Chapter VIII: Section II: , of the directive on the unified preparations for war (5)
For some years the Defendant Rosenberg, in his capacity as Chief of the Foreign Affairs Bureau—APA—of the NSDAP, had interested himself in the promotion of Fifth Column activities in Norway and he had established close relationship with the Nasjonal Samling, a political group headed by the now notorious traitor, Vidkun Quisling. During the winter of 1938-39, APA was in contact with Quisling, and later Quisling conferred with Hitler and with the Defendants Raeder and Rosenberg. In August 1939 a special 14-day course was held at the school of the Office of Foreign Relations in Berlin for 25 followers whom Quisling had selected to attend. The plan was to send a number of selected and “reliable” men to Germany for a brief military training in an isolated camp. These “reliable men” were to be the area and language specialists to German special troops who were taken to Oslo on coal barges to undertake political action in Norway. The object was a _coup_ in which Quisling would seize his leading opponents in Norway, including the King, and prevent all military resistance from the beginning. Simultaneously with those Fifth Column activities Germany was making her military preparations. On the 2d of September 1939, as I said, Hitler had assured Norway of his intention to respect her neutrality. On 6 October he said that the Scandinavian states were not menaced in any way. Yet on the 3rd October the Defendant Raeder was pointing out that the occupation of bases, if necessary by force, would greatly improve the German strategic position. On the 9th of October Dönitz was recommending Trondheim as the main base, with Narvik as an alternative base for fuel supplies. The Defendant Rosenberg was reporting shortly afterwards on the possibility of a _coup d’état_ by Quisling, immediately supported by German military and naval forces. On the 12th of December 1939 the Defendant Raeder advised Hitler, in the presence of the Defendants Keitel and Jodl, that if Hitler was favorably impressed by Quisling, the OKW should prepare for the occupation of Norway, if possible with Quisling’s assistance, but if necessary, entirely by force. Hitler agreed, but there was a doubt whether action should be taken against the Low Countries or against Scandinavia first. Weather conditions delayed the march on the Low Countries. In January 1940 instructions were given to the German Navy for the attack on Norway. On the 1st of March a directive for the occupation was issued by Hitler. The general object was not said to be to prevent occupation by English forces but, in vague and general terms, to prevent British encroachment in Scandinavia and the Baltic and “to guarantee our ore bases in Sweden and to give our Navy and Air Force a wider start line against Britain.” But the directive went on (and here is the common pattern):
“. . . on principle we will do our utmost to make the operation
appear as a peaceful occupation, the object of which is the
military protection of the Scandinavian states . . . . It is
important that the Scandinavian states as well as the western
opponents should be taken by surprise by our measures . . . . In
case the preparations for embarkation can no longer be kept
secret, the leaders and the troops will be deceived with
fictitious objectives.”
The form and success of the invasion are well known. In the early hours of the 9th of April, seven cruisers, 14 destroyers, and a number of torpedo boats and other small craft carried advance elements of six divisions, totalling about 10,000 men, forced an entry and landed troops in the outer Oslo Fjord, Kristiansand, Stavanger, Bergen, Trondheim, and Narvik. A small force of troops was also landed at Arendal and Egersund on the southern coast. In addition, airborne troops were landed near Oslo and Stavanger in airplanes. The German attack came as a complete surprise. All the invaded towns along the coast were captured according to plan and with only slight losses. Only the plan to capture the King and Parliament failed. But brave as was the resistance, which was hurriedly organized throughout the country—nothing could be done in the face of the long-planned surprise attack—and on the 10th of June military resistance ceased. So another act of aggression was brought to completion.
Almost exactly a month after the attack, on Norway, on the 10th of May 1940, the German Armed Forces, repeating what had been done 25 years before, streamed into Belgium, the Netherlands, and Luxembourg according to plan—a plan that is, of invading without warning and without any declaration of war.
What was done was, of course, a breach of the Hague Convention, and is so charged. It was a violation of the Locarno Agreement of 1925, which the Nazi Government affirmed in 1935, only illegally to repudiate it a couple of years later. By that agreement all questions incapable of settlement by ordinary diplomatic means were to be referred to arbitration. You will see the comprehensive terms of all those treaties. It was a breach of the Treaty of Arbitration and Conciliation signed between Germany and the Netherlands on the 20th of May 1926. It was a breach of a similar treaty with Luxembourg of 11 September 1929. It was a breach of the Kellogg-Briand Pact. But those treaties, perhaps, had not derived in the minds of the Nazi rulers of Germany any added sanctity from the fact that they had been solemnly concluded by the governments of pre-Nazi Germany. Let us then consider the specific assurances and undertakings which the Nazi rulers themselves gave to these states which lay in the way of their plans against France and England and which they had always intended to attack. Not once, not twice, but 11 times the clearest possible assurances were given to Belgium, the Netherlands, and Luxembourg. On those assurances, solemnly given and formally expressed, these countries were entitled to rely and did rely. In respect of the breach of those assurances these defendants are charged. On the 30th of January 1937, for instance, Hitler had said:
“As for the rest, I have more than once expressed the desire and
the hope of entering into similar good and cordial relations
with our neighbors. Germany has, and here I repeat this
solemnly, given the assurance time and time again that, for
instance, between her and France there cannot be any humanly
conceivable points of controversy. The German Government has
further given the assurance to Belgium and Holland that it is
prepared to recognize and to guarantee the inviolability and
neutrality of these territories.”
