Chapter VI: German Literature Since Goethe (1832-1906) (8)
In the midst of these internal troubles Otto was attacked by the French king, Louis IV., who sought to regain Lorraine. However, the German king was soon able to turn his arms against his new enemy; he marched into France and made peace with Louis in 942. Otto's subsequent interventions in the affairs of France were mainly directed towards making peace between Louis and his powerful and rebellious vassal, Hugh the Great, duke of the Franks, both of whom were married to sisters of the German king. Much more important than Otto's doings in France were his wars with his northern and eastern neighbours. The duke of Bohemia, after a long struggle, was brought to submission in 950. Among the Slavs between the Elbe and the Oder the king was represented by Margrave Gero, a warrior well fitted for the rough work he had to do, loyal to his sovereign, but capable of any treachery towards his enemies, who conquered much of the country north of Bohemia between the Oder and the upper and middle Elbe. Margrave Billung, who looked after the Abotrites on the lower Elbe, was less fortunate, mainly because of the neighbourhood of the Danes, who, after the death of King Henry, often attacked the hated Germans, but some progress was made in bringing this district under German influence. Otto, having profound faith in the power of the church to reconcile conquered peoples to his rule, provided for the benefit of the Danes the bishoprics of Schleswig, Ripen and Aarhus; and among those which he established for the Slavs were the important bishoprics of Brandenburg and Havelberg. In his later years he set up the archbishopric of Magdeburg, which took in the sees of Meissen, Zeitz and Merseburg.
Otto in Italy.
Having secured peace in Germany and begun the real conquest of the border races, Otto was by far the greatest sovereign in Europe; and, had he refused to go beyond the limits within which he had hitherto acted, it is probable that he would have established a united monarchy. But a decision to which he soon came deprived posterity of the results which might have sprung from the policy of his earlier years. About 951 Adelaide, widow of Lothair, son of Hugh, king of Italy, having refused to marry the son of Berengar, margrave of Ivrea, was cast into prison and cruelly treated. She appealed to Otto; other reasons called him in the same direction, and in 951 he crossed the Alps and descended into Lombardy. He displaced Berengar, and was so fascinated by Queen Adelaide that within a few weeks he was married to her at Pavia. But Otto's son, Ludolf, who had received a promise of the German crown, saw his rights threatened by this marriage. He went to an old enemy of his father, Frederick, archbishop of Mainz, and the two plotted together against the king, who, hearing of their proceedings, returned to Germany in 952, leaving Duke Conrad of Lorraine as his representative in Italy. Otto, who did not suspect how deep were the designs of the conspirators, paid a visit to Mainz, where he was seized and was compelled to take certain solemn pledges which, after his escape, he repudiated.
The civil war.
Defeat of Magyars.
War broke out in 953, and the struggle was the most serious in which he had been engaged. In Lorraine, of which duchy Otto made his brother Bruno, archbishop of Cologne, administrator, his cause was triumphant; but everywhere else dark clouds gathered over his head. Conrad the Red hurried from Italy and joined the rebels; in Swabia, in Bavaria, in Franconia and even in Saxony, the native land of the king, many sided with them. It is extremely remarkable that this movement acquired so quickly such force and volume. The explanation, according to some historians, is that the people looked forward with alarm to the union of Germany with Italy. There were still traditions of the hardships inflicted upon the common folk by the expeditions of Charlemagne, and it is supposed that they anticipated similar evils in the event of his empire being restored. Whether or not this be the true explanation, the power of Otto was shaken to its foundations. At last he was saved by the presence of an immense external peril. The Magyars were as usual stimulated to action by the disunion of their enemies; and Conrad and Ludolf made the blunder of inviting their help, a proceeding which disgusted the Germans, many of whom fell away from their side and rallied to the head and protector of the nation. In a very short time Conrad and the archbishop of Mainz submitted, and although Ludolf held out a little longer he soon asked for pardon. Lorraine was given to Bruno; but Conrad, its former duke, although thus punished, was not disgraced, for Otto needed his services in the war with the Magyars. The great battle against these foes was fought on the 10th of August 955 on the Lechfeld near Augsburg. After a fierce and obstinate fight, in which Conrad and many other nobles fell, the Germans were victorious; the Magyars were even more thoroughly scourged than in the battles in which Otto's father had given them their first real check. The deliverance of Germany was complete, and from this time, notwithstanding certain wild raids towards the east, the Magyars began to settle in the land they still occupy, and to adapt themselves to the conditions of civilized life.
Otto crowned emperor.
Entreated by Pope John XII., who needed a helper against Berengar, Otto went a second time to Italy, in 961; and on this occasion he received from the pope at Rome the imperial crown. In 966 he was again in Italy, where he remained six years, exercising to the full his imperial rights in regard to the papacy, but occupied mainly in an attempt to make himself master of the southern, as well as of the northern half of the peninsula.
Connexion of Germany with the Empire.
