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Chapter VII: Section II: , of the directive on the unified preparations for war (4)

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That declaration and agreement was to remain in force for at least 10 years and thereafter it was to remain valid unless it was denounced by either Government 6 months before the expiration of the 10 years, or subsequently by 6 months’ notice. Both at the time of its signature and during the following 4 years Hitler spoke of the German-Polish agreement publicly as though it were a cornerstone of his foreign policy. By entering into it, he persuaded many people that his intentions were genuinely pacific, for the re-emergence of a new Poland and an independent Poland after the war had cost Germany much territory and had separated East Prussia from the Reich. And that Hitler should, of his own accord, enter into friendly relations with Poland—that in his speeches on foreign policy he should proclaim his recognition of Poland and of her right to an exit to the sea, and the necessity for Germans and Poles to live side by side in amity—these facts seemed to the world to be convincing proof that Hitler had no “revisionist” aims which would threaten the peace of Europe; that he was even genuinely anxious to put an end to the age-old hostility between the Teuton and the Slav. If his professions were, as embodied in the treaty and as contained in these declarations, genuine, his policy excluded a renewal of the “Drang nach Osten”, as it had been called, and was thereby going to contribute to the peace and stability of Europe. That was what the people were led to think. We shall have occasion enough to see how little truth these pacific professions in fact contained.

The history of the fateful years from 1934 to 1939 shows quite clearly that the Germans used this treaty, as they used other treaties, merely as an instrument of policy for furthering their aggressive aims. It is clear from the documents which will be presented to the Tribunal that these 5 years fall into two distinct phases in the realization of the aggressive aims which always underlay the Nazi policy. There was first the period from the Nazi assumption of power in 1933 until the autumn of 1937. That was the preparatory period. During that time there occurred the breaches of the Versailles and Locarno Treaties, the feverish rearmament of Germany, the reintroduction of conscription, the reoccupation and remilitarization of the Rhineland, and all those other necessary preparatory measures for future aggression which my American colleagues have already so admirably put before the Tribunal.

During that period—the preparatory period—Germany was lulling Poland into a false sense of security. Not only Hitler, but the Defendant Göring and the Defendant Ribbentrop made statements approbating the non-aggression pact. In 1935 Göring was saying that, “The pact was not planned for a period of 10 years but forever; there need not be the slightest fear that it would not be continued.” Even though Germany was steadily building up the greatest war machine that Europe had ever known, and although, by January 1937, the German military position was so strong and so secure that, in spite of the treaty breaches which it involved, Hitler could openly refer to his strong Army, he took pains, at the same time, to say—and again I quote—that:

“By a series of agreements we have eliminated existing tensions
and thereby contributed considerably to an improvement in the
European atmosphere. I merely recall the agreement with Poland
which has worked out to the advantage of both sides.”

And so it went on: abroad, protestations of pacific intentions; at home, “guns before butter.”

In 1937 this preparatory period drew to a close and Nazi policy moved from general preparation for future aggression to specific planning for the attainment of certain specific aggressive aims. And there are two documents in particular which mark that change.

The first of these was called “Directive for Unified Preparation for War”; issued in June 1937—June 29, 1937—by the Reich Minister for War, who was then Von Blomberg, Commander-in-Chief of the Armed Forces. That document is important, not only for its military directions, but for the appreciation it contained of the European situation and for the revelation of the Nazi attitude towards it.

“The general political position”—Von Blomberg stated, and I am
quoting from the document—“justifies the supposition that
Germany need not consider an attack from any side. Grounds for
this are, in addition to the lack of desire for war in almost
all nations, particularly the Western Powers, the deficiencies
in the preparedness for war of a number of states, and of Russia
in particular.”

It is true, he added, “The intention of unleashing a European war is held just as little by Germany.” And it may be that that phrase was carefully chosen because, as the documents will show, Germany hoped to conquer Europe, perhaps to conquer the world in detail; to fight on one front at a time, against one power at a time, and not to unleash a general European conflict.

But Von Blomberg went on:

“The politically fluid world situation, which does not preclude
surprising incidents, demands a continuous preparedness for war
of the German Armed Forces (a) to counter attack at any
time”—yet he had just said that there was no fear of any
attack—and “(b)”—and I invite the Tribunal again to notice
this phrase—“to enable the military exploitation of politically
favorable opportunities, should they occur.”

That phrase is no more than a euphemistic description of aggressive war. It reveals the continued adherence of the German military leaders to the doctrine that military might, and if necessary war, should be an instrument of policy—the doctrine which had been explicitly condemned by the Kellogg Pact, which was renounced by the pact with Poland, and by innumerable other treaties.

The document goes on to set out the general preparations necessary for a possible war in the mobilization period of 1937-1938. It is evidence at least for this, that the leaders of the German Armed Forces had it in mind to use the military strength which they were building up for aggressive purposes. No reason, they say, to anticipate attack from any side—there is a lack of desire for war. Yet they prepare to exploit militarily favorable opportunities.