After Hitler had remilitarized the Rhineland and had repudiated the Locarno Pact, England and France sought to re-establish the position of security for Belgium which Hitler’s action had threatened. And they, therefore, gave to Belgium on the 24th of April 1937 a specific guarantee that they would maintain, in respect of Belgium, the undertakings of assistance which they had entered into with her both under the Locarno Pact and under the Covenant of the League. On the 13th of October 1937 the German Government also made a declaration assuring Belgium of its intention to recognize the integrity of that country.
It is, perhaps, convenient to deal with the remaining assurances as we review the evidence which is available as to the preparations and intentions of the German Government prior to their actual invasion of Belgium on the 10th of May 1940.
As in the case of Poland, as in the case of Norway and Denmark, so also here the dates speak for themselves.
As early as August of 1938 steps were being taken to utilize the Low Countries as bases for decisive action in the West in the event of France and England opposing Germany in the aggressive plan which was on foot at that time against Czechoslovakia.
In an Air Force letter dated the 25th of August 1938 which deals with the action to be taken if England and France should interfere in the operation against Czechoslovakia, it is stated:
“It is not expected for the moment that other states will
intervene against Germany. The Dutch and the Belgian area
assumes in this connection much more importance for the conduct
of war in Western Europe than during the World War, mainly as
advance base for the air war.”
In the last paragraph of that order it is stated:
“Belgium and the Netherlands, when in German hands, represent an
extraordinary advantage in the prosecution of the air war
against Great Britain as well as against France . . .”
That was in August 1938. Eight months later, on the 28th of April 1939, Hitler is declaring again:
“I was pleased that a number of European states availed
themselves of this declaration by the German Government to
express and emphasize their desire to have absolute neutrality.”
A month later, on the 23rd of May 1939, Hitler held that conference in the Reich Chancellery, to which I already referred. The minutes of that meeting report Hitler as saying:
“The Dutch and Belgian air bases must be occupied by armed
forces. Declarations of neutrality cannot be considered of any
value. If England and France want a general conflict on the
occasion of the war between Germany and Poland they will support
Holland and Belgium in their neutrality . . . . Therefore, if
England intends to intervene at the occasion of the Polish war,
we must attack Holland with lightning speed. It is desirable to
secure a defense line on Dutch soil up to the Zuider Zee.”
Even after that he was to give his solemn declarations that he would observe the neutrality of these countries. On the 26th of August 1939, when the crisis in regard to Danzig and Poland was reaching its climax, on the very day he had picked for the invasion of Poland, declarations assuring the governments concerned of the intention to respect their neutrality were handed by the German Ambassadors to the King of the Belgians, the Queen of the Netherlands, and to the Government of the Grand Duchy of Luxembourg in the most solemn form. But to the Army Hitler was saying:
“If Holland and Belgium are successfully occupied and held, a
successful war against England will be secured.”
On the 1st of September Poland was invaded, and 2 days later England and France came into the war against Germany, in pursuance of the treaty obligations already referred to. On the 6th of October Hitler renewed his assurances of friendship to Belgium and Holland, but on the 9th of October, before any kind of accusation had been made by the German Government of breaches of neutrality, Hitler issued a directive for the conduct of the war. And he said this:
“1) If it becomes evident in the near future that England and
France, acting under her leadership, are not disposed to end the
war, I am determined to take firm and offensive action without
letting much time elapse.
“2) A long waiting period results not only in the ending of
Belgian and perhaps also of Dutch neutrality to the advantage of
the Western Powers, but also strengthens the military power of
our enemies to an increasing degree, causes confidence of the
neutrals in final German victory to wane, and does not help to
bring Italy to our aid as brothers-in-arms.
“3) I therefore issue the following orders for the further
conduct of military operations:
“(a) Preparations should be made for offensive action on the
northern flank of the Western Front crossing the area of
Luxembourg, Belgium, and Holland. This attack must be carried
out as soon and as forcefully as possible.
“(b) The object of this attack is to defeat as many strong
sections of the French fighting army as possible, and her ally
and partner in the fighting, and at the same time to acquire as
great an area of Holland, Belgium, and northern France as
possible, to use as a base offering good prospects for waging
aerial and sea warfare against England and to provide ample
coverage for the vital district of the Ruhr.”
Nothing could state more clearly or more definitely the object behind the invasion of these three countries than that document expresses it.
On the 15th of October 1939 the Defendant Keitel wrote a most-secret letter concerning “Fall Gelb” which was the name given to the operation against the Low Countries. In it he said that:
“The protection of the Ruhr area by moving aircraft reporting
service and the air defense as far forward as possible in the
area of Holland is significant for the whole conduct of the war.
The more Dutch territory we occupy, the more effective can the
defense of the Ruhr area be made. This point of view must
determine the choice of objectives of the Army, even if the Army
and Navy are not directly interested in such territorial gain.
It must be the object of the Army’s preparations, therefore, to
occupy, on receipt of a special order, the territory of Holland,
in the first instance in the area of the Grebbe-Maas line. It
will depend on the military and political attitude of the Dutch,
as well as on the effectiveness of their flooding, whether
objectives can and must be further extended.”
The Fall Gelb operation had apparently been planned to take place at the beginning of November 1939. We have in our possession a series of 17 letters, dated from 7th November until the 9th May postponing almost from day to day the D-Day of the operation, so that by the beginning of November all the major plans and preparations had in fact been made.