By far the most important act of Otto's eventful life was his assumption of the Lombard and the imperial crowns. His successors steadily followed his example, and the sovereign crowned at Aix-la-Chapelle claimed as his right coronation by the pope in Rome. Thus grew up the Holy Roman Empire, that strange state which, directly descending through the empire of Charlemagne from the empire of the Caesars, contained so many elements foreign to ancient life. We are here concerned with it only as it affected Germany. Germany itself never until our own day became an empire. It is true that at last the Holy Roman Empire was in reality confined to Germany; but in theory it was something quite different. Like France, Germany was a kingdom, but it differed from France in this, that its king was also king in Italy and Roman emperor. As the latter title made him nominally the secular lord of the world, it might have been expected to excite the pride of his German subjects; and doubtless, after a time, they did learn to think highly of themselves as the imperial race. But the evidence tends to show that at first at least they had no wish for this honour, and would have preferred their ruler to devote himself entirely to his own people.
There are signs that during Otto's reign they began to have a distinct consciousness of national life, their use of the word "deutsch" to indicate the whole people being one of these symptoms. Their common sufferings, struggles and triumphs, however, account far more readily for this feeling than the supposition that they were elated by their king undertaking obligations which took him for years together away from his native land. So solemn were the associations of the imperial title that, after acquiring it, Otto probably looked for more intimate obedience from his subjects. They were willing enough to admit the abstract claims of the Empire; but in the world of feudalism there was a multitude of established customs and rights which rudely conflicted with these claims, and in action, remote and abstract considerations gave way before concrete and present realities. Instead of strengthening the allegiance of the Germans towards their sovereign, the imperial title was the means of steadily undermining it. To the connexion of their kingdom with the Empire they owe the fact that for centuries they were the most divided of European nations, and that they have only recently begun to create a genuinely united state. France was made up of a number of loosely connected lands, each with its own lord, when Germany, under Otto, was to a large extent moved by a single will, well organized and strong. But the attention of the French kings was concentrated on their immediate interests, and in course of time they brought their unruly vassals to order. The German kings, as emperors, had duties which often took them away for long periods from Germany. This alone would have shaken their authority, for, during their absence, the great vassals seized rights which were afterwards difficult to recover. But the emperors were not merely absent, they had to engage in struggles in which they exhausted the energies necessary to enforce obedience at home; and, in order to obtain help, they were sometimes glad to concede advantages to which, under other conditions, they would have tenaciously clung. Moreover, the greatest of all their struggles was with the papacy; so that a power outside their kingdom, but exercising immense influence within it, was in the end always prepared to weaken them by exciting dissension among their people. Thus the imperial crown was the most fatal gift that could have been offered to the German kings; apparently giving them all things, it deprived them of nearly everything. And in doing this it inflicted on many generations incalculable and needless suffering.
Otto and the duchies.
By the policy of his later years Otto did much to prepare the way for the process of disintegration which he rendered inevitable by restoring the Empire. With the kingdom divided into five great duchies, the sovereign could always have maintained at least so much unity as Henry the Fowler secured; and, as the experience of Otto himself showed, there would have been chances of much greater centralization. Yet he threw away this advantage. Lorraine was divided into two duchies, Upper Lorraine and Lower Lorraine. In each duchy of the kingdom he appointed a count palatine, whose duty was to maintain the royal rights; and after Margrave Gero died in 965 his territory was divided into three marches, and placed under margraves, each with the same powers as Gero. Otto gave up the practice of retaining the duchies either in his own hands or in those of relatives. Even Saxony, his native duchy and the chief source of his strength, was given to Margrave Billung, whose family kept it for many years. To combat the power of the princes, Otto, especially after he became emperor and looked upon himself as the protector of the church, immensely increased the importance of the prelates. They received great gifts of land, were endowed with jurisdiction in criminal as well as civil cases, and obtained several other valuable sovereign rights. The emperor's idea was that, as church lands and offices could not be hereditary, their holders would necessarily favour the crown. But he forgot that the church had a head outside Germany, and that the passion for the rights of an order may be not less intense than that for the rights of a family. While the Empire was at peace with the popes the prelates did strongly uphold it, and their influence was unquestionably, on the whole, higher than that of rude secular nobles. But with the Empire and the Papacy in conflict, they could not but abide, as a rule, by the authority which had the most sacred claims to their loyalty. From all these circumstances it curiously happened that the sovereign who did more than almost any other to raise the royal power, was also the sovereign who, more than any other, wrought its decay.
Otto II.
Otto II. had been crowned German king at Aix-la-Chapelle and emperor at Rome during his father's lifetime. Becoming sole ruler in May 973, his troubles began in Lorraine, but were more serious in Bavaria, which was now a very important duchy. Its duke, Henry, the brother of Otto I., had died in 955 and had been succeeded by a young son, Henry, whose turbulent career subsequently induced the Bavarian historian Aventinus to describe him as _rixosus_, or the Quarrelsome. In 973 Burchard II., duke of Swabia, died, and the new emperor refused to give this duchy to Henry, further irritating this duke by bestowing it upon his enemy, Otto, a grandson of the emperor Otto I. Having collected allies Henry rebelled, and in 976 the emperor himself marched against him and drove him into Bohemia. Bavaria was taken from him and given to Otto of Swabia, but it was deprived of some of its importance. The southern part, Carinthia, which had hitherto been a march district, was separated from it and made into a duchy, and the church in Bavaria was made dependent upon the king and not upon the duke. Having arrived at this settlement Otto marched against the Bohemians, but while he was away from Germany war was begun against him by Henry, the new duke of Carinthia, who, forgetting the benefits he had just received, rose to avenge the wrongs of his friend, the deposed duke Henry of Bavaria. The emperor made peace with the Bohemians and quickly put down the rising. Henry of Bavaria was handed over to the keeping of the bishop of Utrecht and Carinthia received another duke.
