Chapter II: Human Nature (4)
Hair color is due either to a golden-brown pigment that looks black in masses, or else to a red pigment. The lighter tints differ from the darker by the absence of some pigment granules. If neither parent has the capacity of producing a large quantity of pigment granules in the hair, the children cannot have that capacity, that is, two flaxen-haired parents have only flaxen-haired children. But a dark-haired parent may be either simplex or duplex; and so two such parents _may_ produce children with light hair; but not more than one out of four. In general, the hair color of the children tends not to be darker than that of the darker parent. Skin pigment follows a similar rule. It is really one of the surprises of modern studies that skin pigment should be found to follow the ordinary law of heredity; it was commonly thought to blend. The inheritance of skin color is not dependent on race; two blonds never have brunette offspring, but brunettes may have blondes. The extreme case is that of albinos with no pigment in skin, hair, and iris. Two albinos have only albino children, but albinos may come from two pigmented parents.
Similarly, straight-haired parents lack curliness, and two such have only straight-haired children. Also two tall parents have only tall children. _Shortness_ is the trait: tallness is a negative character. Also when both parents lack stoutness (are slender), all children tend to lack it.
We may now consider briefly the inheritance of certain pathological or abnormal states, to see in how far the foregoing principles hold for them also. Sometimes the abnormal condition is positive, due to a new trait; but sometimes, on the contrary, the normal condition is the positive one and the trait is due to a defect.
Deaf-mutism is due to a defect; but the nature of the defect is different in different cases. Deaf-mutism is so varied that frequently two unrelated deaf mutes may have hearing children. But if the deaf-mute parents are cousins, the chances that the deafness is due to the _same_ unit defect are increased and all of the children will probably be deaf.
From the studies of Dr. Goddard and others, it appears that when both parents are feeble-minded all of the children will be so likewise; this conclusion has been tested again and again. But if _one_ of the parents be normal and of normal ancestry, all of the children may be normal; whereas, if the normal person have defective germ cells, half of his progeny by a feeble-minded woman will be defective.
Many criminals, especially those who offend against the person, are feeble-minded, as is shown by the way they occur in fraternities with feeble-mindedness, or have feeble-minded parents. The test of the mental condition of relatives is one that may well be applied by judges in deciding upon the responsibility of an aggressor.
Not only the condition of imperfect mental development, but also that of inability to withstand stress upon the nervous system, may be inherited. From the studies of Dr. Rosanoff and his collaborators, it appears that if both parents be subject to manic depressive insanity or to dementia precox, all children will be neuropathic also; that if one parent be affected and come from a weak strain, half of the children are liable to go insane; and that nervous breakdowns of these types never occur if both parents be of sound stock.
Finally, a study of families with special abilities reveals a method of inheritance quite like that of nervous defect. If both parents be color artists or have a high grade of vocal ability or are littérateurs of high grade, then all of their children tend to be of high grade also. If one parent has high ability, while the other has low ability but has ancestry with high ability, part of the children will have high ability and part low. It seems like an extraordinary conclusion that high ability is inherited as though due to the absence of a determiner in the same way as feeble-mindedness and insanity are inherited. We are reminded of the poet: "Great wits to madness sure are near allied." Evidence for the relationship is given by pedigrees of men of genius that often show the combination of ability and insanity. May it not be that just that lack of control that permits "flights of the imagination" is related to the flightiness characteristic of those with mental weakness or defect?
These studies of inheritance of mental defect inevitably raise the question how to eliminate the mentally defective. This is a matter of great importance because, on the one hand, it is now coming to be recognized that mental defect is at the bottom of most of our social problems. Extreme alcoholism is usually a consequence of a mental make-up in which self-control of the appetite for liquor is lacking. Pauperism is a consequence of mental defects that make the pauper incapable of holding his own in the world's competition. Sex immorality in either sex is commonly due to a certain inability to appreciate consequences, to visualize the inevitableness of cause and effect, combined sometimes with a sex-hyperesthesia and lack of self-control. Criminality in its worst forms is similarly due to a lack of appreciation of or receptivity to moral ideas.
If we seek to know what is the origin of these defects, we must admit that it is very ancient. They are probably derived from our ape-like ancestors, in which they were _normal_ traits. There occurs in man a strain that has not yet acquired those traits of inhibition that characterized the more highly developed civilized persons. The evidence for this is that, as far back as we go, we still trace back the black thread of defective heredity.
We have now to answer the question as to the eugenical application of the laws of inheritance of defects. First, it may be pointed out that traits due to the absence of a determiner are characterized by their usual sparseness in the pedigree, especially when the parents are normal; by the fact that they frequently appear where cousin marriages abound, because cousins tend to carry the same defects in their germ plasm, though normal themselves; by the fact that two affected parents have exclusively normal children, while two normal parents who belong to the same strain, or who both belong to strains containing the same defect, have some (about 25 per cent) defective children. But a defective married to a pure normal will have no defective offspring.
The clear eugenical rule is then this: Let abnormals marry normals without trace of the defect, and let their normal offspring marry in turn into strong strains; thus the defect may never appear again. Normals from the defective strain may marry normals of normal ancestry, but must particularly avoid consanguineous marriages.
The sociological conclusion is: Prevent the feeble-minded, drunkards, paupers, sex-offenders, and criminalistic from marrying their like or cousins or any person belonging to a neuropathic strain. Practically it might be well to segregate such persons during the reproductive period for one generation. Then the crop of defectives will be reduced to practically nothing.
3. Inheritance of Acquired Nature: Tradition[77]
The factor in societal evolution corresponding to heredity in organic evolution is tradition; and the agency of transmission is the nervous system by way of its various "senses" rather than the germ-plasm. The organs of transmission are the eye, ear, tongue, etc., and not those of sex. The term tradition, like variation and selection, is taken in the broad sense. Variation in nature causes the offspring to differ from the parents and from one another; variation in the folkways causes those of one period (or place) to differ from their predecessors and to some extent among themselves. It is the vital fact at the bottom of change. Heredity in nature causes the offspring to resemble or repeat the present type; tradition in societal evolution causes the mores of one period to repeat those of the preceding period. Each is a stringent conservator. Variation means diversity; heredity and tradition mean the preservation of type. If there were no force of heredity or tradition, there could be no system or classification of natural or of societal forms; the creation hypothesis would be the only tenable one, for there could be no basis for a theory of descent. If there were no variation, all of nature and all human institutions would show a monotony as of the desert sand. Heredity and tradition allow respectively of the accumulation of organic or societal variations through repeated selection, extending over generations, in this or that direction. In short, what one can say of the general effects of heredity in the organic realm he can say of tradition in the field of the folkways. That the transmission is in the one case by way of the sex organs and the germ-plasm, and in the other through the action of the vocal cords, the auditory nerves, etc., would seem to be of small moment in comparison with the essential identity in the functions discharged.