On the 10th of January 1940 a German airplane force-landed in Belgium. In it was found the remains of an operation order which the pilot had attempted to burn; setting out considerable details of the Belgian landing grounds that were to be captured by the Air Force. Many other documents have been found which illustrate the planning and preparation for this invasion in the latter half of 1939 and early 1940, but they carry the matter no further, and they show no more clearly than the evidence to which I have already referred, the plans and intention of the German Government and its Armed Forces.
On the 10th of May 1940 at about 0500 hours in the morning, the German invasion of Belgium, Holland, and Luxembourg began.
And so once more the forces of aggression moved on. Treaties, assurances, the rights of sovereign states meant nothing. Brutal force, covered by as great an element of surprise as the Nazis could secure, was to seize that which was deemed necessary for striking the mortal blow against England, the main enemy. The only fault of these three unhappy countries was that they stood in the path of the German invader, in his designs against England and France. That was enough, and they were invaded.
[_A recess was taken._]
SIR HARTLEY SHAWCROSS: On the 6th of April 1941 German Armed Forces invaded Greece and Yugoslavia. Again the blow was struck without warning and with the cowardice and deceit which the world now fully expected from the self-styled “Herrenvolk”. It was a breach of the Hague Convention. It was a breach of the Pact of Paris. It was a breach of a specific assurance given by Hitler on the 6th of October 1939.
He had then said this:
“Immediately after the completion of the Anschluss, I informed
Yugoslavia that from now on the frontier with this country will
also be an unalterable one and that we desire only to live in
peace and friendship with her.”
But the plan for aggression against Yugoslavia had, of course, been in hand well before that. In the aggressive action eastward towards the Ukraine and the Soviet territories, security of the southern flank and the lines of communication had already been considered by the Germans.
The history of the events leading up to the invasion of Yugoslavia by Germany is well known. At 3 o’clock in the morning of the 28th of October 1940 a 3-hour ultimatum had been presented by the Italian Government to the Greek Government, and the presentation of that ultimatum was immediately followed by the aerial bombardment of Greek provincial towns and the advance of Italian troops into Greek territory. The Greeks were not prepared. They were at first forced to withdraw. But later the Italian advance was at first checked, then driven towards the Albanian frontier, and by the end of 1940 the Italian Army had suffered severe reverses at Greek hands.
Of the German position in the matter there is, of course, the evidence of what occurred when, on the 12th of August 1939, Hitler had this meeting with Ciano.
You will remember that Hitler said then:
“Generally speaking, the best thing to happen would be to
liquidate false neutrals one after the other. This process could
be carried out more easily if, on every occasion, one partner of
the Axis covered the other while it was dealing with an
uncertain neutral. Italy might well regard Yugoslavia as a
neutral of this kind.”
Then the conference went on and it met again on the 13th of August, and in the course of lengthy discussions, Hitler said this:
“In general, however, on success by one of the Axis partners,
not only strategical but also psychological strengthening of the
other partner and also of the whole Axis would ensue. Italy
carried through a number of successful operations in Abyssinia,
Spain, and Albania, and each time against the wishes of the
democratic entente. These individual actions have not only
strengthened Italian local interests, but have also . . .
reinforced her general position. The same was the case with
German action in Austria and Czechoslovakia . . . . The
strengthening of the Axis by these individual operations was of
the greatest importance for the unavoidable clash with the
Western Powers.”
And so once again we see the same procedure being followed. That meeting had taken place on the 12th and the 13th of August of 1939. Less than 2 months later, Hitler was giving his assurance to Yugoslavia that Germany only desired to live in peace and friendship with her, with the state, the liquidation of which by his Axis partner, he had himself so recently suggested.
Then came the Italian ultimatum to Greece and war against Greece and the Italian reverse.
We have found, amongst the captured documents, an undated letter from Hitler to Mussolini which must have been written about the time of the Italian aggression against Greece:
“Permit me”—Hitler said—“at the beginning of this letter to
assure you that within the last 14 days my heart and my thoughts
have been more than ever with you. Moreover, Duce, be assured of
my determination to do everything on your behalf which might
ease the present situation for you. When I asked you to receive
me in Florence, I undertook the trip in the hope of being able
to express my views prior to the beginning of the threatening
conflict with Greece, about which I had received only general
information. First, I wanted to request you to postpone the
action, if at all possible, until a more favorable time of the
year, at all events until after the American presidential
election. But in any case, however, I wanted to request you,
Duce, not to undertake this action without a previous
lightning-like occupation of Crete and, for this purpose, I also
wanted to submit to you some practical suggestions in regard to
the employment of a German parachute division and a further
airborne division . . . Yugoslavia must become disinterested, if
possible, however, from our point of view, interested in
co-operating in the liquidation of the Greek question. Without
assurances from Yugoslavia, it is useless to risk any successful
operation in the Balkans . . . Unfortunately, I must stress the
fact that waging a war in the Balkans before March is
impossible. Hence it would also serve to make any threatening
influence upon Yugoslavia of no purpose, since the Serbian
General Staff is well aware of the fact that no practical action
could follow such a threat before March. Hence, Yugoslavia must,
if at all possible, be won over by other means and in other
ways.”
On the 12th of November 1939, in his top-secret order, Hitler ordered the OKH to make preparations to occupy Greece and Bulgaria, if necessary. Apparently 10 divisions were to be used in order to prevent Turkish intervention. I think I said 1939; it should, of course, have been the 12th of November 1940. And to shorten the time, the German divisions in Romania were to be increased.