Otto and France.
In his anxiety to obtain possession of southern Italy, Otto I. had secured as a wife for his son and successor Theophano, daughter of the East Roman emperor, Romanus II., the ruler of much of southern Italy. Otto II., having all his father's ambition with much of his strength and haughtiness, longed to get away from Germany and to claim these remoter districts. But he was detained for some time owing to the sudden invasion of Lower Lorraine by Lothair, king of France, in 978. So stealthily did the invader advance that the emperor had only just time to escape from Aix-la-Chapelle before the town was seized and plundered. As quickly as possible Otto placed himself at the head of a great army and marched to Paris, but he was compelled to retreat without taking the city, and in 980 peace was made.
Otto in Italy.
At last, after an expedition against the Poles, Otto was able to fulfil the wish of his heart; he went to Italy in 980 and never returned to Germany. His claims to southern Italy were vehemently opposed, and in July 982 he suffered a disastrous defeat at the hands of the East Roman emperor's subjects and their Saracen allies. The news of this crushing blow cast a gloom over Germany, which was again suffering from the attacks of her unruly neighbours. The Saxons were able to cope with the Danes and the German boundary was pushed forward in the south-east; but the Slavs fought with such courage and success that during the reigns of the emperors Otto II. and Otto III. much of the work effected by the margraves Hermann Billung and Gero was undone, and nearly two centuries passed before they were driven back to the position which they had perforce occupied under Otto the Great. Such were the first-fruits of the assumption of the imperial crown.
Otto III.
About six months before his death in Rome, in December 983, Otto held a diet at Verona which was attended by many of the German princes, who recognized his infant son Otto as his successor. Otto was then taken to Germany, and after his father's death he was crowned at Aix-la-Chapelle on Christmas Day 983. Henry of Bavaria was released from his confinement and became his guardian; but as this restless prince showed an inclination to secure the crown for himself, the young king was taken from him and placed in the care of his mother Theophano. Henry, however, gained a good deal of support both within and without Germany and caused much anxiety to Otto's friends, but in 985 peace was made and he was restored to Bavaria. While Theophano acted as regent, the chief functions of government were discharged by Willigis, archbishop of Mainz (d. 1011), a vigorous prelate who had risen from a humble rank to the highest position in the German Church. He was aided by the princes, each of whom claimed a voice in the administration, and, during the lifetime of Theophano at least, a stubborn and sometimes a successful resistance was offered to the attacks of the Slavs. But under the prevalent conditions a vigorous rule was impossible, and during Otto's minority the royal authority was greatly weakened. In Saxony the people were quickly forgetting their hereditary connexion with the successors of Henry the Fowler; in Bavaria, after the death of Duke Henry in 995, the nobles, heedless of the royal power, returned to the ancient German custom and chose Henry's son Henry as their ruler.
The character of Otto.
In 995 Otto III. was declared to have reached his majority. He had been so carefully trained in all the learning of the time that he was called the "wonder of the world," and a certain fascination still belongs to his imaginative and fantastic nature. Imbued by his mother with the extravagant ideas of the East Roman emperors he introduced into his court an amount of splendour and ceremonial hitherto unknown in western Europe. The heir of the western emperors and the grandson of an eastern emperor, he spent most of his time in Rome, and fancied he could unite the world under his rule. In this vague design he was encouraged by Gerbert, the greatest scholar of the day, whom, as Silvester II., he raised to the papal throne. Meanwhile Germany was suffering severely from internal disorders and from the inroads of her rude neighbours; and when in the year 1000 Otto visited his northern kingdom there were hopes that he would smite these enemies with the vigour of his predecessors. But these hopes were disappointed; on the contrary, Otto seems to have released Boleslaus, duke of the Poles, from his vague allegiance to the German kings, and he founded an archbishopric at Gnesen, thus freeing the Polish sees from the authority of the archbishop of Magdeburg.
Henry II.