Still more important as evidence of the transition to planned aggression is the record of the important conference which Hitler held at the Reich Chancellery on the 5th of November 1937, at which Von Blomberg, Reich Minister for War; Von Fritsch, the Commander-in-Chief of the Army; Göring, Commander-in-Chief of the Luftwaffe; Raeder, the Commander-in-Chief of the Navy; and Von Neurath, then the Foreign Minister, were present. The minutes of that conference have already been put in evidence. I refer to them now only to emphasize those passages which make apparent the ultimate intention to wage an aggressive war. You will remember that the burden of Hitler’s argument at that conference was that Germany required more territory in Europe. Austria and Czechoslovakia were specifically envisaged. But Hitler realized that the process of conquering those two countries might well bring into operation the treaty obligations of Great Britain and of France. He was prepared to take the risk. You remember the passage:

“The history of all times: Roman Empire, British Empire has
proved that every space expansion can be effected only by
breaking resistance and taking risks. Even setbacks are
unavoidable: Neither formerly nor today has space been found
without an owner. The attacker always comes up against the
proprietor. The question for Germany is where the greatest
possible conquest can be made at the lowest possible cost.”

In the course of that conference Hitler had foreseen and discussed the likelihood that Poland would be involved if the aggressive expansionist aims which he put forward brought about a general European war in the course of their realization by the Nazi State. And when, therefore, on that very day on which that conference was taking place, Hitler assured the Polish Ambassador of the great value of the 1934 Pact with Poland, it can only be concluded that its real value in Hitler’s eyes was that of keeping Poland quiet until Germany had acquired such a territorial and strategic position that Poland was no longer a danger.

That view is confirmed by the events which followed. At the beginning of February of 1938 the change from Nazi preparation for aggression to active aggression itself took place. It was marked by the substitution of Ribbentrop for Neurath as Foreign Minister, and of Keitel for Blomberg as head of the OKW. Its first fruits were the bullying of Schuschnigg at Berchtesgaden on February 12, 1938 and the forcible absorption of Austria in March. Thereafter the Green Plan for the destruction of Czechoslovakia was steadily developed in the way which you heard yesterday—the plan partially foiled, or final consummation at least delayed, by the Munich Agreement.

With those aspects, those developments of Nazi aggression, my American colleagues have already dealt. But it is obvious that the acquisition of these two countries, their resources in manpower, their resources in the production of munitions of war, immensely strengthened the position of Germany as against Poland. And it is, therefore, perhaps not surprising that, just as the Defendant Göring assured the Czechoslovak Minister in Berlin, at the time of the Nazi invasion of Austria, that Hitler recognized the validity of the German-Czechoslovak Arbitration Treaty of 1925, and that Germany had no designs against Czechoslovakia herself—you remember, “I give you my word of honor,” the Defendant Göring said—just as that is not surprising, so also it is not perhaps surprising that continued assurances should have been given during 1938 to Poland in order to keep that country from interfering with the Nazi aggression on Poland’s neighbors.

Thus, on the 20th of February of 1938, on the eve of his invasion of Austria, Hitler, referring to the fourth anniversary of the Polish Pact, permitted himself to say this to the Reichstag—and I quote:

“. . . and so a way to a friendly understanding has been
successfully paved, an understanding which, beginning with
Danzig, has today in spite of the attempt of some mischief
makers, succeeded in finally taking the poison out of the
relations between Germany and Poland and transforming them into
a sincere friendly co-operation . . . Relying on her
friendships, Germany will not leave a stone unturned to save
that ideal which provides the foundation for the task ahead of
us—peace.”

Still more striking, perhaps, are the cordial references to Poland in Hitler’s speech in the Sportpalast at Berlin on the 26th of September 1938. He then said:

“The most difficult problem with which I was confronted was that
of our relations with Poland. There was a danger that Poles and
Germans would regard each other as hereditary enemies. I wanted
to prevent this. I know well enough that I should not have been
successful if Poland had had a democratic constitution. For
these democracies which indulge in phrases about peace are the
most bloodthirsty war agitators. In Poland there ruled no
democracy, but a man. And with him I succeeded, in precisely 12
months, in coming to an agreement which, for 10 years in the
first instance, removed in principle the danger of a conflict.
We are all convinced that this agreement will bring lasting
pacification. We realize that here are two peoples which must
live together and neither of which can do away with the other. A
people of 33 millions will always strive for an outlet to the
sea. A way for understanding, then, had to be found, and it will
be further extended. But the main fact is that the two
governments, and all reasonable and clear-sighted persons among
the two peoples within the two countries, possess the firm will
and determination to improve their relations. It was a real work
of peace, of more worth than all the chattering in the League of
Nations palace at Geneva.”

And so flattery of Poland preceded the annexation of Austria and renewed flattery of Poland preceded the projected annexation of Czechoslovakia. The realities behind these outward expressions of good will are clearly revealed in the documents relating to the Fall Grün, which are already before the Tribunal. They show Hitler as fully aware that there was a risk of Poland, England, and France being involved in war to prevent the German annexation of Czechoslovakia and that this risk, although it was realized, was also accepted. On 25 August of 1938 top-secret orders to the German Air Force in regard to the operations to be conducted against England and France, if they intervened, pointed out that, as the French-Czechoslovak Treaty provided for assistance only in the event of an “unprovoked” attack, it would take a day or two for France and England, and I suppose for their legal advisors to decide whether legally the attack had been unprovoked or not, and consequently a Blitzkrieg, accomplishing its aims before there could be any effective intervention by France or England, was the object to be aimed at.