Tradition is, in a sense and if such a comparison were profitable, more conservative than heredity. There is in the content of tradition an invariability which could not exist if it were a dual composite, as is the constitution of the germ-plasm. Here we must recall certain essential qualities of the mores which we have hitherto viewed from another angle. Tradition always looks to the folkways as constituting the matter to be transmitted. But the folkways, after the concurrence in their practice has been established, come to include a judgment that they conduce to societal and, indeed, individual welfare. This is where they come to be properly called mores. They become the prosperity-policy of the group, and the young are reared up under their sway, looking to the older as the repositories of precedent and convention. But presently the older die, and in conformity with the ideas of the time, they become beings of a higher power toward whom the living owe duty, and whose will they do not wish to cross. The sanction of ghost-fear is thus extended to the mores, which, as the prosperity-policy of the group, have already taken on a stereotyped character. They thus become in an even higher degree "uniform, universal in a group, imperative, invariable. As time goes on, they become more and more arbitrary, positive, and imperative. If asked why they act in a certain way in certain cases, primitive people always answer that it is because they and their ancestors always have done so." Thus the transmission of the mores comes to be a process embodying the greatest conservatism and the least likelihood of change. This situation represents an adaption of society to life-conditions; it would seem that because of the rapidity of succession of variations there is need of an intensely conserving force (like ethnocentrism or religion) to preserve a certain balance and poise in the evolutionary movement.
Transmission of the mores takes place through the agency of imitation or of inculcation; through one or the other according as the initiative is taken by the receiving or the giving party respectively. Inculcation includes education in its broadest sense; but since that term implies in general usage a certain, let us say protective, attitude taken by the educator (as toward the young), the broader and more colorless designation is chosen. Acculturation is the process by which one group or people learns from another, whether the culture or civilization be gotten by imitation or by inculcation. As there must be contact, acculturation is sometimes ascribed to "contagion."
4. Temperament, Tradition, and Nationality[78]
The temperament of the Negro, as I conceive it, consists in a few elementary but distinctive characteristics, determined by physical organizations and transmitted biologically. These characteristics manifest themselves in a genial, sunny, and social disposition, in an interest and attachment to external, physical things rather than to subjective states and objects of introspection, in a disposition for expression rather than enterprise and action.
The changes which have taken place in the manifestations of this temperament have been actuated by an inherent and natural impulse, characteristic of all living beings, to persist and maintain itself in a changed environment. Such changes have occurred as are likely to take place in any organism in its struggle to live and to use its environment to further and complete its own existence.
The result has been that this racial temperament has selected out of the mass of cultural materials to which it had access, such technical, mechanical, and intellectual devices as met its needs at a particular period of its existence. It has clothed and enriched itself with such new customs, habits, and cultural forms as it was able, or permitted to use. It has put into these relatively external things, moreover, such concrete meanings as its changing experience and its unchanging racial individuality demanded. Everywhere and always it has been interested rather in expression than in action; interested in life itself rather than in its reconstruction or reformation. The Negro is, by natural disposition, neither an intellectual nor an idealist, like the Jew; nor a brooding introspective, like the East Indian; nor a pioneer and frontiersman, like the Anglo-Saxon. He is primarily an artist, loving life for its own sake. His _metier_ is expression rather than action. He is, so to speak, the lady among the races.
In reviewing the fortunes of the Negro's temperament as it is manifested in the external events of the Negro's life in America, our analysis suggests that this racial character of the Negro has exhibited itself everywhere in something like the rôle of the _wish_ in the Freudian analysis of dream-life. The external cultural forms which he found here, like the memories of the individual, have furnished the materials in which the racial wish, i.e., the Negro temperament, has clothed itself. The inner meaning, the sentiment, the emphasis, the emotional color, which these forms assumed as the result of their transference from the white man to the Negro, these have been the Negro's own. They have represented his temperament--his temperament modified, however, by his experience and the tradition which he has accumulated in this country. The temperament is African, but the tradition is American.
If it is true that the Jew just because of his intellectuality is a natural-born idealist, internationalist, doctrinaire, and revolutionist, while the Negro, because of his natural attachment to known familiar objects, places, and persons, is pre-adapted to conservatism and to local and personal loyalties--if these things are true, we shall eventually have to take account of them practically. It is certain that the Negro has uniformly shown a disposition to loyalty during slavery to his master and during freedom to the South and the country as a whole. He has maintained this attitude of loyalty, too, under very discouraging circumstances. I once heard Kelly Miller, the most philosophical of the leaders and teachers of his race, say in a public speech that one of the greatest hardships the Negro suffered in this country was due to the fact that he was not permitted to be patriotic.
Of course all these alleged racial characteristics have a positive as well as a negative significance. Every race, like every individual, has the vices of its virtues. The question remains still to what extent so-called racial characteristics are actually racial, i.e., biological, and to what extent they are the effect of environmental conditions. The thesis of this paper, to state it again, is: (1) that fundamental temperamental qualities, which are the basis of interest and attention, act as selective agencies and as such determine what elements in the cultural environment each race will select; in what region it will seek and find its vocation in the larger social organization; (2) that, on the other hand, technique, science, machinery, tools, habits, discipline, and all the intellectual and mechanical devices with which the civilized man lives and works remain relatively external to the inner core of significant attitudes and values which constitute what we may call the will of the group. This racial will is, to be sure, largely social, that is, modified by social experience, but it rests ultimately upon a complex of inherited characteristics, which are racial.