When Otto III. died in January 1002 there remained no representative of the elder branch of the imperial family, and several candidates came forward for the vacant throne. Among these candidates was Henry of Bavaria, son of Duke Henry the Quarrelsome and a great-grandson of Henry the Fowler, and at Mainz in June 1002 this prince was chosen German king as Henry II. Having been recognized as king by the Saxons, the Thuringians and the nobles of Lorraine, the new king was able to turn his attention to the affairs of government, but on the whole his reign was an unfortunate one for Germany. For ten years civil war raged in Lorraine; in Saxony much blood was shed in petty quarrels; and Henry made expeditions against his turbulent vassals in Flanders and Friesland. He also interfered in the affairs of Burgundy, but the acquisition of this kingdom was the work of his successor, Conrad II. During nearly the whole of this reign the Germans were fighting the Poles. Boleslaus of Poland, who was now a very powerful sovereign, having conquered Lusatia and Silesia, brought Bohemia also under his rule and was soon at variance with the German king. Anxious to regain these lands Henry allied himself with some Slavonic tribes, promising not to interfere with the exercise of their heathen religion, while Boleslaus found supporters among the discontented German nobles. The honours of the ensuing war were with Henry, and when peace was made in 1006 Boleslaus gave up Bohemia, but the struggle was soon renewed and neither side had gained any serious advantage when peace was again made in 1013. A third Polish war broke out in 1015. Henry led his troops in person and obtained assistance from the Russians and the Hungarians; peace was concluded in 1018, the Elbe remaining the north-east boundary of Germany. Henry made three journeys to Italy, being crowned king of the Lombards at Pavia in 1004 and emperor at Rome ten years later. Before the latter event, in order to assert his right of sovereignty over Rome, he called himself king of the Romans, a designation which henceforth was borne by his successors until they received the higher title from the pope. Hitherto a sovereign crowned at Aix-la-Chapelle had been "king of the West Franks," or "king of the Franks and Saxons." Henry was generous to the church, to which he looked for support, but he maintained the royal authority over the clergy. Although generally unsuccessful he strove hard for peace, and during this reign the principle of inheritance was virtually established with regard to German fiefs.
Conrad II.
After Henry's death the nobles met at Kamba, near Oppenheim, and in September 1024 elected Conrad, a Franconian count, to the vacant throne. Although favoured by the German clergy the new king, Conrad II., had to face some opposition; this, however, quickly vanished and he received the homage of the nobles in the various duchies and seemed to have no reason to dread internal enemies. Nevertheless, he had soon to battle with a conspiracy headed by his stepson, Ernest II., duke of Swabia. This was caused primarily by Conrad's avowed desire to acquire the kingdom of Burgundy, but other reasons for dissatisfaction existed, and the revolting duke found it easy to gather around him the scattered forces of discontent. However, the king was quite able to deal with the rising, which, indeed, never attained serious proportions, although Ernest gave continual trouble until his death in 1030. With regard to the German duchies Conrad followed the policy of Otto the Great. He wished to control, not to abolish them. In 1026, when Duke Henry of Bavaria died, he obtained the duchy for his son Henry, afterwards the emperor Henry III.; later, despite the opposition of the nobles, he invested the same prince with Swabia, where the ducal family had died out. Franconia was in the hands of Conrad himself; thus Saxony, Thuringia, Carinthia and Lorraine were the only duchies not completely dependent upon the king.
The neighbouring countries.
When Conrad ascended the throne the safety of Germany was endangered from three different points. On the north was Denmark ruled by Canute the Great; on the east was the wide Polish state whose ruler, Boleslaus, had just taken the title of king; and on the south-east was Hungary, which under its king, St Stephen, was rapidly becoming an organized and formidable power. Peace was maintained with Canute, and in 1035 a treaty was concluded and the land between the Eider and the Schlei was ceded to Denmark. In 1030 Conrad waged a short war against Hungary, but here also he was obliged to assent to a cession of territory. In Poland he was more fortunate. After the death of Boleslaus in 1025 the Poles plunged into a civil war, and Conrad was able to turn this to his own advantage. In 1031 he recovered Lusatia and other districts, and in 1033 the Polish duke of Mesislaus did homage to him at Merseburg. His authority was recognized by the Bohemians, and two expeditions taught the Slavonic tribes between the Elbe and the Oder to respect his power.
Conrad in Italy.
In Italy, whither he journeyed in 1026 and 1036, Conrad was not welcomed. Although as emperor and as king of the Lombards he was the lawful sovereign of that country, the Germans were still regarded as intruders and could only maintain their rights by force. The event which threw the greatest lustre upon this reign was the acquisition of the kingdom of Burgundy, or Arles, which was bequeathed to Conrad by its king, Rudolph III., the uncle of his wife, Gisela. Rudolph died in 1032, and in 1033 Conrad was crowned king at Peterlingen, being at once recognized by the German-speaking population. For about two years his rival, Odo, count of Champagne, who was supported by the Romance-speaking inhabitants, kept up the struggle against him, but eventually all opposition was overcome and the possession of Burgundy was assured to the German king.
The nobles and the land.