On the same day an Air Force memorandum on future organization was issued, and to it there was attached a map on which the Baltic States, Hungary, Czechoslovakia, and Poland were all shown as part of Germany, and preparations for expanding the Air Force, and I quote, “as the Reich grows in area,” as well as dispositions for a two-front war against France and Russia, were discussed. And on the following day Von Ribbentrop was being minuted about the reaction of Poland towards the Czechoslovak problem. I quote: “The fact that after the liquidation of the Czechoslovakian question it will be generally assumed that Poland will be next in turn is not to be denied,” is recognized, but it is stated, “The later this assumption sinks in, the better.”

I will pause for a moment at the date of the Munich Agreement and ask the Tribunal to remind itself of what the evidence of documents and historical facts shows up to that day. It has made undeniable both the fact of Nazi aggressiveness and of active and actual aggression. Not only does that conference of 1937 show Hitler and his associates deliberately considering the acquisition of Austria and Czechoslovakia, if necessary by war, but the first of the operations had been carried through in March of 1938; and a large part of the second, under threat of war—a threat which as we now see was much more than a bluff—a threat of actual and real war, although without the actual need for its initiation, secured, as I said, a large part of the second objective in September of 1938. And, more ominous still, Hitler had revealed his adherence to the old doctrines of _Mein Kampf_—those essentially aggressive doctrines to the exposition of which in _Mein Kampf_, long regarded as the Bible of the Nazi Party, we shall draw attention in certain particular passages. Hitler is indicating quite clearly not only to his associates, but indeed to the world at this time, that he is in pursuit of Lebensraum and that he means to secure it by threat of force, or if threat of force fails, by actual force—by aggressive war.

So far actual warfare had been avoided because of the love of peace, the lack of preparedness, the patience, the cowardice—call it what you will—of the democratic powers; but after Munich the question which filled the minds of all thinking people with acute anxiety was “where will this thing end? Is Hitler now satisfied as he declared himself to be? Or is his pursuit of Lebensraum going to lead to future aggressions, even if he has to embark on open, aggressive war to secure it?”

It was in relation to the remainder of Czechoslovakia and to Poland that the answer to these questions was to be given. So far, up to the time of the Munich Agreement, no direct and immediate threat to Poland had been made. The two documents from which I have just quoted, show of course, that high officers of the Defendant Göring’s air staff already regarded the expansion of the Reich and, it would seem, the destruction and absorption of Poland, as a foregone conclusion. They were already anticipating, indeed, the last stage of Hitler’s policy as expounded in _Mein Kampf_—war to destroy France and to secure Lebensraum in Russia. And the writer of the minute to Ribbentrop already took it for granted that, after Czechoslovakia, Poland would be attacked. But more impressive than those two documents is the fact that, as I have said, at the conference of 5 November 1937, war with Poland, if she should dare to prevent German aggression against Czechoslovakia, had been quite coolly and calmly contemplated, and the Nazi leaders were ready to take the risk. So also had the risk of war with England and France under the same circumstances been considered and accepted. As I indicated, such a war would, of course, have been aggressive war on Germany’s part, and they were contemplating aggressive warfare. For to force one state to take up arms to defend another state against aggression, in other words, to fulfill its treaty obligations is undoubtedly to initiate aggressive warfare against the first state. But in spite of those plans, in spite of these intentions behind the scenes, it remains true that until Munich the decision for direct attack upon Poland and her destruction by aggressive war had apparently not as yet been taken by Hitler and his associates. It is to the transition from the intention and preparation of initiating aggressive war, evident in regard to Czechoslovakia, to the actual initiation and waging of aggressive war against Poland that I now pass. That transition occupies the 11 months from the 1st of October 1938 to the actual attack on Poland on the 1st of September 1939.

Within 6 months of the signature of the Munich Agreement the Nazi leaders had occupied the remainder of Czechoslovakia, which by that Agreement they had indicated their willingness to guarantee. On the 14th of March 1939 the aged and infirm president of the “rump” of Czechoslovakia, Hacha and his Foreign Minister were summoned to Berlin. At a meeting held between 1 o’clock and 2:15 in the small hours of the 15th of March in the presence of Hitler, of the Defendants Ribbentrop, Göring, and Keitel, they were bullied and threatened and even bluntly told that Hitler “had issued the orders for the German troops to move into Czechoslovakia and for the incorporation of Czechoslovakia into the German Reich.”

