches along the eastern frontier gave a sense of safety to the neighbouring districts. The tribal dukes had all disappeared, and their duchies were split up into districts ruled by counts (q.v.), whose tendencies to independence the emperor tried to check by the visits of the _missi dominici_ (q.v.). Some of the results of the government of Charlemagne were, however, less beneficial. His coronation as Roman emperor in 800, although it did not produce at the time so powerful an impression in Germany as in France, was fraught with consequences not always favourable for the former country. The tendencies of the tribe to independence were crushed as their ancient popular assemblies were discouraged; and the liberty of the freemen was curtailed owing to the exigencies of military service, while the power of the church was rarely directed to the highest ends.
Louis I. and his sons.
The reign of the emperor Louis I. was marked by a number of abortive schemes for the partition of his dominions among his sons, which provoked a state of strife that was largely responsible for the increasing weakness of the Empire. The mild nature of his rule, however, made Louis popular with his German subjects, to whose support mainly he owed his restoration to power on two occasions. When in 825 his son Louis, afterwards called "the German," was entrusted with the government of Bavaria and from this centre gradually extended his authority over the Carolingian dominions east of the Rhine, a step was taken in the process by which East Francia, or Germany, was becoming a unit distinguishable from other portions of the Empire; a process which was carried further by the treaty of Verdun in August 843, when, after a struggle between Louis the German and his brothers for their father's inheritance, an arrangement was made by which Louis obtained the bulk of the lands east of the Rhine together with the districts around Mainz, Worms and Spires on the left bank. Although not yet a single people, the German tribes had now for the first time a ruler whose authority was confined to their own lands, and from this time the beginnings of national life may be traced. For fifty years the main efforts of Louis were directed to defending his kingdom from the inroads of his Slavonic neighbours, and his detachment from the rest of the Empire necessitated by these constant engagements towards the east, gradually gave both him and his subjects a distinctive character, which was displayed and emphasized when, in ratifying an alliance with his half-brother, the West-Frankish king, Charles the Bald, the oath was sworn in different tongues. The East and West Franks were unable to understand each other's speech, so Charles took the oath in a Romance, and Louis in a German dialect.
Louis the German and his successors.
Important as is the treaty of Verdun in German history, that of Mersen, by which Louis and Charles the Bald settled in 870 their dispute over the kingdom of Lothair, second son of the emperor Lothair I., is still more important. The additional territory which Louis then obtained gave to his dominions almost the proportions which Germany maintained throughout the middle ages. They were bounded on the east by the Elbe and the Bohemian mountains, and on the west beyond the Rhine they included the districts known afterwards as Alsace and Lorraine. His jurisdiction embraced the territories occupied by the five ancient German tribes, and included the five archbishoprics of Mainz, Treves (Trier), Cologne, Salzburg and Bremen. When Louis died in 876 his kingdom was divided among his three sons, but as the two elder of these soon died without heirs, Germany was again united in 882 under his remaining son Charles, called "the Fat," who soon became ruler of almost the whole of the extensive domains of Charlemagne. There was, however, no cohesion in the restored empire, the disintegration of which, moreover, was hastened by the ravages of the Northmen, who plundered the cities in the valley of the Rhine. Charles attempted to buy off these redoubtable invaders, a policy which aroused the anger of his German subjects, whose resentment was accentuated by the king's indifference to their condition, and found expression in 887 when Arnulf, an illegitimate son of Carloman, the eldest son of Louis the German, led an army of Bavarians against him. Arnulf himself was recognized as German or East-Frankish king, although his actual authority was confined to Bavaria and its neighbourhood. He was successful in freeing his kingdom for a time from the ravages of the Northmen, but was not equally fortunate in his contests with the Moravians. After his death in 899 his kingdom came under the nominal rule of his young son Louis "the Child," and in the absence of firm rule and a central authority became the prey of the Magyars and other hordes of invaders.
Feudalism in Germany.
During these wars feudalism made rapid advance in Germany. The different peoples compelled to attend to their own defence appointed dukes for special military services (see DUKE); and these dukes, chosen often from members of the old ducal families, succeeded without much difficulty in securing a more permanent position for themselves and their descendants. In Saxony, for example, we hear of Duke Otto the Illustrious, who also ruled over Thuringia; and during the early years of the 10th century dukes appear in Franconia, Bavaria, Swabia and Lorraine. These dukes acquired large tracts of land of which they gave grants on conditions of military service to persons on whom they could rely; while many independent landowners sought their protection on terms of vassalage. The same process took place in the case of great numbers of freemen of a lower class, who put themselves at the service of their more powerful neighbours in return for protection. In this manner the feudal tenure of land began to prevail in almost all parts of Germany, and the elaborate social system which became known as feudalism was gradually built up. The dukes became virtually independent, and when Louis the Child died in 911, the royal authority existed in name only.