This reign is important in the history of Germany because it marks the beginning of the great imperial age, but it has other features of interest. In dealing with the revolt of Ernest of Swabia Conrad was aided by the reluctance of the vassals of the great lords to follow them against the king. This reluctance was due largely to the increasing independence of this class of landholders, who were beginning to learn that the sovereign, and not their immediate lord, was the protector of their liberties; the independence in its turn arose from the growth of the principle of heredity. In Germany Conrad did not definitely decree that fiefs should pass from father to son, but he encouraged and took advantage of the tendency in this direction, a tendency which was, obviously, a serious blow at the power of the great lords over their vassals. In 1037 he issued from Milan his famous edict for the kingdom of Italy which decreed that upon the death of a landholder his fief should descend to his son, or grandson, and that no fiefholder should be deprived of his fief without the judgment of his peers. In another direction Conrad's policy was to free himself as king from dependence upon the church. He sought to regain lands granted to the church by his predecessors; prelates were employed on public business much less frequently than heretofore. He kept a firm hand over the church, but his rule was purely secular; he took little or no interest in ecclesiastical affairs. During this reign the centre and basis of the imperial power in Germany was moved southwards. Saxony, the home of the Ottos, became less prominent in German politics, while Bavaria and the south were gradually gaining in importance.
Henry III.
Henry III., who had been crowned German king and also king of Burgundy during his father's lifetime, took possession of his great inheritance without the slightest sign of opposition in June 1039. He was without the impulsiveness which marred Conrad's great qualities, but he had the same decisive judgment, wide ambition and irresistible will as his father. During the late king's concluding years a certain Bretislaus, who had served Conrad with distinction in Lusatia, became duke of Bohemia and made war upon the disunited Poles, easily bringing them into subjection. Thus Germany was again threatened with the establishment of a great and independent Slavonic state upon her eastern frontier. To combat this danger Henry invaded Bohemia, and after two reverses compelled Bretislaus to appear before him as a suppliant at Regensburg. The German king treated his foe generously and was rewarded by receiving to the end of his reign the service of a loyal vassal; he also gained the goodwill of the Poles by helping to bring about the return of their duke, Casimir I., who willingly did homage for his land. The king of Denmark, too, acknowledged Henry as his feudal lord. Moreover, by several campaigns in Hungary the German king brought that country into the position of a fief of the German crown. This war was occasioned by the violence of the Hungarian usurper, Aba Samuel, and formed Henry's principal occupation from 1041 to 1045.
Henry's internal policy.
In Germany itself Henry acquired, during the first ten years of his rule, an authority which had been unknown since the days of Otto the Great. Early in his reign he had made a determined enemy of Godfrey the Bearded, duke of upper Lorraine, who, in 1044, conspired against him and who found powerful allies in Henry I., king of France, in the counts of Flanders and Holland, and in certain Burgundian nobles. However, Godfrey and his friends were easily worsted, and when the dispossessed duke again tried the fortune of war he found that the German king had detached Henry of France from his side and was also in alliance with the English king, Edward the Confessor. While thus maintaining his authority in the north-east corner of the country by alliances and expeditions, Henry was strong enough to put the laws in motion against the most powerful princes and to force them to keep the public peace. Under his severe but beneficent rule, Germany enjoyed a period of internal quiet such as she had probably never experienced before, but even Henry could not permanently divert from its course the main political tendency of the age, the desire of the great feudal lords for independence.
Henry's wars.
Cowed, but unpacified and discontented, the princes awaited their opportunity, while the king played into their hands by allowing the southern duchies, Swabia, Bavaria and Carinthia, to pass from under his own immediate control. His position was becoming gradually weaker when in 1051 he invaded Hungary, where a reaction against German influence was taking place. After a second campaign in 1052 the Hungarian king, Andrew, was compelled to make peace and to own himself the vassal of the German king. Meanwhile Saxony and Bavaria were permeated by the spirit of unrest, and Henry returned from Hungary just in time to frustrate a widespread conspiracy against him in southern Germany. Encouraged by the support of the German rebels, Andrew of Hungary repudiated the treaty of peace and the German supremacy in that country came to a sudden end. Among the causes which undermined Henry's strength was the fact that the mediate nobles, who had stood loyally by his father, Conrad, were not his friends; probably his wars made serious demands upon them, and his strict administration of justice, especially his insistence upon the maintenance of the public peace, was displeasing to them.
Henry and the church.
At the beginning of Henry's reign the church all over Europe was in a deplorable condition. Simony was universally practised and the morality of the clergy was very low. The Papacy, too, had sunk to a degraded condition and its authority was annihilated, not only by the character of successive popes, but by the fact that there were at the same time three claimants for the papal throne. Henry, a man of deep, sincere and even rigorous piety, regarded these evils with sorrow; he associated himself definitely with the movement for reform which proceeded from Cluny, and commanded his prelates to put an end to simony and other abuses. Then moving farther in the same direction he resolved to strike at the root of the evil by the exercise of his imperial authority. In 1046 he entered Italy at the head of an army which secured for him greater respect than had been given to any German ruler since Charlemagne, and at Sutri and in Rome he deposed the three rival popes. He then raised to the papal see Suidger, bishop of Bamberg, who, as Pope Clement II., crowned him emperor; after Clement three other German popes--Damasus II., Leo IX. and Victor II.--owed their elevation to Henry. Under these popes a new era began for the church, and in thus reforming the Papacy Henry III. fulfilled what was regarded as the noblest duty of his imperial office, but he also sharpened a weapon whose keen edge was first tried against his son.