On the 13th of December Hitler issued an order to OKW, OKL, OKH, OKM, and the General Staff on the operation Marita, as the invasion of Greece was to be called. In that order it was stated that the invasion of Greece was planned and was to commence as soon as the weather was advantageous. A further order was issued on the 11th of January of 1941.
On the 28th of January of 1941 Hitler saw Mussolini. The Defendants Jodl, Keitel, and Ribbentrop were present at the meeting. We know about it from Jodl’s notes of what took place. We know that Hitler stated that one of the purposes of German troop concentrations in Romania was for use in the plan Marita against Greece.
On the 1st of March 1941 German troops entered Bulgaria and moved towards the Greek frontier. In the face of this threat of an attack on Greece by German as well as Italian forces, British troops were landed in Greece on the 3rd of March, in accordance with the declaration which had been given by the British Government on the 13th of April 1939; that Britain would feel bound to give Greece and Romania, respectively, all the support in her power in the event of either country becoming the victim of aggression and resisting such aggression. Already, of course, the Italian operations had made that pledge operative.
On the 25th of March of 1941, Yugoslavia, partly won over by the “other means and in other ways” to which Hitler had referred, joined the Three Power Pact which had already been signed by Germany, Italy, and Japan. The preamble of the pact stated that the three powers would stand side by side and work together.
On the same day the Defendant Ribbentrop wrote two notes to the Yugoslav Prime Minister assuring him of Germany’s full intention to respect the sovereignty and independence of his country. That declaration was just another example of the treachery employed by German diplomacy. We have already seen the preparations that had been made. We have seen Hitler’s attempts to tempt the Italians into an aggression against Yugoslavia. We have seen, in January, his own orders for preparations to invade Yugoslavia and then Greece. And now, on the 25th of March, he is signing a pact with that country and his Foreign Minister is writing assurances of respect for her sovereignty and territorial integrity.
As a result of the signing of that pact, the anti-Nazi element in Yugoslavia immediately accomplished a _coup d’état_ and established a new government. And thereupon, no longer prepared to respect the territorial integrity and sovereignty of her ally, Germany immediately took the decision to invade. On the 27th of March, 2 days after the Three Power Pact had been signed, Hitler issued instructions that Yugoslavia was to be invaded and used as a base for the continuance of the combined German and Italian operation against Greece.
Following that, further deployment and instructions for the action Marita were issued by Von Brauchitsch on the 30th of March 1941.
It was said—and I quote:
“The orders issued with regard to the operation against Greece
remain valid so far as not affected by this order . . . . On the
5th April, weather permitting, the Air Forces are to attack
troops in Yugoslavia, while simultaneously the attack of the
12th Army begins against both Yugoslavia and Greece.”
And as we now know, the invasion actually commenced in the early hours of the 6th of April.
Treaties, pacts, assurances, obligations of any kind, are brushed aside and ignored wherever the aggressive interests of Germany are concerned.
I turn now to the last act of aggression in Europe—my American colleagues will deal with the position in relation to Japan—I turn now to the last act of aggression in Europe with which these Nazi conspirators are charged, the attack upon Russia.
In August of 1939 Germany, although undoubtedly intending to attack Russia at some convenient opportunity, concluded a treaty of non-aggression with the Union of Soviet Socialist Republics. When Belgium and the Low Countries were occupied and France collapsed in June of 1940, England—although with the inestimably valuable moral and economic support of the United States of America—was left alone in the field as the sole representative of democracy in the face of the forces of aggression. At that moment only the British Empire stood between Germany and the achievement of her aim to dominate the Western World. Only the British Empire—and England as its citadel. But it was enough. The first, and possibly the decisive, military defeat which the enemy sustained was in the campaign against England; and that defeat had a profound influence on the future course of the war.
On the 16th of July of 1940 Hitler issued to the Defendants Keitel and Jodl a directive—which they found themselves unable to obey—for the invasion of England. It started off—and Englishmen will forever be proud of it—by saying that:
“Since England, despite her militarily hopeless situation, shows
no signs of willingness to come to terms, I have decided to
prepare a landing operation against England and if necessary to
carry it out. The aim is . . . to eliminate the English homeland
as a base for the carrying on of the war against Germany . . . .
Preparations for the entire operation must be completed by
mid-August.”
But the first essential condition for that plan was, I quote:
“. . . the British Air Force must morally and actually be so far
overcome that it does not any longer show any considerable
aggressive force against the German attack.”
The Defendant Göring and his Air Force, no doubt, made the most strenuous efforts to realize that condition, but, in one of the most splendid pages of our history, it was decisively defeated. And although the bombardment of England’s towns and villages was continued throughout that dark winter of 1940-41, the enemy decided in the end that England was not to be subjugated by these means, and, accordingly, Germany turned back to the East, the first major aim unachieved.
On the 22d of June 1941 German Armed Forces invaded Russia, without warning, without declaration of war. It was, of course, a breach of the usual series of treaties; they meant no more in this case than they had meant in the other cases. It was a violation of the Pact of Paris; it was a flagrant contradiction of the Treaty of Non-Aggression which Germany and Russia had signed on the 23rd of August a year before.
Hitler himself said, in referring to that agreement, that “agreements were only to be kept as long as they served a purpose.”