The individual man is the bearer of a double inheritance. As a member of a race, he transmits by interbreeding a biological inheritance. As a member of society or a social group, on the other hand, he transmits by communication a social inheritance. The particular complex of inheritable characters which characterizes the individuals of a racial group constitutes the racial temperament. The particular group of habits, accommodations, sentiments, attitudes, and ideals transmitted by communication and education constitutes a social tradition. Between this temperament and this tradition there is, as has been generally recognized, a very intimate relationship. My assumption is that temperament is the basis of the interests; that as such it determines in the long run the general run of attention, and this, eventually, determines the selection in the case of an individual of his vocation, in the case of the racial group of its culture. That is to say, temperament determines what things the individual and the group will be interested in; what elements of the general culture, to which they have access, they will assimilate; what, to state it pedagogically, they will learn.
It will be evident at once that where individuals of the same race and hence the same temperament are associated, the temperamental interests will tend to reinforce one another, and the attention of members of the group will be more completely focused upon the specific objects and values that correspond to the racial temperament. In this way racial qualities become the basis for nationalities, a nationalistic group being merely a cultural and, eventually, a political society founded on the basis of racial inheritances.
On the other hand, when racial segregation is broken up and members of a racial group are dispersed, the opposite effect will take place. This explains the phenomena which have frequently been the subject of comment and observation, that the racial characteristics manifest themselves in an extraordinary way in large homogeneous gatherings. The contrast between a mass meeting of one race and a similar meeting of another is particularly striking. Under such circumstances characteristic racial and temperamental differences appear that would otherwise pass entirely unnoticed.
When the physical unity of a group is perpetuated by the succession of parents and children, the racial temperament, including fundamental attitudes and values which rest in it, is preserved intact. When, however, society grows and is perpetuated by immigration and adaptation, there ensues, as a result of miscegenation, a breaking up of the complex of the biologically inherited qualities which constitute the temperament of the race. This again initiates changes in the mores, traditions, and eventually in the institutions of the community. The changes which proceed from modification in the racial temperament will, however, modify but slightly the external forms of the social traditions, but they will be likely to change profoundly their content and meaning. Of course other factors, individual competition, the formation of classes, and especially the increase of communication, all co-operate to complicate the whole situation and to modify the effects which would be produced by racial factors working in isolation.
III. INVESTIGATIONS AND PROBLEMS
1. Conceptions of Human Nature Implicit in Religious and Political Doctrines
Although the systematic study of it is recent, there has always been a certain amount of observation and a great deal of assumption in regard to human nature. The earliest systematic treatises in jurisprudence, history, theology, and politics necessarily proceeded from certain more or less naïve assumptions in regard to the nature of man. In the extension of Roman law over subject peoples the distinction was made between _jus gentium_ and _jus naturae_, i.e., the laws peculiar to a particular nation as contrasted with customs and laws common to all nations and derived from the nature of mankind. Macauley writes of the "principles of human nature" from which it is possible to deduce a theory of government. Theologians, in devising a logical system of thought concerning the ways of God to man, proceeded on the basis of certain notions of human nature. The doctrines of original sin, the innate depravity of man, the war of the natural man and the spiritual man had a setting in the dogmas of the fall of man, redemption through faith, and the probationary character of life on earth. In striking contrast with the pessimistic attitude of theologians toward human nature, social revolutionists like Rousseau have condemned social institutions as inherently vicious and optimistically placed reliance upon human nature as innately good.
In all these treatises the assumptions about human nature are either preconceptions or rationalizations from experience incidental to the legal, moral, religious, or political system of thought. There is in these treatises consequently little or no analysis or detailed description of the traits attributed to men. Certainly, there is no evidence of an effort to arrive at an understanding of human behavior from an objective study of its nature.
Historic assumptions in regard to human nature, no matter how fantastic or unscientific, have exerted, nevertheless, a far-reaching influence upon group action. Periods of social revolution are ushered in by theorists who perceive only the evil in institutions and the good in human nature. On the other hand, the "guardians of society," distrustful of the impulses of human nature, place their reliance upon conventions and upon existing forms of social organization. Communistic societies have been organized upon certain ideas of human nature and have survived as long as these beliefs which inspired them controlled the behavior of members of the group.
Philosophers from the time of Socrates have invariably sought to justify their moral and political theories upon a conception, if not a definition, of the nature of man. Aristotle, in his _Politics_ and Hobbes in his _Leviathan_, to refer to two classics, offer widely divergent interpretations of human nature. Aristotle emphasized man's altruistic traits, Hobbes stressed his egoistic disposition. These opposite conceptions of human behavior are explicit and in each case presented with a display of evidence. Yet students soon realize that neither philosopher, in fashioning his conception, is entirely without animus or ulterior motive. When these definitions are considered in the context in which they occur, they seem less an outgrowth of an analysis of human nature, than formulas devised in the interest of a political theory. Aristotle was describing the ideal state; Hobbes was interested in the security of an existing social order.
Still, the contribution made by social and political philosophers has been real. Their descriptions of human behavior, if inadequate and unscientific, at least recognized that an understanding of human nature was a precondition to social reorganization. The fact that philosophical conceptions and ideal constructions are themselves social forces and as such frequently represent vested interests, has been an obstacle to social as well as physical science.
Comte's notion that every scientific discipline must pass through a theological and metaphysical stage before it assumed the character of a positive science seems to be true as far as sociology is concerned. Machiavelli shocked the moral sense of his time, if not the moralists of all time, when he proposed to accept human nature as it is as a basis for political science. Herbert Spencer insisted upon the futility of expecting "golden conduct from leaden instincts." To the utopian social reformers of his day he pointed out a series of welfare measures in England in which the outcome was the direct opposite of the results desired.
This negative criticism of preconceived notions and speculations about human nature prepared the way for disinterested observation and comparison. Certain modern tendencies and movements gave an impetus to the detached study of human behavior. The ethnologists collected objective descriptions of the behavior of primitive people. In psychology interest developed in the study of the child and in the comparative study of human and animal behavior. The psychiatrist, in dealing with certain types of abnormal behavior like hysteria and multiple personality, was forced to study human behavior objectively. All this has prepared the way for a science of human nature and of society based upon objective and disinterested observation.