The last years of Henry III. form a turning-point in German history. Great kings and emperors came after him, but none of them possessed the direct, absolute authority which he freely wielded; even in the case of the strongest the forms of feudalism more and more interposed themselves between the monarch and the nation, and at last the royal authority virtually disappeared. During this reign the towns entered upon an age of prosperity, and the Rhine and the Weser became great avenues of trade.
The minority of Henry IV.
When Henry died in October 1056 the decline of the royal authority was accelerated by the fact that his successor was a child. Henry IV., who had been crowned king in 1054, was at first in charge of his mother, the empress Agnes, whose weak and inefficient rule was closely watched by Anno, archbishop of Cologne. In 1062, however, Anno and other prominent prelates and laymen, perhaps jealous of the influence exercised at court by Henry, bishop of Augsburg (d. 1063), managed by a clever trick to get possession of the king's person. Deserted by her friends Agnes retired, and forthwith Anno began to rule the state. But soon he was compelled to share his duties with Adalbert, archbishop of Bremen, and a year or two later Adalbert became virtually the ruler of Germany, leaving Anno to attend to affairs in Italy. Adalbert's rule was very successful. Compelling King Solomon to own Henry's supremacy he restored the influence of Germany in Hungary; in internal affairs he restrained the turbulence of the princes, but he made many enemies, especially in Saxony, and in 1066 Henry, who had just been declared of age, was compelled to dismiss him. The ambitious prelate, however, had gained great influence over Henry, who had grown up under the most diverse influences. The young king was generous and was endowed with considerable intellectual gifts; but passing as he did from Anno's gloomy palace at Cologne to Adalbert's residence in Bremen, where he was petted and flattered, he became wayward and wilful.
Henry's personal rule.
Henry IV. assumed the duties of government soon after the fall of Adalbert and quickly made enemies of many of the chief princes, including Otto of Nordheim, the powerful duke of Bavaria, Rudolph, duke of Swabia, and Berthold of Zahringen, duke of Carinthia. In Saxony, where, like his father, he frequently held his court, he excited intense hostility by a series of injudicious proceedings. While the three Ottos were pursuing the shadow of imperial greatness in Italy, much of the crown land in this duchy had been seized by the nobles and was now held by their descendants. Henry IV. insisted on the restoration of these estates and encroached upon the rights of the peasants. Moreover, he built a number of forts which the people thought were intended for prisons; he filled the land with riotous and overbearing Swabians; he kept in prison Magnus, the heir to the duchy; and is said to have spoken of the Saxons in a tone of great contempt. All classes were thus combined against him, and when he ordered his forces to assemble for a campaign against the Poles the Saxons refused to join the host. In 1073 the universal discontent found expression in a great assembly at Wormesleben, in which the leading part was taken by Otto of Nordheim, by Werner, archbishop of Magdeburg, and by Burkhard II., bishop of Halberstadt. Under Otto's leadership the Thuringians joined the rising, which soon spread far and wide. Henry was surprised by a band of rebels in his fortress at the Harzburg; he fled to Hersfeld and appealed to the princes for support, but he could not compel them to aid him and they would grant him nothing. After tedious negotiations he was obliged to yield to the demands of his enemies, and peace was made at Gerstungen in 1074. Zealously carrying out the conditions of the peace, the peasants not only battered down the detested forts, they even destroyed the chapel at the Harzburg and committed other acts of desecration. These proceedings alarmed the princes, both spiritual and secular, and Henry, who had gained support from the cities of the Rhineland, was able to advance with a formidable army into Saxony in 1075. He gained a decisive victory, rebuilt the forts and completely restored the authority of the crown.
Pope Gregory VII.
In 1073, while Germany was in this confused state, Hildebrand had become pope as Gregory VII., and in 1075 he issued his famous decree against the marriage of the clergy and against their investiture by laymen. To the latter decree it was impossible for any sovereign to submit, and in Germany there were stronger reasons than elsewhere for resistance. A large part of the land of the country was held by the clergy, and most of it had been granted to them because it was supposed that they would be the king's most efficient helpers. Were the feudal tie broken, the crown must soon vanish, and the constitution of medieval society undergo a radical change. Henry, who hitherto had treated the new pope with excessive respect, now announced his intention of going to Rome and assuming the imperial title. The pope, to whom the Saxons had been encouraged to complain, responded by sending back certain of Henry's messengers, with the command that the king should do penance for the crimes of which his subjects accused him. Enraged by this unexpected arrogance, Henry summoned a synod of German bishops to Worms in January 1076, and Hildebrand was declared deposed. The papal answer was a bull excommunicating the German king, dethroning him and liberating his subjects from their oath of allegiance.
Effect of Henry's excommunication.