The Defendant Ribbentrop was more explicit. In an interview with the Japanese Ambassador in Berlin on the 23rd of February 1941, he made it clear that the object of the agreement had merely been, so far as Germany was concerned, to avoid a two-front war.
In contrast to what Hitler and Ribbentrop and the rest of them were planning within the secret councils of Germany, we know what they were saying to the rest of the world.
On the 19th of July, Hitler spoke in the Reichstag:
“In these circumstances”—he said—“I considered it proper to
negotiate as a first priority a sober definition of interest
with Russia. It would be made clear once and for all what
Germany believes she must regard as her sphere of interest to
safeguard her future and, on the other hand, what Russia
considers important for her existence. From this clear
delineation of the sphere of interest there followed the new
regulation of Russian-German relations. Any hope that now, at
the end of the term of the agreement, a new Russo-German tension
could arise is childish. Germany has taken no step which would
lead her outside her sphere of interest, nor has Russia. But
England’s hope to achieve an amelioration of her own position
through the engineering of some new European crisis, is, insofar
as it is concerned with Russo-German relations, an illusion.
“English statesmen perceive everything somewhat slowly, but they
too will learn to understand this in the course of time.”
The whole statement was, of course, a tissue of lies. It was not many months after it had been made that the arrangements for attacking Russia were put into hand. And the Defendant Raeder gives us the probable reason for the decision in a note which he sent to Admiral Assmann:
“The fear that control of the air over the Channel in the Autumn
of 1940 could no longer be attained, a realization which the
Führer no doubt gained earlier than the Naval War Staff, who
were not so fully informed of the true results of air raids on
England (our own losses), surely caused the Führer, as far back
as August and September”—this was August and September of
1940—“to consider whether, even prior to victory in the West,
an Eastern campaign would be feasible, with the object of first
eliminating our last serious opponent on the Continent . . . .
The Führer did not openly express this fear, however, until well
into September.”
He may not have spoken to the Navy of his intentions until later in September, but by the beginning of that month he had undoubtedly told the Defendant Jodl about them.
Dated the 6th of September 1940, we have a directive of the OKW signed by the Defendant Jodl, and I quote:
“Directions are given for the occupation forces in the East to
be increased in the following weeks. For security reasons”—and
I quote—“this should not create the impression in Russia that
Germany is preparing for an Eastern offensive.”
Directives are given to the German Intelligence Service pertaining to the answering of questions by the Russian Intelligence Service, and I quote:
“The respective strength of the German troops in the East is to
be camouflaged by . . . frequent changes in this area . . . .
The impression is to be created that the bulk of the troops is
in the south of the Government General and that the occupation
in the North is relatively small.”
And so we see the beginning of the operations.
On the 12th of November 1940 Hitler issued a directive, signed by the Defendant Jodl, in which it was stated that the political task to determine the attitude of Russia had begun, but that without reference to the result of preparations against the East, which had been ordered orally.
It is not to be supposed that the U.S.S.R. would have taken part in any conversations at that time if it had been realized that on the very day orders were being given for preparations to be made for the invasion of Russia, and that the order for the operation, which was called “Plan Barbarossa”, was in active preparation. On the 18th of December the order was issued, and I quote:
“The German Armed Forces have to be ready to defeat Soviet
Russia in a swift campaign before the end of the war against
Great Britain.”
And later, in the same instruction—and I quote again:
“All orders which shall be issued by the High Commanders in
accordance with this instruction have to be clothed in such
terms that they may be taken as measures of precaution in case
Russia should change her present attitude towards ourselves.”
Germany kept up the pretense of friendliness and, on the 10th of January 1941, well after the Plan Barbarossa for the invasion of Russia had been decided upon, Germany signed the German-Russian Frontier Treaty. Less than a month later, on the 3rd of February of 1941, Hitler held a conference, attended by the Defendants Keitel and Jodl, at which it was provided that the whole operation against Russia was to be camouflaged as if it was part of the preparation for the “Plan Seelöwe”, as the plan for the invasion of England was described.
By March of 1941 plans were sufficiently advanced to include provision for dividing the Russian territory into nine separate states to be administered under Reich Commissars, under the general control of the Defendant Rosenberg; and at the same time detailed plans for the economic exploitation of the country were made under the supervision of the Defendant Göring, to whom the responsibility in this matter—and it is a serious one—had been delegated by Hitler.
You will hear something of the details of these plans. I remind you of one document which has already been referred to in this connection.
It is significant that on the 2d of May of 1941 a conference of State Secretaries took place in regard to the Plan Barbarossa, and in the course of that it was noted:
“1. The war can be continued only if all Armed Forces are fed
out of Russia in the third year of the war.
“2. There is no doubt that, as a result, many millions of people
will be starved to death if we take out of the country the
things necessary for us.”
But that apparently caused no concern. The “Plan Oldenbourg”, as the scheme for the economic organization and exploitation of Russia was called, went on. By the 1st of May 1941, the D-Day of the operation had been fixed. By the 1st of June preparations were virtually complete and an elaborate timetable was issued. It was estimated that, although there would be heavy frontier battles, lasting perhaps 4 weeks, after that no serious opposition was to be expected.
On the 22d of June, at 3:30 in the morning, the German armies marched again. As Hitler said in his proclamation to them, “I have decided to give the fate of the German people and of the Reich and of Europe again into the hands of our soldiers.”
The usual false pretexts were, of course, given. Ribbentrop stated on the 28th of June that the step was taken because of the threatening of the German frontiers by the Red Army. It was a lie, and the Defendant Ribbentrop knew it was a lie.