It was made quite clear to them that resistance would be useless and would be crushed “by force of arms with all available means,” and it was thus that the Protectorate of Bohemia and Moravia was set up and that Slovakia was turned into a German satellite, though nominally independent state. By their own unilateral action, on pretexts which had no shadow of validity, without discussion with the governments of any other country, without mediation, and in direct contradiction of the sense and spirit of the Munich Agreement, the Germans acquired for themselves that for which they had been planning in September of the previous year, and indeed much earlier, but which at that time they had felt themselves unable completely to secure without too patent an exhibition of their aggressive intentions. Aggression achieved whetted the appetite for aggression to come. There were protests. England and France sent diplomatic notes. Of course, there were protests. The Nazis had clearly shown their hand. Hitherto they had concealed from the outside world that their claims went beyond incorporating into the Reich persons of German race living in bordering territory. Now for the first time, in defiance of their solemn assurances to the contrary, non-German territory and non-German people had been seized. This acquisition of the whole of Czechoslovakia, together with the equally illegal occupation of Memel on the 22d of March 1939, resulted in an immense strengthening of the German positions, both politically and strategically, as Hitler had anticipated it would, when he discussed the matter at that conference in November of 1937.

But long before the consummation by the Nazi leaders of their aggression against Czechoslovakia, they had begun to make demands upon Poland. The Munich settlement achieved on the 25th of October 1938, that is to say within less than a month of Hitler’s reassuring speech about Poland to which I have already referred, and within, of course, a month of the Munich Agreement, M. Lipski, the Polish Ambassador in Berlin, reported to M. Beck, the Polish Foreign Minister, that at a luncheon at Berchtesgaden the day before, namely, on the 24th of October 1938, the Defendant Ribbentrop had put forward demands for the reunion of Danzig with the Reich and for the building of an extra-territorial motor road and railway line across Pomorze, the province which the Germans called “The Corridor”. From that moment onwards until the Polish Government had made it plain, as they did during a visit of the Defendant Ribbentrop to Warsaw in January 1939, that they would not consent to hand over Danzig to German sovereignty, negotiations on these German demands continued. And even after Ribbentrop’s return from the visit to Warsaw, Hitler thought it worthwhile, in his Reichstag speech on the 30th of January 1939, to say:

“We have just celebrated the fifth anniversary of the conclusion
of our non-aggression pact with Poland. There can scarcely be
any difference of opinion today among the true friends of peace
as to the value of this agreement. One only needs to ask oneself
what might have happened to Europe if this agreement, which
brought such relief, had not been entered into 5 years ago. In
signing it, the great Polish marshal and patriot rendered his
people just as great a service as the leaders of the National
Socialist State rendered the German people. During the troubled
months of the past year, the friendship between Germany and
Poland has been one of the reassuring factors in the political
life of Europe.”

But that utterance was the last friendly word from Germany to Poland, and the last occasion on which the Nazi Leaders mentioned the German-Polish Agreement with approbation. During February 1939 silence fell upon German demands in relation to Poland. But as soon as the final absorption of Czechoslovakia had taken place and Germany had also occupied Memel, Nazi pressure upon Poland was at once renewed. In two conversations which he and the Defendant Ribbentrop held on the 21st of March and the 26th of March, respectively, with the Polish Ambassador, German demands upon Poland were renewed and were further pressed. And in view of the fate which had overtaken Czechoslovakia, in view of the grave deterioration in her strategical position towards Germany, it is not surprising that the Polish Government took alarm at the developments. Nor were they alone. The events of March 1939 had at last convinced both the English and the French Governments that the Nazi designs of aggression were not limited to men of German race, and that the specter of European war resulting from further aggressions by Nazi Germany had not, after all, been exorcised by the Munich Agreement.

As a result, therefore, of the concern of Poland and of England and of France at the events in Czechoslovakia, and at the newly applied pressure on Poland, conversations between the English and Polish Governments had been taking place, and, on the 31st of March 1939, Mr. Neville Chamberlain, speaking in the House of Commons, stated that His Majesty’s Government had given an assurance to help Poland in the event of any action which clearly threatened Polish independence and which the Polish Government accordingly considered it vital to resist. On the 6th of April 1939 an Anglo-Polish communiqué stated that the two countries were prepared to enter into an agreement of a permanent and reciprocal character to replace the present temporary and unilateral assurance given by His Majesty’s Government.

The justification for that concern on the part of the democratic powers is not difficult to find. With the evidence which we now have of what was happening within the councils of the German Reich and its Armed Forces during these months, it is manifest that the German Government were intent on seizing Poland as a whole, that Danzig—as Hitler himself was to say in time, a month later—“was not the subject of the dispute at all.” The Nazi Government was intent upon aggression and the demands and negotiations in respect to Danzig were merely a cover and excuse for further domination.

Would that be a convenient point to stop?

THE PRESIDENT: We will adjourn now until 2 o’clock.

[_A recess was taken until 1400 hours._]

_Afternoon Session_

THE PRESIDENT: Before the Attorney General continues his opening statement, the Tribunal wishes me to state what they propose to do as to time of sitting for the immediate future. We think it will be more convenient that the Tribunal shall sit from 10:00 o’clock in the morning until 1:00 o’clock, with a break for 10 minutes in the middle of the morning; and that the Tribunal shall sit in the afternoon from 2:00 o’clock until 5:00 o’clock with a break for 10 minutes in the middle of the afternoon; and that there shall be no open sitting of the Tribunal on Saturday morning, as the Tribunal has a very large number of applications by the defendants’ counsel for witnesses and documents and other matters of that sort which it has to consider.