Never before had a pope ventured to take so bold a step. It was within the memory even of young men that a German king had dismissed three popes, and had raised in turn four of his own prelates to the Roman see. And now a pope attempted to drag from his throne the successor of this very sovereign. The effect of the bull was tremendous; no other was ever followed by equally important results. The princes had long been chafing under the royal power; they had shaken even so stern an autocrat as Henry III., and the authority of Henry IV. was already visibly weakened. At this important stage in their contest with the crown a mighty ally suddenly offered himself, and with indecent eagerness they hastened to associate themselves with him. Their vassals and subjects, appalled by the invisible powers wielded by the head of the church, supported them in their rebellion. The Saxons again rose in arms and Otto of Nordheim succeeded in uniting the North and South German supporters of the pope. Henry had looked for no such result as this; he did not understand the influences which lay beneath the surface and was horrified by his unexpected isolation. At a diet in Tribur he humbled himself before the princes, but in vain. They turned from him and decided that the pope should be asked to judge Henry; that if, within a year, the sentence of excommunication were not removed, the king should lose his crown; and that in the meantime he should live in retirement.
Scene at Canossa.
Next came the strange scene at Canossa which burned itself into the memory of Europe. For three days the representative of the Caesars entreated to be admitted into the pope's presence. No other mode of escape than complete subjection to Gregory had suggested itself, or was perhaps possible; but it did not save him. Although the pope forgave him, the German princes, resolved not to miss the chance which fortune had given them, met in March 1077, and deposed him, electing Rudolph, duke of Swabia, as his successor. But Henry's bitter humiliations transformed his character; they brought out all his latent capacities of manliness.
The struggle over investitures.
The war of investitures that followed was the opening of the tremendous struggle between the Empire and the Papacy, which is the central fact of medieval history and which, after two centuries of conflict, ended in the exhaustion of both powers. Its details belong more to the history of Italy than to that of Germany, where it took the form of a fight between two rival kings, but in Germany its effects were more deeply felt. The nation now plucked bitter fruit from the seed planted by Otto the Great in assuming the imperial crown and by a long line of kings and emperors in lavishing worldly power upon the church. In the ambition of the spiritual and the secular princes the pope had an immensely powerful engine of offence against the emperor, and without the slightest scruple this was turned to the best advantage.
Henry IV. and the anti-kings.
When this struggle began it may be said in general that Henry was supported by the cities and the lower classes, while Rudolph relied upon the princes and the opponents of a united Germany; or, to make another division, Henry's strength lay in the duchies of Franconia and Bavaria, Rudolph's in Swabia and Saxony. In the Rhineland and in southern Germany the cities had been steadily growing in wealth and power, and they could not fail to realize that they had more to fear from the princes than from the crown. Hence when Henry returned to Germany in 1078 Worms, Spires and many other places opened their gates to him and contributed freely to his cause; nevertheless his troops were beaten in three encounters and Pope Gregory thundered anew against him in March 1080. However, the fortune of war soon turned, and in October 1080 Rudolph of Swabia was defeated and slain. Henry then carried the war into Italy; in 1084 he was crowned emperor in Rome by Wibert, archbishop of Ravenna, whom, as Clement III., he had set up as an anti-pope, and in 1085 Gregory died an exile from Rome. Meanwhile in Germany Henry's opponents had chosen Hermann, count of Luxemburg, king in succession to Rudolph of Swabia. Hermann, however, was not very successful, and when Henry returned to Germany in 1084 he found that his most doughty opponent, Otto of Nordheim, was dead, and that the anti-king had few friends outside Saxony. This duchy was soon reduced to obedience and was treated with consideration, and when the third anti-king, Egbert, margrave of Meissen, was murdered in 1090 there would have been peace if Germany had followed her own impulses.
Henry and the Papacy.
In the Papacy, however, Henry had an implacable foe; and again and again when he seemed on the point of a complete triumph the smouldering embers of revolt were kindled once more into flame. In Italy his son, Conrad, was stirred up against him and in 1093 was crowned king at Monza; then ten years later, when Germany was more peaceful than it had been for years and when the emperor's authority was generally acknowledged, his second son, Henry, afterwards the emperor Henry V., was induced to head a dangerous rebellion. The Saxons and the Thuringians were soon in arms, and they were joined by those warlike spirits of Germany to whom an age of peace brought no glory and an age of prosperity brought no gain. After some desultory fighting Henry IV. was taken prisoner and compelled to abdicate; he had, however, escaped and had renewed the contest when he died in August 1106.
The First Crusade.
During this reign the first crusade took place, and the German king suffered severely from the pious zeal which it expressed and intensified. The movement was not in the end favourable to papal supremacy, but the early crusaders, and those who sympathized with them, regarded the enemies of the pope as the enemies of religion.
Henry V. in Germany.