2. Literature and the Science of Human Nature
The poets were the first to recognize that "the proper study of mankind is man" as they were also the first to interpret it objectively. The description and appreciation of human nature and personality by the poet and artist preceded systematic and reflective analysis by the psychologist and the sociologist. In recent years, moreover, there has been a very conscious effort to make literature, as well as history, "scientific." Georg Brandes in his _Main Currents in Nineteenth Century Literature_ set himself the task to "trace first and foremost the connection between literature and life." Taine's _History of English Literature_ attempts to delineate British temperament and character as mirrored in literary masterpieces.
The novel which emphasizes "_milieu_" and "character," as contrasted with the novel which emphasizes "action" and "plot," is a literary device for the analysis of human nature and society. Émile Zola in an essay _The Experimental Novel_ has presented with characteristic audacity the case for works of fiction as instruments for the scientific dissection and explanation of human behavior.
The novelist is equally an observer and an experimentalist. The
observer in him gives the facts as he has observed them,
suggests the points of departure, displays the solid earth on
which his characters are to tread and the phenomena develop.
Then the experimentalist appears and introduces an experiment,
that is to say, sets his characters going in a certain story so
as to show that the succession of facts will be such as the
requirements of the determinism of the phenomena under
examination call for. The novelist starts out in search of a
truth. I will take as an example the character of the "Baron
Hulot," in _Cousine Bette_, by Balzac. The general fact
observed by Balzac is the ravages that the amorous temperament
of a man makes in his home, in his family, and in society. As
soon as he has chosen his subject he starts from known facts,
then he makes his experiment and exposes Hulot to a series of
trials, placing him among certain surroundings in order to
exhibit how the complicated machinery of his passions works. It
is then evident that there is not only observation there, but
that there is also experiment, as Balzac does not remain
satisfied with photographing the facts collected by him, but
interferes in a direct way to place his characters in certain
conditions, and of these he remains the master. The problem is
to know what such a passion, acting in such surroundings and
under such circumstances, would produce from the point of view
of an individual and of society; and an experimental novel,
_Cousine Bette_, for example, is simply the report of the
experiment that the novelist conducts before the eyes of the
public. In fact, the whole operation consists of taking facts
in nature, then in studying the mechanism of these facts,
acting upon them, by the modification of circumstances and
surroundings, without deviating from the laws of nature.
Finally, you possess knowledge of the man, scientific knowledge
of him, in both his individual and social relations.[79]
After all that may be said for the experimental novel, however, its primary aim, like that of history, is appreciation and understanding, not generalization and abstract formulas. Insight and sympathy, the mystical sense of human solidarity, expressed in the saying "to comprehend all is to forgive all," this fiction has to give. And these are materials which the sociologist cannot neglect. As yet there is no autobiography or biography of an egocentric personality so convincing as George Meredith's _The Egoist_. The miser is a social type; but there are no case studies as sympathetic and discerning as George Eliot's _Silas Marner_. Nowhere in social science has the technique of case study developed farther than in criminology; yet Dostoévsky's delineation of the self-analysis of the murderer in _Crime and Punishment_ dwarfs all comparison outside of similar studies in fiction. The function of the so-called psychological or sociological novel stops, however, with its presentation of the individual incident or case; it is satisfied by the test of its appeal to the experience of the reader. The scientific study of human nature proceeds a step farther; it seeks generalizations. From the case studies of history and of literature it abstracts the laws and principles of human behavior.
3. Research in the Field of Original Nature
Valuable materials for the study of human nature have been accumulated in archaeology, ethnology, and folklore. William G. Sumner, in his book _Folkways_, worked through the ethnological data and made it available for sociological use. By classification and comparison of the customs of primitive peoples he showed that cultural differences were based on variations in folkways and mores in adaptation to the environment, rather than upon fundamental differences in human nature.
The interests of research have resulted in a division of labor between the fields of original and acquired nature in man. The examination of original tendencies has been quite properly connected with the study of inheritance. For the history of research in this field, the student is referred to treatises upon genetics and evolution and to the works of Lamarck, Darwin, DeVries, Weismann, and Mendel. Recent discoveries in regard to the mechanism of biological inheritance have led to the organization of a new applied science, "eugenics." The new science proposes a social program for the improvement of the racial traits based upon the investigations of breeding and physical inheritance. Research in eugenics has been fostered by the Galton Laboratory in England, and by the Eugenics Record Office at Cold Spring Harbor in the United States. Interest has centered in the study of the inheritance of feeble-mindedness. Studies of feeble-minded families and groups, as _The Kallikak Family_ by Goddard, _The Jukes_ by Dugdale, and _The Tribe of Ishmael_ by M'Culloch, have shown how mental defect enters as a factor into industrial inefficiency, poverty, prostitution, and crime.
4. The Investigation of Human Personality
The trend of research in human nature has been toward the study of personality. Scientific inquiry into the problems of personality was stimulated by the observation of abnormal behavior such as hysteria, loss of memory, etc., where the cause was not organic and, therefore, presumably psychic. A school of French psychiatrists and psychologists represented by Charcot, Janet, and Ribot have made signal contributions to an understanding of the maladies of personality. Investigation in this field, invaluable for an understanding of the person, has been made in the study of dual and multiple personality. The work of Freud, Jung, Adler, and others in psychoanalysis has thrown light upon the rôle of mental conflict, repression, and the wishes in the growth of personality.
In sociology, personality is studied, not only from the subjective standpoint of its organization, but even more in its objective aspects and with reference to the rôle of the person in the group. One of the earliest classifications of "kinds of conduct" has been ascribed by tradition to a disciple of Aristotle, Theophrastus, who styled himself "a student of human nature." _The Characters of Theophrastus_ is composed of sketches--humorous and acute, if superficial--of types such as "the flatterer," "the boor," "the coward," "the garrulous man." They are as true to modern life as to the age of Alexander. Chief among the modern imitators of Theophrastus is La Bruyère, who published in 1688 _Les caractères, ou les moeurs de ce siècle_, a series of essays on the manners of his time, illustrated by portraits of his contemporaries.