SIR HARTLEY SHAWCROSS: May it please the Tribunal, when we broke off I had been saying that the Nazi Government was intent upon aggression, and all that had been taking place in regard to Danzig—the negotiations, the demands that were being made—were really no more than a cover, a pretext and excuse for further domination.

As far back as September 1938 plans for aggressive war against Poland, England, and France were well in hand. While Hitler, at Munich, was telling the world that the German people wanted peace, and that having solved the Czechoslovakian problem, Germany had no more territorial problems in Europe, the staffs of his Armed Forces were already preparing their plans. On the 26th of September 1938 he had stated:

“We have given guarantees to the states in the West. We have
assured all our immediate neighbors of the integrity of their
territory as far as Germany is concerned. That is no mere
phrase. It is our sacred will. We have no interest whatever in a
breach of the peace. We want nothing from these peoples.”

And the world was entitled to rely on those assurances. International co-operation is utterly impossible unless one can assume good faith in the leaders of the various states and honesty in the public utterances that they make. But, in fact, within 2 months of that solemn and apparently considered undertaking, Hitler and his confederates were preparing for the seizure of Danzig. To recognize those assurances, those pledges, those diplomatic moves as the empty frauds that they were, one must go back to inquire what was happening within the inner councils of the Reich from the time of the Munich Agreement.

Written some time in September 1938 is an extract from a file on the reconstruction of the German Navy. Under the heading

“Opinion on the Draft Study of Naval Warfare against England,” this is stated:

“1. If, according to the Führer’s decision, Germany is to
acquire a position as a world power, she needs not only
sufficient colonial possessions but also secure naval
communications and secure access to the ocean.

“2. Both requirements can be fulfilled only in opposition to
Anglo-French interests and would limit their position as world
powers. It is unlikely that they can be achieved by peaceful
means. The decision to make Germany a world power, therefore,
forces upon us the necessity of making the corresponding
preparations for war.

“3. War against England means at the same time war against the
Empire, against France, probably against Russia as well, and a
large number of countries overseas, in fact, against one-third
to one-half of the world.

“It can only be justified and have a chance of success”—and it
was not moral justification which was being looked for in this
document—“It can only be justified and have a chance of success
if it is prepared economically as well as politically and
militarily, and waged with the aim of conquering for Germany an
outlet to the ocean.”

THE PRESIDENT: I think the Tribunal would like to know at what stage you propose to put the documents, which you are citing, in evidence.

SIR HARTLEY SHAWCROSS: Well, Sir, my colleagues, my American and my British colleagues, were proposing to follow up my own address by putting these documents in. The first series of documents, which will be put in by my noted colleague, Sir David Maxwell-Fyfe, will be the treaties.

THE PRESIDENT: I suppose that what you quote will have to be read again.

SIR HARTLEY SHAWCROSS: Well, I am limiting my quotations as far as I possibly can. I apprehend that technically you may wish it to be quoted again, so as to get it on the record when the document is actually put into evidence. But I think it will appear, when the documents themselves are produced, that there will be a good deal more in most of them than I am actually citing now.

THE PRESIDENT: Yes. Very well.

SIR HARTLEY SHAWCROSS: This document on naval warfare against England is something which is both significant and new. Until this date the documents in our possession disclose preparations for war against Poland, England, and France, purporting on the face of them at least to be defensive measures to ward off attacks which might result from the intervention of those states in the preparatory German aggressions in Central Europe. Hitherto aggressive war against Poland, England, and France has been contemplated only as a distant objective. Now, in this document for the first time, we find a war of conquest by Germany against France and England openly recognized as the future aim, at least of the German Navy.

On 24 November 1938 an appendix was issued by Keitel to a previous order of the Führer. In that appendix were set out the future tasks for the Armed Forces and the preparation for the conduct of the war which would result from those tasks.

“The Führer has ordered”—I quote—“that besides the three
eventualities mentioned in the previous directive . . .
preparations are also to be made for the surprise occupation by
German troops of the Free State of Danzig.

“For the preparation the following principles are to be borne in
mind.”—This is the common pattern of aggression—“The primary
assumption is the lightning seizure of Danzig by exploiting a
favorable political situation, and not war with Poland. Troops
which are going to be used for this purpose must not be held at
the same time for the seizure of Memel, so that both operations
can take place simultaneously, should such necessity arise.”

Thereafter, as the evidence which is already before the Tribunal has shown, final preparations were taking place for the invasion of Poland. On the 3rd of April 1939, 3 days before the issue of the Anglo-Polish communiqué, the Defendant Keitel issued to the High Command of the Armed Forces a directive in which it was stated that the directive for the uniform preparation of war by the Armed Forces in 1939-40, was being re-issued and that part relating to Danzig would be out in April. The basic principles were to remain the same as in the previous directive. Attached to this document were the orders Fall Weiss, the code name for the proposed invasion of Poland. Preparation for that invasion was to be made, it was stated, so that the operation could be carried out at any time from the 1st of September 1939 onwards.

On the 11th of April Hitler issued his directive for the uniform preparation of the war by the Armed Forces, 1939-40, and in it he said:

“I shall lay down in a later directive future tasks of the Armed
Forces and the preparations to be made in accordance with these
for the conduct of war. Until that directive comes into force
the Armed Forces must be prepared for the following
eventualities:

“1. Safeguarding of the frontiers . . .