The early years of Henry V.'s reign were spent in campaigns in Flanders, Bohemia, Hungary and Poland, but the new king was soon reminded that the dispute over investitures was unsettled. Pope Paschal II. did not doubt, now that Henry IV. was dead, that he would speedily triumph; but he was soon undeceived. Henry V., who with unconscious irony had promised to treat the pope as a father, continued, like his predecessors, to invest prelates with the ring and the staff, and met the expostulations of Paschal by declaring that he would not surrender a right which had belonged to all former kings. Lengthened negotiations took place but they led to no satisfactory result, while the king's enemies in Germany, taking advantage of the deadlock, showed signs of revolt. One of the most ardent of these enemies was Lothair of Supplinburg, whom Henry himself had made duke of Saxony upon the extinction of the Billung family in 1106. Lothair was humbled in 1112, but he took advantage of the emperor's difficulties to rise again and again, the twin pillars of his strength being the Saxon hatred of the Franconian emperors and an informal alliance with the papal see. Henry's chief friends were his nephews, the two Hohenstaufen princes, Frederick and Conrad, to whose father Frederick the emperor Henry IV. had given the duchy of Swabia when its duke Rudolph became his rival. The younger Frederick succeeded to this duchy in 1105, while ten years later Conrad was made duke of Franconia, a country which for nearly a century had been under the immediate government of the crown. The two brothers were enthusiastic imperialists, and with persistent courage they upheld the cause of their sovereign during his two absences in Italy.
The concordat of Worms.
At last, in September 1122, the investiture question was settled by the concordat of Worms. By this compromise, which exhaustion forced upon both parties, the right of electing prelates was granted to the clergy, and the emperor surrendered the privilege of investing them with the ring and the staff. On the other hand it was arranged that these elections should take place in the presence of the emperor or his representative, and that he should invest the new prelate with the sceptre, thus signifying that the bishop, or abbot, held his temporal fiefs from him and not from the pope. In Germany the victory remained with the emperor, but it was by no means decisive. The Papacy was far from realizing Hildebrand's great schemes; yet in regard to the question in dispute it gained solid advantage, and its general authority was incomparably more important than it had been half a century before. During this period it had waged war upon the emperor himself. Instead of acknowledging its inferiority as in former times it had claimed to be the higher power; it had even attempted to dispose of the imperial crown as if the Empire were a papal fief; and it had found out that it could at any time tamper, and perhaps paralyse, the imperial authority by exciting internal strife in Germany. Having thus settled this momentous dispute Henry spent his later years in restoring order in Germany, and in planning to assist his father-in-law, Henry I. of England, in France. During this reign under the lead of Otto, bishop of Bamberg (c. 1063-1139), Pomerania began to come under the influence of Germany and of Christianity.
The reign of Lothair the Saxon.
The Franconian dynasty died out with Henry V. in May 1125, and after a protracted contest Lothair, duke of Saxony, the candidate of the clergy, was chosen in the following August to succeed him. The new king's first enterprise was a disastrous campaign in Bohemia, but before this occurrence he had aroused the enmity of the Hohenstaufen princes by demanding that they should surrender certain lands which had formerly been the property of the crown. Lothair's rebuff in Bohemia stiffened the backs of Frederick and Conrad, and in order to contend with them the king secured a powerful ally by marrying his daughter Gertrude to Henry the Proud, a grandson of Welf, whom Henry IV. had made duke of Bavaria, a duchy to which Henry himself had succeeded in 1126. Henry was perhaps the most powerful of the king's subjects, nevertheless the dukes of Swabia and Franconia withstood him, and a long war desolated South Germany. This was ended by the submission of Frederick in 1134 and of Conrad in the following year. Lothair's position, which before 1130 was very weak, had gradually become stronger. He had put down the disorder in Bavaria, in Saxony and in Lorraine; a diet held at Magdeburg in 1135 was attended by representatives from the vassal states of Denmark, Hungary, Bohemia and Poland; and in 1136, when he visited Italy for the second time, Germany was in a very peaceful condition. In June 1133 during the king's first visit to Italy he had received from Pope Innocent II. the imperial crown and also the investiture of the extensive territories left by Matilda, marchioness of Tuscany; and at this time the pope seems to have claimed the emperor as his vassal, a statement to this effect (_post homo fit papae, sumit quo dante coronam_) being inscribed in the audience hall of the Lateran at Rome.
(_Continued in volume 11 slice 8._)
FOOTNOTES:
[1] i.e. the territory once under the jurisdiction of an imperial
_Vogt_ or _advocatus_ (see ADVOCATE).
[2] The question, much disputed between Germans and Danes, is
exhaustively treated by P. Lauridsen in F. de Jessen's _La Question
de Sleswig_ (Copenhagen, 1906), pp. 114 et seq.
[3] See the comparative study in Percy Ashley's _Local and Central
Government_ (London, 1906).
[4] The _Kreis_ in Wurttemberg corresponds to the _Regierungsbezirk_
elsewhere.
[5] The system of compulsory registration, which involves a
notification to the police of any change of address (even temporary),
of course makes it easy to determine the domicile in any given case.
[6] Actually between 1883 and 1908 over five million recruits passed
through the drill sergeant's hands, as well as perhaps 210,000
one-year volunteers.
[7] These last have a curious history. They were formed from about
1890 onwards, by individual squadrons, two or three being voted each
year. Ostensibly raised for the duties of mounted orderlies, at a
time when it would have been impolitic to ask openly for more
cavalry, they were little by little trained in real cavalry work,
then combined in provisional regiments for disciplinary purposes and
at last frankly classed as cavalry.
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Encyclopaedia Britannica, 11th Edition, "Geoponici" to "Germany"Chapter VI: German Literature Since Goethe (1832-1906) (8)
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