Conrad I.
While Louis the Child lived the German dukes were virtually kings in their duchies, and their natural tendency was to make themselves absolute rulers. But, threatened as they were by the Magyars, with the Slavs and Northmen always ready to take advantage of their weakness, they could not afford to do without a central government. Accordingly the nobles assembled at Forchheim, and by the advice of Otto the Illustrious, duke of Saxony, Conrad of Franconia was chosen German king. The dukes of Bavaria, Swabia and Lorraine were displeased at this election, probably because Conrad was likely to prove considerably more powerful than they wished. Rather than acknowledge him, the duke of Lotharingia, or Lorraine, transferred his allegiance to Charles the Simple of France; and it was in vain that Conrad protested and despatched armies into Lorraine. With the help of the French king the duke maintained his ground, and for the time his country was lost to Germany. Bavaria and Swabia yielded, but, mainly through the fault of the king himself, their submission was of brief duration. The rise of the dukes had been watched with extreme jealousy by the leading prelates. They saw that the independence they had hitherto enjoyed would be much more imperilled by powerful local governors than by a sovereign who necessarily regarded it as part of his duty to protect the church. Hence they had done everything they could to prevent the dukes from extending their authority, and as the government was carried on during the reign of Louis the Child mainly by Hatto I., archbishop of Mainz, they had been able to throw considerable obstacles in the way of their rivals. They had now induced Conrad to quarrel with both Swabia and Bavaria, and also with Henry, duke of Saxony, son of the duke to whom he chiefly owed his crown. In these contests the German king met with indifferent success, but the struggle with Saxony was not very serious, and when dying in December 919 Conrad recommended the Franconian nobles to offer the crown to Henry, the only man who could cope with the anarchy by which he had himself been baffled.
Henry the Fowler.
The nobles of Franconia acted upon the advice of their king, and the Saxons were very willing that their duke should rise to still higher honours. Henry I., called "the Fowler," who was chosen German king in May 919, was one of the best of German kings, and was a born statesman and warrior. His ambition was of the noblest order, for he sank his personal interests in the cause of his country, and he knew exactly when to attain his objects by force, and when by concession and moderation. Almost immediately he overcame the opposition of the dukes of Swabia and Bavaria; some time later, taking advantage of the troubled state of France, he accepted the homage of the duke of Lorraine, which for many centuries afterwards remained a part of the German kingdom.
Henry and the Magyars.
Having established internal order, Henry was able to turn to matters of more pressing moment. In the first year of his reign the Magyars, who had continued to scourge Germany during the reign of Conrad, broke into Saxony and plundered the land almost without hindrance. In 924 they returned, and this time by good fortune one of their greatest princes fell into the hands of the Germans. Henry restored him to his countrymen on condition that they made a truce for nine years; and he promised to pay yearly tribute during this period. The barbarians accepted his terms, and faithfully kept their word in regard to Henry's own lands, although Bavaria, Swabia and Franconia they occasionally invaded as before. The king made admirable use of the opportunity he had secured, confining his efforts, however, to Saxony and Thuringia, the only parts of Germany over which he had any control.
Henry's work in Saxony.
In the southern and western German lands towns and fortified places had long existed; but in the north, where Roman influence had only been feeble, and where even the Franks had not exercised much authority until the time of Charlemagne, the people still lived as in ancient times, either on solitary farms or in exposed villages. Henry saw that, while this state of things lasted, the population could never be safe, and began the construction of fortresses and walled towns. Of every group of nine men one was compelled to devote himself to this work, while the remaining eight cultivated his fields and allowed a third of their produce to be stored against times of trouble. The necessities of military discipline were also a subject of attention. Hitherto the Germans had fought mainly on foot, and, as the Magyars came on horseback, the nation was placed at an immense disadvantage. A powerful force of cavalry was now raised, while at the same time the infantry were drilled in new and more effective modes of fighting. Although these preparations were carried on directly under Henry's supervision, only in Saxony and Thuringia the neighbouring dukes were stimulated to follow his example. When he was ready he used his new troops, before turning them against their chief enemy, the Magyars, to punish refractory Slavonic tribes; and he brought under temporary subjection nearly all the Slavs between the Elbe and the Oder. He proceeded also against the Bohemians, whose duke was compelled to do homage.
The Magyars return.