“2. Fall Weiss,

“3. The annexation of Danzig.”

Then, in an annex to that document which bore the heading “Political Hypotheses and Aims,” it was stated that quarrels with Poland should be avoided. But should Poland change her policy and adopt a threatening attitude towards Germany, a final settlement would be necessary, notwithstanding the Polish Pact. The Free City of Danzig was to be incorporated in the Reich at the outbreak of the conflict at the latest. The policy aimed at limiting the war to Poland, and this was considered possible at that time with the internal crises in France and resulting British restraint.

The wording of that document—and the Tribunal will study the whole of it—does not directly involve the intention of immediate aggression. It is a plan of attack “if Poland changes her policy and adopts a threatening attitude.” But the picture of Poland, with her wholly inadequate armaments, threatening Germany, now armed to the teeth, is ludicrous enough, and the real aim of the document emerges in the sentence—and I quote: “The aim is then to destroy Polish military strength and to create, in the East, a situation which satisfies the requirements of defense”—a sufficiently vague phrase to cover designs of any magnitude. But even at that stage, the evidence does not suffice to prove that the actual decision to attack Poland on any given date had yet been taken. All the preparations were being set in train. All the necessary action was being proceeded with, in case that decision should be reached.

It was within 3 weeks of the issue of that last document that Hitler addressed the Reichstag on the 28th of April 1939. In that speech he repeated the demands which had already been made upon Poland, and proceeded to denounce the German-Polish Agreement of 1934. Leaving aside, for the moment, the warlike preparations for aggression, which Hitler had set in motion behind the scenes, I will ask the Tribunal to consider the nature of this denunciation of an agreement to which, in the past, Hitler had attached such importance.

In the first place, of course, Hitler’s denunciation was _per se_ ineffectual. The text of the agreement made no provision for its denunciation by either party until a period of 10 years had come to an end. No denunciation could be legally effective until June or July of 1943, and here was Hitler speaking in April of 1939, rather more than 5 years too soon.

In the second place, Hitler’s actual attack upon Poland, when it came on 1 September was made before the expiration of the 6 months’ period after denunciation required by the agreement before any denunciation could be operative. And in the third place, the grounds for the denunciation stated by Hitler in his speech to the Reichstag were entirely specious. However one reads its terms, it is impossible to take the view that the Anglo-Polish guarantee of mutual assistance against aggression could render the German-Polish Pact null and void, as Hitler sought to suggest. If that had been the effect of the Anglo-Polish assurances, then certainly the pacts which had already been entered into by Hitler himself with Italy and with Japan had already invalidated the treaty with Poland. Hitler might have spared his breath. The truth is, of course, that the text of the English-Polish communiqué, the text of the assurances, contains nothing whatever to support the contention that the German-Polish Pact was in any way interfered with.

One asks: Why then did Hitler make this trebly invalid attempt to denounce his own pet diplomatic child? Is there any other possible answer but this:

That the agreement having served its purpose, the grounds which he chose for its denunciation were chosen merely in an effort to provide Germany with some kind of justification—at least for the German people—for the aggression on which the German leaders were intent.

And, of course, Hitler sorely needed some kind of justification, some apparently decent excuse, since nothing had happened, and nothing seemed likely to happen, from the Polish side, to provide him with any kind of pretext for invading Poland. So far he had made demands upon his treaty partner which Poland, as a sovereign state, had every right to refuse. If dissatisfied with that refusal, Hitler was bound, under the terms of the agreement itself, “To seek a settlement”—I am reading the words of the pact:

“To seek a settlement through other peaceful means, without
prejudice to the possibility of applying those methods of
procedure, in case of necessity, which are provided for such a
case in the other agreements between them that are in force.”

And that presumably was a reference to the German-Polish Arbitration Treaty, signed at Locarno in 1925.

The very facts, therefore, that as soon as the Nazi leaders cannot get what they want but are not entitled to from Poland by merely asking for it and that, on their side, they made no further attempt to settle the dispute “by peaceful means”—in accordance with the terms of the agreement and of the Kellogg Pact, to which the agreement pledged both parties—in themselves constitute a strong presumption of aggressive intentions against Hitler and his associates. That presumption becomes a certainty when the documents to which I am about to call the attention of the Tribunal are studied.

On the 10th of May Hitler issued an order for the capture of economic installations in Poland. On the 16th of May the Defendant Raeder, as Commander-in-Chief of the Navy, issued a memorandum setting out the Führer’s instructions to prepare for the operation Fall Weiss at any time from the 1st of September.

But the decisive document is the record of the conference held by Hitler on the 23rd of May 1939, in conference with many high-ranking officers, including the Defendants Göring, Raeder, and Keitel. The details of the whole document will have to be read to the Tribunal later and I am merely summarizing the substantial effect of this part of it now. Hitler stated that the solution of the economic problems with which Germany was beset at first, could not be found without invasion of foreign states and attacks on foreign property. “Danzig”—and I am quoting:

“Danzig is not the subject of the dispute at all. It is a
question of expanding our living space in the East. There is,
therefore, no question of sparing Poland, and we are left with
the decision to attack Poland at the earliest opportunity. We
cannot expect a repetition of the Czech affair. There will be
fighting. Our task is to isolate Poland. The success of this
isolation will be decisive. The isolation of Poland is a matter
of skillful politics.”