Autobiography and biography provide source material for the study both of the subjective life and of the social rôle of the person. Three great autobiographies which have inspired the writing of personal narratives are themselves representative of the different types: Caesar's _Commentaries_, with his detached impersonal description of his great exploits; the _Confessions of St. Augustine_, with his intimate self-analysis and intense self-reproach, and the less well-known _De Vita Propria Liber_ by Cardan. This latter is a serious attempt at scientific self-examination. Recently, attention has been directed to the accumulation of autobiographical and biographical materials which are interpreted from the point of view of psychiatry and psychoanalysis. The study _Der Fall Otto Weininger_ by Dr. Ferdinand Probst is a representative monograph of this type. The outstanding example of this method and its use for sociological interpretation is "Life Record of an Immigrant" contained in the third volume of Thomas and Znaniecki, _The Polish Peasant_. In connection with the _Recreation Survey_ of the Cleveland Foundation and the _Americanization Studies of the Carnegie Corporation_, the life-history has been developed as part of the technique of investigation.
5. The Measurement of Individual Differences
With the growing sense of the importance of individual differences in human nature, attempts at their measurement have been essayed. Tests for physical and mental traits have now reached a stage of accuracy and precision. The study of temperamental and social characteristics is still in the preliminary stage.
The field of the measurement of physical traits is dignified by the name "anthropometry." In the nineteenth century high hopes were widely held of the significance of measurements of the cranium and of physiognomy for an understanding of the mental and moral nature of the person. The lead into phrenology sponsored by Gall and Spurzheim proved to be a blind trail. The so-called "scientific school of criminology" founded by Cesare Lombroso upon the identification of the criminal type by certain abnormalities of physiognomy and physique was undermined by the controlled study made by Charles Goring. At the present time the consensus of expert opinion is that only for a small group may gross abnormalities of physical development be associated with abnormal mental and emotional reactions.
In 1905-11 Binet and Simon devised a series of tests for determining the mental age of French school children. The purpose of the mental measurements was to gauge innate mental capacity. Therefore the tests excluded material which had to do with special social experience. With their introduction into the United States certain revisions and modifications, such as the Goddard Revision, the Terman Revision, the Yerkes-Bridges Point Scale, were made in the interests of standardization. The application of mental measurements to different races and social classes raised the question of the extent to which individual groups varied because of differences in social experience. While it is not possible absolutely to separate original tendencies from their expression in experience, it is practicable to devise tests which will take account of divergent social environments.
The study of volitional traits and of temperament is still in its infancy. Many recent attempts at classification of temperaments rest upon as impressionistic a basis as the popular fourfold division into sanguine, melancholic, choleric, and phlegmatic. Two of the efforts to define temperamental differences rest, however, upon first-hand study of cases. Dr. June E. Downey has devised a series of tests based upon handwriting material for measuring will traits. In her pamphlet _The Will Profile_ she presents an analysis of twelve volitional traits: revision, perseverance, co-ordination of impulses, care for detail, motor inhibition, resistance, assurance, motor impulsion, speed of decision, flexibility, freedom from inertia, and speed of movement. From a study of several hundred cases she defined certain will patterns which apparently characterize types of individuals. In her experience she has found the rating of the subject by the will test to have a distinct value in supplementing the test for mentality.
Kraepelin, on the basis of his examination of abnormal mental states, offers a classification of types of psychopathic personalities. He distinguishes six groups: the excitable, the unstable, the psychopathic trend, the eccentric, the anti-social, and the contentious. In psychoanalysis a simpler twofold division is frequently made between the _introverts_, or the "introspective" and the _extroverts_, or the "objective" types of individual.
The study of social types is as yet an unworked field. Literature and life surround us with increasing specializations in personalities, but attempts at classification are still in the impressionistic stage. The division suggested by Thomas into the Philistine, Bohemian, and Creative types, while suggestive, is obviously too simple for an adequate description of the rich and complex variety of personalities.
This survey indicates the present status of attempts to define and measure differences in original and human nature. A knowledge of individual differences is important in every field of social control. It is significant that these tests have been devised to meet problems of policies and of administration in medicine, in industry, in education, and in penal and reformatory institutions. Job analysis, personnel administration, ungraded rooms, classes for exceptional children, vocational guidance, indicate fields made possible by the development of tests for measuring individual differences.
SELECTED BIBLIOGRAPHY
I. ORIGINAL NATURE
A. _Racial Inheritance_
(1) Thomson, J. Arthur. _Heredity._ London and New York, 1908.
(2) Washburn, Margaret F. _The Animal Mind._ New York, 1908.
(3) Morgan, C. Lloyd. _Habit and Instinct._ London and New York, 1896.
(4) ----. _Instinct and Experience._ New York, 1912.
(5) Loeb, Jacques. _Comparative Physiology of the Brain and Comparative Psychology._ New York, 1900.
(6) ----. _Forced Movements._ Philadelphia and London, 1918.
(7) Jennings, H. S. _Behavior of the Lower Organisms._ New York, 1906.
(8) Watson, John. _Behavior: an Introduction to Comparative Psychology._ New York, 1914.
(9) Thorndike, E. L. _The Original Nature of Man._ Vol. I of "Educational Psychology." New York, 1913.
(10) Paton, Stewart. _Human Behavior._ In relation to the study of educational, social, and ethical problems. New York, 1921.
(11) Faris, Ellsworth. "Are Instincts Data or Hypotheses?" _American Journal of Sociology_, XXVII (Sept., 1921.)
B. _Heredity and Eugenics_
1. Systematic Treatises:
(1) Castle, W. E., Coulter, J. M., Davenport, C. B., East, E. M., and Tower, W. L. _Heredity and Eugenics._ Chicago, 1912.
(2) Davenport, C. B. _Heredity in Relation to Eugenics._ New York, 1911.
(3) Goddard, Henry H. _Feeble-mindedness._ New York, 1914.
2. Inherited Inferiority of Families and Communities:
(1) Dugdale, Richard L. _The Jukes._ New York, 1877.
(2) M'Culloch, O. C. _The Tribe of Ishmael._ A study in social degradation. National Conference of Charities and Correction, 1888, 154-59; 1889, 265; 1890, 435-37.
(3) Goddard, Henry H. _The Kallikak Family._ New York, 1912.
(4) Winship, A. E. _Jukes-Edwards._ A study in education and heredity. Harrisburg, Pa., 1900.