On the 7th of June 1941 Ribbentrop’s own Ambassador in Moscow was reporting to him, and I quote, that, “All observations show that Stalin and Molotov, who are alone responsible for Russian foreign policy, are doing everything to avoid a conflict with Germany.” The staff records which you will see make it clear that the Russians were making no military preparations and that they were continuing their deliveries under the Trade Agreement to the very last day. The truth is, of course, that the elimination of Russia as a political opponent and the incorporation of the Soviet territory in the German Lebensraum had been one of the cardinal features of Nazi policy for a very long time, subordinated latterly for what the Defendant Jodl called diplomatic reasons.
And so, on the 22d of June, the Nazi armies were flung against the power with which Hitler had so recently sworn friendship, and Germany embarked upon that last act of aggression in Europe, which, after long and bitter fighting, was eventually to result in Germany’s own collapse.
That, then, is the case against these defendants, as amongst the rulers of Germany, under Count Two of this Indictment.
It may be said that many of the documents which have been referred to were in Hitler’s name, and that the orders were Hitler’s orders, and that these men were mere instruments of Hitler’s will. But they were the instruments without which Hitler’s will could not be carried out; and they were more than that. These men were no mere willing tools, although they would be guilty enough if that had been their role. They are the men whose support had built Hitler up into the position of power he occupied; these are the men whose initiative and planning often conceived and certainly made possible the acts of aggression done in Hitler’s name; and these are the men who enabled Hitler to build up the Army, the Navy, the Air Force, the war economy, the political philosophy, by which these treacherous attacks were carried out, and by which he was able to lead his fanatical followers into peaceful countries to murder, to loot, and to destroy. They are the men whose cooperation and support made the Nazi Government of Germany possible.
The government of a totalitarian country may be carried on without representatives of the people, but it cannot be carried on without any assistance at all. It is no use having a leader unless there are also people willing and ready to serve their personal greed and ambition by helping and following him. The dictator who is set up in control of the destinies of his country does not depend on himself alone either in acquiring power or in maintaining it. He depends upon the support and the backing which lesser men, themselves lusting to share in dictatorial power, anxious to bask in the adulation of their leader, are prepared to give.
In the criminal courts of our countries, when men are put on their trial for breaches of the municipal laws, it not infrequently happens that of a gang indicted together in the dock, one has the master mind, the leading personality. But it is no excuse for the common thief to say, “I stole because I was told to steal”, for the murderer to plead, “I killed because I was asked to kill.” And these men are in no different position, for all that it was nations they sought to rob, and whole peoples which they tried to kill. “The warrant of no man excuseth the doing of an illegal act.” Political loyalty, military obedience are excellent things, but they neither require nor do they justify the commission of patently wicked acts. There comes a point where a man must refuse to answer to his leader if he is also to answer to his conscience. Even the common soldier, serving in the ranks of his army, is not called upon to obey illegal orders. But these men were no common soldiers: They were the men whose skill and cunning, whose labor and activity made it possible for the German Reich to tear up existing treaties, to enter into new ones and to flout them, to reduce international negotiations and diplomacy to a hollow mockery, to destroy all respect for and effect in international law and, finally, to march against the peoples of the world to secure that domination in which, as arrogant members of their self-styled master race, they professed to believe.
If these crimes were in one sense the crimes of Nazi Germany, they also are guilty as the individuals who aided, abetted, counselled, procured, and made possible the commission of what was done.
The total sum of the crime these men have committed—so awful in its comprehension—has many aspects. Their lust and sadism, their deliberate slaughter and degradation of so many millions of their fellow creatures that the imagination reels, are but one side of this matter. Now that an end has been put to this nightmare, and we come to consider how the future is to be lived, perhaps their guilt as murderers and robbers is of less importance and of less effect to future generations of mankind than their crime of fraud—the fraud by which they placed themselves in a position to do their murder and their robbery. That is the other aspect of their guilt. The story of their “diplomacy”, founded upon cunning, hypocrisy, and bad faith, is a story less gruesome no doubt, but no less evil and deliberate. And should it be taken as a precedent of behavior in the conduct of international relations, its consequences to mankind will no less certainly lead to the end of civilized society.
Without trust and confidence between nations, without the faith that what is said is meant and that what is undertaken will be observed, all hope of peace and security is dead. The Governments of the United Kingdom and the British Commonwealth, of the United States of America, of the Union of Soviet Socialist Republics, and of France, backed by and on behalf of every other peace-loving nation of the world, have therefore joined to bring the inventors and perpetrators of this Nazi conception of international relationship before the bar of this Tribunal. They do so, so that these defendants may be punished for their crimes. They do so, also, that their conduct may be exposed in all its naked wickedness and they do so in the hope that the conscience and good sense of all the world will see the consequences of such conduct and the end to which inevitably it must always lead. Let us once again restore sanity and with it also the sanctity of our obligations towards each other.
THE PRESIDENT: Mr. Attorney, would it be convenient to the prosecutors from Great Britain to continue?
SIR HARTLEY SHAWCROSS: The proposal was that my friend, Mr. Sidney Alderman, should continue with the presentation of the case with regard to the final acts of aggression against Czechoslovakia and that that being done, my British colleagues would continue with the presentation of the British case. As the Tribunal will appreciate, Counts One and Two are in many respects complementary, and my American colleagues and ourselves are working in closest cooperation in presenting the evidence affecting those counts.