So he explained to his confederates. He anticipated the possibility that war with England and France might result, but a two-front war was to be avoided if possible. Yet England was recognized—and I say it with pride—as the most dangerous enemy which Germany had. “England,” he said, I quote, “England is the driving force against Germany . . . the aim will always be to force England to her knees.” More than once he repeated that the war with England and France would be a life and death struggle. “But all the same,” he concluded, “Germany will not be forced into war but she would not be able to avoid it.”

On the 14th of June 1939 General Blaskowitz, then Commander-in-Chief of the 3rd Army group, issued a detailed battle plan for the Fall Weiss. The following day Von Brauchitsch issued a memorandum in which it was stated that the object of the impending operation was to destroy the Polish Armed Forces. “High policy demands,” he said, “High policy demands that the war should be begun by heavy surprise blows in order to achieve quick results.” The preparations proceeded apace. On the 22d of June the Defendant Keitel submitted a preliminary timetable for the operation, which Hitler seems to have approved, and suggested that the scheduled maneuver must be camouflaged, “in order not to disquiet the population.” On the 3rd of July, Brauchitsch wrote to the Defendant Raeder urging that certain preliminary naval moves should be abandoned, in order not to prejudice the surprise of the attack. On the 12th and 13th of August Hitler and Ribbentrop had a conference with Ciano, the Italian Foreign Minister.

It was a conference to which the Tribunal will have to have regard from several points of view. I summarize now only one aspect of the matter: At the beginning of the conversation Hitler emphasized the strength of the German position, of Germany’s Western and Eastern Fortifications, and of the strategic and other advantages they held in comparison with those of England, France, and Poland. Now I quote from the captured document itself. Hitler said this:

“Since the Poles through their whole attitude had made it clear
that, in any case, in the event of a conflict, they would stand
on the side of the enemies of Germany and Italy, a quick
liquidation at the present moment could only be of advantage for
the unavoidable conflict with the Western Democracies. If a
hostile Poland remained on Germany’s eastern frontier, not only
would the 11 East Prussian divisions be tied down, but also
further contingents would be kept in Pomerania and Silesia. This
would not be necessary in the event of a previous liquidation.”

Then this:

“Generally speaking, the best thing to happen would be to
liquidate the false neutrals one after the other. This process
could be carried out more easily if on every occasion one
partner of the Axis covered the other while it was dealing with
an uncertain neutral. Italy might well regard Yugoslavia as a
neutral of that kind.”

Ciano was for postponing the operation. Italy was not ready. She believed that a conflict with Poland would develop into a general European war. Mussolini was convinced that conflict with the Western Democracies was inevitable, but he was making plans for a period 2 or 3 years ahead. But the Führer said that the Danzig question must be disposed of, one way or the other, by the end of August. I quote: “He had, therefore, decided to use the occasion of the next political provocation which has the form of an ultimatum . . . .”

On the 22d of August Hitler called his Supreme Commanders together and gave the order for the attack. In the course of what he said he made it clear that the decision to attack had, in fact, been made not later than the previous spring. He would give a spurious cause for starting the war. And at that time the attack was timed to take place in the early hours of the 26th of August. On the day before, on the 25th of August, the British Government, in the hope that Hitler might still be reluctant to plunge the world into war, and in the belief that a formal treaty would impress him more than the informal assurances which had been given previously, entered into an agreement, an express agreement for mutual assistance with Poland, embodying the previous assurances that had been given earlier in the year. It was known to Hitler that France was bound by the Franco-Polish Treaty of 1921, and by the Guarantee Pact signed at Locarno in 1925 to intervene in Poland’s favor in case of aggression. And for a moment Hitler hesitated. The Defendants Göring and Ribbentrop, in the interrogations which you will see, have agreed that it was the Anglo-Polish Treaty which led him to call off, or rather postpone, the attack which was timed for the 26th. Perhaps he hoped that after all there was still some chance of repeating what he had called the Czech affair. If so, his hopes were short-lived. On the 27th of August Hitler accepted Mussolini’s decision not at once to come into the war; but he asked for propaganda support and for a display of military activity on the part of Italy, so as to create uncertainty in the minds of the Allies. Ribbentrop on the same day said that the armies were marching.

In the meantime, and, of course, particularly during the last month, desperate attempts were being made by the Western Powers to avert war. You will have details of them in evidence, of the intervention of the Pope, of President Roosevelt’s message, of the offer by the British Prime Minister to do our utmost to create the conditions in which all matters in issue could be the subject of free negotiations, and to guarantee the resultant decisions. But this and all the other efforts of honest men to avoid the horror of a European conflict were predestined to failure. The Germans were determined that the day for war had come. On the 31st of August Hitler issued a top-secret order for the attack to commence in the early hours of the 1st of September.