(5) Estabrook, A. H., and Davenport, C. B. _The Nam Family._ A study in cacogenics. Cold Spring Harbor, N.Y., 1912.
(6) Danielson, F. H., and Davenport, C. B. _The Hill Folk._ Report on a rural community of hereditary defectives. Cold Spring Harbor, N.Y., 1912.
(7) Kite, Elizabeth S. "The Pineys," _Survey_, XXXI (October 4, 1913), 7-13. 38-40.
(8) Gesell, A. L. "The Village of a Thousand Souls," _American Magazine_, LXXVI (October, 1913), 11-13.
(9) Kostir, Mary S. _The Family of Sam Sixty._ Columbus, 1916.
(10) Finlayson, Anna W. _The Dack Family._ A study on hereditary lack of emotional control. Cold Spring Harbor, N. Y., 1916.
II. HUMAN NATURE
A. _Human Traits_
(1) Cooley, Charles H. _Human Nature and the Social Order._ New York, 1902.
(2) Shaler, N. S. _The Individual._ New York, 1900.
(3) Hocking, W. E. _Human Nature and Its Remaking._ New Haven, 1918.
(4) Edman, Irwin. _Human Traits and Their Social Significance._ Boston, 1919.
(5) Wallas, Graham. _Human Nature in Politics._ London, 1908.
(6) Lippmann, Walter. _A Preface to Politics._ [A criticism of present politics from the point of view of human-nature studies.] New York and London, 1913.
(7) James, William. _The Varieties of Religious Experience._ A study in human nature. London and New York, 1902.
(8) Ellis, Havelock. _Studies in the Psychology of Sex._ 6 vols. Philadelphia, 1900-1905.
(9) Thomas, W. I. _Source Book for Social Origins._ Chicago, 1909. [Contains extensive bibliographies.]
B. _The Mores_
1. Comparative Studies of Cultural Traits:
(1) Tylor, E. B. _Primitive Culture._ Researches into the development of mythology, philosophy, religion, language, art, and custom. 4th ed. 2 vols. London, 1903.
(2) Sumner, W. G. _Folkways._ A study of the sociological importance of usages, manners, customs, mores, and morals. Boston, 1906.
(3) Westermarck, E. A. _The Origin and Development of the Moral Ideas._ London and New York, 1908.
(4) Ratzel, F. _History of Mankind._ Translated by A. J. Butler. London and New York, 1898.
(5) Vierkandt, A. _Naturvölker und Kulturvölker._ Leipzig, 1896.
(6) Lippert, Julius. _Kulturgeschichte der Menschheit in ihrem organischem Aufbau._ Stuttgart, 1886-87.
(7) Frazer, J. G. _The Golden Bough._ A study in magic and religion. 3d ed., 12 vols. (Volume XII is a bibliography of the preceding volumes.) London and New York, 1907-15.
(8) Dewey, John, and Tufts, James H. _Ethics._ New York, 1908.
2. Studies of Traits of Individual Peoples:
(1) Fouillée, A. _Psychologie du peuple français._ Paris, 1898.
(2) Rhys, J., and Brynmor-Jones, D. _The Welsh People._ London, 1900.
(3) Fishberg, M. _The Jews._ A study of race and environment. London and New York, 1911.
(4) Strausz, A. _Die Bulgaren._ Ethnographische Studien. Leipzig, 1898.
(5) Stern, B. _Geschichtete der öffentlichen Sittlichkeit in Russland._ Kultur, Aberglaube, Sitten, und Gebraüche. Zwei Bände. Berlin, 1907-8.
(6) Krauss, F. S. _Sitte und Brauch der Südslaven._ Wien, 1885.
(7) Kidd, D. _The Essential Kafir._ London, 1904.
(8) Spencer, B., and Gillen, F. J. _The Native Tribes of Central Australia._ London and New York, 1899.
C. _Human Nature and Industry_
(1) Taylor, F. W. _The Principles of Scientific Management._ New York, 1911.
(2) Tead, O., and Metcalf, H. C. _Personnel Administration; Its Principles and Practice._ New York, 1920.
(3) Tead, O. _Instincts in Industry._ A study of working-class psychology. Boston, 1918.
(4) Parker, C. H. _The Casual Laborer and Other Essays._ New York, 1920.
(5) Marot, Helen. _Creative Impulse in Industry; A Proposition for Educators._ New York, 1918.
(6) Williams, Whiting. _What's on the Worker's Mind._ New York, 1920.
(7) Hollingworth, H. L. _Vocational Psychology; Its Problems and Methods._ New York, 1916.
III. PERSONALITY
A. _The Genesis of Personality_
(1) Baldwin, J. M. _Mental Development in the Child and the Race: Methods and Processes._ 3d rev. ed. New York and London, 1906.
(2) Baldwin, J. M. _Social and Ethical Interpretations in Mental Developments._ Chap ii, "The Social Person," pp. 66-98. 3d ed., rev. and enl. New York and London, 1902.
(3) Sully, J. _Studies of Childhood._ rev. ed. New York, 1903.
(4) King, I. _The Psychology of Child Development._ Chicago, 1903.
(5) Thorndike, E. L. _Notes on Child Study._ New York, 1903.
(6) Hall, G. S. _Adolescence._ Its psychology and its relations to physiology, anthropology, sociology, sex, crime, religion, and education. 2 vols.. New York, 1904.
(7) Shinn, Milicent W. _Notes on the Development of a Child._ University of California Studies. Nos. 1-4. 1893-99.
(8) Kirkpatrick, E. A. _The Individual in the Making._ Boston and New York, 1911.
B. _Psychology and Sociology of the Person_
(1) James, William. _The Principles of Psychology._ Chap, x, "Consciousness of Self," I, 291-401. New York, 1890.
(2) Bekhterev, V. M. (Bechterew, W. v.) _Die Persönlichkeit und die Bedingungen ihrer Entwicklung und Gesundheit._ "Grenzfragen des Nerven und Seelenlebens," No. 45. Wiesbaden, 1906.
(3) Binet, A. _Alterations of Personality._ Translated by H. G. Baldwin. New York, 1896.
(4) Ribot, T. A. _Diseases of Personality._ Authorized translation, 2d rev. ed. Chicago, 1895.