THE PRESIDENT: Mr. Alderman, would it be convenient for you to go on until 5 o’clock?
MR. ALDERMAN: Yes. May it please the Tribunal, it is quite convenient for me to proceed. I can but feel that it will be quite anticlimactic after the address which you just heard.
When the Tribunal rose yesterday afternoon, I had just completed an outline of the plans laid by the Nazi conspirators in the weeks immediately following the Munich Agreement. These plans called for what the German officials called “the liquidation of the remainder of Czechoslovakia.” You will recall that 3 weeks after Munich, on 21 October, the same day on which the administration of the Sudetenland was handed over to the civilian authorities, Hitler and Keitel had issued an order to the Armed Forces. This document is C-136, Exhibit USA-104.
In this order Hitler and Keitel ordered the beginning of preparations by the Armed Forces for the conquest of the remainder of Czechoslovakia. You will also recall that 2 months later, on 17 December, the Defendant Keitel issued an appendix to the original order directing the continuation of these preparations. This document is C-138, Exhibit USA-105, and both these documents have already been introduced.
Proceeding on the assumption that no resistance worth mentioning was to be expected, this order emphasized that the attack on Czechoslovakia was to be well camouflaged so that it would not appear to be a warlike action. “To the outside world,” it said, and I quote, “it must appear obvious that it is merely an action of pacification and not a warlike undertaking.”
Thus, in the beginning of 1939 the basic planning for military action against the mutilated Czechoslovak Republic had already been carried out by the German High Command.
I turn now to the underhand and criminal methods used by the Nazi conspirators to ensure that no resistance worth mentioning would, in fact, be met by the German Army. As in the case of Austria and the Sudetenland, the Nazi conspirators did not intend to rely on the Wehrmacht alone to accomplish their calculated objective of liquidating Czechoslovakia. With the German minority separated from Czechoslovakia, they could no longer use the cry, “Home to the Reich.” One sizable minority, the Slovaks, still remained within the Czechoslovak state.
I should mention at this point that the Czechoslovak Government had made every effort to conciliate Slovak extremists in the months after the cession of the Sudetenland. Autonomy had been granted to Slovakia, with an autonomous Cabinet and Parliament at Bratislava. Nevertheless, despite these concessions, it was in Slovakia that the Nazi conspirators found fertile ground for their tactics. The picture which I shall now draw of Nazi operations in Slovakia is based on the Czechoslovak official Government Report, Document Number 998-PS, already admitted in evidence as Exhibit USA-91, and of which the Court has already taken judicial notice.
Nazi propaganda and research groups had long been interested in maintaining close connection with the Slovak autonomist opposition. When Bela Tuka, who later became Prime Minister of the puppet state of Slovakia, was tried for espionage and treason in 1929, the evidence established that he had already established connections with Nazi groups within Germany. Prior to 1938 Nazi aides were in close contact with the Slovak traitors living in exile and were attempting to establish more profitable contacts in the semi-fascist Slovak Catholic People’s Party of Monsignor Andrew Hlinka. In February and July 1938 the leaders of the Henlein movement conferred with top men of Father Hlinka’s party and agreed to furnish one another with mutual assistance in pressing their respective claims to autonomy. This understanding proved useful in the September agitation when at the proper moment the Foreign Office in Berlin wired the Henlein leader, Kundt, in Prague to tell the Slovaks to start their demands for autonomy.
This telegram, our Document Number 2858-PS, Exhibit USA-97, has already been introduced in evidence and read.
By this time—midsummer 1938—the Nazis were in direct contact with figures in the Slovak autonomist movement and had paid agents among the higher staff of Father Hlinka’s party. These agents undertook to render impossible any understanding between the Slovak autonomists and the Slovak parties in the government at Prague.
Hans Karmasin, later to become Volksgruppenführer, had been appointed Nazi leader in Slovakia and professed to be serving the cause of Slovak autonomy while actually on the Nazi payroll. On 22 November the Nazis indiscreetly wired Karmasin to collect his money at the German Legation in Prague, and I offer in evidence Document 2859-PS as Exhibit USA-107, captured from the German Foreign Office files. I read this telegram which was sent from the German Legation at Prague to Pressburg:
“Delegate Kundt asks to notify State Secretary Karmasin he would
appreciate it if he could personally draw the sum which is being
kept for him at the treasury of the Embassy.”—signed—“Hencke.”
Karmasin proved to be extremely useful to the Nazi cause. Although it is out of its chronological place in my discussion, I should like now to offer in evidence Document 2794-PS, a captured memorandum of the German Foreign Office which I offer as Exhibit USA-108, dated Berlin, 29 November 1939.
This document, dated 8 months after the conquest of Czechoslovakia, throws a revealing light both on Karmasin and on the German Foreign Office, and I now read from this memorandum:
“On the question of payments to Karmasin.
“Karmasin receives 30,000 marks monthly from the VDA”—Peoples’
League for Germans Abroad—“until 1 April 1940; from then on
15,000 marks monthly.
“Furthermore, the Central Office for Racial
Germans”—Volksdeutsche Mittelstelle—“has deposited 300,000
marks for Karmasin with the German Mission in
Bratislava”—Pressburg—“on which he could fall back in an
emergency.
“Furthermore, Karmasin has received money from Reich Minister
Seyss-Inquart; for the present it has been impossible to
determine what amounts had been involved, and whether the
payments still continue.