The necessary frontier incidents duly occurred. Was it, perhaps, for that, that the Defendant Keitel had been instructed by Hitler to supply Heydrich with Polish uniforms? And so without a declaration of war, without even giving the Polish Government an opportunity of seeing Germany’s final demands—and you will hear the evidence of the extraordinary diplomatic negotiations, if one can call them such, that took place in Berlin—without giving the Poles any opportunity at all of negotiating or arbitrating on the demands which Nazi Germany was making, the Nazi troops invaded Poland.

On the 3rd of September Hitler sent a telegram to Mussolini thanking him for his intervention but pointing out that the war was inevitable and that the most promising moment had to be picked after cold deliberation. And so Hitler and his confederates now before this Tribunal began the first of their wars of aggression for which they had prepared so long and so thoroughly. They waged it so fiercely that within a few weeks Poland was overrun.

On the 23rd of November 1939 Hitler reviewed the situation to his military commanders and in the course of what he said he made this observation:

“One year later Austria came; this step was also considered
doubtful. It brought about an essential reinforcement of the
Reich. The next step was Bohemia, Moravia, and Poland. This step
also was not possible to accomplish in one move. First of all
the Western Fortifications had to be finished . . . . Then
followed the creation of the Protectorate, and with that the
basis for action against Poland was laid. But I was not quite
clear at the time whether I should start first against the East
and then in the West, or vice versa . . . . The compulsion to
fight with Poland came first. One might accuse me of wanting to
fight again and again. In struggle, I see the fate of all
beings.”

He was not sure where to attack first. But that sooner or later he would attack, whether it were in the East or in the West, was never in doubt. And he had been warned, not only by the British and French Prime Ministers but even by his confederate Mussolini, that an attack on Poland would bring England and France into the war. He chose what he thought was the opportune moment, and he struck.

Under these circumstances the intent to wage war against England and France, and to precipitate it by an attack on Poland, is not to be denied. Here was defiance of the most solemn treaty obligations. Here was neglect of the most pacific assurances. Here was aggression, naked and unashamed, which was indeed to arouse the horrified and heroic resistance of all civilized peoples, but which, before it was finished, was to tear down much of the structure of our civilization.

Once started upon the active achievement of their plan to secure the domination of Europe, if not of the world, the Nazi Government proceeded to attack other countries, as occasion offered. The first actually to be attacked, actually to be invaded, after the attack upon Poland, were Denmark and Norway.

On the 9th of April 1940 the German Armed Forces invaded Norway and Denmark without any warning, without any declaration of war. It was a breach of the Hague Convention of 1907. It was a breach of the Convention of Arbitration and Conciliation signed between Germany and Denmark on 2 June 1926. It was, of course, a breach of the Kellogg-Briand Pact of 1928. It was a violation of the Non-Aggression Treaty between Germany and Denmark made on the 31st of May 1939. And it was a breach of the most explicit assurances which had been given. After his annexation of Czechoslovakia had shaken the confidence of the world, Hitler attempted to reassure the Scandinavian states. On the 28th of April 1939 he affirmed that he had never made any request to any of them which was incompatible with their sovereignty and independence. On the 31st of May 1939 he signed a non-aggression pact with Denmark.

On the 2d of September 1939, the day after he had invaded Poland and occupied Danzig, he again expressed his determination, so he said, to observe the inviolability and integrity of Norway in an _aide-mémoire_, which was handed to the Norwegian Foreign Minister by the German Minister in Oslo on that day.

A month later, in a public speech on the 6th of October 1939, he said:

“Germany has never had any conflicts of interest or even points
of controversy with the northern states, neither has she any
today. Sweden and Norway have both been offered non-aggression
pacts by Germany, and have both refused them, solely because
they do not feel themselves threatened in any way.”

When the invasion of Denmark and Norway was already begun in the early morning of 9 April 1940, a German memorandum was handed to the governments of those countries attempting to justify the German action. Various allegations against the governments of the invaded countries were made. It was said that Norway had been guilty of breaches of neutrality. It was said that she had allowed and tolerated the use of her territorial waters by Great Britain. It was said that Britain and France were themselves making plans to invade and occupy Norway and that the Government of Norway was prepared to acquiesce in such an event.

I do not propose to argue the question whether or not these allegations were true or false. That question is irrelevant to the issues before this Court. Even if the allegations were true—and they were patently false—they would afford no conceivable justification for the action of invading without warning, without declaration of war, without any attempt at mediation or conciliation.

Aggressive war is none the less aggressive war because the state which wages it believes that other states might, in the future, take similar action. The rape of a nation is not justified because it is thought she may be raped by another. Nor even in self-defense are warlike measures justified except after all means of mediation have been tried and failed and force is actually being exercised against the state concerned.

But the matter is irrelevant because, in actual fact, with the evidence which we now possess, it is abundantly clear that the invasion of these two countries was undertaken for quite different purposes. It had been planned long before any question of breach of neutrality or occupation of Norway by England could ever have occurred. And it is equally clear that the assurances repeated again and again throughout 1939 were made for no other purpose than to lull suspicion in these countries, and to prevent them taking steps to resist the attack against them which was all along in active preparation.

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Trial of the Major War Criminals Before the International Military Tribunal, Nuremburg, 14 November 1945-1 October 1946, Volume 03Chapter VII: Section II: , of the directive on the unified preparations for war (4)

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