(5) Adler, A. _The Neurotic Constitution._ New York, 1917.
(6) Prince, M. _The Dissociation of a Personality._ A biographical study in abnormal psychology. 2d ed. New York, 1913.
(7) ----. _The Unconscious._ The fundamentals of human personality, normal and abnormal. New York, 1914.
(8) Coblenz, Felix. _Ueber das betende Ich in den Psalmen._ Ein Beitrag zur Erklaerung des Psalters. Frankfort, 1897.
(9) Royce, J. _Studies of Good and Evil._ A series of essays upon problems of philosophy and life. Chap, viii, "Some Observations on the Anomalies of Self-consciousness," pp. 169-97. A paper read before the Medico-Psychological Association of Boston, March 21, 1894. New York, 1898.
(10) Stern, B. _Werden and Wesen der Persönlichkeit._ Biologische und historische Untersuchungen über menschliche Individualität. Wien und Leipzig, 1913.
(11) Shand, A. F. _The Foundations of Character._ Being a study of the tendencies of the emotions and sentiments. London, 1914.
C. _Materials for the Study of the Person_
(1) Theophrastus. _The Characters of Theophrastus._ Translated from the Greek by R. C. Jebb. London, 1870.
(2) La Bruyère, Jean de. _Les caractères, ou les moeurs de ce siècle._ Paris, 1916. _The "Characters" of Jean de La Bruyère._ Translated from the French by Henri Van Laun. London, 1885.
(3) Augustinus, Aurelius. _The Confessions of St. Augustine._ Translated from the Latin by E. B. Pusly. London, 1907.
(4) Wesley, John. _The Journal of the Rev. John Wesley._ New York and London, 1907.
(5) Amiel, H. _Journal intime._ Translated by Mrs. Ward. London and New York, 1885.
(6) Cellini, Benvenuto. _Memoirs of Benvenuto Cellini._ Translated from the Italian by J. A. Symonds. New York, 1898.
(7) Woolman, John. _Journal of the Life, Gospel Labors, and Christian Experiences of That Faithful Minister of Jesus Christ, John Woolman._ Dublin, 1794.
(8) Tolstoy, Count Leon. _My Confession._ Translated from the Russian. Paris and New York, 1887. _My Religion._ Translated from the French. New York, 1885.
(9) Riley, I. W. _The Founder of Mormonism._ A psychological study of Joseph Smith, Jr. New York, 1902.
(10) Wilde, Oscar. _De Profundis._ New York and London, 1905.
(11) Keller, Helen. _The Story of My Life._ New York, 1903.
(12) Simmel, Georg. _Goethe._ Leipzig, 1913.
(13) Thomas, W. I., and Znaniecki, F. _The Polish Peasant in Europe and America._ "Life-Record of an Immigrant," III, 89-400. Boston, 1919.
(14) Probst, Ferdinand. _Der Fall Otto Weininger._ "Grenzfragen des Nerven- und Seelenlebens," No. 31. Wiesbaden, 1904.
(15) Anthony, Katherine. _Margaret Fuller._ A psychological biography. New York, 1920.
(16) Willard, Josiah Flynt. _My Life._ New York, 1908.
(17) ----. _Tramping with Tramps._ New York, 1899.
(18) Cummings, B. F. _The Journal of a Disappointed Man_, by Barbellion, W. N. P. [_pseud._] Introduction by H. G. Wells. New York, 1919.
(19) Audoux, Marguerite. _Marie Claire._ Introduction by Octave Mirabeau. Translated from the French by J. N. Raphael. London and New York, 1911.
(20) Clemens, Samuel L. _The Adventures of Tom Sawyer_, by Mark Twain [_pseud._]. New York, 1903.
(21) Hapgood, Hutchins. _The Autobiography of a Thief._ New York, 1903.
(22) Johnson, James W. _The Autobiography of an ex-Colored Man._ Published anonymously. Boston, 1912.
(23) Washington, Booker T. _Up from Slavery._ An autobiography. New York, 1901.
(24) Du Bois, W. E. B. _The Souls of Black Folk._ Chicago, 1903.
(25) Beers, C. W. _A Mind That Found Itself._ An autobiography. 4th rev. ed. New York, 1917.
IV. INDIVIDUAL DIFFERENCES
A. _The Nature of Individual Differences_
(1) Thorndike, E. L. _Individuality._ Boston, 1911.
(2) ----. "Individual Differences and Their Causes," _Educational Psychology_, III, 141-388. New York, 1913-14.
(3) Stern, W. _Ueber Psychologie der individuellen Differenzen._ Leipzig, 1900.
(4) Hollingworth, Leta S. _The Psychology of Subnormal Children._ Chap. i. "Individual Differences." New York, 1920.
B. _Mental Differences_
(1) Goddard, H. H. _Feeble-mindedness._ Its causes and consequences. New York, 1914.
(2) Tredgold, A. F. _Mental Deficiency._ 2d ed. New York, 1916.
(3) Bronner, Augusta F. _The Psychology of Special Abilities and Disabilities._ Boston, 1917.
(4) Healy, William. _Case Studies of Mentally and Morally Abnormal Types._ Cambridge, Mass., 1912.
C. _Temperamental Differences_
1. Systematic Treatises:
(1) Fouillée, A. _Tempérament et caractère selon les individus, les sexes et les races._ Paris, 1895.
(2) Hirt, Eduard. _Die Temperamente, ihr Wesen, ihre Bedeutung, für das seelische Erleben und ihre besonderen Gestaltungen._ "Grenzfragen des Nerven- und Seelenlebens," No. 40. Wiesbaden, 1905.
(3) Hoch, A., and Amsden, G. S. "A Guide to the Descriptive Study of Personality," _Review of Neurology and Psychiatry_, (1913), pp. 577-87.
(4) Kraepelin, E. _Psychiatrie._ Ein Lehrbuch für Studierende und Ärzte. Vol. IV, chap. xvi, pp. 1973-2116. 8th ed. 4 vols. Leipzig, 1909-15.
(5) Loewenfeld, L. _Ueber die geniale Geistesthätigkeit mit besonderer Berücksichtigung des Genie's für bildende Kunst._ "Grenzfragen des Nerven- und Seelenlebens," No. 21. Wiesbaden, 1903.