“Therefore, it appears that Karmasin has been provided with
sufficient money; thus one could wait to determine whether he
would put up new demands himself.
“Herewith presented to the Reich Foreign
Minister.”—signed—“Woermann.”
This document shows the complicity of the German Foreign Office in the subsidization of illegal organizations abroad. More important, it shows that the Germans still considered it necessary to supply their undercover representatives in Pressburg with substantial funds, even after the declaration of the so-called Independent State of Slovakia.
Sometime in the winter of 1938-39, the Defendant Göring conferred with Durkansky and Mach, two leaders in the Slovak extremist group, who were accompanied by Karmasin. The Slovaks told Göring of their desire for what they called independence, with strong political, economic, and military ties to Germany. They promised that the Jewish problem would be solved as it had been solved in Germany; that the Communist Party would be prohibited. The notes of the meeting report that Göring considered that the Slovak efforts towards independence were to be supported, but as the document will show, his motives were scarcely altruistic.
I now offer in evidence Document 2801-PS as Exhibit USA-109, undated minutes of a conversation between Göring and Durkansky. This document was captured among the files of the German Foreign Office.
I now read these minutes, which are jotted down in somewhat telegraphic style. To begin with:
“Durkansky (Deputy Prime Minister) reads out declaration.
Contents: Friendship for the Führer; gratitude, that through the
Führer, autonomy has become possible for the Slovaks: The
Slovaks never want to belong to Hungary. The Slovaks want full
independence with strongest political, economic, and military
ties to Germany. Bratislava to be the capital. The execution of
the plan only possible if the army and police are Slovak.
“An independent Slovakia to be proclaimed at the meeting of the
first Slovak Diet. In the case of a plebiscite the majority
would favor a separation from Prague. Jews will vote for
Hungary. The area of the plebiscite to be up to the March, where
a large Slovak population lives.
“The Jewish problem will be solved similarly to that in Germany.
The Communist Party to be prohibited.
“The Germans in Slovakia do not want to belong to Hungary but
wish to stay in Slovakia.
“The German influence with the Slovak Government considerable;
the appointment of a German Minister (member of the Cabinet) has
been promised.
“At present negotiations with Hungary are being conducted by the
Slovaks. The Czechs are more yielding towards the Hungarians
than the Slovaks.
“The Field Marshal”—that is Field Marshal Göring—“considers
that the Slovak negotiations towards independence are to be
supported in a suitable manner. Czechoslovakia without Slovakia
is still more at our mercy.
“Air bases in Slovakia are of great importance for the German
Air Force for use against the East.”
On 12 February a Slovak delegation journeyed to Berlin. It consisted of Tuka, one of the Slovaks with whom the Germans had been in contact, and Karmasin, the paid representative of the Nazi conspirators in Slovakia. They conferred with Hitler and the Defendant Ribbentrop in the Reich Chancellery in Berlin on Sunday, 12 February 1939.
I now offer in evidence Document 2790-PS as Exhibit USA-110, the captured German Foreign Office minutes of that meeting:
“After a brief welcome Tuka thanks the Führer for granting this
meeting. He addresses the Führer with ‘My Führer’ and he voices
the opinion that he, though only a modest man himself, might
well claim to speak for the Slovak nation. The Czech courts and
prison gave him the right to make such a statement. He states
that the Führer had not only opened the Slovak question but that
he had been also the first one to acknowledge the dignity of the
Slovak nation. The Slovakian people will gladly fight under the
leadership of the Führer for the maintenance of European
civilization. Obviously future association with the Czechs had
become an impossibility for the Slovaks from a moral as well as
an economic point of view.”
Then skipping to the last sentence: “‘I entrust the fate of my people to your care.’”—addressing that to the Führer!
During the meeting the Nazi conspirators apparently were successful in planting the idea of insurrection with the Slovak delegation. I refer to the final sentence of the document, which I have just read, the sentence spoken by Tuka, “I entrust the fate of my people to your care.”
It is apparent from these documents that in mid-February 1939 the Nazis had a well-disciplined group of Slovaks at their service, many of them drawn from the ranks of Father Hlinka’s party. Flattered by the personal attention of such men as Hitler and the Defendant Ribbentrop and subsidized by German representatives, these Slovaks proved willing tools in the hands of the Nazi conspirators.
In addition to Slovaks, the conspirators made use of the few Germans still remaining within the mutilated Czechoslovak Republic. Kundt, Henlein’s deputy who had been appointed leader of this German minority, created as many artificial “focal points of German culture” as possible. Germans from the districts handed over to Germany were ordered from Berlin to continue their studies at the German University in Prague and to make it a center of aggressive Nazism.
With the assistance of German civil servants, a deliberate campaign of Nazi infiltration into Czech public and private institutions was carried out, and the Henleinists gave full co-operation to Gestapo agents from the Reich who appeared on Czech soil. The Nazi political activity was designed to undermine and to weaken Czech resistance to the commands from Germany.
In the face of continued threats and duress on both diplomatic and propaganda levels, the Czech Government was unable to take adequate measures against these trespassers upon its sovereignty.
I am using as the basis of my remarks the Czechoslovak official Government report, Document Number 998-PS.
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Trial of the Major War Criminals Before the International Military Tribunal, Nuremburg, 14 November 1945-1 October 1946, Volume 03Chapter VIII: Section II: , of the directive on the unified preparations for war (5)
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