The truce with the Magyars was not renewed, whereupon in 933 a body of invaders crossed, as in former years, the frontier of Thuringia. Henry prudently waited until dearth of provisions forced the enemy to divide into two bands. He then swept down upon the weaker force, annihilated it, and rapidly advanced against the remaining portion of the army. The second battle was more severe than the first, but not less decisive. The Magyars, unable to cope with a disciplined army, were cut down in great numbers, and those who survived rode in terror from the field. The exact scenes of these conflicts are not known, although the date of the second encounter was the 15th of March 933; but few more important battles have ever been fought. The power of the Magyars was not indeed destroyed, but it was crippled, and the way was prepared for the effective liberation of Germany from an intolerable plague. While the Magyars had been troubling Germany on the east and south, the Danes had been irritating her on the north. Charlemagne had established a march between the Eider and the Schlei; but in course of time the Danes had not only seized this territory, but had driven the German population beyond the Elbe. The Saxons had been slowly reconquering the lost ground, and now Henry, advancing with his victorious army into Jutland, forced Gorm, the Danish king, to become his vassal and regained the land between the Eider and the Schlei. But Henry's work concerned the duchy of Saxony rather than the kingdom of Germany. He concentrated all his energies on the government and defence of northern and eastern Germany, leaving the southern and western districts to profit by his example, while his policy of refraining from interference in the affairs of the other duchies tended to diminish the ill-feeling which existed between the various German tribes and to bring peace to the country as a whole. It is in these directions that the reign of Henry the Fowler marks a stage in the history of Germany.
The growth of towns.
When this great king died in July 936 every land inhabited by a German population formed part of the German kingdom, and none of the duchies were at war either with him or among themselves. Along the northern and eastern frontier were tributary races, and the country was for the time rid of an enemy which, for nearly a generation, had kept it in perpetual fear. Great as were these results, perhaps Henry did even greater service in beginning the growth of towns throughout north Germany. Not content with merely making them places of defence, he decreed that they should be centres for the administration of justice, and that in them should be held all public festivities and ceremonies; he also instituted markets, and encouraged traders to take advantage of the opportunities provided for them. A strong check was thus imposed upon the tendency of freemen to become the vassals of great lords. This movement had become so powerful by the troubles of the epoch that, had no other current of influence set in, the entire class of freemen must soon have disappeared. As they now knew that they could find protection without looking to a superior, they had less temptation to give up their independence, and many of them settled in the towns where they could be safe and free. Besides maintaining a manly spirit in the population, the towns rapidly added to their importance by the stimulus they gave to all kinds of industry and trade.
Otto the Great.
Before his death Henry obtained the promise of the nobles at a national assembly, or diet, at Erfurt to recognize his son Otto as his successor, and the promise was kept, Otto being chosen German king in July 936. Otto I. the Great began his reign under the most favourable circumstances. He was twenty-four years of age, and at the coronation festival, which was held at Aix-la-Chapelle, the dukes performed for the first time the nominally menial offices known as the arch-offices of the German kingdom. But these peaceful relations soon came to an end. Reversing his father's policy, Otto resolved that the dukes should act in the strictest sense as his vassals, or lose their dignities. At the time of his coronation Germany was virtually a federal state; he wished to transform it into a firm and compact monarchy. This policy speedily led to a formidable rebellion, headed by Thankmar, the king's half-brother, a fierce warrior, who fancied that he had a prior claim to the crown, and who secured a number of followers in Saxony. He was joined by Eberhard, duke of Franconia, and it was only by the aid of the duke of Swabia, whom the duke of Franconia had offended, that the rising was put down. This happened in 938, and in 939 a second rebellion, led by Otto's brother Henry, was supported by the duke of Franconia and by Giselbert, duke of Lorraine. Otto again triumphed, and derived immense advantages from his success. The duchy of Franconia he kept in his own hands, and in 944 he granted Lorraine to Conrad the Red, an energetic and honourable count, whom he still further attached to himself by giving him his daughter for his wife. Bavaria, on the death of its duke in 947, was placed under his brother Henry, who, having been pardoned, had become a loyal subject. The duchy of Swabia was also brought into Otto's family by the marriage of his son Ludolf with Duke Hermann's daughter, and by these means Otto made himself master of the kingdom. For the time, feudalism in truth meant that lands and offices were held on condition of service; the king was the genuine ruler, not only of freemen, but of the highest vassals in the nation.
Otto's wars with France and with the Slavs.
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Encyclopaedia Britannica, 11th Edition, "Geoponici" to "Germany"Chapter VI: German Literature Since Goethe (1832-1906) (7)
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