2. Temperamental Types:
(1) Lombroso, C. _The Man of Genius._ Translated from the Italian. London and New York, 1891.
(2) ----. _L'uomo delinquente in rapporto all'antropologia, alla giurisprudenza ed alle discipline carcerarie._ 3 vols. 5th ed. Torino, 1896-97.
(3) Goring, Charles. _The English Convict._ A statistical study. London, 1913.
(4) Wilmanns, Karl. _Psychopathologie des Landstreichers._ Leipzig, 1906.
(5) Downey, June E. "The Will Profile." A tentative scale for measurement of the volitional pattern. _University of Wyoming Bulletin_, Laramie, 1919.
(6) Pagnier, A. _Le vagabond._ Paris, 1910.
(7) Kowalewski, A. _Studien zur Psychologie der Pessimismus._ "Grenzfragen des Nerven- und Seelenlebens," No. 24. Wiesbaden, 1904.
D. _Sex Differences_
(1) Ellis, H. H. _Man and Woman._ A study of human secondary sexual characters. 5th rev. ed. London and New York, 1914.
(2) Geddes, P., and Thomson, J. A. _The Evolution of Sex._ London, 1889.
(3) Thompson, Helen B. _The Mental Traits of Sex._ An experimental investigation of the normal mind in men and women. Chicago, 1903.
(4) Montague, Helen, and Hollingworth, Leta S. "The Comparative Variability of the Sexes at Birth," _American Journal of Sociology_, XX (1914-15), 335-70.
(5) Thomas, W. I. _Sex and Society._ Chicago, 1907.
(6) Weidensall, C. J. _The Mentality of the Criminal Woman._ A comparative study of the criminal woman, the working girl, and the efficient working woman, in a series of mental and physical tests. Baltimore, 1916.
(7) Hollingworth, Leta S. "Variability as Related to Sex Differences in Achievement," _American Journal of Sociology_, XIX (1913-14), 510-30. [Bibliography.]
E. _Racial Differences_
(1) Boas, F. _The Mind of Primitive Man._ New York, 1911.
(2) _Cambridge Anthropological Expedition to Torres Straits._ 5 vols. Cambridge, 1901-08.
(3) Le Bon, G. _The Psychology of Peoples._ Its influence on their evolution. New York and London, 1898. [Translation.]
(4) Reuter, E. B. _The Mulatto in the United States._ Boston, 1918.
(5) Bruner, F. G. "Hearing of Primitive Peoples," _Archives of Psychology_, No. 11. New York, 1908.
(6) Woodworth, R. S. "Racial Differences in Mental Traits," _Science_, new series, XXI (1910), 171-86.
(7) Morse, Josiah. "A Comparison of White and Colored Children Measured by the Binet-Simon Scale of Intelligence," _Popular Science Monthly_, LXXXIVC (1914), 75-79.
(8) Ferguson, G. O., Jr. "The Psychology of the Negro, an Experimental Study," _Archives of Psychology_, No. 36. New York, 1916. [Bibliography.]
TOPICS FOR WRITTEN THEMES
1. Cooley's Conception of Human Nature
2. Human Nature and the Instincts
3. Human Nature and the Mores
4. Studies in the Evolution of the Mores; Prohibition, Birth Control, the Social Status of Children
5. Labor Management as a Problem in Human Nature
6. Human Nature in Politics
7. Personality and the Self
8. Personality as a Sociological Concept
9. Temperament, Milieu, and Social Types; the Politician, Labor Leader, Minister, Actor, Lawyer, Taxi Driver, Chorus Girl, etc.
10. Bohemian, Philistine, and Genius
11. The Beggar, Vagabond, and Hobo
12. Literature as Source Material for the Study of Character
13. Outstanding Personalities in a Selected Community
14. Autobiography as Source Material for the Study of Human Nature
15. Individual and Racial Differences Compared
16. The Man of Genius as a Biological and a Sociological Product
17. The Jukes and Kindred Studies of Inferior Groups
18. History of the Binet-Simon Tests
19. Mental Measurements and Vocational Guidance
20. Psychiatry and Juvenile Delinquency
21. Recent Studies of the Adolescent Girl
22. Mental Inferiority and Crime
QUESTIONS FOR DISCUSSION
1. Is human nature that which is fundamental and alike in all individuals or is it those qualities which we recognize and appreciate as human when we meet them in individuals?
2. What is the relation between original nature and the environment?
3. What is the basis for the distinction made by Thorndike between reflexes, instincts, and inborn capacities?
4. Read carefully Thorndike's _Inventory of Original Tendencies_. What illustrations of the different original traits occur to you?
5. What do you understand by Park's statement that man is not born human?
6. "Human nature is a superstructure." What value has this metaphor? What are its limitations? Suggest a metaphor which more adequately illustrates the relation of original nature to acquired nature.
7. In what sense can it be said that habit is a means of controlling original nature?
8. What, according to Park, is the relation of character to instinct and habit? Do you agree with him?
9. What do you understand by the statement that "original nature is blind?"
10. What relation has an ideal to (a) instinct and (b) group life?
11. In what sense may we speak of the infant as the "natural man"?
12. To what extent are racial differences (a) those of original nature, (b) those acquired from experience?
13. What evidence is there for the position that sex differences in mental traits are acquired rather than inborn?
14. How do you distinguish between mentality and temperament?
15. How do you account for the great differences in achievement between the sexes?
16. What evidence is there of temperamental differences between the sexes? between races?
17. In the future will women equal men in achievement?
18. What, in your judgment, is the range of individual differences? Is it less or greater than that of racial and sex differences?
19. What do you understand is the distinction between racial inheritance as represented by the instincts, and innate individual differences? Do you think that both should be regarded as part of original nature?
20. What is the effect of education and the division of labor (a) upon instincts and (b) upon individual differences?
21. Are individual differences or likenesses more important for society?
22. What do you understand to be the significance of individual differences (a) for social life; (b) for education; (c) for industry?
23. What do you understand by the remaking of human nature? What is the importance of this principle for politics, industry, and social progress?
24. Explain the proverbs: "Habit is ten times nature," "Habit is second nature."
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Introduction to the Science of SociologyChapter II: Human Nature (4)
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